CUSIP No.: 1431062*2 (Series A), 1431063*1 (Series B), 143106A#9 (Series D), 143106B#8 (Series H)
ITEM 1(a). | NAME OF ISSUER: Carlyle Tactical Private Credit Fund |
ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Vanderbilt Avenue, Suite 3400 New York, NY 10017 |
ITEM 2(a). | NAME OF PERSON FILING: This Statement is filed by Principal Global Investors, LLC (PGI) and Principal Life Insurance Company (PLIC). This Statement relates to the shares of Mandatory Redeemable Preferred Stock (the Shares) of the Issuer indirectly beneficially owned by PGI and directly beneficially owned by PLIC. PGI is the majority owner of PLIC and is an SEC registered investment adviser. |
ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Principal Life Insurance Company 711 High Street Des Moines, IA 50392
Principal Global Investors, LLC 801 Grand Street Des Moines, IA 50392 |
ITEM 2(c). | CITIZENSHIP: Principal Life Insurance Company - Iowa Principal Global Investors, LLC - Delaware |
ITEM 2(d). | TITLE OF CLASS OF SECURITIES: Mandatory Redeemable Preferred Stock |
ITEM 2(e). | CUSIP NUMBER: 1431062*2 (Series A), 1431063*1 (Series B), 143106A#9 (Series D), 143106B#8 (Series H) |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: |
(a) [ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); |
(b) [ ] | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) [X] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
(e) [X] | An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); |
(f) [ ] | An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); |
(g) [ ] | A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); |
(h) [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) [ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) [ ] | A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); |
(k) [ ] | Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: |
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ITEM 4. | OWNERSHIP |
Principal Global Investors, LLC and Principal Life Insurance Company jointly own 2,400,000 shares. |
(a) Amount beneficially owned: |
As of September 16, 2024, PGI may be deemed to be the beneficial owner of 2,400,000 Shares, which are beneficially owned directly by PLIC. |
(b) Percent of class: |
As of September 16, 2024, PGI may be deemed to be the beneficial owner of 10.0% of the Shares outstanding, which are beneficially owned directly by PLIC. |
(c) Number of shares as to which the person has: |
(i) sole power to vote or to direct the vote: |
0
|
(ii) shared power to vote or to direct the vote: |
2,400,000 |
(iii) sole power to dispose or direct the disposition of: |
0 |
(iv) shared power to dispose or to direct the disposition of: |
2,400,000 |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: See disclosure in Item 2 hereof. |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See disclosure in Item 2 hereof. |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: Not Applicable. |
ITEM 10. | CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |