The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AK STEEL HOLDING CO | COM | 001547108 | 296 | 107,850 | SH | SOLE | 0 | 0 | 107,850 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 227 | 22,700 | SH | SOLE | 0 | 0 | 22,700 | ||
A T & T INC | COM | 00206R102 | 2,729 | 87,027 | SH | SOLE | 0 | 0 | 87,027 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 1,347 | 185,333 | SH | SOLE | 0 | 0 | 185,333 | ||
ABERDEEN STD PLATINUM ETF TR | PHYSCL PLATM SHS | 003260106 | 410 | 5,119 | SH | SOLE | 0 | 0 | 5,119 | ||
ABERDEEN STR PRECIOUS METALS | PHYSCL PLATM SHS | 003263100 | 472 | 7,420 | SH | SOLE | 0 | 0 | 7,420 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 348 | 42,276 | SH | SOLE | 0 | 0 | 42,276 | ||
ADAMS NATNAT RES FD INC | COM | 00548F105 | 378 | 22,583 | SH | SOLE | 0 | 0 | 22,583 | ||
ALIBABA GROUPHLDS LTE | SPONSORED ADS | 01609W102 | 881 | 4,834 | SH | SOLE | 0 | 0 | 4,834 | ||
ALLIANCE RES PARTNER LP | UT LTE PART | 01879R106 | 274 | 23,684 | SH | SOLE | 0 | 0 | 23,684 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 179 | 14,908 | SH | SOLE | 0 | 0 | 14,908 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 918 | 783 | SH | SOLE | 0 | 0 | 783 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 416 | 354 | SH | SOLE | 0 | 0 | 354 | ||
ALTABA INC | COM | 021346101 | 639 | 8,629 | SH | SOLE | 0 | 0 | 8,629 | ||
ALTRIA GROUP INC | COM | 02209S103 | 281 | 4,899 | SH | SOLE | 0 | 0 | 4,899 | ||
AMAZON COM INC | COM | 023135106 | 4,184 | 4,350 | SH | SOLE | 0 | 0 | 4,350 | ||
AMERICAN INTL GROUP INC | *WEXP 01/19/202 | 026874156 | 171 | 30,584 | SH | SOLE | 0 | 0 | 30,584 | ||
ANTHEM INC | COM | 036752103 | 573 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
APPLE INC | COM | 037833100 | 3,563 | 18,762 | SH | SOLE | 0 | 0 | 18,762 | ||
APPLIED MATLS | COM | 038222105 | 265 | 6,700 | SH | SOLE | 0 | 0 | 6,700 | ||
ARROWHEAD PHARMACUETICALS IN | COM | 04280A100 | 469 | 25,584 | SH | SOLE | 0 | 0 | 25,584 | ||
BP PLC | SPONSORED ADR | 055622104 | 325 | 7,447 | SH | SOLE | 0 | 0 | 7,447 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,122 | 6,810 | SH | SOLE | 0 | 0 | 6,810 | ||
BANK AMER CORP | COM | 060505104 | 1,362 | 49,400 | SH | SOLE | 0 | 0 | 49,400 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 305 | 235 | SH | SOLE | 0 | 0 | 235 | ||
BENEFITFOCUS INC | COM | 08180D106 | 257 | 5,200 | SH | SOLE | 0 | 0 | 5,200 | ||
BERKSHIRE HATHAWAY inc del | CL B NEW | 084670702 | 791 | 3,938 | SH | SOLE | 0 | 0 | 3,938 | ||
BHP GROUP LTD | SPONSORED ADS | 088606108 | 207 | 3,788 | SH | SOLE | 0 | 0 | 3,788 | ||
BIOGEN INC | COM | 09062X103 | 598 | 2,534 | SH | SOLE | 0 | 0 | 2,534 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 158 | 14,802 | SH | SOLE | 0 | 0 | 14,802 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 229 | 26,855 | SH | SOLE | 0 | 0 | 26,855 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 227 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
BLACKROCK ENHCAP & INC FD I | COM | 09256A109 | 346 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
BOEING CO | COM | 097023105 | 2,885 | 7,566 | SH | SOLE | 0 | 0 | 7,566 | ||
BOOKING HLDGS INC | COM | 09857L108 | 579 | 332 | SH | SOLE | 0 | 0 | 332 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 850 | 17,828 | SH | SOLE | 0 | 0 | 17,828 | ||
BROADCOM INC | COM | 11135F101 | 752 | 2,503 | SH | SOLE | 0 | 0 | 2,503 | ||
CATERPILLAR INC DEL | COM | 149123101 | 423 | 3,125 | SH | SOLE | 0 | 0 | 3,125 | ||
CISCO SYS INC | COM | 17275R102 | 1,071 | 19,850 | SH | SOLE | 0 | 0 | 19,850 | ||
CITIGROUP INC | COM NEW | 172967424 | 340 | 5,477 | SH | SOLE | 0 | 0 | 5,477 | ||
COLUMBIA ETF TR I | SUSTANBLE GLBL | 19762B202 | 462 | 18,212 | SH | SOLE | 0 | 0 | 18,212 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 375 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 302 | 5,850 | SH | SOLE | 0 | 0 | 5,850 | ||
WALT DISNEY CO | COM DISNEY | 254687106 | 751 | 6,771 | SH | SOLE | 0 | 0 | 6,771 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 105 | 11,520 | SH | SOLE | 0 | 0 | 11,520 | ||
EBAY INC | COM | 278642103 | 297 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
EDISON INTL | COM | 281020107 | 232 | 3,752 | SH | SOLE | 0 | 0 | 3,752 | ||
EXXON MOBIL CORP | COM | 30231G102 | 455 | 5,640 | SH | SOLE | 0 | 0 | 5,640 | ||
FACEBOOK INC | CLASS A | 30303M102 | 1,949 | 11,697 | SH | SOLE | 0 | 0 | 11,697 | ||
FIRST TRUST/ABERDEEN EMERG OPT | COM | 33731K102 | 373 | 27,769 | SH | SOLE | 0 | 0 | 27,769 | ||
FIRST TR EXCH TRD APLHA FD I | ENERG MKT ALPH | 33737J182 | 218 | 8,711 | SH | SOLE | 0 | 0 | 8,711 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 126 | 37,825 | SH | SOLE | 0 | 0 | 37,825 | ||
GOLDMAN SACHS ETF TR | EQUITY ETD | 381430503 | 660 | 11,617 | SH | SOLE | 0 | 0 | 11,617 | ||
HANCOCK JOHN PREFERRED I | COM | 41013X106 | 656 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
HARMONY GLD MNG LTD | SPONSORED ADR | 413216300 | 42 | 22,250 | SH | SOLE | 0 | 0 | 22,250 | ||
IDACORP INC | COM | 451107106 | 465 | 4,679 | SH | SOLE | 0 | 0 | 4,679 | ||
INTEL CORP | COM | 458140100 | 2,318 | 43,158 | SH | SOLE | 0 | 0 | 43,158 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 127 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INVESCO EXCHANGE TRADED FD T | S&P EQL WT | 46137V357 | 214 | 2,050 | SH | SOLE | 0 | 0 | 2,050 | ||
INVESCO EXCHNG TRADED FD TR | MSCI EMRG MKT | 46138E552 | 614 | 19,345 | SH | SOLE | 0 | 0 | 19,345 | ||
INVESCO CURNCYSHS BRIT PND S | BRIT POUN STRL | 46138M109 | 378 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 514 | 21,500 | SH | SOLE | 0 | 0 | 21,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 243 | 19,705 | SH | SOLE | 0 | 0 | 19,705 | ||
ISHARESTR | TIPS BD ETF | 464287176 | 274 | 2,429 | SH | SOLE | 0 | 0 | 2,429 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 833 | 7,818 | SH | SOLE | 0 | 0 | 7,818 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 704 | 19,269 | SH | SOLE | 0 | 0 | 19,269 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 442 | 11,624 | SH | SOLE | 0 | 0 | 11,624 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 525 | 37,092 | SH | SOLE | 0 | 0 | 37,092 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,446 | 28,404 | SH | SOLE | 0 | 0 | 28,404 | ||
J P MORGAN CHASE & CO | COM | 46625H100 | 249 | 2,462 | SH | SOLE | 0 | 0 | 2,462 | ||
JOHNSON & JOHNSON | COM | 478160104 | 265 | 1,896 | SH | SOLE | 0 | 0 | 1,896 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 424 | 27,400 | SH | SOLE | 0 | 0 | 27,400 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 1,227 | 7,489 | SH | SOLE | 0 | 0 | 7,489 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 233 | 797 | SH | SOLE | 0 | 0 | 797 | ||
MARATHON PETE CORP | COM | 56585A102 | 445 | 7,448 | SH | SOLE | 0 | 0 | 7,448 | ||
MASTERCARD INC | CL A | 57636Q104 | 2,439 | 10,360 | SH | SOLE | 0 | 0 | 10,360 | ||
MC DONALDS CORP | COM | 580135101 | 1,713 | 9,022 | SH | SOLE | 0 | 0 | 9,022 | ||
MICROSOFT CORP | COM | 594918104 | 673 | 5,713 | SH | SOLE | 0 | 0 | 5,713 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 249 | 6,030 | SH | SOLE | 0 | 0 | 6,030 | ||
NETFLIX INC | COM | 64110L106 | 331 | 930 | SH | SOLE | 0 | 0 | 930 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 308 | 3,207 | SH | SOLE | 0 | 0 | 3,207 | ||
NVIDIA CORP | COM | 67066G104 | 206 | 1,151 | SH | SOLE | 0 | 0 | 1,151 | ||
ORACLE CORP | COM | 68389X105 | 359 | 6,700 | SH | SOLE | 0 | 0 | 6,700 | ||
PACIFIC PREMIER BANCORP | COM | 69478X105 | 265 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 1,090 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 656 | 7,430 | SH | SOLE | 0 | 0 | 7,430 | ||
PHILLIPS 66 | COM | 718546104 | 289 | 3,041 | SH | SOLE | 0 | 0 | 3,041 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,014 | 9,750 | SH | SOLE | 0 | 0 | 9,750 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 1,010 | 155,061 | SH | SOLE | 0 | 0 | 155,061 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 289 | 9,140 | SH | SOLE | 0 | 0 | 9,140 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 220 | 23,080 | SH | SOLE | 0 | 0 | 23,080 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 560 | 4,700 | SH | SOLE | 0 | 0 | 4,700 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 373 | 8,732 | SH | SOLE | 0 | 0 | 8,732 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 261 | 3,836 | SH | SOLE | 0 | 0 | 3,836 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,889 | 27,940 | SH | SOLE | 0 | 0 | 27,940 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 255 | 3,220 | SH | SOLE | 0 | 0 | 3,220 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 890 | 16,276 | SH | SOLE | 0 | 0 | 16,276 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 727 | 13,914 | SH | SOLE | 0 | 0 | 13,914 | ||
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 700 | 169,300 | SH | SOLE | 0 | 0 | 169,300 | ||
STARBUCKS CORP | COM | 855244109 | 1,494 | 20,100 | SH | SOLE | 0 | 0 | 20,100 | ||
TCW STRATEGIC INCOME FUND IN | COM | 872340104 | 58 | 10,568 | SH | SOLE | 0 | 0 | 10,568 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 1,554 | 104,478 | SH | SOLE | 0 | 0 | 104,478 | ||
TESLA INC | COM | 88160R101 | 335 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
UNITED RENTALS INC | COM | 911363109 | 714 | 6,250 | SH | SOLE | 0 | 0 | 6,250 | ||
UNITEDHEALTH GRP INC | COM | 91324P102 | 3,220 | 13,025 | SH | SOLE | 0 | 0 | 13,025 | ||
VALE S A | SPONSORED ADS | 91912E105 | 230 | 17,632 | SH | SOLE | 0 | 0 | 17,632 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 212 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 512 | 22,864 | SH | SOLE | 0 | 0 | 22,864 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 395 | 3,605 | SH | SOLE | 0 | 0 | 3,605 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 220 | 850 | SH | SOLE | 0 | 0 | 850 | ||
VERIZON COMMUNICATONS INC | COM | 92343V104 | 1,468 | 24,840 | SH | SOLE | 0 | 0 | 24,840 | ||
VERITONE INC | COM | 92347M100 | 187 | 36,100 | SH | SOLE | 0 | 0 | 36,100 | ||
YY INC | SPONSORED ADS A | 98426T106 | 361 | 4,300 | SH | SOLE | 0 | 0 | 4,300 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 535 | 52,269 | SH | SOLE | 0 | 0 | 52,269 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 49 | 14,500 | SH | SOLE | 0 | 0 | 14,500 | ||
TRITON INTL LTD | CL A | G9078F107 | 520 | 16,730 | SH | SOLE | 0 | 0 | 16,730 |