UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF
SECURITIES PURSUANT TO SECTION 12(b) OR (g)
OF THE
SECURITIES EXCHANGE ACT OF 1934
SPROTT FUNDS TRUST
(Exact name of registrant as specified in its charter)
Delaware | See below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
320 Post Road, Suite 230 Darien, Connecticut | 06820 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | ||
Shares of beneficial interest, no par value, of: | ||||
Sprott Copper Miners ETF | The NASDAQ Stock Market LLC | 93-4932362 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-227545
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of Sprott Copper Miners ETF, a series of Sprott Funds Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 29 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on February 26, 2024. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
1. | Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on January 3, 2018. |
2. | Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on January 3, 2018. |
3. | Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on January 3, 2018. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Toronto and Province of Ontario, on the 29th day of February, 2024.
SPROTT FUNDS TRUST | ||
(Registrant) | ||
By: | /s/ Thomas W. Ulrich | |
Name: | Thomas W. Ulrich | |
Title: | President |