The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 240 | 2,630 | SH | SOLE | 2,630 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 214 | 2,181 | SH | SOLE | 2,181 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 594 | 1,364 | SH | SOLE | 1,364 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 135 | 29,290 | SH | SOLE | 29,290 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 407 | 1,885 | SH | SOLE | 1,885 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 366 | 259 | SH | SOLE | 259 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,941 | 1,369 | SH | SOLE | 1,369 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 397 | 2,416 | SH | SOLE | 2,416 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 175 | 25,285 | SH | SOLE | 25,285 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,076 | 1,115 | SH | SOLE | 1,115 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 606 | 2,570 | SH | SOLE | 2,570 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 213 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,980 | 13,651 | SH | SOLE | 13,650 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 634 | 20,968 | SH | SOLE | 20,968 | 0 | 0 | ||
ATRECA INC | CL A COM | 04965G109 | 213 | 10,020 | SH | SOLE | 10,020 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 205 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 295 | 1,978 | SH | SOLE | 1,978 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 391 | 2,940 | SH | SOLE | 2,940 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 427 | 2,394 | SH | SOLE | 2,394 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 232 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 644 | 10,954 | SH | SOLE | 10,954 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 215 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 219 | 4,691 | SH | SOLE | 4,691 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 233 | 34,500 | SH | SOLE | 34,500 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 843 | 2,782 | SH | SOLE | 2,781 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 360 | 3,590 | SH | SOLE | 3,590 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 383 | 2,165 | SH | SOLE | 2,165 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 257 | 2,950 | SH | SOLE | 2,950 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 966 | 8,666 | SH | SOLE | 8,666 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 673 | 15,130 | SH | SOLE | 15,130 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 326 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 238 | 6,555 | SH | SOLE | 6,555 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,742 | 7,673 | SH | SOLE | 7,673 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 229 | 6,680 | SH | SOLE | 6,680 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 250 | 2,035 | SH | SOLE | 2,035 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,845 | 7,366 | SH | SOLE | 7,365 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 384 | 6,913 | SH | SOLE | 6,913 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,217 | 37,052 | SH | SOLE | 37,052 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 538 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 269 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 255 | 14,084 | SH | SOLE | 14,083 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 935 | 13,876 | SH | SOLE | 13,875 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,836 | 11,452 | SH | SOLE | 11,451 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 244 | 8,875 | SH | SOLE | 8,875 | 0 | 0 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 201 | 3,046 | SH | SOLE | 3,045 | 0 | 0 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 245 | 6,145 | SH | SOLE | 6,145 | 0 | 0 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 303 | 2,310 | SH | SOLE | 2,310 | 0 | 0 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 359 | 5,944 | SH | SOLE | 5,944 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 593 | 8,689 | SH | SOLE | 8,689 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 723 | 8,344 | SH | SOLE | 8,344 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,046 | 12,589 | SH | SOLE | 12,589 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,083 | 9,161 | SH | SOLE | 9,160 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 1,196 | 21,862 | SH | SOLE | 21,862 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 2,040 | 33,648 | SH | SOLE | 33,647 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,416 | 7,802 | SH | SOLE | 7,801 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 912 | 17,968 | SH | SOLE | 17,968 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,801 | 12,803 | SH | SOLE | 12,803 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 635 | 6,749 | SH | SOLE | 6,749 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 247 | 13,050 | SH | SOLE | 13,050 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 534 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 116 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 339 | 1,087 | SH | SOLE | 1,087 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 214 | 103,450 | SH | SOLE | 103,450 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 473 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 585 | 3,172 | SH | SOLE | 3,172 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,000 | 12,927 | SH | SOLE | 12,927 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 211 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 236 | 4,586 | SH | SOLE | 4,586 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,168 | 15,566 | SH | SOLE | 15,566 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 573 | 5,843 | SH | SOLE | 5,842 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 53 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 866 | 2,280 | SH | SOLE | 2,280 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 144 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 255 | 120,700 | SH | SOLE | 120,700 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 314 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,022 | 7,726 | SH | SOLE | 7,725 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 605 | 18,501 | SH | SOLE | 18,500 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,695 | 16,665 | SH | SOLE | 16,664 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,027 | 8,593 | SH | SOLE | 8,593 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 3,532 | 157,950 | SH | SOLE | 157,950 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 123 | 5,500 | SH | Call | SOLE | 5,500 | 0 | 0 | |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 19 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
QORVO INC | COM | 74736K101 | 242 | 2,185 | SH | SOLE | 2,185 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 737 | 8,083 | SH | SOLE | 8,082 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 514 | 8,348 | SH | SOLE | 8,348 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 269 | 8,910 | SH | SOLE | 8,910 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 267 | 2,290 | SH | SOLE | 2,290 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 758 | 4,049 | SH | SOLE | 4,049 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 248 | 27,650 | SH | SOLE | 27,650 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 203 | 1,265 | SH | SOLE | 1,265 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 323 | 3,094 | SH | SOLE | 3,094 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 292 | 720 | SH | SOLE | 720 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 656 | 1,135 | SH | SOLE | 1,135 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 807 | 850 | SH | SOLE | 850 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 220 | 1,720 | SH | SOLE | 1,720 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 225 | 7,230 | SH | SOLE | 7,230 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 930 | 5,555 | SH | SOLE | 5,555 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 771 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,167 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
SPDR SER TR | HLTH CR EQUIP | 78464A581 | 201 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 255 | 2,782 | SH | SOLE | 2,782 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 1,122 | 35,800 | SH | SOLE | 35,800 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 213 | 2,895 | SH | SOLE | 2,895 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 836 | 6,974 | SH | SOLE | 6,974 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 | 333 | 18,703 | SH | SOLE | 18,703 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 282 | 261 | SH | SOLE | 261 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 211 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 280 | 950 | SH | SOLE | 950 | 0 | 0 | ||
UROVANT SCIENCES LTD | SHS | G9381B108 | 100 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 1,001 | 12,040 | SH | SOLE | 12,040 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 213 | 750 | SH | SOLE | 750 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 373 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 299 | 3,620 | SH | SOLE | 3,619 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 6,087 | 51,945 | SH | SOLE | 51,944 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 921943858 | 399 | 10,292 | SH | SOLE | 10,292 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 354 | 4,494 | SH | SOLE | 4,494 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 297 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 19 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,718 | 31,166 | SH | SOLE | 31,166 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 265 | 11,385 | SH | SOLE | 11,385 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,778 | 9,203 | SH | SOLE | 9,203 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1,562 | 13,040 | SH | SOLE | 13,039 | 0 | 0 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 2,502 | 46,481 | SH | SOLE | 46,480 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 248 | 1,322 | SH | SOLE | 1,322 | 0 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 219 | 6,060 | SH | SOLE | 6,060 | 0 | 0 |