The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AK STEEL HOLDING CO | COM | 001547108 | 413 | 174,306 | SH | SOLE | 0 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 223 | 22,700 | SH | SOLE | 0 | 0 | 0 | ||
A T & T INC | COM | 00206R102 | 2,907 | 86,758 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 763 | 104,415 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN STD PLATINUM ETF TR | PHYSCL PLATM SHS | 003260106 | 375 | 4,759 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN STR PRECIOUS METALS | PHYSCL PM BASKET | 003263100 | 386 | 5,674 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 369 | 44,343 | SH | SOLE | 0 | 0 | 0 | ||
ADVENT CLAYMORE CONV SEC | COM | 00764C109 | 163 | 10,879 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 776 | 4,582 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCEBERSTEIN GBL HGH IN | COM | 01879R106 | 285 | 24,245 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 184 | 14,908 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 662 | 613 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 398 | 368 | SH | SOLE | 0 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 598 | 8,629 | SH | SOLE | 0 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 233 | 4,923 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4,578 | 2,418 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN INTL GROUP INC | *WEXP 01/19/202 | 026874156 | 180 | 14,734 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN INTL GROUP | COM NEW | 026874784 | 205 | 3,850 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,643 | 18,411 | SH | SOLE | 0 | 0 | 0 | ||
ARROWHEAD PHARMACUETICALS IN | COM | 04280A100 | 624 | 23,559 | SH | SOLE | 0 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 289 | 6,947 | SH | SOLE | 0 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 746 | 6,360 | SH | SOLE | 0 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 1,394 | 48,100 | SH | SOLE | 0 | 0 | 0 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 322 | 235 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY inc del | CL B NEW | 084670702 | 839 | 3,938 | SH | SOLE | 0 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 561 | 2,400 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 131 | 12,241 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 221 | 24,990 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 475 | 10,700 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHCAP & INC FD I | COM | 09256A109 | 347 | 22,000 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,439 | 6,701 | SH | SOLE | 0 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 622 | 332 | SH | SOLE | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 850 | 18,759 | SH | SOLE | 0 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 781 | 2,715 | SH | SOLE | 0 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 444 | 3,264 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,116 | 20,400 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 278 | 3,977 | SH | SOLE | 0 | 0 | 0 | ||
COLUMBIA ETF TR II | EM CORE EX ETF | 19762B202 | 498 | 18,711 | SH | SOLE | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 208 | 4,100 | SH | SOLE | 0 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 375 | 6,610 | SH | SOLE | 0 | 0 | 0 | ||
WALT DISNEY CO | COM DISNEY | 254687106 | 1,105 | 7,917 | SH | SOLE | 0 | 0 | 0 | ||
DIVIDEND AND INCOME FUND | COM NEW | 25538A204 | 209 | 18,154 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 110 | 11,805 | SH | SOLE | 0 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 316 | 8,000 | SH | SOLE | 0 | 0 | 0 | ||
EDISON INTL | COM | 281020107 | 254 | 3,781 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 464 | 6,062 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC | CLASS A | 30303M102 | 2,042 | 10,585 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TRUST/ABERDEEN EMERG OPT | COM | 33731K102 | 390 | 27,755 | SH | SOLE | 0 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 107 | 37,825 | SH | SOLE | 0 | 0 | 0 | ||
FREEPORT MCMORAN INC | COM | 35671D857 | 117 | 10,130 | SH | SOLE | 0 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 690 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY GLD MNG LTD | SPONSORED ADR | 413216300 | 50 | 22,250 | SH | SOLE | 0 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 226 | 1,300 | SH | SOLE | 0 | 0 | 0 | ||
IDACORP INC | COM | 451107106 | 472 | 4,709 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,137 | 44,658 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 135 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | MSCI EMRG MKT | 46138E552 | 645 | 20,123 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | KBW PPTY CASUT | 46138E586 | 203 | 2,909 | SH | SOLE | 0 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 284 | 13,800 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 454 | 33,700 | SH | SOLE | 0 | 0 | 0 | ||
ISHARESTR | TIPS BD ETF | 464287176 | 258 | 2,242 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 426 | 3,211 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 960 | 8,727 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 544 | 2,710 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 366 | 9,934 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 766 | 19,637 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 489 | 34,192 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,457 | 28,620 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN CHASE & CO | COM | 46625H100 | 258 | 2,312 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 273 | 1,963 | SH | SOLE | 0 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 435 | 27,700 | SH | SOLE | 0 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 207 | 570 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 1,588 | 8,814 | SH | SOLE | 0 | 0 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 223 | 797 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 659 | 11,798 | SH | SOLE | 0 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 2,740 | 10,360 | SH | SOLE | 0 | 0 | 0 | ||
MC DONALDS CORP | COM | 580135101 | 1,706 | 8,220 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 867 | 6,479 | SH | SOLE | 0 | 0 | 0 | ||
NIKE INC | CL B NEW | 654106103 | 302 | 3,600 | SH | SOLE | 0 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 292 | 3,207 | SH | SOLE | 0 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 154 | 63,500 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 445 | 7,813 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 1,201 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 203 | 1,555 | SH | SOLE | 0 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 585 | 7,453 | SH | SOLE | 0 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 284 | 3,043 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,068 | 9,748 | SH | SOLE | 0 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 1,069 | 163,723 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 365 | 4,800 | SH | SOLE | 0 | 0 | 0 | ||
RLJ LODGING TR | CUM CONV PFD A | 74965L200 | 209 | 8,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 301 | 9,250 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST | PRTFLO S&P500 GW | 78464A409 | 221 | 5,713 | SH | SOLE | 0 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 270 | 25,080 | SH | SOLE | 0 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 714 | 4,700 | SH | SOLE | 0 | 0 | 0 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 222 | 5,534 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 249 | 3,531 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,602 | 22,834 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 814 | 15,412 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 674 | 12,713 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TRUST | ENERGY | 81369Y506 | 264 | 4,151 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TRUST | TECHNOLOGY | 81369Y803 | 220 | 2,826 | SH | SOLE | 0 | 0 | 0 | ||
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 823 | 173,400 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,768 | 21,100 | SH | SOLE | 0 | 0 | 0 | ||
STARS GROUP INC | COM | 85570W100 | 633 | 37,096 | SH | SOLE | 0 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 1,334 | 88,364 | SH | SOLE | 0 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 234 | 1,050 | SH | SOLE | 0 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 868 | 6,550 | SH | SOLE | 0 | 0 | 0 | ||
UNITEDHEALTH GRP INC | COM | 91324P102 | 3,172 | 13,000 | SH | SOLE | 0 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 226 | 16,860 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,107 | 43,314 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 415 | 3,605 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 603 | 4,753 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 228 | 850 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATONS INC | COM | 92343V104 | 1,254 | 21,952 | SH | SOLE | 0 | 0 | 0 | ||
VERITONE INC | COM | 92347M100 | 703 | 84,150 | SH | SOLE | 0 | 0 | 0 | ||
VISA INC CLASS A | COM | 92826C839 | 211 | 1,219 | SH | SOLE | 0 | 0 | 0 | ||
YY INC | SPONSORED ADS A | 98426T106 | 299 | 4,300 | SH | SOLE | 0 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 211 | 1,266 | SH | SOLE | 0 | 0 | 0 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 655 | 57,308 | SH | SOLE | 0 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 113 | 39,000 | SH | SOLE | 0 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 508 | 15,530 | SH | SOLE | 0 | 0 | 0 |