The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,224 | 17,350 | SH | SOLE | 0 | 0 | 17,350 | ||
ABBVIE INC | COM | 00287Y109 | 2,535 | 28,334 | SH | SOLE | 0 | 0 | 28,334 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,685 | 51,393 | SH | SOLE | 0 | 0 | 51,393 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 691 | 673 | SH | SOLE | 0 | 0 | 673 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 232 | 5,279 | SH | SOLE | 0 | 0 | 5,279 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,749 | 31,403 | SH | SOLE | 0 | 0 | 31,403 | ||
AMAZON COM INC | COM | 023135106 | 1,553 | 1,027 | SH | SOLE | 0 | 0 | 1,027 | ||
AMGEN INC | COM | 031162100 | 334 | 1,714 | SH | SOLE | 0 | 0 | 1,714 | ||
APPLE INC | COM | 037833100 | 3,070 | 16,519 | SH | SOLE | 0 | 0 | 16,519 | ||
APPLIED MATLS INC | COM | 038222105 | 441 | 12,821 | SH | SOLE | 0 | 0 | 12,821 | ||
AT&T INC | COM | 00206R102 | 3,751 | 123,576 | SH | SOLE | 0 | 0 | 123,576 | ||
BANK AMER CORP | COM | 060505104 | 928 | 33,441 | SH | SOLE | 0 | 0 | 33,441 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,924 | 35,136 | SH | SOLE | 0 | 0 | 35,136 | ||
BLACKROCK INC | COM | 09247X101 | 205 | 503 | SH | SOLE | 0 | 0 | 503 | ||
BOEING CO | COM | 097023105 | 409 | 1,273 | SH | SOLE | 0 | 0 | 1,273 | ||
BP PLC | SPONSORED ADR | 055622104 | 559 | 13,672 | SH | SOLE | 0 | 0 | 13,672 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,290 | 24,117 | SH | SOLE | 0 | 0 | 24,117 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,174 | 9,318 | SH | SOLE | 0 | 0 | 9,318 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,051 | 33,918 | SH | SOLE | 0 | 0 | 33,918 | ||
CISCO SYS INC | COM | 17275R102 | 2,038 | 44,536 | SH | SOLE | 0 | 0 | 44,536 | ||
COCA COLA CO | COM | 191216100 | 413 | 8,175 | SH | SOLE | 0 | 0 | 8,175 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 861 | 13,712 | SH | SOLE | 0 | 0 | 13,712 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,368 | 20,597 | SH | SOLE | 0 | 0 | 20,597 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 267 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
CSX CORP | COM | 126408103 | 216 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
DEERE & CO | COM | 244199105 | 641 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
DOWDUPONT INC | COM | 26078J100 | 864 | 14,950 | SH | SOLE | 0 | 0 | 14,950 | ||
DTE ENERGY CO | COM | 233331107 | 841 | 7,052 | SH | SOLE | 0 | 0 | 7,052 | ||
EMERSON ELEC CO | COM | 291011104 | 216 | 3,160 | SH | SOLE | 0 | 0 | 3,160 | ||
ENERGOUS CORP | COM | 29272C103 | 144 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
EP ENERGY CORP | CL A | 268785102 | 178 | 154,500 | SH | SOLE | 0 | 0 | 154,500 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,778 | 22,444 | SH | SOLE | 0 | 0 | 22,444 | ||
FACEBOOK INC | CL A | 30303M102 | 3,591 | 27,294 | SH | SOLE | 0 | 0 | 27,294 | ||
FEDEX CORP | COM | 31428X106 | 233 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 122 | 15,553 | SH | SOLE | 0 | 0 | 15,553 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,859 | 9,377 | SH | SOLE | 0 | 0 | 9,377 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,074 | 87,336 | SH | SOLE | 0 | 0 | 87,336 | ||
HONEYWELL INTL INC | COM | 438516106 | 214 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 272 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
INTEL CORP | COM | 458140100 | 2,045 | 42,612 | SH | SOLE | 0 | 0 | 42,612 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,182 | 9,829 | SH | SOLE | 0 | 0 | 9,829 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,565 | 46,682 | SH | SOLE | 0 | 0 | 46,682 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,763 | 16,136 | SH | SOLE | 0 | 0 | 16,136 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,656 | 28,239 | SH | SOLE | 0 | 0 | 28,239 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 481 | 5,777 | SH | SOLE | 0 | 0 | 5,777 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 242 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,176 | 21,181 | SH | SOLE | 0 | 0 | 21,181 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 283 | 2,732 | SH | SOLE | 0 | 0 | 2,732 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 304 | 9,836 | SH | SOLE | 0 | 0 | 9,836 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,286 | 15,491 | SH | SOLE | 0 | 0 | 15,491 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 3,936 | 110,708 | SH | SOLE | 0 | 0 | 110,708 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,420 | 16,379 | SH | SOLE | 0 | 0 | 16,379 | ||
LILLY ELI & CO | COM | 532457108 | 1,961 | 16,932 | SH | SOLE | 0 | 0 | 16,932 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,094 | 3,713 | SH | SOLE | 0 | 0 | 3,713 | ||
MCDONALDS CORP | COM | 580135101 | 1,840 | 9,853 | SH | SOLE | 0 | 0 | 9,853 | ||
MERCK & CO INC | COM | 58933Y105 | 930 | 12,182 | SH | SOLE | 0 | 0 | 12,182 | ||
MICROSOFT CORP | COM | 594918104 | 719 | 6,874 | SH | SOLE | 0 | 0 | 6,874 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 251 | 6,598 | SH | SOLE | 0 | 0 | 6,598 | ||
NIKE INC | CL B | 654106103 | 335 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
NVIDIA CORP | COM | 67066G104 | 482 | 3,329 | SH | SOLE | 0 | 0 | 3,329 | ||
ORACLE CORP | COM | 68389X105 | 444 | 8,968 | SH | SOLE | 0 | 0 | 8,968 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 201 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
PEPSICO INC | COM | 713448108 | 1,112 | 9,344 | SH | SOLE | 0 | 0 | 9,344 | ||
PFIZER INC | COM | 717081103 | 1,286 | 29,112 | SH | SOLE | 0 | 0 | 29,112 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 420 | 4,792 | SH | SOLE | 0 | 0 | 4,792 | ||
PPG INDS INC | COM | 693506107 | 292 | 2,712 | SH | SOLE | 0 | 0 | 2,712 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 982 | 10,526 | SH | SOLE | 0 | 0 | 10,526 | ||
QUALCOMM INC | COM | 747525103 | 745 | 13,577 | SH | SOLE | 0 | 0 | 13,577 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,408 | 22,828 | SH | SOLE | 0 | 0 | 22,828 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 13,006 | 202,494 | SH | SOLE | 0 | 0 | 202,494 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,409 | 32,985 | SH | SOLE | 0 | 0 | 32,985 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,816 | 34,673 | SH | SOLE | 0 | 0 | 34,673 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,501 | 37,071 | SH | SOLE | 0 | 0 | 37,071 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,085 | 85,054 | SH | SOLE | 0 | 0 | 85,054 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 294 | 10,654 | SH | SOLE | 0 | 0 | 10,654 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 233 | 6,333 | SH | SOLE | 0 | 0 | 6,333 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 352 | 9,447 | SH | SOLE | 0 | 0 | 9,447 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,136 | 61,980 | SH | SOLE | 0 | 0 | 61,980 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 7,020 | 228,585 | SH | SOLE | 0 | 0 | 228,585 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 9,398 | 188,411 | SH | SOLE | 0 | 0 | 188,411 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 942 | 29,705 | SH | SOLE | 0 | 0 | 29,705 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,006 | 23,921 | SH | SOLE | 0 | 0 | 23,921 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 315 | 4,695 | SH | SOLE | 0 | 0 | 4,695 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 791 | 29,208 | SH | SOLE | 0 | 0 | 29,208 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 651 | 6,742 | SH | SOLE | 0 | 0 | 6,742 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 773 | 13,650 | SH | SOLE | 0 | 0 | 13,650 | ||
TWITTER INC | COM | 90184L102 | 533 | 16,676 | SH | SOLE | 0 | 0 | 16,676 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 889 | 7,992 | SH | SOLE | 0 | 0 | 7,992 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,006 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 6,103 | 78,188 | SH | SOLE | 0 | 0 | 78,188 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,858 | 17,475 | SH | SOLE | 0 | 0 | 17,475 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 667 | 5,256 | SH | SOLE | 0 | 0 | 5,256 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,523 | 18,826 | SH | SOLE | 0 | 0 | 18,826 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 415 | 2,569 | SH | SOLE | 0 | 0 | 2,569 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,914 | 14,971 | SH | SOLE | 0 | 0 | 14,971 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,570 | 10,456 | SH | SOLE | 0 | 0 | 10,456 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 398 | 2,889 | SH | SOLE | 0 | 0 | 2,889 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,655 | 42,334 | SH | SOLE | 0 | 0 | 42,334 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,539 | 41,891 | SH | SOLE | 0 | 0 | 41,891 | ||
WALMART INC | COM | 931142103 | 726 | 7,505 | SH | SOLE | 0 | 0 | 7,505 | ||
WELLS FARGO CO NEW | COM | 949746101 | 12,170 | 228,252 | SH | SOLE | 0 | 0 | 228,252 | ||
WELLS FARGO CO NEW | COM | 949746101 | 229 | 60,000 | SH | Call | SOLE | 0 | 0 | 60,000 | |
WESTAMERICA BANCORPORATION | COM | 957090103 | 904 | 14,419 | SH | SOLE | 0 | 0 | 14,419 |