The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 6,015 | 30,917 | SH | SOLE | 0 | 0 | 30,917 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 17,353 | 57,542 | SH | SOLE | 0 | 0 | 57,542 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8,310 | 53,823 | SH | SOLE | 0 | 0 | 53,823 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 285 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
AMAZON COM INC | COM | 023135106 | 7,026 | 3,987 | SH | SOLE | 0 | 0 | 3,987 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,675 | 30,584 | SH | SOLE | 0 | 0 | 30,584 | ||
EMERSON ELEC CO | COM | 291011104 | 223 | 3,160 | SH | SOLE | 0 | 0 | 3,160 | ||
BOEING CO | COM | 097023105 | 932 | 2,737 | SH | SOLE | 0 | 0 | 2,737 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18,633 | 96,938 | SH | SOLE | 0 | 0 | 96,938 | ||
AMGEN INC | COM | 031162100 | 5,037 | 24,772 | SH | SOLE | 0 | 0 | 24,772 | ||
ABBOTT LABS | COM | 002824100 | 1,415 | 17,411 | SH | SOLE | 0 | 0 | 17,411 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,776 | 37,996 | SH | SOLE | 0 | 0 | 37,996 | ||
INTEL CORP | COM | 458140100 | 2,522 | 48,762 | SH | SOLE | 0 | 0 | 48,762 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 328 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
ORACLE CORP | COM | 68389X105 | 321 | 5,928 | SH | SOLE | 0 | 0 | 5,928 | ||
HONEYWELL INTL INC | COM | 438516106 | 247 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
SEMPRA ENERGY | COM | 816851109 | 229 | 1,545 | SH | SOLE | 0 | 0 | 1,545 | ||
SYSCO CORP | COM | 871829107 | 209 | 2,654 | SH | SOLE | 0 | 0 | 2,654 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,366 | 18,214 | SH | SOLE | 0 | 0 | 18,214 | ||
PFIZER INC | COM | 717081103 | 885 | 24,060 | SH | SOLE | 0 | 0 | 24,060 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,103 | 31,463 | SH | SOLE | 0 | 0 | 31,463 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,811 | 32,305 | SH | SOLE | 0 | 0 | 32,305 | ||
MICROSOFT CORP | COM | 594918104 | 3,700 | 26,960 | SH | SOLE | 0 | 0 | 26,960 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 901 | 7,828 | SH | SOLE | 0 | 0 | 7,828 | ||
AT&T INC | COM | 00206R102 | 10,638 | 281,886 | SH | SOLE | 0 | 0 | 281,886 | ||
CISCO SYS INC | COM | 17275R102 | 813 | 17,287 | SH | SOLE | 0 | 0 | 17,287 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,851 | 13,775 | SH | SOLE | 0 | 0 | 13,775 | ||
COCA COLA CO | COM | 191216100 | 849 | 15,541 | SH | SOLE | 0 | 0 | 15,541 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 843 | 2,260 | SH | SOLE | 0 | 0 | 2,260 | ||
PEPSICO INC | COM | 713448108 | 1,276 | 9,281 | SH | SOLE | 0 | 0 | 9,281 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,055 | 50,178 | SH | SOLE | 0 | 0 | 50,178 | ||
DEERE & CO | COM | 244199105 | 786 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
BANK AMER CORP | COM | 060505104 | 1,037 | 33,003 | SH | SOLE | 0 | 0 | 33,003 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,280 | 18,358 | SH | SOLE | 0 | 0 | 18,358 | ||
WALMART INC | COM | 931142103 | 2,050 | 17,178 | SH | SOLE | 0 | 0 | 17,178 | ||
APPLIED MATLS INC | COM | 038222105 | 639 | 12,646 | SH | SOLE | 0 | 0 | 12,646 | ||
TEXAS INSTRS INC | COM | 882508104 | 501 | 4,210 | SH | SOLE | 0 | 0 | 4,210 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 722 | 13,650 | SH | SOLE | 0 | 0 | 13,650 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 926 | 13,717 | SH | SOLE | 0 | 0 | 13,717 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 347 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
LILLY ELI & CO | COM | 532457108 | 1,813 | 16,879 | SH | SOLE | 0 | 0 | 16,879 | ||
MERCK & CO INC | COM | 58933Y105 | 1,087 | 13,118 | SH | SOLE | 0 | 0 | 13,118 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,185 | 9,632 | SH | SOLE | 0 | 0 | 9,632 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 282 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,389 | 6,571 | SH | SOLE | 0 | 0 | 6,571 | ||
MCDONALDS CORP | COM | 580135101 | 2,186 | 10,974 | SH | SOLE | 0 | 0 | 10,974 | ||
NIKE INC | CL B | 654106103 | 426 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
WELLS FARGO CO NEW | COM | 949746101 | 6,651 | 130,591 | SH | SOLE | 0 | 0 | 130,591 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 967 | 14,601 | SH | SOLE | 0 | 0 | 14,601 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 5,091 | 60,025 | SH | SOLE | 0 | 0 | 60,025 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,101 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
3M CO | COM | 88579Y101 | 222 | 1,314 | SH | SOLE | 0 | 0 | 1,314 | ||
CSX CORP | COM | 126408103 | 217 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
APPLE INC | COM | 037833100 | 8,674 | 35,669 | SH | SOLE | 0 | 0 | 35,669 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 501 | 29,874 | SH | SOLE | 0 | 0 | 29,874 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,234 | 9,117 | SH | SOLE | 0 | 0 | 9,117 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,175 | 74,883 | SH | SOLE | 0 | 0 | 74,883 | ||
DTE ENERGY CO | COM | 233331107 | 912 | 7,053 | SH | SOLE | 0 | 0 | 7,053 | ||
GENERAL MLS INC | COM | 370334104 | 361 | 7,058 | SH | SOLE | 0 | 0 | 7,058 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,080 | 49,903 | SH | SOLE | 0 | 0 | 49,903 | ||
PAYCHEX INC | COM | 704326107 | 277 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 12,918 | 114,575 | SH | SOLE | 0 | 0 | 114,575 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,235 | 19,260 | SH | SOLE | 0 | 0 | 19,260 | ||
NVIDIA CORP | COM | 67066G104 | 8,700 | 44,597 | SH | SOLE | 0 | 0 | 44,597 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,451 | 1,949 | SH | SOLE | 0 | 0 | 1,949 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,996 | 11,827 | SH | SOLE | 0 | 0 | 11,827 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,319 | 17,733 | SH | SOLE | 0 | 0 | 17,733 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,928 | 20,253 | SH | SOLE | 0 | 0 | 20,253 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 668 | 11,210 | SH | SOLE | 0 | 0 | 11,210 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 423 | 7,548 | SH | SOLE | 0 | 0 | 7,548 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 924 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 645 | 6,176 | SH | SOLE | 0 | 0 | 6,176 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 3,134 | 70,768 | SH | SOLE | 0 | 0 | 70,768 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 985 | 6,601 | SH | SOLE | 0 | 0 | 6,601 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,323 | 20,427 | SH | SOLE | 0 | 0 | 20,427 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 2,848 | 110,000 | SH | SOLE | 0 | 0 | 110,000 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,315 | 15,080 | SH | SOLE | 0 | 0 | 15,080 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 6,429 | 79,559 | SH | SOLE | 0 | 0 | 79,559 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 327 | 8,678 | SH | SOLE | 0 | 0 | 8,678 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 3,813 | 30,152 | SH | SOLE | 0 | 0 | 30,152 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 6,220 | 54,688 | SH | SOLE | 0 | 0 | 54,688 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 1,044 | 36,233 | SH | SOLE | 0 | 0 | 36,233 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,499 | 25,322 | SH | SOLE | 0 | 0 | 25,322 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 392 | 4,796 | SH | SOLE | 0 | 0 | 4,796 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,104 | 98,636 | SH | SOLE | 0 | 0 | 98,636 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 5,828 | 178,655 | SH | SOLE | 0 | 0 | 178,655 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 22,013 | 307,442 | SH | SOLE | 0 | 0 | 307,442 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,355 | 47,360 | SH | SOLE | 0 | 0 | 47,360 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 3,094 | 36,436 | SH | SOLE | 0 | 0 | 36,436 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,261 | 48,427 | SH | SOLE | 0 | 0 | 48,427 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 868 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,020 | 53,164 | SH | SOLE | 0 | 0 | 53,164 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 5,782 | 107,862 | SH | SOLE | 0 | 0 | 107,862 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,425 | 62,124 | SH | SOLE | 0 | 0 | 62,124 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 440 | 14,928 | SH | SOLE | 0 | 0 | 14,928 | ||
FACEBOOK INC | CL A | 30303M102 | 1,632 | 8,768 | SH | SOLE | 0 | 0 | 8,768 | ||
ABBVIE INC | COM | 00287Y109 | 3,427 | 44,080 | SH | SOLE | 0 | 0 | 44,080 | ||
TWITTER INC | COM | 90184L102 | 648 | 16,676 | SH | SOLE | 0 | 0 | 16,676 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 10,056 | 59,178 | SH | SOLE | 0 | 0 | 59,178 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 295 | 4,427 | SH | SOLE | 0 | 0 | 4,427 | ||
WELLS FARGO CO NEW | COM | 949746101 | 11 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 17 | 15,000 | SH | Call | SOLE | 0 | 0 | 15,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 59 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 82 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
DOW INC | COM | 260557103 | 209 | 4,428 | SH | SOLE | 0 | 0 | 4,428 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 841 | 25,450 | SH | SOLE | 0 | 0 | 25,450 |