The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,077 | 14,157 | SH | SOLE | 0 | 0 | 14,157 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,802 | 5,128 | SH | SOLE | 0 | 0 | 5,128 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 354 | 2,161 | SH | SOLE | 0 | 0 | 2,161 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 243 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,050 | 34,412 | SH | SOLE | 0 | 0 | 34,412 | ||
AMAZON COM INC | COM | 023135106 | 35,491 | 10,718 | SH | SOLE | 0 | 0 | 10,718 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,969 | 30,865 | SH | SOLE | 0 | 0 | 30,865 | ||
EMERSON ELEC CO | COM | 291011104 | 222 | 3,160 | SH | SOLE | 0 | 0 | 3,160 | ||
BOEING CO | COM | 097023105 | 14,053 | 89,092 | SH | SOLE | 0 | 0 | 89,092 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 37,658 | 127,824 | SH | SOLE | 0 | 0 | 127,824 | ||
AMGEN INC | COM | 031162100 | 5,747 | 24,808 | SH | SOLE | 0 | 0 | 24,808 | ||
ABBOTT LABS | COM | 002824100 | 1,427 | 12,471 | SH | SOLE | 0 | 0 | 12,471 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 279 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,283 | 34,423 | SH | SOLE | 0 | 0 | 34,423 | ||
FEDEX CORP | COM | 31428X106 | 291 | 1,041 | SH | SOLE | 0 | 0 | 1,041 | ||
INTEL CORP | COM | 458140100 | 1,978 | 43,576 | SH | SOLE | 0 | 0 | 43,576 | ||
ORACLE CORP | COM | 68389X105 | 339 | 5,973 | SH | SOLE | 0 | 0 | 5,973 | ||
QUALCOMM INC | COM | 747525103 | 234 | 1,614 | SH | SOLE | 0 | 0 | 1,614 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 479 | 3,761 | SH | SOLE | 0 | 0 | 3,761 | ||
HONEYWELL INTL INC | COM | 438516106 | 240 | 1,302 | SH | SOLE | 0 | 0 | 1,302 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,334 | 16,406 | SH | SOLE | 0 | 0 | 16,406 | ||
PFIZER INC | COM | 717081103 | 574 | 15,781 | SH | SOLE | 0 | 0 | 15,781 | ||
CHEVRON CORP NEW | COM | 166764100 | 750 | 10,542 | SH | SOLE | 0 | 0 | 10,542 | ||
MICROSOFT CORP | COM | 594918104 | 23,600 | 105,488 | SH | SOLE | 0 | 0 | 105,488 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,309 | 7,807 | SH | SOLE | 0 | 0 | 7,807 | ||
AT&T INC | COM | 00206R102 | 3,297 | 120,161 | SH | SOLE | 0 | 0 | 120,161 | ||
CISCO SYS INC | COM | 17275R102 | 530 | 14,114 | SH | SOLE | 0 | 0 | 14,114 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 597 | 5,235 | SH | SOLE | 0 | 0 | 5,235 | ||
COCA COLA CO | COM | 191216100 | 755 | 15,268 | SH | SOLE | 0 | 0 | 15,268 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 693 | 1,918 | SH | SOLE | 0 | 0 | 1,918 | ||
PEPSICO INC | COM | 713448108 | 1,290 | 9,323 | SH | SOLE | 0 | 0 | 9,323 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,958 | 50,543 | SH | SOLE | 0 | 0 | 50,543 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 1,720 | 32,592 | SH | SOLE | 0 | 0 | 32,592 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 924 | 4,866 | SH | SOLE | 0 | 0 | 4,866 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,508 | 20,629 | SH | SOLE | 0 | 0 | 20,629 | ||
DEERE & CO | COM | 244199105 | 365 | 1,474 | SH | SOLE | 0 | 0 | 1,474 | ||
BK OF AMERICA CORP | COM | 060505104 | 891 | 36,670 | SH | SOLE | 0 | 0 | 36,670 | ||
EXXON MOBIL CORP | COM | 30231G102 | 234 | 7,135 | SH | SOLE | 0 | 0 | 7,135 | ||
APPLIED MATLS INC | COM | 038222105 | 896 | 12,698 | SH | SOLE | 0 | 0 | 12,698 | ||
TEXAS INSTRS INC | COM | 882508104 | 499 | 3,164 | SH | SOLE | 0 | 0 | 3,164 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,139 | 13,723 | SH | SOLE | 0 | 0 | 13,723 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 454 | 1,176 | SH | SOLE | 0 | 0 | 1,176 | ||
LILLY ELI & CO | COM | 532457108 | 2,403 | 16,838 | SH | SOLE | 0 | 0 | 16,838 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,069 | 13,303 | SH | SOLE | 0 | 0 | 13,303 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,355 | 9,462 | SH | SOLE | 0 | 0 | 9,462 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 286 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 980 | 4,871 | SH | SOLE | 0 | 0 | 4,871 | ||
HOME DEPOT INC | COM | 437076102 | 4,279 | 15,055 | SH | SOLE | 0 | 0 | 15,055 | ||
MCDONALDS CORP | COM | 580135101 | 4,228 | 19,522 | SH | SOLE | 0 | 0 | 19,522 | ||
NIKE INC | CL B | 654106103 | 618 | 4,792 | SH | SOLE | 0 | 0 | 4,792 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,229 | 21,654 | SH | SOLE | 0 | 0 | 21,654 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,784 | 81,411 | SH | SOLE | 0 | 0 | 81,411 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 700 | 13,319 | SH | SOLE | 0 | 0 | 13,319 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 2,205 | 25,523 | SH | SOLE | 0 | 0 | 25,523 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 399 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,246 | 16,491 | SH | SOLE | 0 | 0 | 16,491 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 444 | 7,581 | SH | SOLE | 0 | 0 | 7,581 | ||
3M CO | COM | 88579Y101 | 208 | 1,275 | SH | SOLE | 0 | 0 | 1,275 | ||
CSX CORP | COM | 126408103 | 259 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
APPLE INC | COM | 037833100 | 32,810 | 276,432 | SH | SOLE | 0 | 0 | 276,432 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,617 | 92,836 | SH | SOLE | 0 | 0 | 92,836 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,480 | 9,179 | SH | SOLE | 0 | 0 | 9,179 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 711 | 14,824 | SH | SOLE | 0 | 0 | 14,824 | ||
DTE ENERGY CO | COM | 233331107 | 874 | 7,055 | SH | SOLE | 0 | 0 | 7,055 | ||
GENERAL MLS INC | COM | 370334104 | 432 | 7,080 | SH | SOLE | 0 | 0 | 7,080 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,470 | 52,699 | SH | SOLE | 0 | 0 | 52,699 | ||
PAYCHEX INC | COM | 704326107 | 290 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
NETFLIX INC | COM | 64110L106 | 12,211 | 23,723 | SH | SOLE | 0 | 0 | 23,723 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 12,145 | 103,101 | SH | SOLE | 0 | 0 | 103,101 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,825 | 14,598 | SH | SOLE | 0 | 0 | 14,598 | ||
CLOROX CO DEL | COM | 189054109 | 249 | 1,140 | SH | SOLE | 0 | 0 | 1,140 | ||
NVIDIA CORPORATION | COM | 67066G104 | 30,756 | 52,801 | SH | SOLE | 0 | 0 | 52,801 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 11,792 | 6,701 | SH | SOLE | 0 | 0 | 6,701 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,542 | 14,270 | SH | SOLE | 0 | 0 | 14,270 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,632 | 13,916 | SH | SOLE | 0 | 0 | 13,916 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,738 | 14,497 | SH | SOLE | 0 | 0 | 14,497 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,634 | 20,451 | SH | SOLE | 0 | 0 | 20,451 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,124 | 6,709 | SH | SOLE | 0 | 0 | 6,709 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 345 | 6,448 | SH | SOLE | 0 | 0 | 6,448 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 3,500 | 14,866 | SH | SOLE | 0 | 0 | 14,866 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 530 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 277 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,234 | 13,178 | SH | SOLE | 0 | 0 | 13,178 | ||
BANK MARIN BANCORP | COM | 063425102 | 2,075 | 69,395 | SH | SOLE | 0 | 0 | 69,395 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 758 | 3,886 | SH | SOLE | 0 | 0 | 3,886 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 3,607 | 33,580 | SH | SOLE | 0 | 0 | 33,580 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 4,355 | 225,300 | SH | SOLE | 0 | 0 | 225,300 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 596 | 6,995 | SH | SOLE | 0 | 0 | 6,995 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 2,527 | 46,010 | SH | SOLE | 0 | 0 | 46,010 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 5,983 | 72,253 | SH | SOLE | 0 | 0 | 72,253 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 3,931 | 42,195 | SH | SOLE | 0 | 0 | 42,195 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 961 | 30,583 | SH | SOLE | 0 | 0 | 30,583 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 246 | 9,533 | SH | SOLE | 0 | 0 | 9,533 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 4,461 | 33,543 | SH | SOLE | 0 | 0 | 33,543 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,214 | 44,946 | SH | SOLE | 0 | 0 | 44,946 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 5,455 | 15,868 | SH | SOLE | 0 | 0 | 15,868 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 321 | 2,851 | SH | SOLE | 0 | 0 | 2,851 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 700 | 6,593 | SH | SOLE | 0 | 0 | 6,593 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,261 | 20,721 | SH | SOLE | 0 | 0 | 20,721 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 363 | 42,143 | SH | SOLE | 0 | 0 | 42,143 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 9,467 | 290,036 | SH | SOLE | 0 | 0 | 290,036 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 2,059 | 24,330 | SH | SOLE | 0 | 0 | 24,330 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,325 | 15,991 | SH | SOLE | 0 | 0 | 15,991 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,760 | 22,451 | SH | SOLE | 0 | 0 | 22,451 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,234 | 42,368 | SH | SOLE | 0 | 0 | 42,368 | ||
TESLA INC | COM | 88160R101 | 20,604 | 47,921 | SH | SOLE | 0 | 0 | 47,921 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 1,786 | 29,331 | SH | SOLE | 0 | 0 | 29,331 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 12,227 | 38,002 | SH | SOLE | 0 | 0 | 38,002 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 284 | 5,076 | SH | SOLE | 0 | 0 | 5,076 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 7,214 | 124,308 | SH | SOLE | 0 | 0 | 124,308 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 219 | 6,324 | SH | SOLE | 0 | 0 | 6,324 | ||
FACEBOOK INC | CL A | 30303M102 | 4,918 | 16,760 | SH | SOLE | 0 | 0 | 16,760 | ||
RH | COM | 74967X103 | 1,375 | 3,536 | SH | SOLE | 0 | 0 | 3,536 | ||
ABBVIE INC | COM | 00287Y109 | 3,515 | 37,862 | SH | SOLE | 0 | 0 | 37,862 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,303 | 39,424 | SH | SOLE | 0 | 0 | 39,424 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 9,349 | 46,116 | SH | SOLE | 0 | 0 | 46,116 | ||
TWILIO INC | CL A | 90138F102 | 9,342 | 31,979 | SH | SOLE | 0 | 0 | 31,979 | ||
DOCUSIGN INC | COM | 256163106 | 4,214 | 18,189 | SH | SOLE | 0 | 0 | 18,189 | ||
UXIN LTD | ADS | 91818X108 | 11 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NIKOLA CORP | COM | 654110105 | 443 | 22,609 | SH | SOLE | 0 | 0 | 22,609 | ||
PINTEREST INC | CL A | 72352L106 | 37,448 | 578,435 | SH | SOLE | 0 | 0 | 578,435 | ||
CORTEXYME INC | COM | 22053A107 | 4,482 | 93,318 | SH | SOLE | 0 | 0 | 93,318 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 19,197 | 427,833 | SH | SOLE | 0 | 0 | 427,833 | ||
FASTLY INC | CL A | 31188V100 | 257 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 6,531 | 365,065 | SH | SOLE | 0 | 0 | 365,065 | ||
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 2,272 | 329,211 | SH | SOLE | 0 | 0 | 329,211 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 286 | 7,346 | SH | SOLE | 0 | 0 | 7,346 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 234 | 3,673 | SH | SOLE | 0 | 0 | 3,673 | ||
APPLIED MOLECULAR TRANS INC | COM | 03824M109 | 3,515 | 118,390 | SH | SOLE | 0 | 0 | 118,390 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 254 | 462,500 | SH | Call | SOLE | 0 | 0 | 462,500 | |
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 450 | 500,000 | SH | Call | SOLE | 0 | 0 | 500,000 | |
CORTEXYME INC | COM | 22053A107 | 56 | 4,200 | SH | Call | SOLE | 0 | 0 | 4,200 | |
CORTEXYME INC | COM | 22053A107 | 37 | 2,500 | SH | Call | SOLE | 0 | 0 | 2,500 | |
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 273 | 50,000 | SH | Call | SOLE | 0 | 0 | 50,000 | |
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 88 | 50,000 | SH | Call | SOLE | 0 | 0 | 50,000 |