The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 498 | 4,506 | SH | SOLE | NONE | 4,506 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 867 | 6,458 | SH | SOLE | NONE | 6,458 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 212 | 2,200 | SH | SOLE | NONE | 2,200 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 408 | 4,270 | SH | SOLE | NONE | 4,270 | 0 | 0 | |
APPLE INC | COM | 037833100 | 14,062 | 101,752 | SH | SOLE | NONE | 101,752 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 250 | 16,273 | SH | SOLE | NONE | 16,273 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 266 | 1,175 | SH | SOLE | NONE | 1,175 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 235 | 529 | SH | SOLE | NONE | 529 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 458 | 3,188 | SH | SOLE | NONE | 3,188 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 498 | 1,795 | SH | SOLE | NONE | 1,795 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 540 | 13,496 | SH | SOLE | NONE | 13,496 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 284 | 5,076 | SH | SOLE | NONE | 5,076 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 316 | 10,769 | SH | SOLE | NONE | 10,769 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 632 | 1,339 | SH | SOLE | NONE | 1,339 | 0 | 0 | |
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 293 | 4,864 | SH | SOLE | NONE | 4,864 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 704 | 8,058 | SH | SOLE | NONE | 8,058 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 372 | 6,029 | SH | SOLE | NONE | 6,029 | 0 | 0 | |
GLOBAL X FDS | RATE PREFERRED | 37954Y376 | 2,872 | 122,332 | SH | SOLE | NONE | 122,332 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 794 | 2,878 | SH | SOLE | NONE | 2,878 | 0 | 0 | |
INDEXIQ ACTIVE ETF TR | IQ MACKAY INSRED | 45409F843 | 1,562 | 67,984 | SH | SOLE | NONE | 67,984 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 234 | 9,072 | SH | SOLE | NONE | 9,072 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 266 | 2,242 | SH | SOLE | NONE | 2,242 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 366 | 17,285 | SH | SOLE | NONE | 17,285 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 447 | 3,514 | SH | SOLE | NONE | 3,514 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 523 | 3,767 | SH | SOLE | NONE | 3,767 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 250 | 937 | SH | SOLE | NONE | 937 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 259 | 1,183 | SH | SOLE | NONE | 1,183 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 271 | 3,104 | SH | SOLE | NONE | 3,104 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,416 | 3,948 | SH | SOLE | NONE | 3,948 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 26,904 | 197,834 | SH | SOLE | NONE | 197,834 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 28,611 | 135,984 | SH | SOLE | NONE | 135,984 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,288 | 92,702 | SH | SOLE | NONE | 92,702 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 376 | 2,919 | SH | SOLE | NONE | 2,919 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 16,816 | 300,238 | SH | SOLE | NONE | 300,238 | 0 | 0 | |
ISHARES TR | SHORT TREAS BD | 464288679 | 8,416 | 76,511 | SH | SOLE | NONE | 76,511 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 15,251 | 158,683 | SH | SOLE | NONE | 158,683 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,828 | 17,820 | SH | SOLE | NONE | 17,820 | 0 | 0 | |
ISHARES TR | S&P 100 ETF | 464287101 | 397 | 2,443 | SH | SOLE | NONE | 2,443 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,509 | 129,262 | SH | SOLE | NONE | 129,262 | 0 | 0 | |
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 478 | 4,602 | SH | SOLE | NONE | 4,602 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,024 | 6,267 | SH | SOLE | NONE | 6,267 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 913 | 8,735 | SH | SOLE | NONE | 8,735 | 0 | 0 | |
LAZARD LTD | SHS A | G54050102 | 1,552 | 48,762 | SH | SOLE | NONE | 48,762 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 260 | 805 | SH | SOLE | NONE | 805 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 398 | 1,030 | SH | SOLE | NONE | 1,030 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 391 | 2,083 | SH | SOLE | NONE | 2,083 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 258 | 1,119 | SH | SOLE | NONE | 1,119 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 541 | 6,276 | SH | SOLE | NONE | 6,276 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 861 | 3,695 | SH | SOLE | NONE | 3,695 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 5 | 20,600 | SH | Call | SOLE | NONE | 20,600 | 0 | 0 |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 7 | 15,100 | SH | Call | SOLE | NONE | 15,100 | 0 | 0 |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 29 | 32,600 | SH | Call | SOLE | NONE | 32,600 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 438 | 2,685 | SH | SOLE | NONE | 2,685 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 444 | 10,154 | SH | SOLE | NONE | 10,154 | 0 | 0 | |
PIMCO ETF TR | MUNI INCOME OPP | 72201R635 | 3,131 | 73,540 | SH | SOLE | NONE | 73,540 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 670 | 5,303 | SH | SOLE | NONE | 5,303 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 217 | 2,535 | SH | SOLE | NONE | 2,535 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 333 | 2,950 | SH | SOLE | NONE | 2,950 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 210 | 1,772 | SH | SOLE | NONE | 1,772 | 0 | 0 | |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 448 | 1,559 | SH | SOLE | NONE | 1,559 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,156 | 8,837 | SH | SOLE | NONE | 8,837 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 268 | 666 | SH | SOLE | NONE | 666 | 0 | 0 | |
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 206 | 4,681 | SH | SOLE | NONE | 4,681 | 0 | 0 | |
SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 | 3,151 | 68,371 | SH | SOLE | NONE | 68,371 | 0 | 0 | |
SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | 240 | 5,457 | SH | SOLE | NONE | 5,457 | 0 | 0 | |
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 9,521 | 150,418 | SH | SOLE | NONE | 150,418 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 262 | 3,821 | SH | SOLE | NONE | 3,821 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 950 | 6,136 | SH | SOLE | NONE | 6,136 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,139 | 2,255 | SH | SOLE | NONE | 2,255 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 271 | 6,733 | SH | SOLE | NONE | 6,733 | 0 | 0 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 516 | 2,747 | SH | SOLE | NONE | 2,747 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 348 | 9,538 | SH | SOLE | NONE | 9,538 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 | 306 | 1,900 | SH | SOLE | NONE | 1,900 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 2,946 | 81,030 | SH | SOLE | NONE | 81,030 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 343 | 9,046 | SH | SOLE | NONE | 9,046 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 443 | 2,496 | SH | SOLE | NONE | 2,496 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 247 | 7,858 | SH | SOLE | NONE | 7,858 | 0 | 0 | |
WALMART INC | COM | 931142103 | 234 | 1,806 | SH | SOLE | NONE | 1,806 | 0 | 0 |