The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COM | 88579Y101 | 1,787 | 9,086 | SH | SOLE | 0 | 0 | 9,086 | ||
AETNA INC NEW | COM | 00817Y108 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
ALLETE INC NEW | COM | 018522300 | 6 | 76 | SH | SOLE | 0 | 0 | 76 | ||
ALLIANT ENERGY CORP | COM | 018802108 | 2,184 | 51,597 | SH | SOLE | 0 | 0 | 51,597 | ||
ALPHABET INC CL A | COM | 02079K305 | 9 | 8 | SH | SOLE | 0 | 0 | 8 | ||
ALPHABET INC CL C | COM | 02079K107 | 9 | 8 | SH | SOLE | 0 | 0 | 8 | ||
AMERICAN FINANCIAL GRP INC OHIO | COM | 025932904 | 1,825 | 17,001 | SH | SOLE | 0 | 0 | 17,001 | ||
APPLE INC | COM | 037833100 | 434 | 2,345 | SH | SOLE | 0 | 0 | 2,345 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,167 | 70,959 | SH | SOLE | 0 | 0 | 70,959 | ||
AT&T INC | COM | 00206R102 | 1,747 | 54,398 | SH | SOLE | 0 | 0 | 54,398 | ||
AVID BIOSERVICES INC | COM | 05368M106 | 0 | 16 | SH | SOLE | 0 | 0 | 16 | ||
BANK AMERICA CORP | COM | 060505104 | 213 | 7,550 | SH | SOLE | 0 | 0 | 7,550 | ||
BB&T CORP DEP SHS REPSTG 1/1000TH SER E NON CUML | COM | 054937107 | 20 | 780 | SH | SOLE | 0 | 0 | 780 | ||
BERKSHIRE HATHAWAY INC DE CL B NEW | COM | 084670702 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DELAWARE CLASS A | COM | 084670108 | 282 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BLACKSTONE GROUP LP UNIT REPRESENTING LTD PARTNE | COM | 09253U108 | 2,141 | 66,546 | SH | SOLE | 0 | 0 | 66,546 | ||
BOEING COMPANY | COM | 097023105 | 2,303 | 6,864 | SH | SOLE | 0 | 0 | 6,864 | ||
BOOKING HOLDINGS INC | COM | 09857L908 | 12 | 6 | SH | SOLE | 0 | 0 | 6 | ||
BRAINSTORM CELL THERAPEUTICS INC NEW | COM | 10501E201 | 1 | 333 | SH | SOLE | 0 | 0 | 333 | ||
CALIFORNIA RESOURCES CORP NEW | COM | 13057Q206 | 2 | 34 | SH | SOLE | 0 | 0 | 34 | ||
CATERPILLAR INC | COM | 149123101 | 2,215 | 16,324 | SH | SOLE | 0 | 0 | 16,324 | ||
CHUBB LTD | COM | H1467J104 | 1,500 | 11,811 | SH | SOLE | 0 | 0 | 11,811 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 1 | 30 | SH | SOLE | 0 | 0 | 30 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,958 | 44,638 | SH | SOLE | 0 | 0 | 44,638 | ||
COMCAST CORP CL A NEW | COM | 20030N101 | 5 | 146 | SH | SOLE | 0 | 0 | 146 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 2,002 | 25,676 | SH | SOLE | 0 | 0 | 25,676 | ||
DELL TECHNOLOGIES INC CL V | COM CL V | 24703L103 | 2 | 22 | SH | SOLE | 0 | 0 | 22 | ||
DOMINION ENERGY INC | COM | 25746U109 | 32 | 472 | SH | SOLE | 0 | 0 | 472 | ||
DOWDUPONT INC | COM | 26078J100 | 25 | 380 | SH | SOLE | 0 | 0 | 380 | ||
DSW INC CLASS A | CL A | 23334L102 | 19 | 733 | SH | SOLE | 0 | 0 | 733 | ||
DTE ENERGY COMPANY | COM | 233331107 | 42 | 402 | SH | SOLE | 0 | 0 | 402 | ||
DUKE ENERGY CORP NEW | COM | 26441C204 | 19 | 242 | SH | SOLE | 0 | 0 | 242 | ||
EATON CORP PLC | COM | G29183103 | 1,898 | 25,393 | SH | SOLE | 0 | 0 | 25,393 | ||
ECOLAB INC | COM | 278865100 | 1,799 | 12,821 | SH | SOLE | 0 | 0 | 12,821 | ||
ELI LILLY & COMPANY | COM | 532457108 | 44 | 513 | SH | SOLE | 0 | 0 | 513 | ||
ENTRAVISION COMMUNICATION CORP CLASS A | COM | 29382R107 | 27 | 5,302 | SH | SOLE | 0 | 0 | 5,302 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,717 | 20,750 | SH | SOLE | 0 | 0 | 20,750 | ||
FACEBOOK INC CL A | COM | 30303M102 | 9 | 44 | SH | SOLE | 0 | 0 | 44 | ||
FEDEX CORP | COM | 31428X106 | 1,755 | 7,730 | SH | SOLE | 0 | 0 | 7,730 | ||
FIRSTENERGY CORP | COM | 337932107 | 4 | 113 | SH | SOLE | 0 | 0 | 113 | ||
FISERV INC | COM | 337738108 | 2,186 | 29,498 | SH | SOLE | 0 | 0 | 29,498 | ||
FORD MOTOR COMPANY NEW | COM | 345370860 | 2 | 200 | SH | SOLE | 0 | 0 | 200 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,750 | 9,385 | SH | SOLE | 0 | 0 | 9,385 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 14 | 995 | SH | SOLE | 0 | 0 | 995 | ||
GENESEE & WYO INC CL A | COM | 371559105 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
GOLDMAN SACHS BDC INC | COM | 38147U107 | 1,097 | 53,545 | SH | SOLE | 0 | 0 | 53,545 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4 | 19 | SH | SOLE | 0 | 0 | 19 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 10 | 234 | SH | SOLE | 0 | 0 | 234 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 2,255 | 17,295 | SH | SOLE | 0 | 0 | 17,295 | ||
HOME DEPOT INC | COM | 437076102 | 1,971 | 10,103 | SH | SOLE | 0 | 0 | 10,103 | ||
INTEL CORP | COM | 458140100 | 2,529 | 50,868 | SH | SOLE | 0 | 0 | 50,868 | ||
INTL BUSINESS MACHINES CORP | COM | 459200101 | 23 | 168 | SH | SOLE | 0 | 0 | 168 | ||
INVESCO BULLETSHARES 2018 CORP BOND ETF | COM | 46138J106 | 175 | 8,282 | SH | SOLE | 0 | 0 | 8,282 | ||
INVESCO BULLETSHARES 2018 HIGH YIELD CORP BOND E | COM | 46138J205 | 163 | 6,491 | SH | SOLE | 0 | 0 | 6,491 | ||
INVESCO BULLETSHARES 2019 CORP BOND ETF | COM | 46138J304 | 174 | 8,288 | SH | SOLE | 0 | 0 | 8,288 | ||
INVESCO BULLETSHARES 2019 HIGH YIELD CORP BOND E | COM | 46138J403 | 158 | 6,539 | SH | SOLE | 0 | 0 | 6,539 | ||
INVESCO BULLETSHARES 2020 CORP BOND ETF | COM | 46138J502 | 188 | 8,919 | SH | SOLE | 0 | 0 | 8,919 | ||
INVESCO BULLETSHARES 2020 HIGH YIELD CORP BOND E | COM | 46138J601 | 174 | 7,186 | SH | SOLE | 0 | 0 | 7,186 | ||
INVESCO BULLETSHARES 2021 CORP BOND ETF | COM | 46138J700 | 117 | 5,615 | SH | SOLE | 0 | 0 | 5,615 | ||
INVESCO BULLETSHARES 2021 HIGH YIELD CORP BOND E | COM | 46138J809 | 117 | 4,737 | SH | SOLE | 0 | 0 | 4,737 | ||
INVESCO BULLETSHARES 2022 CORP BOND ETF | COM | 46138J882 | 117 | 5,663 | SH | SOLE | 0 | 0 | 5,663 | ||
INVESCO BULLETSHARES 2022 HIGH YIELD CORP BOND E | COM | 46138J874 | 97 | 3,964 | SH | SOLE | 0 | 0 | 3,964 | ||
INVESCO DWA DEVELOPED MARKETS MOMENTUM ETF | COM | 46138E875 | 2,214 | 80,534 | SH | SOLE | 0 | 0 | 80,534 | ||
INVESCO DWA EMERGING MARKETS MOMENTUM ETF | COM | 46138E867 | 2,983 | 148,995 | SH | SOLE | 0 | 0 | 148,995 | ||
INVESCO QQQ ETF | COM | 46090E103 | 3,846 | 22,407 | SH | SOLE | 0 | 0 | 22,407 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | COM | 46137V357 | 3,801 | 37,300 | SH | SOLE | 0 | 0 | 37,300 | ||
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | COM | 46137V282 | 1,927 | 12,162 | SH | SOLE | 0 | 0 | 12,162 | ||
ISHARES CORE MSCI EAFE ETF | COM | 46432F842 | 9,261 | 146,147 | SH | SOLE | 0 | 0 | 146,147 | ||
ISHARES CORE MSCI EMERGING MARKETS ETF | COM | 46434G103 | 2,485 | 47,332 | SH | SOLE | 0 | 0 | 47,332 | ||
ISHARES CORE S&P MID CAP ETF | COM | 464287507 | 343 | 1,759 | SH | SOLE | 0 | 0 | 1,759 | ||
ISHARES CORE S&P SMALL CAP ETF | COM | 464287804 | 350 | 4,191 | SH | SOLE | 0 | 0 | 4,191 | ||
ISHARES CORE S&P TOTAL U S STOCK MARKET ETF | COM | 464287150 | 13,146 | 210,268 | SH | SOLE | 0 | 0 | 210,268 | ||
ISHARES CORE S&P U S GROWTH ETF | COM | 464287671 | 2 | 40 | SH | SOLE | 0 | 0 | 40 | ||
ISHARES CORE U S AGGREGATE BOND ETF | COM | 464287226 | 387 | 3,643 | SH | SOLE | 0 | 0 | 3,643 | ||
ISHARES CURRENCY HEDGED MSCI JAPAN ETF | COM | 46434V886 | 61 | 1,876 | SH | SOLE | 0 | 0 | 1,876 | ||
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | COM | 46435G789 | 57 | 2,222 | SH | SOLE | 0 | 0 | 2,222 | ||
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | COM | 46435G755 | 57 | 2,214 | SH | SOLE | 0 | 0 | 2,214 | ||
ISHARES IBONDS SEP 2018 TERM MUNI BOND ETF | COM | 46429B580 | 56 | 2,220 | SH | SOLE | 0 | 0 | 2,220 | ||
ISHARES IBONDS SEP 2019 TERM MUNI BOND ETF | COM | 46429B564 | 56 | 2,223 | SH | SOLE | 0 | 0 | 2,223 | ||
ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF | COM | 46434V571 | 56 | 2,225 | SH | SOLE | 0 | 0 | 2,225 | ||
ISHARES LATIN AMERICA 40 ETF | COM | 464287390 | 46 | 1,549 | SH | SOLE | 0 | 0 | 1,549 | ||
ISHARES MICROCAP ETF | COM | 464288869 | 1 | 14 | SH | SOLE | 0 | 0 | 14 | ||
ISHARES MSCI BRAZIL ETF | COM | 464286400 | 42 | 1,317 | SH | SOLE | 0 | 0 | 1,317 | ||
ISHARES S&P MID CAP 400 GROWTH ETF | COM | 464287606 | 3,800 | 16,906 | SH | SOLE | 0 | 0 | 16,906 | ||
ISHARES U S AEROSPACE & DEFENSE ETF | COM | 464288760 | 1,848 | 9,604 | SH | SOLE | 0 | 0 | 9,604 | ||
JOHNSON & JOHNSON | COM | 478160104 | 31 | 253 | SH | SOLE | 0 | 0 | 253 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,808 | 17,168 | SH | SOLE | 0 | 0 | 17,168 | ||
KRAFT HEINZ CO | COM | 500754106 | 7 | 116 | SH | SOLE | 0 | 0 | 116 | ||
LABORATORY CORP OF AMER HOLDINGS NEW | COM | 50540R409 | 1,988 | 11,075 | SH | SOLE | 0 | 0 | 11,075 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,875 | 6,346 | SH | SOLE | 0 | 0 | 6,346 | ||
LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | COM | N53745100 | 2,285 | 20,799 | SH | SOLE | 0 | 0 | 20,799 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 1,221 | 32,083 | SH | SOLE | 0 | 0 | 32,083 | ||
MANULIFE FINANCIAL CORP | COM | 56501R106 | 7 | 394 | SH | SOLE | 0 | 0 | 394 | ||
MCDONALDS CORP | COM | 580135101 | 1,937 | 12,365 | SH | SOLE | 0 | 0 | 12,365 | ||
MERCK & COMPANY INC NEW | COM | 58933Y105 | 2,061 | 33,953 | SH | SOLE | 0 | 0 | 33,953 | ||
METTLER TOLEDO INTL INC | COM | 592688105 | 52 | 90 | SH | SOLE | 0 | 0 | 90 | ||
MICROSOFT CORP | COM | 594918104 | 8 | 84 | SH | SOLE | 0 | 0 | 84 | ||
MOLSON COORS BREWING COMPANY CLASS B | COM | 60871R209 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
MONDELEZ INTERNATIONAL INC CL A | COM | 609207105 | 14 | 350 | SH | SOLE | 0 | 0 | 350 | ||
NETFLIX INC | COM | 64110L106 | 77 | 197 | SH | SOLE | 0 | 0 | 197 | ||
NEW MOUNTAIN FINANCE CORP | COM | 647551100 | 1,167 | 85,838 | SH | SOLE | 0 | 0 | 85,838 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 77 | 464 | SH | SOLE | 0 | 0 | 464 | ||
NOVARTIS AG SPONSORED ADR | ADR | 66987V109 | 45 | 590 | SH | SOLE | 0 | 0 | 590 | ||
OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 59 | 700 | SH | SOLE | 0 | 0 | 700 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 7 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ORACLE CORP | COM | 68389X105 | 35 | 806 | SH | SOLE | 0 | 0 | 806 | ||
PAYCHEX INC | COM | 704326107 | 2,127 | 31,123 | SH | SOLE | 0 | 0 | 31,123 | ||
PENNANTPARK FLOATING RATE CAP LTD | COM | 70806A106 | 1,170 | 85,630 | SH | SOLE | 0 | 0 | 85,630 | ||
PFIZER INC | COM | 717081103 | 2,137 | 58,895 | SH | SOLE | 0 | 0 | 58,895 | ||
PIMCO 0-5 YR HIGH YIELD CORPORATE BOND INDEX ETF | COM | 72201R783 | 797 | 8,005 | SH | SOLE | 0 | 0 | 8,005 | ||
PIMCO ENHANCED LOW DURATION ACTIVE ETF | COM | 72201R718 | 800 | 8,020 | SH | SOLE | 0 | 0 | 8,020 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 9 | 113 | SH | SOLE | 0 | 0 | 113 | ||
PROCTER & GAMBLE COMPANY | COM | 742718109 | 1,162 | 14,888 | SH | SOLE | 0 | 0 | 14,888 | ||
PRUDENTIAL FINANCIAL INC | COM | 744320102 | 1,722 | 18,417 | SH | SOLE | 0 | 0 | 18,417 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 465 | 119,050 | SH | SOLE | 0 | 0 | 119,050 | ||
RAYTHEON COMPANY NEW | COM | 755111507 | 2,007 | 10,388 | SH | SOLE | 0 | 0 | 10,388 | ||
SAP SE SPONS ADR | ADR | 803054204 | 46 | 400 | SH | SOLE | 0 | 0 | 400 | ||
SECTOR FINANCIAL SELECT SECTOR SPDR ETF | COM | 81369Y605 | 1,819 | 68,400 | SH | SOLE | 0 | 0 | 68,400 | ||
SEMPRA ENERGY | COM | 816851109 | 41 | 353 | SH | SOLE | 0 | 0 | 353 | ||
SERVICE CORP INTL | COM | 817565104 | 1,831 | 51,166 | SH | SOLE | 0 | 0 | 51,166 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 561 | 94,500 | SH | SOLE | 0 | 0 | 94,500 | ||
SNAP INC CL A | COM | 83304A106 | 3 | 200 | SH | SOLE | 0 | 0 | 200 | ||
SOUTHERN COMPANY | COM | 842587107 | 1,971 | 42,563 | SH | SOLE | 0 | 0 | 42,563 | ||
SPDR PORTFOLIO SHORT TERM TREASURY ETF | COM | 78468R101 | 476 | 16,118 | SH | SOLE | 0 | 0 | 16,118 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 52 | 190 | SH | SOLE | 0 | 0 | 190 | ||
SSGA ACTIVE TR SPDR DOUBLELINE SHRT DUR TOTAL RE | COM | 78470P200 | 797 | 16,345 | SH | SOLE | 0 | 0 | 16,345 | ||
SYNOPSYS INC | COM | 871607107 | 1,977 | 23,103 | SH | SOLE | 0 | 0 | 23,103 | ||
TCP CAPITAL CORP | COM | 87238Q103 | 1,092 | 75,594 | SH | SOLE | 0 | 0 | 75,594 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 2 | 400 | SH | SOLE | 0 | 0 | 400 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,031 | 9,805 | SH | SOLE | 0 | 0 | 9,805 | ||
TORCHMARK CORP | COM | 891027104 | 1,789 | 21,973 | SH | SOLE | 0 | 0 | 21,973 | ||
TOYOTA MOTOR CORP SPONSORED ADR | COM | 892331307 | 19 | 148 | SH | SOLE | 0 | 0 | 148 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 1,072 | 59,731 | SH | SOLE | 0 | 0 | 59,731 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,575 | 12,874 | SH | SOLE | 0 | 0 | 12,874 | ||
UNDER ARMOUR INC CL A | COM | 904311107 | 18 | 800 | SH | SOLE | 0 | 0 | 800 | ||
UNDER ARMOUR INC CL C | COM | 904311206 | 17 | 805 | SH | SOLE | 0 | 0 | 805 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,225 | 9,070 | SH | SOLE | 0 | 0 | 9,070 | ||
VANGUARD S&P 500 INDEX ETF | COM | 922908363 | 11 | 46 | SH | SOLE | 0 | 0 | 46 | ||
VANGUARD SHORT TERM BOND ETF | COM | 921937827 | 385 | 4,927 | SH | SOLE | 0 | 0 | 4,927 | ||
VANGUARD TOTAL STOCK MARKET ETF | COM | 922908769 | 1 | 6 | SH | SOLE | 0 | 0 | 6 | ||
VANGUARD TOTAL WORLD STOCK ETF | COM | 922042742 | 3 | 38 | SH | SOLE | 0 | 0 | 38 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 10 | 200 | SH | SOLE | 0 | 0 | 200 | ||
VISA INC CLASS A | COM | 92826C839 | 2,103 | 15,881 | SH | SOLE | 0 | 0 | 15,881 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 19 | 313 | SH | SOLE | 0 | 0 | 313 | ||
WALMART INC | COM | 931142103 | 24 | 284 | SH | SOLE | 0 | 0 | 284 | ||
WALT DISNEY CO | COM | 254687106 | 24 | 232 | SH | SOLE | 0 | 0 | 232 | ||
WASTE MANAGEMENT INC DEL | COM | 94106L109 | 2,128 | 26,160 | SH | SOLE | 0 | 0 | 26,160 | ||
WESBANCO INC | COM | 950810101 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
WESTERN UNION COMPANY | COM | 959802109 | 1,578 | 77,599 | SH | SOLE | 0 | 0 | 77,599 | ||
XPO LOGISTICS INC | COM | 983793100 | 113 | 1,125 | SH | SOLE | 0 | 0 | 1,125 | ||
XYLEM INC | COM | 98419M100 | 1,840 | 27,313 | SH | SOLE | 0 | 0 | 27,313 |