The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COM | 88579Y101 | 2,223 | 9,445 | SH | SOLE | 0 | 0 | 9,445 | ||
AETNA INC NEW | COM | 00817Y108 | 0 | 3 | SH | SOLE | 0 | 0 | 3 | ||
ALLETE INC NEW | COM | 018522300 | 1,618 | 21,759 | SH | SOLE | 0 | 0 | 21,759 | ||
ALLIANT ENERGY CORP | COM | 018802108 | 2,173 | 51,001 | SH | SOLE | 0 | 0 | 51,001 | ||
ALPHABET INC CL A | COM | 02079K305 | 8 | 8 | SH | SOLE | 0 | 0 | 8 | ||
ALPHABET INC CL C | COM | 02079K107 | 8 | 8 | SH | SOLE | 0 | 0 | 8 | ||
APPLE INC | COM | 037833100 | 371 | 2,195 | SH | SOLE | 0 | 0 | 2,195 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,239 | 78,818 | SH | SOLE | 0 | 0 | 78,818 | ||
ASTRAZENECA PLC SPONSORED ADR | ADR | 046353108 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
AT&T INC | COM | 00206R102 | 1,792 | 46,097 | SH | SOLE | 0 | 0 | 46,097 | ||
BANK AMERICA CORP | COM | 060505104 | 222 | 7,533 | SH | SOLE | 0 | 0 | 7,533 | ||
BERKSHIRE HATHAWAY INC DE CL B NEW | COM | 084670702 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DELAWARE CLASS A | COM | 084670108 | 297 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BLACKSTONE GROUP LP UNIT REPRESENTING LTD PARTNE | COM | 09253U108 | 2,051 | 64,064 | SH | SOLE | 0 | 0 | 64,064 | ||
BOEING COMPANY | COM | 097023105 | 2,010 | 6,816 | SH | SOLE | 0 | 0 | 6,816 | ||
BRAINSTORM CELL THERAPEUTICS INC NEW | COM | 10501E201 | 1 | 333 | SH | SOLE | 0 | 0 | 333 | ||
BRITISH AMERN TOBACCO PLC SPONS ADR 25P | ADR | 110448107 | 1,826 | 27,262 | SH | SOLE | 0 | 0 | 27,262 | ||
CALIFORNIA RESOURCES CORP NEW | COM | 13057Q206 | 0 | 34 | SH | SOLE | 0 | 0 | 34 | ||
CATERPILLAR INC | COM | 149123101 | 2,946 | 18,701 | SH | SOLE | 0 | 0 | 18,701 | ||
CHUBB LTD | COM | H1467J104 | 1,635 | 11,195 | SH | SOLE | 0 | 0 | 11,195 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 1 | 30 | SH | SOLE | 0 | 0 | 30 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2018 CORPORATE | COM | 18383M530 | 192 | 9,129 | SH | SOLE | 0 | 0 | 9,129 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2018 HIGH YIELD | COM | 18383M381 | 156 | 6,228 | SH | SOLE | 0 | 0 | 6,228 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2019 CORPORATE | COM | 18383M522 | 183 | 8,713 | SH | SOLE | 0 | 0 | 8,713 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2019 HIGH YIELD | COM | 18383M373 | 142 | 5,853 | SH | SOLE | 0 | 0 | 5,853 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2020 CORPORATE | COM | 18383M514 | 162 | 7,614 | SH | SOLE | 0 | 0 | 7,614 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2020 HIGH YIELD | COM | 18383M365 | 150 | 6,121 | SH | SOLE | 0 | 0 | 6,121 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2021 CORP BOND | COM | 18383M266 | 148 | 7,040 | SH | SOLE | 0 | 0 | 7,040 | ||
CLAYMORE GUGGENHEIM BULLETSHARES 2021 HIGH YLD C | COM | 18383M225 | 148 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,863 | 40,611 | SH | SOLE | 0 | 0 | 40,611 | ||
COMCAST CORP CL A NEW | COM | 20030N101 | 1,837 | 45,888 | SH | SOLE | 0 | 0 | 45,888 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 2,048 | 24,117 | SH | SOLE | 0 | 0 | 24,117 | ||
DOMINION ENERGY INC | COM | 25746U109 | 37 | 460 | SH | SOLE | 0 | 0 | 460 | ||
DOWDUPONT INC | COM | 26078J100 | 26 | 375 | SH | SOLE | 0 | 0 | 375 | ||
DTE ENERGY COMPANY | COM | 233331107 | 43 | 402 | SH | SOLE | 0 | 0 | 402 | ||
DUKE ENERGY CORP NEW | COM | 26441C204 | 20 | 242 | SH | SOLE | 0 | 0 | 242 | ||
EATON CORP PLC | COM | G29183103 | 1,696 | 21,474 | SH | SOLE | 0 | 0 | 21,474 | ||
ECHO THERAPEUTICS INC NEW | COM | 27876L206 | 0 | 3,028 | SH | SOLE | 0 | 0 | 3,028 | ||
ECOLAB INC | COM | 278865100 | 1,708 | 12,734 | SH | SOLE | 0 | 0 | 12,734 | ||
ELI LILLY & COMPANY | COM | 532457108 | 43 | 513 | SH | SOLE | 0 | 0 | 513 | ||
ENTRAVISION COMMUNICATION CORP CLASS A | COM | 29382R107 | 37 | 5,302 | SH | SOLE | 0 | 0 | 5,302 | ||
EXXON MOBIL CORP | COM | 30231G102 | 57 | 684 | SH | SOLE | 0 | 0 | 684 | ||
FACEBOOK INC CL A | COM | 30303M102 | 7 | 44 | SH | SOLE | 0 | 0 | 44 | ||
FIRSTENERGY CORP | COM | 337932107 | 3 | 113 | SH | SOLE | 0 | 0 | 113 | ||
FISERV INC | COM | 337738108 | 2,080 | 15,868 | SH | SOLE | 0 | 0 | 15,868 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,992 | 9,795 | SH | SOLE | 0 | 0 | 9,795 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 17 | 995 | SH | SOLE | 0 | 0 | 995 | ||
GENERAL MILLS INC | COM | 370334104 | 1,658 | 27,965 | SH | SOLE | 0 | 0 | 27,965 | ||
GENESEE & WYO INC CL A | COM | 371559105 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
GOLDMAN SACHS BDC INC | COM | 38147U107 | 1,263 | 56,951 | SH | SOLE | 0 | 0 | 56,951 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4 | 19 | SH | SOLE | 0 | 0 | 19 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 11 | 234 | SH | SOLE | 0 | 0 | 234 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 2,185 | 18,685 | SH | SOLE | 0 | 0 | 18,685 | ||
HOME DEPOT INC | COM | 437076102 | 2,010 | 10,606 | SH | SOLE | 0 | 0 | 10,606 | ||
INTEL CORP | COM | 458140100 | 2,573 | 55,744 | SH | SOLE | 0 | 0 | 55,744 | ||
INTL BUSINESS MACHINES CORP | COM | 459200101 | 1,724 | 11,240 | SH | SOLE | 0 | 0 | 11,240 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | COM | 46434G103 | 3,459 | 60,795 | SH | SOLE | 0 | 0 | 60,795 | ||
ISHARES CORE S&P MID CAP ETF | COM | 464287507 | 19 | 105 | SH | SOLE | 0 | 0 | 105 | ||
ISHARES CURRENCY HEDGED MSCI JAPAN ETF | COM | 46434V886 | 3,726 | 111,785 | SH | SOLE | 0 | 0 | 111,785 | ||
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | COM | 46435G789 | 55 | 2,168 | SH | SOLE | 0 | 0 | 2,168 | ||
ISHARES IBONDS SEP 2018 TERM MUNI BOND ETF | COM | 46429B580 | 57 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
ISHARES IBONDS SEP 2019 TERM MUNI BOND ETF | COM | 46429B564 | 57 | 2,264 | SH | SOLE | 0 | 0 | 2,264 | ||
ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF | COM | 46434V571 | 55 | 2,205 | SH | SOLE | 0 | 0 | 2,205 | ||
ISHARES LATIN AMERICA 40 ETF | COM | 464287390 | 3,220 | 94,259 | SH | SOLE | 0 | 0 | 94,259 | ||
ISHARES MSCI BRAZIL ETF | COM | 464286400 | 3,236 | 80,007 | SH | SOLE | 0 | 0 | 80,007 | ||
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 71 | 470 | SH | SOLE | 0 | 0 | 470 | ||
ISHARES S&P MID CAP 400 GROWTH ETF | COM | 464287606 | 7,243 | 33,562 | SH | SOLE | 0 | 0 | 33,562 | ||
ISHARES U S AEROSPACE & DEFENSE ETF | COM | 464288760 | 5,310 | 28,229 | SH | SOLE | 0 | 0 | 28,229 | ||
JOHNSON & JOHNSON | COM | 478160104 | 71 | 514 | SH | SOLE | 0 | 0 | 514 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,818 | 15,071 | SH | SOLE | 0 | 0 | 15,071 | ||
KRAFT HEINZ CO | COM | 500754106 | 9 | 116 | SH | SOLE | 0 | 0 | 116 | ||
LABORATORY CORP OF AMER HOLDINGS NEW | COM | 50540R409 | 1,795 | 11,254 | SH | SOLE | 0 | 0 | 11,254 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 2,180 | 6,790 | SH | SOLE | 0 | 0 | 6,790 | ||
LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | COM | N53745100 | 2,810 | 25,475 | SH | SOLE | 0 | 0 | 25,475 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 1,429 | 35,989 | SH | SOLE | 0 | 0 | 35,989 | ||
MANULIFE FINANCIAL CORP | COM | 56501R106 | 8 | 394 | SH | SOLE | 0 | 0 | 394 | ||
MERCK & COMPANY INC NEW | COM | 58933Y105 | 1,660 | 29,516 | SH | SOLE | 0 | 0 | 29,516 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 2,843 | 32,354 | SH | SOLE | 0 | 0 | 32,354 | ||
MICROSOFT CORP | COM | 594918104 | 7 | 84 | SH | SOLE | 0 | 0 | 84 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 22 | 2,485 | SH | SOLE | 0 | 0 | 2,485 | ||
MOLSON COORS BREWING COMPANY CLASS B | COM | 60871R209 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
MONDELEZ INTERNATIONAL INC CL A | COM | 609207105 | 14 | 350 | SH | SOLE | 0 | 0 | 350 | ||
NETFLIX INC | COM | 64110L106 | 37 | 197 | SH | SOLE | 0 | 0 | 197 | ||
NEW MOUNTAIN FINANCE CORP | COM | 647551100 | 1,252 | 92,427 | SH | SOLE | 0 | 0 | 92,427 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 72 | 464 | SH | SOLE | 0 | 0 | 464 | ||
NIKE INC CL B | COM | 654106103 | 0 | 5 | SH | SOLE | 0 | 0 | 5 | ||
NOVARTIS AG SPONSORED ADR | ADR | 66987V109 | 49 | 590 | SH | SOLE | 0 | 0 | 590 | ||
OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 51 | 700 | SH | SOLE | 0 | 0 | 700 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 4 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ORACLE CORP | COM | 68389X105 | 38 | 806 | SH | SOLE | 0 | 0 | 806 | ||
PAYCHEX INC | COM | 704326107 | 1,985 | 29,159 | SH | SOLE | 0 | 0 | 29,159 | ||
PENNANTPARK FLOATING RATE CAP LTD | COM | 70806A106 | 1,271 | 92,690 | SH | SOLE | 0 | 0 | 92,690 | ||
PEREGRINE PHARMACEUTICALS INC PAR $.001 | COM | 713661502 | 0 | 16 | SH | SOLE | 0 | 0 | 16 | ||
PFIZER INC | COM | 717081103 | 2,090 | 57,726 | SH | SOLE | 0 | 0 | 57,726 | ||
POWERSHARES QQQ ETF | COM | 73935A104 | 3,219 | 20,669 | SH | SOLE | 0 | 0 | 20,669 | ||
PRICELINE GROUP INC | COM | 741503403 | 10 | 6 | SH | SOLE | 0 | 0 | 6 | ||
PROCTER & GAMBLE COMPANY | COM | 742718109 | 536 | 5,844 | SH | SOLE | 0 | 0 | 5,844 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 547 | 119,050 | SH | SOLE | 0 | 0 | 119,050 | ||
RAYTHEON COMPANY NEW | COM | 755111507 | 2,164 | 11,525 | SH | SOLE | 0 | 0 | 11,525 | ||
RYDEX GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY | COM | 78355W817 | 5,122 | 35,828 | SH | SOLE | 0 | 0 | 35,828 | ||
RYDEX GUGGENHEIM S&P 500 EQUAL WEIGHTED INDEX ETF | COM | 78355W106 | 7,246 | 71,731 | SH | SOLE | 0 | 0 | 71,731 | ||
SAP SE SPONS ADR | ADR | 803054204 | 44 | 400 | SH | SOLE | 0 | 0 | 400 | ||
SECTOR FINANCIAL SELECT SECTOR SPDR ETF | COM | 81369Y605 | 4,955 | 177,535 | SH | SOLE | 0 | 0 | 177,535 | ||
SEMPRA ENERGY | COM | 816851109 | 37 | 353 | SH | SOLE | 0 | 0 | 353 | ||
SERVICE CORP INTL | COM | 817565104 | 1,936 | 51,878 | SH | SOLE | 0 | 0 | 51,878 | ||
SNAP INC CL A | COM | 83304A106 | 2 | 200 | SH | SOLE | 0 | 0 | 200 | ||
SOUTHERN COMPANY | COM | 842587107 | 1,714 | 35,646 | SH | SOLE | 0 | 0 | 35,646 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 50 | 190 | SH | SOLE | 0 | 0 | 190 | ||
SYNOPSYS INC | COM | 871607107 | 2,037 | 23,904 | SH | SOLE | 0 | 0 | 23,904 | ||
TCP CAPITAL CORP | COM | 87238Q103 | 1,231 | 80,614 | SH | SOLE | 0 | 0 | 80,614 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 2 | 400 | SH | SOLE | 0 | 0 | 400 | ||
TEXTRON INC | COM | 883203101 | 1 | 20 | SH | SOLE | 0 | 0 | 20 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,963 | 10,343 | SH | SOLE | 0 | 0 | 10,343 | ||
TORCHMARK CORP | COM | 891027104 | 2,002 | 22,081 | SH | SOLE | 0 | 0 | 22,081 | ||
TOYOTA MOTOR CORP SPONSORED ADR | COM | 892331307 | 47 | 376 | SH | SOLE | 0 | 0 | 376 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 1,286 | 64,991 | SH | SOLE | 0 | 0 | 64,991 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,714 | 12,642 | SH | SOLE | 0 | 0 | 12,642 | ||
UNDER ARMOUR INC CL A | COM | 904311107 | 11 | 800 | SH | SOLE | 0 | 0 | 800 | ||
UNDER ARMOUR INC CL C | COM | 904311206 | 10 | 805 | SH | SOLE | 0 | 0 | 805 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,613 | 11,854 | SH | SOLE | 0 | 0 | 11,854 | ||
VANGUARD MID CAP ETF | COM | 922908629 | 11 | 71 | SH | SOLE | 0 | 0 | 71 | ||
VANGUARD S&P 500 INDEX ETF | COM | 922908363 | 49 | 201 | SH | SOLE | 0 | 0 | 201 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 10 | 200 | SH | SOLE | 0 | 0 | 200 | ||
VISA INC CLASS A | COM | 92826C839 | 1,920 | 16,848 | SH | SOLE | 0 | 0 | 16,848 | ||
WAL-MART STORES INC | COM | 931142103 | 67 | 683 | SH | SOLE | 0 | 0 | 683 | ||
WALT DISNEY CO | COM | 254687106 | 24 | 232 | SH | SOLE | 0 | 0 | 232 | ||
WASTE MANAGEMENT INC DEL | COM | 94106L109 | 2,512 | 29,109 | SH | SOLE | 0 | 0 | 29,109 | ||
WESBANCO INC | COM | 950810101 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
XYLEM INC | COM | 98419M100 | 1,984 | 29,092 | SH | SOLE | 0 | 0 | 29,092 |