The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 281 | 2,562 | SH | SOLE | 0 | 0 | 2,562 | ||
ABBVIE INC | COM | 00287Y109 | 621 | 5,792 | SH | SOLE | 0 | 0 | 5,792 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,306 | 31,391 | SH | SOLE | 0 | 0 | 31,391 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 1,471 | 288,942 | SH | SOLE | 0 | 0 | 288,942 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,469 | 2,550 | SH | SOLE | 0 | 0 | 2,550 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,769 | 1,010 | SH | SOLE | 0 | 0 | 1,010 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,058 | 25,805 | SH | SOLE | 0 | 0 | 25,805 | ||
AMAZON COM INC | COM | 023135106 | 8,126 | 2,495 | SH | SOLE | 0 | 0 | 2,495 | ||
AMGEN INC | COM | 031162100 | 1,638 | 7,125 | SH | SOLE | 0 | 0 | 7,125 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 1,057 | 73,000 | SH | SOLE | 0 | 0 | 73,000 | ||
APPLE INC | COM | 037833100 | 6,826 | 51,440 | SH | SOLE | 0 | 0 | 51,440 | ||
AT&T INC | COM | 00206R102 | 731 | 25,400 | SH | SOLE | 0 | 0 | 25,400 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 249 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 431 | 12,545 | SH | SOLE | 0 | 0 | 12,545 | ||
BAXTER INTL INC | COM | 071813109 | 321 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 348 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 8,551 | 36,879 | SH | SOLE | 0 | 0 | 36,879 | ||
BIOGEN INC | COM | 09062X103 | 343 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
BK OF AMERICA CORP | COM | 060505104 | 548 | 18,095 | SH | SOLE | 0 | 0 | 18,095 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 6,861 | 478,111 | SH | SOLE | 0 | 0 | 478,111 | ||
BOEING CO | COM | 097023105 | 245 | 1,144 | SH | SOLE | 0 | 0 | 1,144 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 226 | 3,650 | SH | SOLE | 0 | 0 | 3,650 | ||
CALIFORNIA RES CORP | COMMON STOCK | 13057Q305 | 977 | 41,410 | SH | SOLE | 0 | 0 | 41,410 | ||
CHEVRON CORP NEW | COM | 166764100 | 693 | 8,211 | SH | SOLE | 0 | 0 | 8,211 | ||
CHUBB LIMITED | COM | H1467J104 | 246 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
CISCO SYS INC | COM | 17275R102 | 565 | 12,623 | SH | SOLE | 0 | 0 | 12,623 | ||
CITIGROUP INC | COM NEW | 172967424 | 503 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
CLEAN HARBORS INC | COM | 184496107 | 875 | 11,492 | SH | SOLE | 0 | 0 | 11,492 | ||
COCA COLA CO | COM | 191216100 | 282 | 5,150 | SH | SOLE | 0 | 0 | 5,150 | ||
COMCAST CORP NEW | CL A | 20030N101 | 388 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
CSX CORP | COM | 126408103 | 1,353 | 14,905 | SH | SOLE | 0 | 0 | 14,905 | ||
CVS HEALTH CORP | COM | 126650100 | 663 | 9,700 | SH | SOLE | 0 | 0 | 9,700 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 169 | 25,807 | SH | SOLE | 0 | 0 | 25,807 | ||
DISNEY WALT CO | COM | 254687106 | 1,395 | 7,702 | SH | SOLE | 0 | 0 | 7,702 | ||
DOCUSIGN INC | COM | 256163106 | 1,276 | 5,738 | SH | SOLE | 0 | 0 | 5,738 | ||
DOLLAR TREE INC | COM | 256746108 | 1,050 | 9,722 | SH | SOLE | 0 | 0 | 9,722 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 383 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
DOVER CORP | COM | 260003108 | 666 | 5,275 | SH | SOLE | 0 | 0 | 5,275 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 1,639 | 35,199 | SH | SOLE | 0 | 0 | 35,199 | ||
EATON CORP PLC | SHS | G29183103 | 264 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 156 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 296 | 43,430 | SH | SOLE | 0 | 0 | 43,430 | ||
ENERSYS | COM | 29275Y102 | 1,580 | 19,023 | SH | SOLE | 0 | 0 | 19,023 | ||
EXXON MOBIL CORP | COM | 30231G102 | 245 | 5,950 | SH | SOLE | 0 | 0 | 5,950 | ||
FACEBOOK INC | CL A | 30303M102 | 4,244 | 15,537 | SH | SOLE | 0 | 0 | 15,537 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 312 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,868 | 172,952 | SH | SOLE | 0 | 0 | 172,952 | ||
GENERAL MLS INC | COM | 370334104 | 400 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
GENERAL MTRS CO | COM | 37045V100 | 281 | 6,750 | SH | SOLE | 0 | 0 | 6,750 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,596 | 6,051 | SH | SOLE | 0 | 0 | 6,051 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 2,108 | 12,816 | SH | SOLE | 0 | 0 | 12,816 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 4,183 | 197,617 | SH | SOLE | 0 | 0 | 197,617 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 6 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
HOME DEPOT INC | COM | 437076102 | 594 | 2,238 | SH | SOLE | 0 | 0 | 2,238 | ||
HONEYWELL INTL INC | COM | 438516106 | 973 | 4,575 | SH | SOLE | 0 | 0 | 4,575 | ||
IAC INTERACTIVECORP NEW | COM | 44891N109 | 1,161 | 6,130 | SH | SOLE | 0 | 0 | 6,130 | ||
IDEXX LABS INC | COM | 45168D104 | 350 | 700 | SH | SOLE | 0 | 0 | 700 | ||
INTEL CORP | COM | 458140100 | 608 | 12,200 | SH | SOLE | 0 | 0 | 12,200 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 917 | 7,288 | SH | SOLE | 0 | 0 | 7,288 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 203 | 4,090 | SH | SOLE | 0 | 0 | 4,090 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 2,883 | 87,174 | SH | SOLE | 0 | 0 | 87,174 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,736 | 5,534 | SH | SOLE | 0 | 0 | 5,534 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,137 | 10,000 | SH | Put | SOLE | 0 | 0 | 10,000 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 870 | 3,786 | SH | SOLE | 0 | 0 | 3,786 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 963 | 10,478 | SH | SOLE | 0 | 0 | 10,478 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 987 | 2,629 | SH | SOLE | 0 | 0 | 2,629 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 620 | 4,093 | SH | SOLE | 0 | 0 | 4,093 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,323 | 8,408 | SH | SOLE | 0 | 0 | 8,408 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,956 | 31,136 | SH | SOLE | 0 | 0 | 31,136 | ||
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 542 | 13,425 | SH | SOLE | 0 | 0 | 13,425 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 623 | 1,755 | SH | SOLE | 0 | 0 | 1,755 | ||
LUMEN TECHNOLOGIES INC | COM | 156700106 | 156 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
LYFT INC | CL A COM | 55087P104 | 488 | 9,937 | SH | SOLE | 0 | 0 | 9,937 | ||
MAGNITE INC | COM | 55955D100 | 218 | 7,095 | SH | SOLE | 0 | 0 | 7,095 | ||
MASCO CORP | COM | 574599106 | 522 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 268 | 750 | SH | SOLE | 0 | 0 | 750 | ||
MATCH GROUP INC NEW | COM | 57667L107 | 334 | 2,209 | SH | SOLE | 0 | 0 | 2,209 | ||
MCDONALDS CORP | COM | 580135101 | 514 | 2,395 | SH | SOLE | 0 | 0 | 2,395 | ||
MEDTRONIC PLC | SHS | G5960L103 | 750 | 6,402 | SH | SOLE | 0 | 0 | 6,402 | ||
MERCADOLIBRE INC | COM | 58733R102 | 8,706 | 5,197 | SH | SOLE | 0 | 0 | 5,197 | ||
MERCK & CO. INC | COM | 58933Y105 | 757 | 9,252 | SH | SOLE | 0 | 0 | 9,252 | ||
MICROSOFT CORP | COM | 594918104 | 5,740 | 25,807 | SH | SOLE | 0 | 0 | 25,807 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,866 | 388,450 | SH | SOLE | 0 | 0 | 388,450 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 728 | 65,553 | SH | SOLE | 0 | 0 | 65,553 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 4,734 | 293,701 | SH | SOLE | 0 | 0 | 293,701 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 3,627 | 236,000 | SH | SOLE | 0 | 0 | 236,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 368 | 705 | SH | SOLE | 0 | 0 | 705 | ||
ONEOK INC NEW | COM | 682680103 | 303 | 7,900 | SH | SOLE | 0 | 0 | 7,900 | ||
PEPSICO INC | COM | 713448108 | 797 | 5,373 | SH | SOLE | 0 | 0 | 5,373 | ||
PFIZER INC | COM | 717081103 | 599 | 16,276 | SH | SOLE | 0 | 0 | 16,276 | ||
PHILLIPS 66 | COM | 718546104 | 429 | 6,140 | SH | SOLE | 0 | 0 | 6,140 | ||
PLUG POWER INC | COM NEW | 72919P202 | 678 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 356 | 2,558 | SH | SOLE | 0 | 0 | 2,558 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 517 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
RINGCENTRAL INC | CL A | 76680R206 | 208 | 550 | SH | SOLE | 0 | 0 | 550 | ||
ROSS STORES INC | COM | 778296103 | 1,351 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,827 | 8,210 | SH | SOLE | 0 | 0 | 8,210 | ||
SHOPIFY INC | CL A | 82509L107 | 245 | 216 | SH | SOLE | 0 | 0 | 216 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,996 | 22,402 | SH | SOLE | 0 | 0 | 22,402 | ||
SPLUNK INC | COM | 848637104 | 669 | 3,937 | SH | SOLE | 0 | 0 | 3,937 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 411 | 1,305 | SH | SOLE | 0 | 0 | 1,305 | ||
TARGET CORP | COM | 87612E106 | 329 | 1,866 | SH | SOLE | 0 | 0 | 1,866 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 6,356 | 7,935 | SH | SOLE | 0 | 0 | 7,935 | ||
TJX COS INC NEW | COM | 872540109 | 220 | 3,225 | SH | SOLE | 0 | 0 | 3,225 | ||
TWITTER INC | COM | 90184L102 | 379 | 7,005 | SH | SOLE | 0 | 0 | 7,005 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 251 | 717 | SH | SOLE | 0 | 0 | 717 | ||
VISA INC | COM CL A | 92826C839 | 2,557 | 11,690 | SH | SOLE | 0 | 0 | 11,690 | ||
WALMART INC | COM | 931142103 | 2,085 | 14,464 | SH | SOLE | 0 | 0 | 14,464 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 521 | 42,000 | SH | SOLE | 0 | 0 | 42,000 | ||
WYNN RESORTS LTD | COM | 983134107 | 453 | 4,015 | SH | SOLE | 0 | 0 | 4,015 | ||
YUM BRANDS INC | COM | 988498101 | 478 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 365 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
ZOETIS INC | CL A | 98978V103 | 2,166 | 13,086 | SH | SOLE | 0 | 0 | 13,086 |