The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 343 | 4,098 | SH | SOLE | 0 | 0 | 4,098 | ||
ABBVIE INC | COM | 00287Y109 | 386 | 5,100 | SH | SOLE | 0 | 0 | 5,100 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 848 | 4,407 | SH | SOLE | 0 | 0 | 4,407 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,823 | 40,801 | SH | SOLE | 0 | 0 | 40,801 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 17 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,111 | 2,548 | SH | SOLE | 0 | 0 | 2,548 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,893 | 2,373 | SH | SOLE | 0 | 0 | 2,373 | ||
ALTRIA GROUP INC | COM | 02209S103 | 206 | 5,048 | SH | SOLE | 0 | 0 | 5,048 | ||
AMAZON COM INC | COM | 023135106 | 4,201 | 2,420 | SH | SOLE | 0 | 0 | 2,420 | ||
AMGEN INC | COM | 031162100 | 1,393 | 7,200 | SH | SOLE | 0 | 0 | 7,200 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 750 | 49,512 | SH | SOLE | 0 | 0 | 49,512 | ||
APPLE INC | COM | 037833100 | 3,695 | 16,496 | SH | SOLE | 0 | 0 | 16,496 | ||
AT&T INC | COM | 00206R102 | 5,861 | 154,889 | SH | SOLE | 0 | 0 | 154,889 | ||
BANK AMER CORP | COM | 060505104 | 2,171 | 74,431 | SH | SOLE | 0 | 0 | 74,431 | ||
BAXTER INTL INC | COM | 071813109 | 350 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BED BATH & BEYOND INC | COM | 075896100 | 160 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 312 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 12,015 | 57,759 | SH | SOLE | 0 | 0 | 57,759 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 2,897 | 194,550 | SH | SOLE | 0 | 0 | 194,550 | ||
BOEING CO | COM | 097023105 | 406 | 1,067 | SH | SOLE | 0 | 0 | 1,067 | ||
BROADCOM INC | COM | 11135F101 | 432 | 1,566 | SH | SOLE | 0 | 0 | 1,566 | ||
CELGENE CORP | COM | 151020104 | 1,044 | 10,513 | SH | SOLE | 0 | 0 | 10,513 | ||
CHUBB LIMITED | COM | H1467J104 | 618 | 3,830 | SH | SOLE | 0 | 0 | 3,830 | ||
CISCO SYS INC | COM | 17275R102 | 617 | 12,493 | SH | SOLE | 0 | 0 | 12,493 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,189 | 17,214 | SH | SOLE | 0 | 0 | 17,214 | ||
COCA COLA CO | COM | 191216100 | 723 | 13,275 | SH | SOLE | 0 | 0 | 13,275 | ||
COMCAST CORP NEW | CL A | 20030N101 | 613 | 13,600 | SH | SOLE | 0 | 0 | 13,600 | ||
CSX CORP | COM | 126408103 | 1,815 | 26,205 | SH | SOLE | 0 | 0 | 26,205 | ||
CVS HEALTH CORP | COM | 126650100 | 511 | 8,103 | SH | SOLE | 0 | 0 | 8,103 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 1,238 | 167,811 | SH | SOLE | 0 | 0 | 167,811 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 3,827 | 29,367 | SH | SOLE | 0 | 0 | 29,367 | ||
DOVER CORP | COM | 260003108 | 525 | 5,275 | SH | SOLE | 0 | 0 | 5,275 | ||
EATON CORP PLC | SHS | G29183103 | 241 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 342 | 37,000 | SH | SOLE | 0 | 0 | 37,000 | ||
EMBRAER S A | SPONSORED ADS | 29082A107 | 3,115 | 180,600 | SH | SOLE | 0 | 0 | 180,600 | ||
FACEBOOK INC | CL A | 30303M102 | 3,700 | 20,777 | SH | SOLE | 0 | 0 | 20,777 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 213 | 23,818 | SH | SOLE | 0 | 0 | 23,818 | ||
GENERAL MLS INC | COM | 370334104 | 717 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 222 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 662 | 3,193 | SH | SOLE | 0 | 0 | 3,193 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 2,058 | 111,265 | SH | SOLE | 0 | 0 | 111,265 | ||
HOME DEPOT INC | COM | 437076102 | 652 | 2,809 | SH | SOLE | 0 | 0 | 2,809 | ||
HONEYWELL INTL INC | COM | 438516106 | 952 | 5,625 | SH | SOLE | 0 | 0 | 5,625 | ||
IDEXX LABS INC | COM | 45168D104 | 231 | 850 | SH | SOLE | 0 | 0 | 850 | ||
INTEL CORP | COM | 458140100 | 430 | 8,350 | SH | SOLE | 0 | 0 | 8,350 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 962 | 6,613 | SH | SOLE | 0 | 0 | 6,613 | ||
INTL PAPER CO | COM | 460146103 | 255 | 6,090 | SH | SOLE | 0 | 0 | 6,090 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 317 | 1,680 | SH | SOLE | 0 | 0 | 1,680 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 635 | 2,128 | SH | SOLE | 0 | 0 | 2,128 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,123 | 8,677 | SH | SOLE | 0 | 0 | 8,677 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,372 | 28,652 | SH | SOLE | 0 | 0 | 28,652 | ||
KEYCORP NEW | COM | 493267108 | 377 | 21,150 | SH | SOLE | 0 | 0 | 21,150 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,447 | 3,710 | SH | SOLE | 0 | 0 | 3,710 | ||
LOWES COS INC | COM | 548661107 | 384 | 3,490 | SH | SOLE | 0 | 0 | 3,490 | ||
MASCO CORP | COM | 574599106 | 396 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
MASTERCARD INC | CL A | 57636Q104 | 272 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
MCDONALDS CORP | COM | 580135101 | 589 | 2,743 | SH | SOLE | 0 | 0 | 2,743 | ||
MERCADOLIBRE INC | COM | 58733R102 | 3,213 | 5,829 | SH | SOLE | 0 | 0 | 5,829 | ||
MERCK & CO INC | COM | 58933Y105 | 663 | 7,872 | SH | SOLE | 0 | 0 | 7,872 | ||
MICROSOFT CORP | COM | 594918104 | 2,679 | 19,271 | SH | SOLE | 0 | 0 | 19,271 | ||
MONDELEZ INTL INC | CL A | 609207105 | 569 | 10,286 | SH | SOLE | 0 | 0 | 10,286 | ||
MORGAN STANLEY | COM NEW | 617446448 | 277 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
NUTRIEN LTD | COM | 67077M108 | 322 | 6,456 | SH | SOLE | 0 | 0 | 6,456 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,439 | 380,107 | SH | SOLE | 0 | 0 | 380,107 | ||
ORACLE CORP | COM | 68389X105 | 378 | 6,877 | SH | SOLE | 0 | 0 | 6,877 | ||
PEPSICO INC | COM | 713448108 | 743 | 5,423 | SH | SOLE | 0 | 0 | 5,423 | ||
PFIZER INC | COM | 717081103 | 318 | 8,860 | SH | SOLE | 0 | 0 | 8,860 | ||
PHILLIPS 66 | COM | 718546104 | 403 | 3,940 | SH | SOLE | 0 | 0 | 3,940 | ||
PLUG POWER INC | COM NEW | 72919P202 | 59 | 22,500 | SH | SOLE | 0 | 0 | 22,500 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 318 | 2,558 | SH | SOLE | 0 | 0 | 2,558 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 353 | 3,923 | SH | SOLE | 0 | 0 | 3,923 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 1,627 | 63,175 | SH | SOLE | 0 | 0 | 63,175 | ||
ROSS STORES INC | COM | 778296103 | 1,280 | 11,650 | SH | SOLE | 0 | 0 | 11,650 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,322 | 8,905 | SH | SOLE | 0 | 0 | 8,905 | ||
SPLUNK INC | COM | 848637104 | 867 | 7,355 | SH | SOLE | 0 | 0 | 7,355 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 3,099 | 16,523 | SH | SOLE | 0 | 0 | 16,523 | ||
TJX COS INC NEW | COM | 872540109 | 217 | 3,900 | SH | SOLE | 0 | 0 | 3,900 | ||
UBS GROUP AG | SHS | H42097107 | 1,480 | 130,900 | SH | SOLE | 0 | 0 | 130,900 | ||
UNION PACIFIC CORP | COM | 907818108 | 402 | 2,480 | SH | SOLE | 0 | 0 | 2,480 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 718 | 5,258 | SH | SOLE | 0 | 0 | 5,258 | ||
US BANCORP DEL | COM NEW | 902973304 | 282 | 5,100 | SH | SOLE | 0 | 0 | 5,100 | ||
VISA INC | COM CL A | 92826C839 | 2,655 | 15,433 | SH | SOLE | 0 | 0 | 15,433 | ||
WELLS FARGO CO NEW | COM | 949746101 | 550 | 10,905 | SH | SOLE | 0 | 0 | 10,905 | ||
YUM BRANDS INC | COM | 988498101 | 1,093 | 9,633 | SH | SOLE | 0 | 0 | 9,633 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 291 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
ZOETIS INC | CL A | 98978V103 | 1,878 | 15,071 | SH | SOLE | 0 | 0 | 15,071 |