The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 279 | 2,562 | SH | SOLE | 0 | 0 | 2,562 | ||
ABBVIE INC | COM | 00287Y109 | 551 | 6,292 | SH | SOLE | 0 | 0 | 6,292 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,066 | 30,840 | SH | SOLE | 0 | 0 | 30,840 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 1,750 | 425,871 | SH | SOLE | 0 | 0 | 425,871 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 3,737 | 2,550 | SH | SOLE | 0 | 0 | 2,550 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,555 | 1,058 | SH | SOLE | 0 | 0 | 1,058 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,349 | 34,908 | SH | SOLE | 0 | 0 | 34,908 | ||
AMAZON COM INC | COM | 023135106 | 7,881 | 2,503 | SH | SOLE | 0 | 0 | 2,503 | ||
AMGEN INC | COM | 031162100 | 1,817 | 7,150 | SH | SOLE | 0 | 0 | 7,150 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 1,131 | 89,001 | SH | SOLE | 0 | 0 | 89,001 | ||
APPLE INC | COM | 037833100 | 5,874 | 50,724 | SH | SOLE | 0 | 0 | 50,724 | ||
AT&T INC | COM | 00206R102 | 676 | 23,700 | SH | SOLE | 0 | 0 | 23,700 | ||
BAXTER INTL INC | COM | 071813109 | 322 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 7,913 | 37,163 | SH | SOLE | 0 | 0 | 37,163 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 320 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BK OF AMERICA CORP | COM | 060505104 | 468 | 19,445 | SH | SOLE | 0 | 0 | 19,445 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 6,792 | 506,111 | SH | SOLE | 0 | 0 | 506,111 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 211 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
CHEVRON CORP NEW | COM | 166764100 | 819 | 11,376 | SH | SOLE | 0 | 0 | 11,376 | ||
CHINA PETROLEUM & CHEMICAL C | SPON ADR H SHS | 16941R108 | 202 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CISCO SYS INC | COM | 17275R102 | 458 | 11,623 | SH | SOLE | 0 | 0 | 11,623 | ||
CITIGROUP INC | COM NEW | 172967424 | 330 | 7,650 | SH | SOLE | 0 | 0 | 7,650 | ||
COCA COLA CO | COM | 191216100 | 323 | 6,550 | SH | SOLE | 0 | 0 | 6,550 | ||
COMCAST CORP NEW | CL A | 20030N101 | 342 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
CSX CORP | COM | 126408103 | 1,158 | 14,905 | SH | SOLE | 0 | 0 | 14,905 | ||
CVS HEALTH CORP | COM | 126650100 | 675 | 11,553 | SH | SOLE | 0 | 0 | 11,553 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 522 | 78,561 | SH | SOLE | 0 | 0 | 78,561 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 966 | 7,782 | SH | SOLE | 0 | 0 | 7,782 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 425 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
DOVER CORP | COM | 260003108 | 571 | 5,275 | SH | SOLE | 0 | 0 | 5,275 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 2,215 | 37,647 | SH | SOLE | 0 | 0 | 37,647 | ||
EATON CORP PLC | SHS | G29183103 | 275 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 144 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 822 | 186,325 | SH | SOLE | 0 | 0 | 186,325 | ||
ENERSYS | COM | 29275Y102 | 1,315 | 19,596 | SH | SOLE | 0 | 0 | 19,596 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,621 | 47,226 | SH | SOLE | 0 | 0 | 47,226 | ||
FACEBOOK INC | CL A | 30303M102 | 4,137 | 15,798 | SH | SOLE | 0 | 0 | 15,798 | ||
GENERAL MLS INC | COM | 370334104 | 419 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,471 | 7,320 | SH | SOLE | 0 | 0 | 7,320 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,065 | 8,542 | SH | SOLE | 0 | 0 | 8,542 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 3,036 | 204,849 | SH | SOLE | 0 | 0 | 204,849 | ||
HOME DEPOT INC | COM | 437076102 | 365 | 1,315 | SH | SOLE | 0 | 0 | 1,315 | ||
HONEYWELL INTL INC | COM | 438516106 | 786 | 4,775 | SH | SOLE | 0 | 0 | 4,775 | ||
IAC INTERACTIVECORP NEW | COM | 44891N109 | 656 | 5,480 | SH | SOLE | 0 | 0 | 5,480 | ||
IDEXX LABS INC | COM | 45168D104 | 334 | 850 | SH | SOLE | 0 | 0 | 850 | ||
INTEL CORP | COM | 458140100 | 476 | 9,200 | SH | SOLE | 0 | 0 | 9,200 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 732 | 6,013 | SH | SOLE | 0 | 0 | 6,013 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 3,673 | 111,328 | SH | SOLE | 0 | 0 | 111,328 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,251 | 22,500 | SH | Put | SOLE | 0 | 0 | 22,500 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,666 | 5,997 | SH | SOLE | 0 | 0 | 5,997 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 223 | 1,202 | SH | SOLE | 0 | 0 | 1,202 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 373 | 2,757 | SH | SOLE | 0 | 0 | 2,757 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,151 | 3,424 | SH | SOLE | 0 | 0 | 3,424 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,252 | 8,407 | SH | SOLE | 0 | 0 | 8,407 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,094 | 32,142 | SH | SOLE | 0 | 0 | 32,142 | ||
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 96 | 12,050 | SH | SOLE | 0 | 0 | 12,050 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 701 | 1,830 | SH | SOLE | 0 | 0 | 1,830 | ||
LUMEN TECHNOLOGIES INC | COM | 156700106 | 106 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
MASCO CORP | COM | 574599106 | 524 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 254 | 750 | SH | SOLE | 0 | 0 | 750 | ||
MATCH GROUP INC NEW | COM | 57667L107 | 1,456 | 13,157 | SH | SOLE | 0 | 0 | 13,157 | ||
MCDONALDS CORP | COM | 580135101 | 526 | 2,395 | SH | SOLE | 0 | 0 | 2,395 | ||
MEDTRONIC PLC | SHS | G5960L103 | 210 | 2,023 | SH | SOLE | 0 | 0 | 2,023 | ||
MERCADOLIBRE INC | COM | 58733R102 | 6,014 | 5,556 | SH | SOLE | 0 | 0 | 5,556 | ||
MERCK & CO. INC | COM | 58933Y105 | 769 | 9,276 | SH | SOLE | 0 | 0 | 9,276 | ||
MICROSOFT CORP | COM | 594918104 | 5,571 | 26,485 | SH | SOLE | 0 | 0 | 26,485 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,771 | 402,450 | SH | SOLE | 0 | 0 | 402,450 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 859 | 80,553 | SH | SOLE | 0 | 0 | 80,553 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 3,440 | 234,201 | SH | SOLE | 0 | 0 | 234,201 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 2,323 | 160,000 | SH | SOLE | 0 | 0 | 160,000 | ||
ONEOK INC NEW | COM | 682680103 | 387 | 14,900 | SH | SOLE | 0 | 0 | 14,900 | ||
PEPSICO INC | COM | 713448108 | 745 | 5,373 | SH | SOLE | 0 | 0 | 5,373 | ||
PFIZER INC | COM | 717081103 | 542 | 14,776 | SH | SOLE | 0 | 0 | 14,776 | ||
PLUG POWER INC | COM NEW | 72919P202 | 241 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 356 | 2,558 | SH | SOLE | 0 | 0 | 2,558 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 420 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,263 | 21,957 | SH | SOLE | 0 | 0 | 21,957 | ||
ROSS STORES INC | COM | 778296103 | 1,027 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,089 | 8,312 | SH | SOLE | 0 | 0 | 8,312 | ||
SHOPIFY INC | CL A | 82509L107 | 211 | 206 | SH | SOLE | 0 | 0 | 206 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,212 | 23,778 | SH | SOLE | 0 | 0 | 23,778 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 52 | 154 | SH | SOLE | 0 | 0 | 154 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,210 | 27,500 | SH | Put | SOLE | 0 | 0 | 27,500 | |
SPLUNK INC | COM | 848637104 | 919 | 4,884 | SH | SOLE | 0 | 0 | 4,884 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 317 | 1,305 | SH | SOLE | 0 | 0 | 1,305 | ||
TESLA INC | COM | 88160R101 | 22 | 51 | SH | SOLE | 0 | 0 | 51 | ||
TESLA INC | COM | 88160R101 | 515 | 1,200 | SH | Put | SOLE | 0 | 0 | 1,200 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 5,695 | 10,977 | SH | SOLE | 0 | 0 | 10,977 | ||
TWITTER INC | COM | 90184L102 | 364 | 8,180 | SH | SOLE | 0 | 0 | 8,180 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 256 | 823 | SH | SOLE | 0 | 0 | 823 | ||
VISA INC | COM CL A | 92826C839 | 2,369 | 11,845 | SH | SOLE | 0 | 0 | 11,845 | ||
WALMART INC | COM | 931142103 | 1,989 | 14,219 | SH | SOLE | 0 | 0 | 14,219 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 337 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
WYNN RESORTS LTD | COM | 983134107 | 410 | 5,715 | SH | SOLE | 0 | 0 | 5,715 | ||
YUM BRANDS INC | COM | 988498101 | 402 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 339 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
ZOETIS INC | CL A | 98978V103 | 2,182 | 13,196 | SH | SOLE | 0 | 0 | 13,196 |