The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 524 | 4,050 | SH | SOLE | NONE | 4,050 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 469 | 215 | SH | SOLE | NONE | 215 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 241 | 110 | SH | SOLE | NONE | 110 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 318 | 1,305 | SH | SOLE | NONE | 1,305 | 0 | 0 | |
APPLE INC | COM | 037833100 | 13,886 | 101,563 | SH | SOLE | NONE | 101,563 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 205 | 975 | SH | SOLE | NONE | 975 | 0 | 0 | |
CATERPILLAR INC | COM | 149123101 | 217 | 1,215 | SH | SOLE | NONE | 1,215 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 468 | 3,231 | SH | SOLE | NONE | 3,231 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 473 | 1,795 | SH | SOLE | NONE | 1,795 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 527 | 8,380 | SH | SOLE | NONE | 8,380 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 363 | 9,239 | SH | SOLE | NONE | 9,239 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 698 | 1,456 | SH | SOLE | NONE | 1,456 | 0 | 0 | |
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 341 | 5,421 | SH | SOLE | NONE | 5,421 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 239 | 3,011 | SH | SOLE | NONE | 3,011 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 401 | 4,685 | SH | SOLE | NONE | 4,685 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 326 | 5,272 | SH | SOLE | NONE | 5,272 | 0 | 0 | |
GLOBAL X FDS | RATE PREFERRED | 37954Y376 | 2,891 | 119,708 | SH | SOLE | NONE | 119,708 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 707 | 2,577 | SH | SOLE | NONE | 2,577 | 0 | 0 | |
INDEXIQ ACTIVE ETF TR | IQ MACKAY INSRED | 45409F843 | 2,736 | 112,724 | SH | SOLE | NONE | 112,724 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 499 | 3,533 | SH | SOLE | NONE | 3,533 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 439 | 20,711 | SH | SOLE | NONE | 20,711 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 558 | 3,767 | SH | SOLE | NONE | 3,767 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 472 | 3,514 | SH | SOLE | NONE | 3,514 | 0 | 0 | |
ISHARES TR | S&P 100 ETF | 464287101 | 447 | 2,593 | SH | SOLE | NONE | 2,593 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 12,112 | 302,041 | SH | SOLE | NONE | 302,041 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 3,871 | 36,398 | SH | SOLE | NONE | 36,398 | 0 | 0 | |
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 514 | 4,602 | SH | SOLE | NONE | 4,602 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 9,286 | 91,546 | SH | SOLE | NONE | 91,546 | 0 | 0 | |
ISHARES TR | IBONDS DEC2023 | 46435G318 | 202 | 7,938 | SH | SOLE | NONE | 7,938 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 19,439 | 311,067 | SH | SOLE | NONE | 311,067 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 286 | 3,094 | SH | SOLE | NONE | 3,094 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,487 | 3,923 | SH | SOLE | NONE | 3,923 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 24,598 | 169,677 | SH | SOLE | NONE | 169,677 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 23,877 | 109,178 | SH | SOLE | NONE | 109,178 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,082 | 89,050 | SH | SOLE | NONE | 89,050 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 397 | 2,919 | SH | SOLE | NONE | 2,919 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,135 | 6,392 | SH | SOLE | NONE | 6,392 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 776 | 6,891 | SH | SOLE | NONE | 6,891 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 335 | 2,481 | SH | SOLE | NONE | 2,481 | 0 | 0 | |
LAZARD LTD | SHS A | G54050102 | 1,580 | 48,762 | SH | SOLE | NONE | 48,762 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 261 | 805 | SH | SOLE | NONE | 805 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 537 | 1,249 | SH | SOLE | NONE | 1,249 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 361 | 2,069 | SH | SOLE | NONE | 2,069 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 415 | 1,683 | SH | SOLE | NONE | 1,683 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 594 | 6,512 | SH | SOLE | NONE | 6,512 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 867 | 3,377 | SH | SOLE | NONE | 3,377 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 215 | 2,101 | SH | SOLE | NONE | 2,101 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 327 | 4,682 | SH | SOLE | NONE | 4,682 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 94 | 68,300 | SH | Call | SOLE | NONE | 20,600 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 453 | 2,718 | SH | SOLE | NONE | 2,718 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 513 | 9,782 | SH | SOLE | NONE | 9,782 | 0 | 0 | |
PIMCO ETF TR | MUNI INCOME OPP | 72201R635 | 2,677 | 60,665 | SH | SOLE | NONE | 60,665 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 622 | 4,324 | SH | SOLE | NONE | 4,324 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 520 | 4,069 | SH | SOLE | NONE | 4,069 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 225 | 1,772 | SH | SOLE | NONE | 1,772 | 0 | 0 | |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 480 | 1,559 | SH | SOLE | NONE | 1,559 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,706 | 7,172 | SH | SOLE | NONE | 7,172 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 277 | 670 | SH | SOLE | NONE | 670 | 0 | 0 | |
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 220 | 4,738 | SH | SOLE | NONE | 4,738 | 0 | 0 | |
SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | 821 | 17,895 | SH | SOLE | NONE | 17,895 | 0 | 0 | |
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 9,223 | 142,861 | SH | SOLE | NONE | 142,861 | 0 | 0 | |
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 16,407 | 394,030 | SH | SOLE | NONE | 394,030 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 318 | 3,891 | SH | SOLE | NONE | 3,891 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 948 | 6,173 | SH | SOLE | NONE | 6,173 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,414 | 2,753 | SH | SOLE | NONE | 2,753 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 246 | 5,350 | SH | SOLE | NONE | 5,350 | 0 | 0 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 215 | 2,863 | SH | SOLE | NONE | 2,863 | 0 | 0 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 612 | 3,105 | SH | SOLE | NONE | 3,105 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,155 | 27,737 | SH | SOLE | NONE | 27,737 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 | 1,631 | 39,967 | SH | SOLE | NONE | 39,967 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 418 | 8,234 | SH | SOLE | NONE | 8,234 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 376 | 1,910 | SH | SOLE | NONE | 1,910 | 0 | 0 | |
WALMART INC | COM | 931142103 | 263 | 2,167 | SH | SOLE | NONE | 2,167 | 0 | 0 |