The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 933 | 16,349 | SH | SOLE | 0 | 0 | 16,349 | ||
ABBVIE INC | COM | 00287Y109 | 1,630 | 16,854 | SH | SOLE | 0 | 0 | 16,854 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,693 | 9,818 | SH | SOLE | 0 | 0 | 9,818 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 255 | 242 | SH | SOLE | 0 | 0 | 242 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 3,831 | 355,046 | SH | SOLE | 0 | 0 | 355,046 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 242 | 5,279 | SH | SOLE | 0 | 0 | 5,279 | ||
ALTRIA GROUP INC | COM | 02209S103 | 2,193 | 30,705 | SH | SOLE | 0 | 0 | 30,705 | ||
AMAZON COM INC | COM | 023135106 | 787 | 673 | SH | SOLE | 0 | 0 | 673 | ||
APPLE INC | COM | 037833100 | 2,230 | 13,175 | SH | SOLE | 0 | 0 | 13,175 | ||
APPLIED MATLS INC | COM | 038222105 | 654 | 12,799 | SH | SOLE | 0 | 0 | 12,799 | ||
AT&T INC | COM | 00206R102 | 2,505 | 64,423 | SH | SOLE | 0 | 0 | 64,423 | ||
BANK AMER CORP | COM | 060505104 | 927 | 31,406 | SH | SOLE | 0 | 0 | 31,406 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,148 | 31,591 | SH | SOLE | 0 | 0 | 31,591 | ||
BOEING CO | COM | 097023105 | 230 | 781 | SH | SOLE | 0 | 0 | 781 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,121 | 26,675 | SH | SOLE | 0 | 0 | 26,675 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,406 | 22,942 | SH | SOLE | 0 | 0 | 22,942 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,153 | 7,315 | SH | SOLE | 0 | 0 | 7,315 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,844 | 22,716 | SH | SOLE | 0 | 0 | 22,716 | ||
CISCO SYS INC | COM | 17275R102 | 1,621 | 42,317 | SH | SOLE | 0 | 0 | 42,317 | ||
COCA COLA CO | COM | 191216100 | 213 | 4,649 | SH | SOLE | 0 | 0 | 4,649 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,034 | 13,709 | SH | SOLE | 0 | 0 | 13,709 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,325 | 24,146 | SH | SOLE | 0 | 0 | 24,146 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 204 | 1,095 | SH | SOLE | 0 | 0 | 1,095 | ||
DEERE & CO | COM | 244199105 | 547 | 3,494 | SH | SOLE | 0 | 0 | 3,494 | ||
DOWDUPONT INC | COM | 26078J100 | 1,003 | 14,089 | SH | SOLE | 0 | 0 | 14,089 | ||
ENERGOUS CORP | COM | 29272C103 | 619 | 31,817 | SH | SOLE | 0 | 0 | 31,817 | ||
ENI S P A | SPONSORED ADR | 26874R108 | 315 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 731 | 27,568 | SH | SOLE | 0 | 0 | 27,568 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,013 | 24,068 | SH | SOLE | 0 | 0 | 24,068 | ||
FACEBOOK INC | CL A | 30303M102 | 863 | 4,889 | SH | SOLE | 0 | 0 | 4,889 | ||
FEDEX CORP | COM | 31428X106 | 257 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 282 | 16,159 | SH | SOLE | 0 | 0 | 16,159 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 844 | 3,314 | SH | SOLE | 0 | 0 | 3,314 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,124 | 67,961 | SH | SOLE | 0 | 0 | 67,961 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 339 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
INTEL CORP | COM | 458140100 | 1,794 | 38,875 | SH | SOLE | 0 | 0 | 38,875 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 694 | 4,524 | SH | SOLE | 0 | 0 | 4,524 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,165 | 28,947 | SH | SOLE | 0 | 0 | 28,947 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,181 | 18,316 | SH | SOLE | 0 | 0 | 18,316 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 913 | 10,467 | SH | SOLE | 0 | 0 | 10,467 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 462 | 13,669 | SH | SOLE | 0 | 0 | 13,669 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 4,652 | 122,198 | SH | SOLE | 0 | 0 | 122,198 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,410 | 12,358 | SH | SOLE | 0 | 0 | 12,358 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 243 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,523 | 10,897 | SH | SOLE | 0 | 0 | 10,897 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 6,380 | 232,250 | SH | SOLE | 0 | 0 | 232,250 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 441 | 24,401 | SH | SOLE | 0 | 0 | 24,401 | ||
LILLY ELI & CO | COM | 532457108 | 1,479 | 17,513 | SH | SOLE | 0 | 0 | 17,513 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 338 | 1,054 | SH | SOLE | 0 | 0 | 1,054 | ||
MCDONALDS CORP | COM | 580135101 | 1,509 | 8,765 | SH | SOLE | 0 | 0 | 8,765 | ||
MERCK & CO INC | COM | 58933Y105 | 587 | 10,430 | SH | SOLE | 0 | 0 | 10,430 | ||
MICROSOFT CORP | COM | 594918104 | 426 | 4,976 | SH | SOLE | 0 | 0 | 4,976 | ||
NIKE INC | CL B | 654106103 | 289 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 670 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
ORACLE CORP | COM | 68389X105 | 281 | 5,940 | SH | SOLE | 0 | 0 | 5,940 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 208 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
PEPSICO INC | COM | 713448108 | 1,616 | 13,479 | SH | SOLE | 0 | 0 | 13,479 | ||
PFIZER INC | COM | 717081103 | 784 | 21,632 | SH | SOLE | 0 | 0 | 21,632 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 492 | 4,656 | SH | SOLE | 0 | 0 | 4,656 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 301 | 20,231 | SH | SOLE | 0 | 0 | 20,231 | ||
PPG INDS INC | COM | 693506107 | 317 | 2,712 | SH | SOLE | 0 | 0 | 2,712 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,418 | 15,428 | SH | SOLE | 0 | 0 | 15,428 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,578 | 23,658 | SH | SOLE | 0 | 0 | 23,658 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,018 | 15,109 | SH | SOLE | 0 | 0 | 15,109 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,363 | 84,563 | SH | SOLE | 0 | 0 | 84,563 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 7,680 | 225,415 | SH | SOLE | 0 | 0 | 225,415 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,597 | 43,608 | SH | SOLE | 0 | 0 | 43,608 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 348 | 9,288 | SH | SOLE | 0 | 0 | 9,288 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 248 | 6,545 | SH | SOLE | 0 | 0 | 6,545 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 309 | 10,176 | SH | SOLE | 0 | 0 | 10,176 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 562 | 11,234 | SH | SOLE | 0 | 0 | 11,234 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 10,047 | 193,055 | SH | SOLE | 0 | 0 | 193,055 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,683 | 52,435 | SH | SOLE | 0 | 0 | 52,435 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,285 | 18,170 | SH | SOLE | 0 | 0 | 18,170 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 7,813 | 122,505 | SH | SOLE | 0 | 0 | 122,505 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,448 | 27,185 | SH | SOLE | 0 | 0 | 27,185 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,373 | 34,021 | SH | SOLE | 0 | 0 | 34,021 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,069 | 25,559 | SH | SOLE | 0 | 0 | 25,559 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 8,026 | 111,078 | SH | SOLE | 0 | 0 | 111,078 | ||
SOUTHERN CO | COM | 842587107 | 231 | 4,810 | SH | SOLE | 0 | 0 | 4,810 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 321 | 11,291 | SH | SOLE | 0 | 0 | 11,291 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 641 | 6,784 | SH | SOLE | 0 | 0 | 6,784 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 744 | 12,635 | SH | SOLE | 0 | 0 | 12,635 | ||
STATOIL ASA | SPONSORED ADR | 85771P102 | 578 | 26,983 | SH | SOLE | 0 | 0 | 26,983 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 441 | 11,997 | SH | SOLE | 0 | 0 | 11,997 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 1,008 | 18,234 | SH | SOLE | 0 | 0 | 18,234 | ||
TWITTER INC | COM | 90184L102 | 590 | 24,578 | SH | SOLE | 0 | 0 | 24,578 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 968 | 8,121 | SH | SOLE | 0 | 0 | 8,121 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 612 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 718 | 27,557 | SH | SOLE | 0 | 0 | 27,557 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,463 | 56,420 | SH | SOLE | 0 | 0 | 56,420 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 255 | 1,994 | SH | SOLE | 0 | 0 | 1,994 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,824 | 16,351 | SH | SOLE | 0 | 0 | 16,351 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,501 | 9,694 | SH | SOLE | 0 | 0 | 9,694 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,358 | 16,371 | SH | SOLE | 0 | 0 | 16,371 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,615 | 12,162 | SH | SOLE | 0 | 0 | 12,162 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 289 | 1,794 | SH | SOLE | 0 | 0 | 1,794 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 529 | 3,852 | SH | SOLE | 0 | 0 | 3,852 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,763 | 38,407 | SH | SOLE | 0 | 0 | 38,407 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,638 | 30,937 | SH | SOLE | 0 | 0 | 30,937 | ||
WAL-MART STORES INC | COM | 931142103 | 388 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
WELLS FARGO CO NEW | COM | 949746101 | 7,916 | 130,469 | SH | SOLE | 0 | 0 | 130,469 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 844 | 14,178 | SH | SOLE | 0 | 0 | 14,178 |