SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Carlyle Tactical Private Credit Fund [ TAKAX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 09/16/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Series G Mandatory Redeemable Preferred Stock | 09/16/2024 | P | 320,000 | A | $25 | 320,000 | I(1)(2) | See Footnotes(1)(2) | ||
Series G Mandatory Redeemable Preferred Stock | 09/16/2024 | P | 80,000 | A | $25 | 80,000 | I(1)(2) | See Footnotes(1)(2) | ||
Series H Mandatory Redeemable Preferred Stock | 09/16/2024 | P | 144,000 | A | $25 | 144,000 | I(1)(2) | See Footnotes(1)(2) | ||
Series A Mandatory Redeemable Preferred Stock | 634,000 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series A Mandatory Redeemable Preferred Stock | 120,000 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series A Mandatory Redeemable Preferred Stock | 62,000 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series A Mandatory Redeemable Preferred Stock | 52,000 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series A Mandatory Redeemable Preferred Stock | 31,200 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series A Mandatory Redeemable Preferred Stock | 20,800 | I(1)(2) | See Footnotes(1)(2) | |||||||
Series B Mandatory Redeemable Preferred Stock | 320,000 | I(1)(2) | See Footnotes(1)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These securities are directly held by clients for whom Securian Asset Management, Inc. ("SAM") serves as investment advisor. |
2. SAM disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that SAM is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Remarks: |
This Form 4 represents an exit filing for SAM, as it now beneficially owns less than 10% of the Issuer's total outstanding Mandatory Redeemable Preferred Stock. The initial Form 3 was filed on May 20, 2022 by Minnesota Life Insurance Company ("Minnesota Life"). Because SAM serves as investment advisor to Minnesota Life and other clients, SAM has assumed the Section 16 reporting obligations for positions in the Issuer's securities that it manages for Minnesota Life and other clients. |
SECURIAN ASSET MANAGEMENT, INC., By: /s/ Suzette Huovinen, President | 09/18/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |