The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 | 323 | 12,415 | SH | SOLE | 12,415 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,074 | 1,035 | SH | SOLE | 1,035 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 424 | 36,960 | SH | SOLE | 36,960 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 774 | 2,564 | SH | SOLE | 2,564 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3,532 | 54,826 | SH | SOLE | 54,826 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,917 | 12,765 | SH | SOLE | 12,765 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,268 | 10,134 | SH | SOLE | 10,134 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 297 | 3,243 | SH | SOLE | 3,243 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 116 | 16,150 | SH | SOLE | 16,150 | 0 | 0 | ||
SPDR SERIES TRUST | PRTFLO S&P500 HI | 78468R788 | 548 | 14,346 | SH | SOLE | 14,346 | 0 | 0 | ||
INVESCO QQQ TR | PUT | 46090E953 | 445 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 668 | 4,047 | SH | SOLE | 4,047 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,217 | 9,968 | SH | SOLE | 9,968 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 862 | 23,310 | SH | SOLE | 23,310 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,553 | 17,839 | SH | SOLE | 17,839 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 217 | 2,641 | SH | SOLE | 2,641 | 0 | 0 | ||
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 231 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 455 | 1,271 | SH | SOLE | 1,271 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 580 | 2,720 | SH | SOLE | 2,720 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 394 | 265 | SH | SOLE | 265 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,206 | 1,488 | SH | SOLE | 1,488 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 362 | 19,679 | SH | SOLE | 19,679 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 1,324 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 447 | 2,061 | SH | SOLE | 2,061 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 165 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,636 | 11,780 | SH | SOLE | 11,780 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 483 | 2,778 | SH | SOLE | 2,778 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 256 | 2,935 | SH | SOLE | 2,935 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 1,728 | 52,404 | SH | SOLE | 52,404 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 378 | 4,220 | SH | SOLE | 4,220 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,065 | 4,765 | SH | SOLE | 4,765 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 395 | 26,857 | SH | SOLE | 26,857 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 311 | 983 | SH | SOLE | 983 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 531 | 4,095 | SH | SOLE | 4,095 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,024 | 9,623 | SH | SOLE | 9,623 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 317 | 6,803 | SH | SOLE | 6,803 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 339 | 4,518 | SH | SOLE | 4,518 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 565 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 220 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 243 | 4,338 | SH | SOLE | 4,338 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,823 | 12,899 | SH | SOLE | 12,899 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 611 | 14,174 | SH | SOLE | 14,174 | 0 | 0 | ||
ENDRA LIFE SCIENCES INC | COM | 29273B104 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 293 | 3,101 | SH | SOLE | 3,101 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,449 | 23,867 | SH | SOLE | 23,867 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,491 | 7,301 | SH | SOLE | 7,301 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 202 | 1,660 | SH | SOLE | 1,660 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 108 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 214 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 288 | 1,631 | SH | SOLE | 1,631 | 0 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 418 | 20,075 | SH | SOLE | 20,075 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,578 | 6,817 | SH | SOLE | 6,817 | 0 | 0 | ||
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 2,281 | 45,247 | SH | SOLE | 45,247 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 245 | 434 | SH | SOLE | 434 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 717 | 33,452 | SH | SOLE | 33,452 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 1,112 | 16,691 | SH | SOLE | 16,691 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P MIDCP LOW | 46138E198 | 446 | 8,221 | SH | SOLE | 8,221 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 259 | 4,308 | SH | SOLE | 4,308 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | CEF INM COMPSI | 46138E404 | 675 | 28,830 | SH | SOLE | 28,830 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 267 | 11,826 | SH | SOLE | 11,826 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 46138J809 | 11,772 | 477,555 | SH | SOLE | 477,555 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 | 9,880 | 405,603 | SH | SOLE | 405,603 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,800 | 11,672 | SH | SOLE | 11,672 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 211 | 1,452 | SH | SOLE | 1,452 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 298 | 2,620 | SH | SOLE | 2,620 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 843 | 9,922 | SH | SOLE | 9,922 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 940 | 15,773 | SH | SOLE | 15,773 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,284 | 9,572 | SH | SOLE | 9,572 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,364 | 8,404 | SH | SOLE | 8,404 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 353 | 4,347 | SH | SOLE | 4,347 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 508 | 3,980 | SH | SOLE | 3,980 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 341 | 1,502 | SH | SOLE | 1,502 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,700 | 19,809 | SH | SOLE | 19,809 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 288 | 7,138 | SH | SOLE | 7,138 | 0 | 0 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 239 | 6,534 | SH | SOLE | 6,534 | 0 | 0 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 200 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,427 | 21,142 | SH | SOLE | 21,142 | 0 | 0 | ||
ISHARES TR | MULTIFACTOR USA | 46434V290 | 732 | 17,351 | SH | SOLE | 17,351 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 286 | 6,160 | SH | SOLE | 6,160 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,540 | 26,543 | SH | SOLE | 26,543 | 0 | 0 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 3,673 | 72,718 | SH | SOLE | 72,718 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 397 | 24,970 | SH | SOLE | 24,970 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 919 | 6,390 | SH | SOLE | 6,390 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 136 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 244 | 989 | SH | SOLE | 989 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 306 | 117,800 | SH | SOLE | 117,800 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 235 | 861 | SH | SOLE | 861 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 487 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 616 | 2,862 | SH | SOLE | 2,862 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,180 | 13,515 | SH | SOLE | 13,515 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,482 | 14,231 | SH | SOLE | 14,231 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 293 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 299 | 5,564 | SH | SOLE | 5,564 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 424 | 4,272 | SH | SOLE | 4,272 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 579 | 2,409 | SH | SOLE | 2,409 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 440 | 5,910 | SH | SOLE | 5,910 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 221 | 4,165 | SH | SOLE | 4,165 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 958 | 6,725 | SH | SOLE | 6,725 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 802 | 21,394 | SH | SOLE | 21,394 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 243 | 2,735 | SH | SOLE | 2,735 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 734 | 3,352 | SH | SOLE | 3,352 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 533 | 13,950 | SH | SOLE | 13,950 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 648 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 406 | 2,735 | SH | SOLE | 2,735 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 1,963 | 63,472 | SH | SOLE | 63,472 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 663 | 11,629 | SH | SOLE | 11,629 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 461 | 1,625 | SH | SOLE | 1,625 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG SRT TR | 78468R408 | 1,270 | 47,451 | SH | SOLE | 47,451 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 676 | 3,644 | SH | SOLE | 3,644 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 169 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 211 | 1,830 | SH | SOLE | 1,830 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 261 | 8,641 | SH | SOLE | 8,641 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 242 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 664 | 1,155 | SH | SOLE | 1,155 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 269 | 573 | SH | SOLE | 573 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 636 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 75 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 219 | 3,631 | SH | SOLE | 3,631 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 204 | 10,531 | SH | SOLE | 10,531 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 926 | 8,231 | SH | SOLE | 8,231 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 421 | 22,743 | SH | SOLE | 22,743 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 648 | 4,140 | SH | SOLE | 4,140 | 0 | 0 | ||
TRUIST FINL CORP | COM | 89832Q109 | 387 | 7,366 | SH | SOLE | 7,366 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 643 | 11,980 | SH | SOLE | 11,980 | 0 | 0 | ||
UNION PACIFIC CORP | COM | 907818108 | 427 | 2,370 | SH | SOLE | 2,370 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 105 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,298 | 8,657 | SH | SOLE | 8,657 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 260 | 950 | SH | SOLE | 950 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 14 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | SHORT HIGH YIELD | 92189F387 | 450 | 17,601 | SH | SOLE | 17,601 | 0 | 0 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 8,148 | 64,584 | SH | SOLE | 64,584 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 3,247 | 38,078 | SH | SOLE | 38,078 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,373 | 32,013 | SH | SOLE | 32,013 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 315 | 3,432 | SH | SOLE | 3,432 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 630 | 12,078 | SH | SOLE | 12,078 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 435 | 10,276 | SH | SOLE | 10,276 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,739 | 21,319 | SH | SOLE | 21,319 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 225 | 2,420 | SH | SOLE | 2,420 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 2,792 | 29,626 | SH | SOLE | 29,626 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,177 | 37,508 | SH | SOLE | 37,508 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 2,072 | 10,317 | SH | SOLE | 10,317 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,012 | 17,611 | SH | SOLE | 17,611 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 754 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 632 | 16,989 | SH | SOLE | 16,989 | 0 | 0 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 1,964 | 36,883 | SH | SOLE | 36,883 | 0 | 0 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 506 | 16,719 | SH | SOLE | 16,719 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 216 | 1,146 | SH | SOLE | 1,146 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 162 | 10,560 | SH | SOLE | 10,560 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 461 | 2,200 | SH | SOLE | 2,200 | 0 | 0 |