The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,058 | 17,349 | SH | SOLE | 0 | 0 | 17,349 | ||
ABBVIE INC | COM | 00287Y109 | 1,655 | 17,867 | SH | SOLE | 0 | 0 | 17,867 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,992 | 21,518 | SH | SOLE | 0 | 0 | 21,518 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 262 | 232 | SH | SOLE | 0 | 0 | 232 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 235 | 5,279 | SH | SOLE | 0 | 0 | 5,279 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,843 | 32,461 | SH | SOLE | 0 | 0 | 32,461 | ||
AMAZON COM INC | COM | 023135106 | 1,972 | 1,160 | SH | SOLE | 0 | 0 | 1,160 | ||
APPLE INC | COM | 037833100 | 2,865 | 15,475 | SH | SOLE | 0 | 0 | 15,475 | ||
APPLIED MATLS INC | COM | 038222105 | 592 | 12,810 | SH | SOLE | 0 | 0 | 12,810 | ||
AT&T INC | COM | 00206R102 | 2,233 | 69,542 | SH | SOLE | 0 | 0 | 69,542 | ||
BANK AMER CORP | COM | 060505104 | 951 | 33,741 | SH | SOLE | 0 | 0 | 33,741 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,835 | 35,069 | SH | SOLE | 0 | 0 | 35,069 | ||
BOEING CO | COM | 097023105 | 264 | 788 | SH | SOLE | 0 | 0 | 788 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,202 | 26,326 | SH | SOLE | 0 | 0 | 26,326 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,330 | 24,027 | SH | SOLE | 0 | 0 | 24,027 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,264 | 9,317 | SH | SOLE | 0 | 0 | 9,317 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,409 | 34,877 | SH | SOLE | 0 | 0 | 34,877 | ||
CISCO SYS INC | COM | 17275R102 | 2,286 | 53,137 | SH | SOLE | 0 | 0 | 53,137 | ||
COCA COLA CO | COM | 191216100 | 292 | 6,649 | SH | SOLE | 0 | 0 | 6,649 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 900 | 13,894 | SH | SOLE | 0 | 0 | 13,894 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,966 | 28,236 | SH | SOLE | 0 | 0 | 28,236 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 244 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
DEERE & CO | COM | 244199105 | 628 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
DOWDUPONT INC | COM | 26078J100 | 1,004 | 15,232 | SH | SOLE | 0 | 0 | 15,232 | ||
DTE ENERGY CO | COM | 233331107 | 731 | 7,051 | SH | SOLE | 0 | 0 | 7,051 | ||
EMERSON ELEC CO | COM | 291011104 | 229 | 3,311 | SH | SOLE | 0 | 0 | 3,311 | ||
ENERGOUS CORP | COM | 29272C103 | 264 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
ENI S P A | SPONSORED ADR | 26874R108 | 353 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
EP ENERGY CORP | CL A | 268785102 | 149 | 49,500 | SH | SOLE | 0 | 0 | 49,500 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 744 | 28,174 | SH | SOLE | 0 | 0 | 28,174 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,520 | 42,552 | SH | SOLE | 0 | 0 | 42,552 | ||
FACEBOOK INC | CL A | 30303M102 | 1,165 | 5,993 | SH | SOLE | 0 | 0 | 5,993 | ||
FEDEX CORP | COM | 31428X106 | 234 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 511 | 37,530 | SH | SOLE | 0 | 0 | 37,530 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,220 | 5,530 | SH | SOLE | 0 | 0 | 5,530 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,515 | 87,336 | SH | SOLE | 0 | 0 | 87,336 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 281 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
INTEL CORP | COM | 458140100 | 1,934 | 38,916 | SH | SOLE | 0 | 0 | 38,916 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,087 | 7,780 | SH | SOLE | 0 | 0 | 7,780 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,596 | 14,137 | SH | SOLE | 0 | 0 | 14,137 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 624 | 5,866 | SH | SOLE | 0 | 0 | 5,866 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 209 | 1,276 | SH | SOLE | 0 | 0 | 1,276 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 241 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,258 | 20,051 | SH | SOLE | 0 | 0 | 20,051 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 223 | 2,086 | SH | SOLE | 0 | 0 | 2,086 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 438 | 13,669 | SH | SOLE | 0 | 0 | 13,669 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,032 | 12,132 | SH | SOLE | 0 | 0 | 12,132 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 4,653 | 123,391 | SH | SOLE | 0 | 0 | 123,391 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,942 | 16,006 | SH | SOLE | 0 | 0 | 16,006 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 912 | 34,330 | SH | SOLE | 0 | 0 | 34,330 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 2,732 | 154,624 | SH | SOLE | 0 | 0 | 154,624 | ||
KRAFT HEINZ CO | COM | 500754106 | 339 | 5,396 | SH | SOLE | 0 | 0 | 5,396 | ||
LILLY ELI & CO | COM | 532457108 | 1,481 | 17,354 | SH | SOLE | 0 | 0 | 17,354 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 311 | 1,054 | SH | SOLE | 0 | 0 | 1,054 | ||
MCDONALDS CORP | COM | 580135101 | 1,374 | 8,766 | SH | SOLE | 0 | 0 | 8,766 | ||
MERCK & CO INC | COM | 58933Y105 | 694 | 11,439 | SH | SOLE | 0 | 0 | 11,439 | ||
MICROSOFT CORP | COM | 594918104 | 548 | 5,561 | SH | SOLE | 0 | 0 | 5,561 | ||
NEW AGE BEVERAGES CORP | COM | 64157V108 | 19 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NIKE INC | CL B | 654106103 | 368 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 761 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
ORACLE CORP | COM | 68389X105 | 394 | 8,940 | SH | SOLE | 0 | 0 | 8,940 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 215 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
PEPSICO INC | COM | 713448108 | 1,021 | 9,382 | SH | SOLE | 0 | 0 | 9,382 | ||
PFIZER INC | COM | 717081103 | 884 | 24,360 | SH | SOLE | 0 | 0 | 24,360 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 398 | 4,926 | SH | SOLE | 0 | 0 | 4,926 | ||
PPG INDS INC | COM | 693506107 | 281 | 2,712 | SH | SOLE | 0 | 0 | 2,712 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 823 | 10,537 | SH | SOLE | 0 | 0 | 10,537 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 18 | 50,000 | SH | Call | SOLE | 0 | 0 | 50,000 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 2,074 | 29,963 | SH | SOLE | 0 | 0 | 29,963 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,244 | 33,481 | SH | SOLE | 0 | 0 | 33,481 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 10,054 | 154,699 | SH | SOLE | 0 | 0 | 154,699 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,127 | 28,062 | SH | SOLE | 0 | 0 | 28,062 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,995 | 36,345 | SH | SOLE | 0 | 0 | 36,345 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,537 | 34,490 | SH | SOLE | 0 | 0 | 34,490 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,429 | 93,832 | SH | SOLE | 0 | 0 | 93,832 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 307 | 10,404 | SH | SOLE | 0 | 0 | 10,404 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 268 | 6,720 | SH | SOLE | 0 | 0 | 6,720 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 354 | 9,475 | SH | SOLE | 0 | 0 | 9,475 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,892 | 58,679 | SH | SOLE | 0 | 0 | 58,679 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 8,090 | 244,789 | SH | SOLE | 0 | 0 | 244,789 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 11,081 | 218,829 | SH | SOLE | 0 | 0 | 218,829 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,746 | 48,409 | SH | SOLE | 0 | 0 | 48,409 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,814 | 32,121 | SH | SOLE | 0 | 0 | 32,121 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,697 | 101,359 | SH | SOLE | 0 | 0 | 101,359 | ||
SEMPRA ENERGY | COM | 816851109 | 525 | 4,524 | SH | SOLE | 0 | 0 | 4,524 | ||
SOUTHERN CO | COM | 842587107 | 352 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 383 | 1,413 | SH | SOLE | 0 | 0 | 1,413 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 740 | 26,674 | SH | SOLE | 0 | 0 | 26,674 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 625 | 6,738 | SH | SOLE | 0 | 0 | 6,738 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 559 | 13,744 | SH | SOLE | 0 | 0 | 13,744 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 1,090 | 18,004 | SH | SOLE | 0 | 0 | 18,004 | ||
TWITTER INC | COM | 90184L102 | 1,456 | 33,352 | SH | SOLE | 0 | 0 | 33,352 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 864 | 8,130 | SH | SOLE | 0 | 0 | 8,130 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 850 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,440 | 69,559 | SH | SOLE | 0 | 0 | 69,559 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,916 | 17,349 | SH | SOLE | 0 | 0 | 17,349 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 607 | 4,516 | SH | SOLE | 0 | 0 | 4,516 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,416 | 17,389 | SH | SOLE | 0 | 0 | 17,389 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 429 | 2,438 | SH | SOLE | 0 | 0 | 2,438 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,983 | 14,601 | SH | SOLE | 0 | 0 | 14,601 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,486 | 9,424 | SH | SOLE | 0 | 0 | 9,424 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 406 | 2,889 | SH | SOLE | 0 | 0 | 2,889 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,821 | 43,156 | SH | SOLE | 0 | 0 | 43,156 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,880 | 37,372 | SH | SOLE | 0 | 0 | 37,372 | ||
WALMART INC | COM | 931142103 | 407 | 4,752 | SH | SOLE | 0 | 0 | 4,752 | ||
WELLS FARGO CO NEW | COM | 949746101 | 11,703 | 211,093 | SH | SOLE | 0 | 0 | 211,093 | ||
WELLS FARGO CO NEW | COM | 949746101 | 164 | 30,000 | SH | Call | SOLE | 0 | 0 | 30,000 | |
WESTAMERICA BANCORPORATION | COM | 957090103 | 808 | 14,301 | SH | SOLE | 0 | 0 | 14,301 |