The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 980 | 16,349 | SH | SOLE | 0 | 0 | 16,349 | ||
ABBVIE INC | COM | 00287Y109 | 1,596 | 16,862 | SH | SOLE | 0 | 0 | 16,862 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,680 | 9,156 | SH | SOLE | 0 | 0 | 9,156 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 231 | 223 | SH | SOLE | 0 | 0 | 223 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 6,296 | 671,884 | SH | SOLE | 0 | 0 | 671,884 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 230 | 5,279 | SH | SOLE | 0 | 0 | 5,279 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,914 | 30,719 | SH | SOLE | 0 | 0 | 30,719 | ||
AMAZON COM INC | COM | 023135106 | 976 | 674 | SH | SOLE | 0 | 0 | 674 | ||
APPLE INC | COM | 037833100 | 2,382 | 14,199 | SH | SOLE | 0 | 0 | 14,199 | ||
APPLIED MATLS INC | COM | 038222105 | 712 | 12,802 | SH | SOLE | 0 | 0 | 12,802 | ||
AT&T INC | COM | 00206R102 | 2,263 | 63,475 | SH | SOLE | 0 | 0 | 63,475 | ||
BANK AMER CORP | COM | 060505104 | 952 | 31,739 | SH | SOLE | 0 | 0 | 31,739 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,150 | 31,180 | SH | SOLE | 0 | 0 | 31,180 | ||
BOEING CO | COM | 097023105 | 256 | 781 | SH | SOLE | 0 | 0 | 781 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,067 | 26,326 | SH | SOLE | 0 | 0 | 26,326 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,453 | 22,980 | SH | SOLE | 0 | 0 | 22,980 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,078 | 7,316 | SH | SOLE | 0 | 0 | 7,316 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,626 | 23,026 | SH | SOLE | 0 | 0 | 23,026 | ||
CISCO SYS INC | COM | 17275R102 | 1,818 | 42,387 | SH | SOLE | 0 | 0 | 42,387 | ||
COCA COLA CO | COM | 191216100 | 226 | 5,197 | SH | SOLE | 0 | 0 | 5,197 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 983 | 13,709 | SH | SOLE | 0 | 0 | 13,709 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,340 | 22,599 | SH | SOLE | 0 | 0 | 22,599 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 206 | 1,095 | SH | SOLE | 0 | 0 | 1,095 | ||
DEERE & CO | COM | 244199105 | 543 | 3,494 | SH | SOLE | 0 | 0 | 3,494 | ||
DOWDUPONT INC | COM | 26078J100 | 906 | 14,227 | SH | SOLE | 0 | 0 | 14,227 | ||
ENERGOUS CORP | COM | 29272C103 | 286 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
ENI S P A | SPONSORED ADR | 26874R108 | 336 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,922 | 25,762 | SH | SOLE | 0 | 0 | 25,762 | ||
FACEBOOK INC | CL A | 30303M102 | 815 | 5,103 | SH | SOLE | 0 | 0 | 5,103 | ||
FEDEX CORP | COM | 31428X106 | 247 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 217 | 16,073 | SH | SOLE | 0 | 0 | 16,073 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 835 | 3,314 | SH | SOLE | 0 | 0 | 3,314 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,167 | 60,461 | SH | SOLE | 0 | 0 | 60,461 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 318 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
INTEL CORP | COM | 458140100 | 2,056 | 39,472 | SH | SOLE | 0 | 0 | 39,472 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 956 | 6,233 | SH | SOLE | 0 | 0 | 6,233 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,844 | 26,513 | SH | SOLE | 0 | 0 | 26,513 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,236 | 18,955 | SH | SOLE | 0 | 0 | 18,955 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 937 | 10,939 | SH | SOLE | 0 | 0 | 10,939 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 451 | 13,669 | SH | SOLE | 0 | 0 | 13,669 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 4,690 | 124,865 | SH | SOLE | 0 | 0 | 124,865 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,473 | 13,026 | SH | SOLE | 0 | 0 | 13,026 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 226 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,397 | 10,902 | SH | SOLE | 0 | 0 | 10,902 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 3,013 | 125,531 | SH | SOLE | 0 | 0 | 125,531 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,837 | 121,946 | SH | SOLE | 0 | 0 | 121,946 | ||
LILLY ELI & CO | COM | 532457108 | 1,355 | 17,517 | SH | SOLE | 0 | 0 | 17,517 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 356 | 1,054 | SH | SOLE | 0 | 0 | 1,054 | ||
MCDONALDS CORP | COM | 580135101 | 1,371 | 8,765 | SH | SOLE | 0 | 0 | 8,765 | ||
MERCK & CO INC | COM | 58933Y105 | 457 | 8,381 | SH | SOLE | 0 | 0 | 8,381 | ||
MICROSOFT CORP | COM | 594918104 | 484 | 5,305 | SH | SOLE | 0 | 0 | 5,305 | ||
NEW AGE BEVERAGES CORP | COM | 64157V108 | 24 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NIKE INC | CL B | 654106103 | 307 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 591 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
ORACLE CORP | COM | 68389X105 | 272 | 5,940 | SH | SOLE | 0 | 0 | 5,940 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 188 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
PEPSICO INC | COM | 713448108 | 1,025 | 9,387 | SH | SOLE | 0 | 0 | 9,387 | ||
PFIZER INC | COM | 717081103 | 817 | 23,033 | SH | SOLE | 0 | 0 | 23,033 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 361 | 3,634 | SH | SOLE | 0 | 0 | 3,634 | ||
PPG INDS INC | COM | 693506107 | 303 | 2,712 | SH | SOLE | 0 | 0 | 2,712 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 769 | 9,694 | SH | SOLE | 0 | 0 | 9,694 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 36 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,510 | 23,658 | SH | SOLE | 0 | 0 | 23,658 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,641 | 25,334 | SH | SOLE | 0 | 0 | 25,334 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,630 | 91,640 | SH | SOLE | 0 | 0 | 91,640 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 8,057 | 239,012 | SH | SOLE | 0 | 0 | 239,012 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,776 | 48,636 | SH | SOLE | 0 | 0 | 48,636 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 334 | 9,198 | SH | SOLE | 0 | 0 | 9,198 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 244 | 6,558 | SH | SOLE | 0 | 0 | 6,558 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 305 | 10,176 | SH | SOLE | 0 | 0 | 10,176 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 485 | 9,731 | SH | SOLE | 0 | 0 | 9,731 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 9,885 | 193,754 | SH | SOLE | 0 | 0 | 193,754 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,708 | 55,229 | SH | SOLE | 0 | 0 | 55,229 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,761 | 24,557 | SH | SOLE | 0 | 0 | 24,557 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 7,963 | 126,238 | SH | SOLE | 0 | 0 | 126,238 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,848 | 34,950 | SH | SOLE | 0 | 0 | 34,950 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,259 | 32,672 | SH | SOLE | 0 | 0 | 32,672 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,496 | 25,559 | SH | SOLE | 0 | 0 | 25,559 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,139 | 105,906 | SH | SOLE | 0 | 0 | 105,906 | ||
SOUTHERN CO | COM | 842587107 | 215 | 4,810 | SH | SOLE | 0 | 0 | 4,810 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 364 | 1,382 | SH | SOLE | 0 | 0 | 1,382 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 730 | 24,722 | SH | SOLE | 0 | 0 | 24,722 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 614 | 6,734 | SH | SOLE | 0 | 0 | 6,734 | ||
STATOIL ASA | SPONSORED ADR | 85771P102 | 638 | 26,983 | SH | SOLE | 0 | 0 | 26,983 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 414 | 11,997 | SH | SOLE | 0 | 0 | 11,997 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 1,052 | 18,234 | SH | SOLE | 0 | 0 | 18,234 | ||
TWITTER INC | COM | 90184L102 | 581 | 20,013 | SH | SOLE | 0 | 0 | 20,013 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 851 | 8,127 | SH | SOLE | 0 | 0 | 8,127 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 604 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,093 | 64,931 | SH | SOLE | 0 | 0 | 64,931 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 552 | 4,261 | SH | SOLE | 0 | 0 | 4,261 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,845 | 16,865 | SH | SOLE | 0 | 0 | 16,865 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,403 | 9,096 | SH | SOLE | 0 | 0 | 9,096 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,195 | 15,836 | SH | SOLE | 0 | 0 | 15,836 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,868 | 14,435 | SH | SOLE | 0 | 0 | 14,435 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 363 | 2,216 | SH | SOLE | 0 | 0 | 2,216 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 387 | 2,848 | SH | SOLE | 0 | 0 | 2,848 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,923 | 40,927 | SH | SOLE | 0 | 0 | 40,927 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,480 | 30,958 | SH | SOLE | 0 | 0 | 30,958 | ||
WALMART INC | COM | 931142103 | 331 | 3,723 | SH | SOLE | 0 | 0 | 3,723 | ||
WELLS FARGO CO NEW | COM | 949746101 | 7,002 | 133,607 | SH | SOLE | 0 | 0 | 133,607 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 827 | 14,238 | SH | SOLE | 0 | 0 | 14,238 |