The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC | COM | 00206R102 | 1,191 | 41,834 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 563 | 5,350 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN EMERGING MARKET | COM | 00301W105 | 188 | 23,158 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN STANDARD PLATINUM ETF | PHYSCL PLATM SHS | 003260106 | 2,191 | 21,757 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC D | COM SH BEN INT | 00326L100 | 287 | 32,269 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS | SPONSORED ADS | 01609W102 | 1,244 | 5,222 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLBL H | COM | 01879R106 | 301 | 25,621 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC. CLASS C | CAP STK CL C | 02079K107 | 1,617 | 930 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC. CLASS A | CAP STK CL A | 02079K305 | 701 | 404 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON.COM INC | COM | 023135106 | 8,043 | 2,448 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 121 | 14,500 | SH | SOLE | 0 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 634 | 2,020 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 10,825 | 80,959 | SH | SOLE | 0 | 0 | 0 | ||
ARROWHEAD PHARMA INC | COM | 04280A100 | 948 | 12,249 | SH | SOLE | 0 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,254 | 5,710 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 1,249 | 41,694 | SH | SOLE | 0 | 0 | 0 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 357 | 235 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY inc del | CL B NEW | 084670702 | 457 | 1,991 | SH | SOLE | 0 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 335 | 2,650 | SH | SOLE | 0 | 0 | 0 | ||
BIOELECTRONICS CORP | COM | 09062H108 | 5 | 4,000,000 | SH | SOLE | 0 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 633 | 2,600 | SH | SOLE | 0 | 0 | 0 | ||
BIOLARGO INC | COM | 09065A100 | 1 | 15,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHCD CAP & INM | COM | 09256A109 | 419 | 24,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 401 | 6,200 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,339 | 6,181 | SH | SOLE | 0 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 732 | 332 | SH | SOLE | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | COM | 110122108 | 215 | 3,474 | SH | SOLE | 0 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 1,119 | 2,575 | SH | SOLE | 0 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 591 | 3,287 | SH | SOLE | 0 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 156700106 | 103 | 10,600 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 163 | 16,100 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERIX INC | COM | 16934W106 | 110 | 22,700 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 925 | 20,805 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 361 | 5,947 | SH | SOLE | 0 | 0 | 0 | ||
COLUMBIA ETF TR II | EM CORE EX ETF | 19762B202 | 458 | 15,188 | SH | SOLE | 0 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 234 | 5,858 | SH | SOLE | 0 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 356 | 951 | SH | SOLE | 0 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 511 | 2,430 | SH | SOLE | 0 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 200 | 700 | SH | SOLE | 0 | 0 | 0 | ||
DELL TECHNOLOGIES | COM | 24703L202 | 203 | 2,800 | SH | SOLE | 0 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687106 | 772 | 4,263 | SH | SOLE | 0 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 408 | 8,078 | SH | SOLE | 0 | 0 | 0 | ||
EDISON INTERNTNL | COM | 281020107 | 217 | 3,534 | SH | SOLE | 0 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 360 | 95,156 | SH | SOLE | 0 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 622 | 3,600 | SH | SOLE | 0 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 979 | 40,168 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 275 | 6,630 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC CLASS A | CLASS A | 30303M102 | 2,748 | 10,108 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 419 | 72,884 | SH | SOLE | 0 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 91 | 11,090 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 476 | 36,939 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 364 | 7,846 | SH | SOLE | 0 | 0 | 0 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 136 | 18,040 | SH | SOLE | 0 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | CEM | 41013X106 | 563 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 23 | 2,000 | SH | SOLE | 0 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 281 | 1,335 | SH | SOLE | 0 | 0 | 0 | ||
IDACORP INC | COM | 451107106 | 463 | 4,863 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,115 | 43,399 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 138 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 375 | 20,795 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 443 | 11,901 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 869 | 22,681 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 791 | 31,950 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,338 | 26,375 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 861 | 15,094 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 334 | 2,665 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 238 | 1,526 | SH | SOLE | 0 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 481 | 33,400 | SH | SOLE | 0 | 0 | 0 | ||
KB HOME | COM | 48666K109 | 311 | 9,050 | SH | SOLE | 0 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 330 | 9,545 | SH | SOLE | 0 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 339 | 700 | SH | SOLE | 0 | 0 | 0 | ||
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 170 | 20,710 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETICA | COM | 550021109 | 1,545 | 4,407 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 115 | 17,000 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 349 | 8,404 | SH | SOLE | 0 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 3,569 | 10,598 | SH | SOLE | 0 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,052 | 4,975 | SH | SOLE | 0 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 224 | 1,295 | SH | SOLE | 0 | 0 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 531 | 310 | SH | SOLE | 0 | 0 | 0 | ||
MEXICO FUND INC | CEM | 592835102 | 147 | 10,702 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,547 | 3,982 | SH | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY | COM | 595112103 | 477 | 6,638 | SH | SOLE | 0 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 305 | 4,503 | SH | SOLE | 0 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 133 | 14,563 | SH | SOLE | 0 | 0 | 0 | ||
NAVIENT CORP | COM | 63938C108 | 236 | 24,146 | SH | SOLE | 0 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 411 | 785 | SH | SOLE | 0 | 0 | 0 | ||
NEUBERGR BRM MLP AND ENERG | COM | 64129H104 | 153 | 45,411 | SH | SOLE | 0 | 0 | 0 | ||
NIKE INC CLASS B | CL B NEW | 654106103 | 225 | 1,595 | SH | SOLE | 0 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 245 | 2,607 | SH | SOLE | 0 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 582 | 1,107 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 453 | 7,040 | SH | SOLE | 0 | 0 | 0 | ||
OVERSEAS SHPHLDG GP I | CL A NEW | 69036R863 | 59 | 27,628 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC PREMIER BANC | COM | 69478X105 | 312 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INCLASS A | CL A | 69608A108 | 376 | 11,000 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 2,175 | 9,398 | SH | SOLE | 0 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 209 | 1,422 | SH | SOLE | 0 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 468 | 12,750 | SH | SOLE | 0 | 0 | 0 | ||
PHILIP MORRIS INTL | COM | 718172109 | 583 | 7,159 | SH | SOLE | 0 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 355 | 5,042 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 641 | 7,276 | SH | SOLE | 0 | 0 | 0 | ||
PLAINS ALL AMER PIPELINE L | UNIT LTD PARTN | 726503105 | 102 | 12,269 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER & GAMBLE | COM | 742718109 | 996 | 7,230 | SH | SOLE | 0 | 0 | 0 | ||
PROSPECT CAPITAL CO | COM | 74348T102 | 422 | 77,331 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,165 | 14,443 | SH | SOLE | 0 | 0 | 0 | ||
ROKU I N C | COM CL A | 77543R102 | 447 | 1,320 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 581 | 3,275 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 204 | 7,310 | SH | SOLE | 0 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 114 | 27,038 | SH | SOLE | 0 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 584 | 34,680 | SH | SOLE | 0 | 0 | 0 | ||
SAREPTA THERAPEUTICS | COM | 803607100 | 729 | 4,250 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 537 | 5,932 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 278 | 4,712 | SH | SOLE | 0 | 0 | 0 | ||
SIBANYE STILLWATER | SPONSORED ADR | 82575P107 | 394 | 24,180 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 990 | 9,350 | SH | SOLE | 0 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 550 | 29,774 | SH | SOLE | 0 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 4,292 | 6,178 | SH | SOLE | 0 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 222 | 4,100 | SH | SOLE | 0 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B NEW | 911312106 | 1,020 | 6,140 | SH | SOLE | 0 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 1,391 | 6,050 | SH | SOLE | 0 | 0 | 0 | ||
UNITEDHEALTH GRP INC | COM | 91324P102 | 4,547 | 13,180 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 603 | 16,504 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 323 | 5,900 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATONS INC | COM | 92343V104 | 1,318 | 22,673 | SH | SOLE | 0 | 0 | 0 | ||
VERITONE INC | COM | 92347M100 | 1,657 | 56,950 | SH | SOLE | 0 | 0 | 0 | ||
VIACOMCBS INC | CL B NEW | 92556H206 | 485 | 13,169 | SH | SOLE | 0 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 219 | 1,004 | SH | SOLE | 0 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 217 | 7,300 | SH | SOLE | 0 | 0 | 0 | ||
XPENG INC | ADS | 98422D105 | 525 | 12,425 | SH | SOLE | 0 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORPORATION | CL A | 989207105 | 855 | 2,230 | SH | SOLE | 0 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 321 | 910 | SH | SOLE | 0 | 0 | 0 | ||
ZYNGA INC | COM | 98986T108 | 204 | 21,000 | SH | SOLE | 0 | 0 | 0 | ||
GASLOG LTD F | SHS | G37585109 | 53 | 13,823 | SH | SOLE | 0 | 0 | 0 | ||
GOLDEN OCEAN GROUP LTD | SHS NEW | G39637205 | 318 | 68,744 | SH | SOLE | 0 | 0 | 0 | ||
NORDIC AMERN TANKERS LIMI | COM | G65773106 | 53 | 17,726 | SH | SOLE | 0 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 700 | 14,505 | SH | SOLE | 0 | 0 | 0 | ||
CAPITAL PRODUCT PARTN LP | PARTNERSHP UNITS | Y11082206 | 145 | 18,689 | SH | SOLE | 0 | 0 | 0 | ||
COSTAMARE INC F | SHS | Y1771G102 | 757 | 94,181 | SH | SOLE | 0 | 0 | 0 | ||
DORIAN LPG LTD F | SHS USD | Y2106R110 | 340 | 28,350 | SH | SOLE | 0 | 0 | 0 | ||
GENCO SHIPPING&TRADING LTD | SHS | Y2685T131 | 365 | 51,041 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 365 | 31,195 | SH | SOLE | 0 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 59 | 25,065 | SH | SOLE | 0 | 0 | 0 | ||
KNOT OFFSHORE PARTNER LP | COM UNITS | Y48125101 | 183 | 12,430 | SH | SOLE | 0 | 0 | 0 | ||
SAFE BULKERS INC F | COM | Y7388L103 | 236 | 181,737 | SH | SOLE | 0 | 0 | 0 | ||
STEALTHGAS INC | SHS | Y81669106 | 87 | 37,900 | SH | SOLE | 0 | 0 | 0 | ||
TEEKAY LNG PARTNERS LP | PRTNRSP UNITS | Y8564M105 | 356 | 32,073 | SH | SOLE | 0 | 0 | 0 |