Exhibit 107
Calculation of Filing Fee Tables
FORM S-3
(Form Type)
BayCom Corp
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| | Security Type(1) | | Security Class Title | | Fee Calculation or Carry Forward Rule | | Amount Registered | | Proposed Maximum Offering Price Per Unit | | Maximum Aggregate Offering Price | | Fee Rate | | Amount of Registration Fee | | Carry Forward Form Type | | Carry Forward File Number | | Carry Forward Initial effective date | | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |
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Newly Registered Securities |
Fees to Be Paid | | Debt | | Debt Securities | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Equity | | Common Stock | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Equity | | Preferred Stock | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Equity | | Depositary Shares | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Other | | Purchase Contracts | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Other | | Warrants | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Other | | Rights | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Other | | Units | | Rule 457(o) | | (2)(3) | | (2) | | | | | | | | | | | | | | | | | | |
Fees to Be Paid | | Unallocated (Universal) Shelf | | N/A | | Rule 457(o) | | (2)(3) | | (2) | | $ | 115,000,000 | | .00011020 | | $ | 12,673 | (4) | | | | | | | | | |
Fees Previously Paid | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Carry Forward Securities |
Carry Forward Securities | | Unallocated (Universal) Shelf | | | | 415(a)(6) | | | | | | $ | 85,000,000 | (4) | | | | | | S-3 | | 333-237791 | | May 5, 2020 | | $ | 11,033 | |
| | Total Offering Amounts | | | $ | 200,000,000 | | | | $ | 12,673 | | | | | | | | | | |
| | Total Fees Previously Paid | | | | | | | | | $ | -- | | | | | | | | | | |
| | Total Fee Offsets | | | | | | | | | | -- | | | | | | | | | | |
| | Net Fee Due | | | | | | | | | $ | 12,673 | | | | | | | | | | |
(1) | Securities registered hereunder may be sold separately, together or as units with other securities registered hereunder. |
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(2) | Such information is not required to be included pursuant to Instruction 2.A(ii)(b) of Item 16(b) of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”). |
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(3) | We are registering hereunder such indeterminate number of each identified class of securities up to a proposed aggregate offering price of $200,000,000, which may be offered by us for U.S. dollars or the equivalent thereof in foreign currencies, currency units or composite currencies from time to time in unspecified numbers and at indeterminate prices, and as may be issued upon conversion, exercise or exchange of any securities registered hereunder, including any applicable anti-dilution provisions. If any debt securities are issued at an original issue discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $200,000,000, less the aggregate dollar amount of all securities previously issued hereunder. In addition, pursuant to Rule 416 under the Securities Act, the securities being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the securities being registered hereunder as a result of stock splits, stock dividends or similar transactions. |
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(4) | Calculated pursuant to Rule 457(o) under the Securities Act, based on the proposed maximum aggregate offering price. The $200,000,000 of securities registered hereunder includes $85,000,000 of securities (the “Unsold Securities”) registered pursuant to Registration Statement No. 333-237791, which we initially filed on April 22, 2020 and was declared effective on May 5, 2020 (the “Prior Registration Statement”). We sold an aggregate of $65,000,000 of such securities under the Prior Registration Statement, leaving the balance of $85,000,000 of Unsold Securities, in respect of which we paid an aggregate registration fee of $19,470 (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). Accordingly, the amount of the registration fee being paid herewith ($12,673) relates to the additional aggregate amount of $115,000,000 of our securities being registered hereunder. Pursuant to Rule 415(a)(6), the offering of the Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |