Calculation of Filing Fee Tables
Form S-3
(Form Type)
Zentalis Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
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| Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward |
Newly Registered Securities |
Fees to Be Paid | Equity | Common Stock, $0.001 par value per share | Rules 456(b) and 457(r) | (1) (2) | (1) | (1) | | | | | | |
Equity | Preferred Stock, $0.001 par value per share | Rules 456(b) and 457(r) | (1) (2) | (1) | (1) | | | | | | |
Debt | Debt Securities | Rules 456(b) and 457(r) | (1) | (1) | (1) | | | | | | |
Other | Warrants | Rules 456(b) and 457(r) | (1) | (1) | (1) | | | | | | |
Other | Purchase Contracts | Rules 456(b) and 457(r) | (1) | (1) | (1) | | | | | | |
Other | Units | Rules 456(b) and 457(r) | (1) | (1) | (1) | | | | | | |
Fees to Be Paid | Equity | Common Stock, $0.001 par value per share | Rule 457(o) | $200,000,000 | — | $200,000,000 | $0.00014760 | $29,520 | | | | |
Fees Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | | N/A | | | | |
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Carry Forward Securities |
Carry Forward Securities | N/A | N/A | N/A | N/A | | N/A | | | N/A | N/A | N/A | N/A |
| Total Offering Amounts | | $200,000,000 | | $29,520 | | | | |
| Total Fees Previously Paid | | | | — | | | | |
| Total Fee Offsets | | | | $15,068 | | | | |
| Net Fee Due | | | | $14,452 | | | | |
(1)An unspecified number of securities of each identified class is being registered as may from time to time be issued at unspecified prices, including securities that may be issued upon exercise, conversion or exchange. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities. Pursuant to Rules 456(b) and 457(r) under the Securities Act of 1933, as amended, the registrant is deferring payment of the entire registration fee relating to the registration of securities hereby other than the registration fee due in connection with $200,000,000 of shares of common stock that may be issued and sole from time to time under the sales agreement prospectus included herein. Any registration fees will be paid subsequently on a pay-as-you-go basis in accordance with Rule 457(r).
(2)Includes right to acquire common stock or preferred stock of the registrant under any shareholder rights plan then in effect, if applicable under the terms of any such plan.
Table 2: Fee Offset Claims and Sources
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| Registrant Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source |
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Fee Offset Claims | Zentalis Pharmaceuticals, Inc. | S-3ASR | 333-255769 | May 4, 2021 | | $15,068 (3) | Unallocated (Universal) Shelf | (3) | (3) | $140,300,000 | |
Fee-Offset Sources | Zentalis Pharmaceuticals, Inc. | S-3ASR | 333-255769 | | May 4, 2021 | | | | | | $21,480 |
(3)Attributable to US$140,300,000 of unsold securities that were previously registered under the Registration Statement on Form S-3 (333-255769) on May 4, 2021 (the “Prior Registration Statement”), that have not yet been issued and sold. Pursuant to Rule 457(p) under the Securities Act, such unutilized filing fees may be applied to the filing fees payable pursuant to this Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of such unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.