The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
|
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001727585 |
| ||||||||||||||
Name of Issuer | |||||||||||||||
Zelus 3040, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
ARIZONA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
|
2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Zelus 3040, LLC | |||
Street Address 1 | Street Address 2 | ||
4939 W. RAY RD, SUITE #4-507 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHANDLER | ARIZONA | 85226 | (480) 398-4954 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Small | James | R |
Street Address 1 | Street Address 2 | |
4939 W. Ray Road, Suite #4-507 | ||
City | State/Province/Country | ZIP/PostalCode |
Chandler | ARIZONA | 85226 |
Relationship: | X | Executive Officer | Director | X | Promoter |
---|
Clarification of Response (if Necessary):
Mr. Small is the President of Issuer as well as the managing member of the entity that is the manager of Issuer.4. Industry Group
|
|
|
5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| |||
Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
Rule 506(b) | |||
X | Rule 506(c) | ||
Securities Act Section 4(a)(5) |
| ||||
| ||||
| ||||
| ||||
| ||||
| ||||
| ||||
|
7. Type of Filing
New Notice | Date of First Sale | 2017-11-20 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
|
9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
X | Debt | Tenant-in-Common Securities | |
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
|
Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $1 | USD |
12. Sales Compensation
Recipient |
| ||||||
Bert Salazar | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1825 Ponce De Leon Blvd #526 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Coral Gables | FLORIDA | 33134 | |||||
|
| ||||||
|
Recipient |
| ||||||||||
Kim Butler | None | ||||||||||
|
| ||||||||||
None | None | ||||||||||
Street Address 1 | Street Address 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
22790 US Hwy 259 South | |||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||
Mt Enterprise | TEXAS | 75681 | |||||||||
|
| ||||||||||
|
Recipient |
| ||||||
Randall Harris | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2356 Swamp Angel Ct | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Cool | CALIFORNIA | 95614 | |||||
|
| ||||||
|
Recipient |
| ||||||
Chris Thompson | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
504 S Polk | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Amarillo | TEXAS | 79101 | |||||
|
| ||||||
|
Recipient |
| ||||||
John Shedenhelm | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4285 Morse Rd. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Gahanna | OHIO | 43230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Kevin McCollester | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
150 Brittany Pl | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
West Chester | PENNSYLVANIA | 19380 | |||||
|
| ||||||
|
Recipient |
| ||||||
Gary Pinkerton | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1605 Dubac Rd | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Wall Township | NEW JERSEY | 07719 | |||||
|
| ||||||
|
Recipient |
| ||||||
Edward Beemiller | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4285 Morse Rd. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Grahanna | OHIO | 43230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Bradley Gibb | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
731 E 680 N. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lindon | UTAH | 84042 | |||||
|
| ||||||
|
Recipient |
| ||||||
Ryan Flemming | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4285 Morse Rd. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Gahanna | OHIO | 43230 | |||||
|
| ||||||
|
Recipient |
| ||||||
Russell Morgan | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3125 Blue Lake Dr | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Vestavia Hills | ALABAMA | 35243 | |||||
|
| ||||||
|
Recipient |
| ||||||
Joel McGriff | 131477 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2201 Providence Park | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Birmingham | ALABAMA | 35242 | |||||
|
| ||||||
|
Recipient |
| ||||||
Robert Clinkenbeard | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
120 Jervey Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Greenville | SOUTH CAROLINA | 29609 | |||||
|
| ||||||
|
Recipient |
| ||||||
Braden Galloway | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
19705 Samalga Circle | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Eagle River | ALASKA | 99577 | |||||
|
| ||||||
|
13. Offering and Sales Amounts
Total Offering Amount | $3,800,000 | USD |
| |||
Total Amount Sold | $3,800,000 | USD | ||||
Total Remaining to be Sold | $0 | USD |
|
Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
| ||
Finders' Fees | $125,000 | USD |
|
Clarification of Response (if Necessary):
Any and all finders associated with this offering were not recipients of any sales compensation paid by Zelus 3040, LLC. Zelus paid these finders for making introductions only, and not for any sales activity, function, or role.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
|
Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
Zelus 3040, LLC | Alexis G. Firehawk | Alexis G. Firehawk | Attorney/Authorized Agent | 2020-05-01 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.