The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 179 | 1,088 | SH | SOLE | 0 | 0 | 1,088 | ||
3M CO | COM | 88579Y101 | 164 | 1,000 | SH | Put | SOLE | 0 | 0 | 1,000 | |
ABBVIE INC | COM | 00287Y109 | 238 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 1,329 | 30,307 | SH | SOLE | 0 | 0 | 30,307 | ||
ALTRIA GROUP INC | COM | 02209S103 | 771 | 18,848 | SH | SOLE | 0 | 0 | 18,848 | ||
AMAZON COM INC | COM | 023135106 | 1,019 | 587 | SH | SOLE | 0 | 0 | 587 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 957 | 10,211 | SH | SOLE | 0 | 0 | 10,211 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 399 | 3,212 | SH | SOLE | 0 | 0 | 3,212 | ||
AMGEN INC | COM | 031162100 | 1,055 | 5,451 | SH | SOLE | 0 | 0 | 5,451 | ||
AMGEN INC | COM | 031162100 | 194 | 1,000 | SH | Put | SOLE | 0 | 0 | 1,000 | |
APPLE INC | COM | 037833100 | 2,311 | 10,319 | SH | SOLE | 0 | 0 | 10,319 | ||
APPLE INC | COM | 037833100 | 336 | 1,500 | SH | Call | SOLE | 0 | 0 | 1,500 | |
AT&T INC | COM | 00206R102 | 806 | 21,298 | SH | SOLE | 0 | 0 | 21,298 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 313 | 1,937 | SH | SOLE | 0 | 0 | 1,937 | ||
BB&T CORP | COM | 054937107 | 383 | 7,183 | SH | SOLE | 0 | 0 | 7,183 | ||
BLACKROCK INC | COM | 09247X101 | 641 | 1,439 | SH | SOLE | 0 | 0 | 1,439 | ||
BOEING CO | COM | 097023105 | 768 | 2,019 | SH | SOLE | 0 | 0 | 2,019 | ||
CHEVRON CORP NEW | COM | 166764100 | 656 | 5,529 | SH | SOLE | 0 | 0 | 5,529 | ||
CME GROUP INC | COM | 12572Q105 | 675 | 3,192 | SH | SOLE | 0 | 0 | 3,192 | ||
COCA COLA CO | COM | 191216100 | 568 | 10,437 | SH | SOLE | 0 | 0 | 10,437 | ||
COCA COLA CO | COM | 191216100 | 11 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
COMPASS MINERALS INTL INC | COM | 20451N101 | 360 | 6,376 | SH | SOLE | 0 | 0 | 6,376 | ||
CONFORMIS INC | COM | 20717E101 | 126 | 67,649 | SH | SOLE | 0 | 0 | 67,649 | ||
CORNING INC | COM | 219350105 | 225 | 7,900 | SH | SOLE | 0 | 0 | 7,900 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 695 | 2,411 | SH | SOLE | 0 | 0 | 2,411 | ||
CVS HEALTH CORP | COM | 126650100 | 371 | 5,884 | SH | SOLE | 0 | 0 | 5,884 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 627 | 4,812 | SH | SOLE | 0 | 0 | 4,812 | ||
DOMINION ENERGY INC | COM | 25746U109 | 1,109 | 13,680 | SH | SOLE | 0 | 0 | 13,680 | ||
EMERSON ELEC CO | COM | 291011104 | 250 | 3,744 | SH | SOLE | 0 | 0 | 3,744 | ||
ENBRIDGE INC | COM | 29250N105 | 1,595 | 45,467 | SH | SOLE | 0 | 0 | 45,467 | ||
EXXON MOBIL CORP | COM | 30231G102 | 733 | 10,380 | SH | SOLE | 0 | 0 | 10,380 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 206 | 22,987 | SH | SOLE | 0 | 0 | 22,987 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
GENERAL MLS INC | COM | 370334104 | 648 | 11,759 | SH | SOLE | 0 | 0 | 11,759 | ||
GENERAL MLS INC | COM | 370334104 | 110 | 2,000 | SH | Call | SOLE | 0 | 0 | 2,000 | |
GENERAL MLS INC | COM | 370334104 | 6 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
GENUINE PARTS CO | COM | 372460105 | 273 | 2,743 | SH | SOLE | 0 | 0 | 2,743 | ||
HIGHWOODS PPTYS INC | COM | 431284108 | 315 | 7,017 | SH | SOLE | 0 | 0 | 7,017 | ||
INTEL CORP | COM | 458140100 | 569 | 11,044 | SH | SOLE | 0 | 0 | 11,044 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 364 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 2,182 | 43,287 | SH | SOLE | 0 | 0 | 43,287 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 3 | 39 | SH | SOLE | 0 | 0 | 39 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 806 | 7,118 | SH | SOLE | 0 | 0 | 7,118 | ||
ISHARES TR | COHEN STEER REIT | 464287564 | 18 | 150 | SH | SOLE | 0 | 0 | 150 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 72 | 1,080 | SH | SOLE | 0 | 0 | 1,080 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 140 | 1,369 | SH | SOLE | 0 | 0 | 1,369 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 14 | 271 | SH | SOLE | 0 | 0 | 271 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 11 | 85 | SH | SOLE | 0 | 0 | 85 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,796 | 42,883 | SH | SOLE | 0 | 0 | 42,883 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 3,402 | 46,426 | SH | SOLE | 0 | 0 | 46,426 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 18 | 449 | SH | SOLE | 0 | 0 | 449 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 26 | 213 | SH | SOLE | 0 | 0 | 213 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 2,950 | 46,024 | SH | SOLE | 0 | 0 | 46,024 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 8 | 80 | SH | SOLE | 0 | 0 | 80 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,840 | 18,768 | SH | SOLE | 0 | 0 | 18,768 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 15 | 268 | SH | SOLE | 0 | 0 | 268 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 18 | 102 | SH | SOLE | 0 | 0 | 102 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,968 | 30,042 | SH | SOLE | 0 | 0 | 30,042 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 869 | 4,498 | SH | SOLE | 0 | 0 | 4,498 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 571 | 5,003 | SH | SOLE | 0 | 0 | 5,003 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 32 | 416 | SH | SOLE | 0 | 0 | 416 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 189 | 1,773 | SH | SOLE | 0 | 0 | 1,773 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,137 | 7,946 | SH | SOLE | 0 | 0 | 7,946 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 58 | 513 | SH | SOLE | 0 | 0 | 513 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 7 | 94 | SH | SOLE | 0 | 0 | 94 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 104 | 651 | SH | SOLE | 0 | 0 | 651 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 31 | 578 | SH | SOLE | 0 | 0 | 578 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,457 | 11,260 | SH | SOLE | 0 | 0 | 11,260 | ||
JOHNSON & JOHNSON | COM | 478160104 | 13 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 716 | 6,087 | SH | SOLE | 0 | 0 | 6,087 | ||
LILLY ELI & CO | COM | 532457108 | 839 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 569 | 1,458 | SH | SOLE | 0 | 0 | 1,458 | ||
LOWES COS INC | COM | 548661107 | 884 | 8,037 | SH | SOLE | 0 | 0 | 8,037 | ||
LOWES COS INC | COM | 548661107 | 330 | 3,000 | SH | Call | SOLE | 0 | 0 | 3,000 | |
MICROSOFT CORP | COM | 594918104 | 920 | 6,617 | SH | SOLE | 0 | 0 | 6,617 | ||
MICROSOFT CORP | COM | 594918104 | 28 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
NEXTERA ENERGY INC | COM | 65339F101 | 1,173 | 5,035 | SH | SOLE | 0 | 0 | 5,035 | ||
NIKE INC | CL B | 654106103 | 666 | 7,094 | SH | SOLE | 0 | 0 | 7,094 | ||
PAYCHEX INC | COM | 704326107 | 258 | 3,115 | SH | SOLE | 0 | 0 | 3,115 | ||
PEPSICO INC | COM | 713448108 | 313 | 2,286 | SH | SOLE | 0 | 0 | 2,286 | ||
PFIZER INC | COM | 717081103 | 693 | 19,282 | SH | SOLE | 0 | 0 | 19,282 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 702 | 9,249 | SH | SOLE | 0 | 0 | 9,249 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 8 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,375 | 72,981 | SH | SOLE | 0 | 0 | 72,981 | ||
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 2,885 | 117,858 | SH | SOLE | 0 | 0 | 117,858 | ||
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 237 | 4,173 | SH | SOLE | 0 | 0 | 4,173 | ||
POLARIS INC | COM | 731068102 | 510 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
PPG INDS INC | COM | 693506107 | 284 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
PPL CORP | COM | 69351T106 | 637 | 20,234 | SH | SOLE | 0 | 0 | 20,234 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,797 | 14,446 | SH | SOLE | 0 | 0 | 14,446 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 12 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
REALTY INCOME CORP | COM | 756109104 | 489 | 6,379 | SH | SOLE | 0 | 0 | 6,379 | ||
RIOT BLOCKCHAIN INC | COM | 767292105 | 16 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
RIOT BLOCKCHAIN INC | COM | 767292105 | 16 | 9,000 | SH | Call | SOLE | 0 | 0 | 9,000 | |
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 437 | 5,386 | SH | SOLE | 0 | 0 | 5,386 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 407 | 16,176 | SH | SOLE | 0 | 0 | 16,176 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 505 | 9,096 | SH | SOLE | 0 | 0 | 9,096 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 531 | 16,679 | SH | SOLE | 0 | 0 | 16,679 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 140 | 2,759 | SH | SOLE | 0 | 0 | 2,759 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 7,684 | 142,696 | SH | SOLE | 0 | 0 | 142,696 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 988 | 13,912 | SH | SOLE | 0 | 0 | 13,912 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,372 | 25,052 | SH | SOLE | 0 | 0 | 25,052 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 475 | 6,698 | SH | SOLE | 0 | 0 | 6,698 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 5,062 | 60,257 | SH | SOLE | 0 | 0 | 60,257 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,572 | 63,175 | SH | SOLE | 0 | 0 | 63,175 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 302 | 4,330 | SH | SOLE | 0 | 0 | 4,330 | ||
SOUTHERN CO | COM | 842587107 | 1,080 | 17,479 | SH | SOLE | 0 | 0 | 17,479 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,696 | 12,213 | SH | SOLE | 0 | 0 | 12,213 | ||
STARBUCKS CORP | COM | 855244109 | 685 | 7,750 | SH | SOLE | 0 | 0 | 7,750 | ||
SYSCO CORP | COM | 871829107 | 674 | 8,487 | SH | SOLE | 0 | 0 | 8,487 | ||
SYSCO CORP | COM | 871829107 | 635 | 8,000 | SH | Call | SOLE | 0 | 0 | 8,000 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 232 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 232 | 5,000 | SH | Call | SOLE | 0 | 0 | 5,000 | |
TELEFONICA S A | SPONSORED ADR | 879382208 | 118 | 15,525 | SH | SOLE | 0 | 0 | 15,525 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,634 | 13,636 | SH | SOLE | 0 | 0 | 13,636 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 479 | 4,000 | SH | Call | SOLE | 0 | 0 | 4,000 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,644 | 19,469 | SH | SOLE | 0 | 0 | 19,469 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 4,663 | 38,993 | SH | SOLE | 0 | 0 | 38,993 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 71 | 428 | SH | SOLE | 0 | 0 | 428 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 59 | 351 | SH | SOLE | 0 | 0 | 351 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 56 | 362 | SH | SOLE | 0 | 0 | 362 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 6 | 53 | SH | SOLE | 0 | 0 | 53 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5 | 130 | SH | SOLE | 0 | 0 | 130 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 277 | 5,557 | SH | SOLE | 0 | 0 | 5,557 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,452 | 54,933 | SH | SOLE | 0 | 0 | 54,933 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,849 | 18,278 | SH | SOLE | 0 | 0 | 18,278 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,332 | 37,552 | SH | SOLE | 0 | 0 | 37,552 | ||
VENTAS INC | COM | 92276F100 | 1,187 | 16,256 | SH | SOLE | 0 | 0 | 16,256 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,317 | 38,384 | SH | SOLE | 0 | 0 | 38,384 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 181 | 3,000 | SH | Call | SOLE | 0 | 0 | 3,000 | |
VISA INC | COM CL A | 92826C839 | 718 | 4,171 | SH | SOLE | 0 | 0 | 4,171 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,451 | 28,773 | SH | SOLE | 0 | 0 | 28,773 | ||
WELLTOWER INC | COM | 95040Q104 | 1,261 | 13,909 | SH | SOLE | 0 | 0 | 13,909 |