The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR ALERIAN MLP | ALERIAN MLP | 00162Q866 | 1,984 | 104,419 | SH | SOLE | 0 | 0 | 104,419 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 302 | 7,196 | SH | SOLE | 0 | 0 | 7,196 | ||
AMAZON COM INC COM | COM | 023135106 | 221 | 682 | SH | SOLE | 0 | 0 | 682 | ||
AMER RLTY CAP HEALTHCAR TR INC COM | COM | 02917R108 | 180 | 16,544 | SH | SOLE | 0 | 0 | 16,544 | ||
AMERICAN RLTY CAP PPTY CALL JAN00012500 | COM | 02917T104 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
AMERICAN RLTY CAP PPTYS INC COM | COM | 02917T104 | 679 | 54,215 | SH | SOLE | 0 | 0 | 54,215 | ||
ANNALY CAP MGMT INC COM | COM | 035710409 | 163 | 14,224 | SH | SOLE | 0 | 0 | 14,224 | ||
APPLE INC PUT JUL00080000 | COM | 037833100 | 0 | 14 | SH | Put | SOLE | 0 | 0 | 14 | |
APPLE INC COM | COM | 037833100 | 8,073 | 86,867 | SH | SOLE | 0 | 0 | 86,867 | ||
ARES CAP CORP COM | COM | 04010L103 | 181 | 10,125 | SH | SOLE | 0 | 0 | 10,125 | ||
AT&T INC CALL JUL00035000 | COM | 00206R102 | 3 | 19 | SH | Call | SOLE | 0 | 0 | 19 | |
AT&T INC PUT SEP00032000 | COM | 00206R102 | 0 | 2 | SH | Put | SOLE | 0 | 0 | 2 | |
AT&T INC COM | COM | 00206R102 | 769 | 21,747 | SH | SOLE | 0 | 0 | 21,747 | ||
ATLANTIC PWR CORP COM NEW | COM | 04878Q863 | 79 | 19,318 | SH | SOLE | 0 | 0 | 19,318 | ||
ATP OIL & GAS CORP COM | COM | 00208J108 | 0 | 42,000 | SH | SOLE | 0 | 0 | 42,000 | ||
BANK AMER CORP COM | COM | 060505104 | 318 | 20,659 | SH | SOLE | 0 | 0 | 20,659 | ||
BANK OF AMERICA CORP PUT JAN00022000 | COM | 060505104 | 20 | 30 | SH | Put | SOLE | 0 | 0 | 30 | |
BLACKROCK DEBT STRAT FD INC COM | COM | 09255R103 | 99 | 24,202 | SH | SOLE | 0 | 0 | 24,202 | ||
BP PLC SPONSORED ADR | PLC SPONSORED ADR | 055622104 | 449 | 8,518 | SH | SOLE | 0 | 0 | 8,518 | ||
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 297 | 6,127 | SH | SOLE | 0 | 0 | 6,127 | ||
BRISTOL-MYERS SQUIBB CALL DEC00055000 | COM | 110122108 | 1 | 19 | SH | Call | SOLE | 0 | 0 | 19 | |
BROCADE COMMUNICATIONS SYS INC COM NEW | COM | 111621306 | 141 | 15,287 | SH | SOLE | 0 | 0 | 15,287 | ||
BUSINESS DEV CORP OF AMER COM | COM | 12325J101 | 204 | 19,097 | SH | SOLE | 0 | 0 | 19,097 | ||
CALAMOS CONV OPP AND INC FD SH BEN INT | SH BEN INT | 128117108 | 291 | 20,756 | SH | SOLE | 0 | 0 | 20,756 | ||
CARTER VALIDUS MISSION CRITICA COM | COM | 146282108 | 202 | 20,185 | SH | SOLE | 0 | 0 | 20,185 | ||
CISCO SYS INC COM | COM | 17275R102 | 251 | 10,115 | SH | SOLE | 0 | 0 | 10,115 | ||
CISCO SYSTEMS INC CALL JUL00023000 | COM | 17275R102 | 1 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET | GUG MULTI ASSET | 18383M506 | 1,404 | 53,706 | SH | SOLE | 0 | 0 | 53,706 | ||
COCA COLA CO COM | COM | 191216100 | 285 | 6,720 | SH | SOLE | 0 | 0 | 6,720 | ||
COCA-COLA COMPANY CALL AUG00039000 | COM | 191216100 | 2 | 11 | SH | Call | SOLE | 0 | 0 | 11 | |
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD | SPONS ADR NV PFD | 204409601 | 118 | 14,768 | SH | SOLE | 0 | 0 | 14,768 | ||
CONAGRA BRANDS INC COM | COM | 205887102 | 208 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
CONAGRA FOODS INC CALL JAN00033000 | COM | 205887102 | 6 | 59 | SH | Call | SOLE | 0 | 0 | 59 | |
CONOCOPHILLIPS COM | COM | 20825C104 | 288 | 3,362 | SH | SOLE | 0 | 0 | 3,362 | ||
DISNEY WALT CO COM DISNEY | COM | 254687106 | 255 | 2,976 | SH | SOLE | 0 | 0 | 2,976 | ||
EATON CORP PLC CALL JAN00075000 | COM | G29183103 | 2 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
EATON CORP PLC SHS | PLC SHS | G29183103 | 395 | 5,117 | SH | SOLE | 0 | 0 | 5,117 | ||
EATON VANCE LTD DUR INCOME FD COM | COM | 27828H105 | 439 | 28,176 | SH | SOLE | 0 | 0 | 28,176 | ||
ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 | 254 | 3,246 | SH | SOLE | 0 | 0 | 3,246 | ||
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF | ROBO GLB ETF | 301505707 | 218 | 7,832 | SH | SOLE | 0 | 0 | 7,832 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 484 | 4,811 | SH | SOLE | 0 | 0 | 4,811 | ||
FACEBOOK INC CL A | CL A | 30303M102 | 365 | 5,430 | SH | SOLE | 0 | 0 | 5,430 | ||
FIRST TR EXCHANGE TRADED FD II DJ GLBL DIVID | II DJ GLBL DIVID | 33734X200 | 208 | 7,125 | SH | SOLE | 0 | 0 | 7,125 | ||
FIRST TR VALUE LINE DIVID INDX SHS | DIVID INDX SHS | 33734H106 | 551 | 24,081 | SH | SOLE | 0 | 0 | 24,081 | ||
FORD MOTOR CO CALL SEP00015000 | COM PAR .01 | 345370860 | 1 | 12 | SH | Call | SOLE | 0 | 0 | 12 | |
FORD MTR CO DEL COM PAR $0.01 | COM PAR .02 | 345370860 | 379 | 21,972 | SH | SOLE | 0 | 0 | 21,972 | ||
FOREST LABS INC COM | COM | 345838106 | 282 | 2,847 | SH | SOLE | 0 | 0 | 2,847 | ||
GENERAL ELECTRIC CO CALL DEC00027000 | COM | 369604103 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
GENERAL ELECTRIC CO COM | COM | 369604103 | 609 | 23,166 | SH | SOLE | 0 | 0 | 23,166 | ||
GOOGLE INC PUT DEC00600000 | CL A | 38259P508 | 29 | 9 | SH | Put | SOLE | 0 | 0 | 9 | |
GOOGLE INC CL A | CL A | 38259P508 | 260 | 445 | SH | SOLE | 0 | 0 | 445 | ||
GT ADVANCED TECHNOLOGIES INC COM | COM | 36191U106 | 425 | 22,875 | SH | SOLE | 0 | 0 | 22,875 | ||
HUMANA INC COM | COM | 444859102 | 242 | 1,894 | SH | SOLE | 0 | 0 | 1,894 | ||
INTERNATIONAL BUSINESS MACHS COM | COM | 459200101 | 200 | 1,104 | SH | SOLE | 0 | 0 | 1,104 | ||
INVESCO SR INCOME TR COM | COM | 46131H107 | 83 | 16,487 | SH | SOLE | 0 | 0 | 16,487 | ||
ISHARES INC MSCI FRNTR100ETF | MSCI FRNTR100ETF | 464286145 | 217 | 6,009 | SH | SOLE | 0 | 0 | 6,009 | ||
ISHARES TR CORE S&P MCP ETF | CORE S&P MCP ETF | 464287507 | 260 | 1,816 | SH | SOLE | 0 | 0 | 1,816 | ||
ISHARES TR CORE S&P500 ETF | CORE S&P500 ETF | 464287200 | 771 | 3,914 | SH | SOLE | 0 | 0 | 3,914 | ||
ISHARES TR CORE US AGGBD ET | CORE US AGGBD ET | 464287226 | 419 | 3,826 | SH | SOLE | 0 | 0 | 3,826 | ||
ISHARES TR RUS 1000 GRW ETF | RUS 1000 GRW ETF | 464287614 | 241 | 2,651 | SH | SOLE | 0 | 0 | 2,651 | ||
ISHARES TR RUS MDCP VAL ETF | RUS MDCP VAL ETF | 464287473 | 924 | 12,724 | SH | SOLE | 0 | 0 | 12,724 | ||
ISHARES TR S&P 100 ETF | S&P 100 ETF | 464287101 | 1,372 | 15,851 | SH | SOLE | 0 | 0 | 15,851 | ||
ISHARES TR S&P 500 VAL ETF | S&P 500 VAL ETF | 464287408 | 225 | 2,492 | SH | SOLE | 0 | 0 | 2,492 | ||
ISHARES TR S&P MC 400GR ETF | S&P MC 400GR ETF | 464287606 | 411 | 2,618 | SH | SOLE | 0 | 0 | 2,618 | ||
ISHARES TR S&P MC 400VL ETF | S&P MC 400VL ETF | 464287705 | 229 | 1,807 | SH | SOLE | 0 | 0 | 1,807 | ||
ISHARES TR S&P US PFD STK | S&P US PFD STK | 464288687 | 206 | 5,153 | SH | SOLE | 0 | 0 | 5,153 | ||
ISHARES TR SELECT DIVID ETF | SELECT DIVID ETF | 464287168 | 452 | 5,876 | SH | SOLE | 0 | 0 | 5,876 | ||
ISHARES TR SP SMCP600VL ETF | SP SMCP600VL ETF | 464287879 | 268 | 2,319 | SH | SOLE | 0 | 0 | 2,319 | ||
ISHARES TR U.S. FINLS ETF | U.S. FINLS ETF | 464287788 | 1,447 | 17,405 | SH | SOLE | 0 | 0 | 17,405 | ||
ISHARES TR U.S. REAL ES ETF | U.S. REAL ES ETF | 464287739 | 235 | 3,277 | SH | SOLE | 0 | 0 | 3,277 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 232 | 2,222 | SH | SOLE | 0 | 0 | 2,222 | ||
KOMATSU MNG CORP COM | COM | 481165108 | 209 | 3,396 | SH | SOLE | 0 | 0 | 3,396 | ||
KRAIG BIOCRAFT LABORATORIES IN COM | COM | 50075W104 | 1 | 23,500 | SH | SOLE | 0 | 0 | 23,500 | ||
MIDWAY GOLD CORP COM | COM | 598153104 | 23 | 25,275 | SH | SOLE | 0 | 0 | 25,275 | ||
NEW YORK REIT INC COM | COM | 64976L109 | 477 | 43,106 | SH | SOLE | 0 | 0 | 43,106 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 85 | 10,127 | SH | SOLE | 0 | 0 | 10,127 | ||
POWERSHARES ETF TRUST DWA MOMENTUM PTF | TRUST DWA MOMENTUM PTF | 73935X153 | 212 | 5,425 | SH | SOLE | 0 | 0 | 5,425 | ||
POWERSHARES ETF TRUST S&P 500 QLTY PRT | TRUST S&P 500 QLTY PRT | 73935X682 | 493 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
POWERSHARES QQQ TRUST UNIT SER 1 | TRUST UNIT SER 1 | 73935A104 | 311 | 3,313 | SH | SOLE | 0 | 0 | 3,313 | ||
PROCTER & GAMBLE CO CALL JAN00092500 | COM | 742718109 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 881 | 11,204 | SH | SOLE | 0 | 0 | 11,204 | ||
PROSHARES TR PSHS ULT S&P 500 | PSHS ULT S&P 500 | 74347R107 | 235 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
PROSHARES TR SHRT 20 YR TRE | SHRT 20+YR TRE | 74347X849 | 2,512 | 87,235 | SH | SOLE | 0 | 0 | 87,235 | ||
REYNOLDS AMERICAN INC COM | COM | 761713106 | 357 | 5,913 | SH | SOLE | 0 | 0 | 5,913 | ||
RF MICRODEVICES INC COM | COM | 749941100 | 194 | 20,196 | SH | SOLE | 0 | 0 | 20,196 | ||
ROYAL DUTCH SHELL PLC SPONS ADR A | PLC SPONS ADR A | 780259206 | 300 | 3,645 | SH | SOLE | 0 | 0 | 3,645 | ||
RYDEX ETF TRUST GUG S&P MC400 PG | GUG S&P MC400 PG | 78355W601 | 293 | 2,336 | SH | SOLE | 0 | 0 | 2,336 | ||
RYDEX ETF TRUST GUG S&P SC600 PV | GUG S&P SC600 PV | 78355W700 | 314 | 4,928 | SH | SOLE | 0 | 0 | 4,928 | ||
RYDEX ETF TRUST GUG S&P500 EQ WT | GUG S&P500 EQ WT | 78355W106 | 1,443 | 18,807 | SH | SOLE | 0 | 0 | 18,807 | ||
RYDEX ETF TRUST GUG S&P500 PU GR | GUG S&P500 PU GR | 78355W403 | 252 | 3,263 | SH | SOLE | 0 | 0 | 3,263 | ||
RYDEX ETF TRUST GUG S&P500 PU VA | GUG S&P500 PU VA | 78355W304 | 336 | 6,183 | SH | SOLE | 0 | 0 | 6,183 | ||
SELECT SECTOR SPDR TR SBI CONS STPLS | SBI CONS STPLS | 81369Y308 | 1,359 | 30,467 | SH | SOLE | 0 | 0 | 30,467 | ||
SELECT SECTOR SPDR TR SBI HEALTHCARE | SBI HEALTHCARE | 81369Y209 | 346 | 5,692 | SH | SOLE | 0 | 0 | 5,692 | ||
SELECT SECTOR SPDR TR SBI INT-FINL | SBI INT-FINL | 81369Y605 | 234 | 10,287 | SH | SOLE | 0 | 0 | 10,287 | ||
SELECT SECTOR SPDR TR TECHNOLOGY | TECHNOLOGY | 81369Y803 | 318 | 8,292 | SH | SOLE | 0 | 0 | 8,292 | ||
SIGMA LABS INC COM | COM | 826598104 | 5 | 43,000 | SH | SOLE | 0 | 0 | 43,000 | ||
SOLARCITY CORP COM | COM | 83416T100 | 326 | 4,618 | SH | SOLE | 0 | 0 | 4,618 | ||
SPDR DOW JONES INDL AVRG ETF UT SER 1 | UT SER 1 | 78467X109 | 301 | 1,794 | SH | SOLE | 0 | 0 | 1,794 | ||
SPDR GOLD TRUST GOLD SHS | GOLD SHS | 78463V107 | 218 | 1,702 | SH | SOLE | 0 | 0 | 1,702 | ||
SPDR S&P 500 ETF TR TR UNIT | TR UNIT | 78462F103 | 9,361 | 47,830 | SH | SOLE | 0 | 0 | 47,830 | ||
SPDR SER TR BLOOMBERG SRT TR | BLOOMBERG SRT TR | 78468R408 | 3,489 | 112,692 | SH | SOLE | 0 | 0 | 112,692 | ||
SPDR SERIES TRUST BLOOMBERG BRCLYS | BLOOMBERG BRCLYS | 78464A417 | 357 | 8,564 | SH | SOLE | 0 | 0 | 8,564 | ||
SPDR SERIES TRUST S&P DIVID ETF | S&P DIVID ETF | 78464A763 | 2,733 | 35,679 | SH | SOLE | 0 | 0 | 35,679 | ||
TIME WARNER INC COM NEW | COM | 887317303 | 543 | 7,735 | SH | SOLE | 0 | 0 | 7,735 | ||
UNITED HEALTH PRODS INC COM | COM | 91059D100 | 1 | 10,049 | SH | SOLE | 0 | 0 | 10,049 | ||
UR ENERGY INC COM | COM | 91688R108 | 30 | 26,495 | SH | SOLE | 0 | 0 | 26,495 | ||
URANERZ ENERGY CORP COM | COM | 91688T104 | 27 | 17,919 | SH | SOLE | 0 | 0 | 17,919 | ||
URBAN OUTFITTERS INC COM | COM | 917047102 | 215 | 6,346 | SH | SOLE | 0 | 0 | 6,346 | ||
USA TECHNOLOGIES INC COM NO PAR | COM NO PAR | 90328S500 | 48 | 22,939 | SH | SOLE | 0 | 0 | 22,939 | ||
VANGUARD BD INDEX FD INC INTERMED TERM | FD INC INTERMED TERM | 921937819 | 217 | 2,563 | SH | SOLE | 0 | 0 | 2,563 | ||
VANGUARD GROUP DIV APP ETF | DIV APP ETF | 921908844 | 2,657 | 34,082 | SH | SOLE | 0 | 0 | 34,082 | ||
VANGUARD INDEX FDS TOTAL STK MKT | TOTAL STK MKT | 922908769 | 1,025 | 10,070 | SH | SOLE | 0 | 0 | 10,070 | ||
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD | SHRT TRM CORP BD | 92206C409 | 3,191 | 39,706 | SH | SOLE | 0 | 0 | 39,706 | ||
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | FTSE DEV MKT ETF | 921943858 | 684 | 16,057 | SH | SOLE | 0 | 0 | 16,057 | ||
VERIZON COMMUNICATIONS INC COM | CON | 92343V104 | 303 | 6,183 | SH | SOLE | 0 | 0 | 6,183 | ||
VODAFONE GROUP PLC NEW CALL OCT00036000 | SPONS ADR | 92857W308 | 1 | 28 | SH | Call | SOLE | 0 | 0 | 28 | |
VODAFONE GROUP PLC NEW PUT JUL00034000 | SPONS ADR | 92857W308 | 1 | 14 | SH | Put | SOLE | 0 | 0 | 14 | |
VODAFONE GROUP PLC NEW SPONSORED ADR | SPONS ADR | 92857W308 | 286 | 8,578 | SH | SOLE | 0 | 0 | 8,578 | ||
WALMART INC COM | COM | 931142103 | 275 | 3,667 | SH | SOLE | 0 | 0 | 3,667 | ||
WAL-MART STORES INC CALL DEC00080000 | COM | 931142103 | 1 | 12 | SH | Call | SOLE | 0 | 0 | 12 | |
WILLIAMS COS INC DEL CALL JAN00060000 | COM | 969457100 | 4 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
WILLIAMS COS INC DEL COM | COM | 969457100 | 395 | 6,778 | SH | SOLE | 0 | 0 | 6,778 | ||
YUM BRANDS INC COM | COM | 988498101 | 246 | 3,032 | SH | SOLE | 0 | 0 | 3,032 |