The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AK STEEL HOLDING CO | COM | 001547108 | 52 | 12,200 | SH | SOLE | 0 | 0 | 0 | ||
ADVENT CLAYMOR CON SEC A | COM | 007639107 | 96 | 17,349 | SH | SOLE | 0 | 0 | 0 | ||
ALTABA INCORPORATED | COM | 021346101 | 688 | 9,400 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,285 | 1,949 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAPITAL MGMT REIT | COM | 035710409 | 209 | 20,100 | SH | SOLE | 0 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 476 | 2,000 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,487 | 23,871 | SH | SOLE | 0 | 0 | 0 | ||
APPLIED MATERIALS | COM | 038222105 | 858 | 18,590 | SH | SOLE | 0 | 0 | 0 | ||
BAIDU INC. | SPON ADR REP A | 056752108 | 1,849 | 7,610 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 579 | 56,019 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 | 293 | 235 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY CLASS B | COM | 084670702 | 677 | 3,630 | SH | SOLE | 0 | 0 | 0 | ||
BHP BILLITON LTD | SPON ADR | 088606108 | 343 | 6,867 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBA | COM | 092501105 | 180 | 16,215 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,540 | 7,566 | SH | SOLE | 0 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 457 | 3,370 | SH | SOLE | 0 | 0 | 0 | ||
CHEVRON CORPORATION | COM | 166764100 | 268 | 2,105 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 837 | 12,512 | SH | SOLE | 0 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687106 | 433 | 4,138 | SH | SOLE | 0 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 339 | 3,445 | SH | SOLE | 0 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 290 | 8,000 | SH | SOLE | 0 | 0 | 0 | ||
EDISON INTERNATIONAL | COM | 281020107 | 320 | 5,070 | SH | SOLE | 0 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 144 | 25,500 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY GOLD MNG LTD | SPOOSORED ADR | 413216300 | 42 | 27,000 | SH | SOLE | 0 | 0 | 0 | ||
IDACORP INCORPORATED | COM | 451107106 | 423 | 4,593 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORPORATION | COM | 458140100 | 2,152 | 43,308 | SH | SOLE | 0 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 473 | 9,100 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 260 | 21,696 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | MSCI FRNTR100ETF | 464286145 | 266 | 9,257 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 726 | 6,437 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 293 | 6,784 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 753 | 7,349 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 520 | 6,238 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 200 GRW ETF | 464287648 | 561 | 27,500 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 1,199 | 31,814 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 523 | 13,961 | SH | SOLE | 0 | 0 | 0 | ||
KINROSS GOLD CORP | COM NO PAR | 496902404 | 182 | 48,625 | SH | SOLE | 0 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 801 | 9,396 | SH | SOLE | 0 | 0 | 0 | ||
LOUISIANA PAC CORP | COM | 546347105 | 265 | 9,736 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 405 | 3,250 | SH | SOLE | 0 | 0 | 0 | ||
MC DONALDS CORP | COM | 580135101 | 823 | 5,257 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 594 | 6,026 | SH | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY | COM | 595112103 | 2,120 | 40,430 | SH | SOLE | 0 | 0 | 0 | ||
MOBILE TELESYSTEMS | SPONSORED ADR | 607409109 | 108 | 12,250 | SH | SOLE | 0 | 0 | 0 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 295 | 3,800 | SH | SOLE | 0 | 0 | 0 | ||
OMEROS CORP | COM | 682143102 | 231 | 12,754 | SH | SOLE | 0 | 0 | 0 | ||
PHILIP MORRIS INTL | COM | 718172109 | 850 | 8,539 | SH | SOLE | 0 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 371 | 3,306 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER & GAMBLE | COM | 742718109 | 590 | 7,560 | SH | SOLE | 0 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 702 | 12,657 | SH | SOLE | 0 | 0 | 0 | ||
RITE AID CORPORATION | COM | 767754104 | 17 | 10,010 | SH | SOLE | 0 | 0 | 0 | ||
SAREPTA THERAPEUTICS | COM | 803607100 | 647 | 4,900 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 488 | 7,398 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,176 | 18,099 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 659 | 12,421 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 810 | 16,446 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,189 | 24,350 | SH | SOLE | 0 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 723 | 4,900 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 585 | 5,764 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 422 | 5,400 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FUNDS | STRM INFPROIDX | 922020805 | 315 | 6,450 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 284 | 1,901 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 130 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
VALE S A | ADR | 91912E105 | 761 | 59,390 | SH | SOLE | 0 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 212 | 21,000 | SH | SOLE | 0 | 0 | 0 | ||
A T & T INC | COM | 00206R102 | 1,102 | 34,332 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 723 | 3,900 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANZGI NFJ DIV INTERE | COM | 01883A107 | 296 | 23,488 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC. CLASS C | COM | 02079K107 | 1,482 | 1,329 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC. CLASS A | COM | 02079K305 | 425 | 377 | SH | SOLE | 0 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 288 | 5,079 | SH | SOLE | 0 | 0 | 0 | ||
ANDEAVOR | COM | 03349M105 | 596 | 4,550 | SH | SOLE | 0 | 0 | 0 | ||
ARROWHEAD PHARMA INC | COM | 04280A100 | 411 | 30,284 | SH | SOLE | 0 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 711 | 2,450 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 356 | 22,000 | SH | SOLE | 0 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 672 | 332 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 853 | 20,700 | SH | SOLE | 0 | 0 | 0 | ||
COSTCO WHOLESALE CO | COM | 22160K105 | 308 | 1,476 | SH | SOLE | 0 | 0 | 0 | ||
ETFS PLATINUM TR | SH BEN INT | 26922V101 | 1,245 | 15,350 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE RISK MAN DIV | COM | 27829G106 | 117 | 12,417 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 647 | 7,831 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC CLASS A | COM | 30303M102 | 2,274 | 11,707 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | GLBX MSCI NORW | 37950E747 | 184 | 12,860 | SH | SOLE | 0 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD 1 | COM | 41013X106 | 597 | 28,000 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 123 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 943 | 29,200 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,437 | 94,906 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TRUST | FLTG RATE NT ETF | 46429B655 | 1,419 | 27,826 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 261 | 2,509 | SH | SOLE | 0 | 0 | 0 | ||
MASTERCARD INC CLASS A | COM | 57636Q104 | 2,173 | 11,060 | SH | SOLE | 0 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 360 | 1,523 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN PFD & INCM SECURITIES | COM | 67072C105 | 106 | 12,061 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORPORATION | COM | 68389X105 | 300 | 6,815 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC PREMIER BANC | COM | 69478X105 | 381 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INCO | COM | 70450Y103 | 874 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO STRATEGIC INCOME C | COM | 72200X104 | 228 | 23,600 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 514 | 7,609 | SH | SOLE | 0 | 0 | 0 | ||
PROSPECT CAPITAL CO | COM | 74348T102 | 878 | 130,890 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 288 | 9,410 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST | PRTFLO S&P 500 GW | 78464A409 | 702 | 20,003 | SH | SOLE | 0 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 535 | 1,650 | SH | SOLE | 0 | 0 | 0 | ||
UNITEDHEALTH GRP INC | COM | 91324P102 | 3,201 | 13,049 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 967 | 43,364 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | OIL SVCS ETF | 92189F718 | 337 | 12,850 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATN | COM | 92343V104 | 918 | 18,258 | SH | SOLE | 0 | 0 | 0 | ||
VISA INC CLASS A | COM | 92826C839 | 297 | 2,243 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 312 | 7,286 | SH | SOLE | 0 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 537 | 5,350 | SH | SOLE | 0 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 684 | 4,106 | SH | SOLE | 0 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 77 | 12,100 | SH | SOLE | 0 | 0 | 0 | ||
ENSCO PLC | SHS CLASS A | G3157S106 | 111 | 15,300 | SH | SOLE | 0 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 413 | 13,480 | SH | SOLE | 0 | 0 | 0 |