The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,177 | 12,805 | SH | SOLE | 0 | 0 | 12,805 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,829 | 4,871 | SH | SOLE | 0 | 0 | 4,871 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 403 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 257 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,726 | 34,039 | SH | SOLE | 0 | 0 | 34,039 | ||
AMAZON COM INC | COM | 023135106 | 38,744 | 11,896 | SH | SOLE | 0 | 0 | 11,896 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,915 | 30,865 | SH | SOLE | 0 | 0 | 30,865 | ||
EMERSON ELEC CO | COM | 291011104 | 254 | 3,161 | SH | SOLE | 0 | 0 | 3,161 | ||
BOEING CO | COM | 097023105 | 18,929 | 88,431 | SH | SOLE | 0 | 0 | 88,431 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 36,647 | 116,805 | SH | SOLE | 0 | 0 | 116,805 | ||
AMGEN INC | COM | 031162100 | 3,994 | 17,372 | SH | SOLE | 0 | 0 | 17,372 | ||
ABBOTT LABS | COM | 002824100 | 1,382 | 12,622 | SH | SOLE | 0 | 0 | 12,622 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 317 | 3,460 | SH | SOLE | 0 | 0 | 3,460 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,410 | 34,394 | SH | SOLE | 0 | 0 | 34,394 | ||
FEDEX CORP | COM | 31428X106 | 270 | 1,041 | SH | SOLE | 0 | 0 | 1,041 | ||
INTEL CORP | COM | 458140100 | 2,172 | 43,605 | SH | SOLE | 0 | 0 | 43,605 | ||
ORACLE CORP | COM | 68389X105 | 386 | 5,973 | SH | SOLE | 0 | 0 | 5,973 | ||
QUALCOMM INC | COM | 747525103 | 261 | 1,712 | SH | SOLE | 0 | 0 | 1,712 | ||
DISNEY WALT CO | COM | 254687106 | 683 | 3,767 | SH | SOLE | 0 | 0 | 3,767 | ||
HONEYWELL INTL INC | COM | 438516106 | 277 | 1,303 | SH | SOLE | 0 | 0 | 1,303 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,580 | 16,391 | SH | SOLE | 0 | 0 | 16,391 | ||
PFIZER INC | COM | 717081103 | 591 | 16,060 | SH | SOLE | 0 | 0 | 16,060 | ||
CHEVRON CORP NEW | COM | 166764100 | 868 | 10,280 | SH | SOLE | 0 | 0 | 10,280 | ||
MICROSOFT CORP | COM | 594918104 | 23,992 | 107,867 | SH | SOLE | 0 | 0 | 107,867 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,315 | 7,808 | SH | SOLE | 0 | 0 | 7,808 | ||
AT&T INC | COM | 00206R102 | 3,448 | 119,900 | SH | SOLE | 0 | 0 | 119,900 | ||
CISCO SYS INC | COM | 17275R102 | 616 | 13,774 | SH | SOLE | 0 | 0 | 13,774 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 568 | 4,512 | SH | SOLE | 0 | 0 | 4,512 | ||
COCA COLA CO | COM | 191216100 | 837 | 15,270 | SH | SOLE | 0 | 0 | 15,270 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 638 | 1,798 | SH | SOLE | 0 | 0 | 1,798 | ||
PEPSICO INC | COM | 713448108 | 1,416 | 9,548 | SH | SOLE | 0 | 0 | 9,548 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,979 | 50,700 | SH | SOLE | 0 | 0 | 50,700 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 1,386 | 25,075 | SH | SOLE | 0 | 0 | 25,075 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 792 | 7,719 | SH | SOLE | 0 | 0 | 7,719 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,499 | 19,220 | SH | SOLE | 0 | 0 | 19,220 | ||
DEERE & CO | COM | 244199105 | 397 | 1,474 | SH | SOLE | 0 | 0 | 1,474 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,114 | 36,744 | SH | SOLE | 0 | 0 | 36,744 | ||
EXXON MOBIL CORP | COM | 30231G102 | 290 | 7,039 | SH | SOLE | 0 | 0 | 7,039 | ||
APPLIED MATLS INC | COM | 038222105 | 1,097 | 12,709 | SH | SOLE | 0 | 0 | 12,709 | ||
UNION PAC CORP | COM | 907818108 | 211 | 1,013 | SH | SOLE | 0 | 0 | 1,013 | ||
TEXAS INSTRS INC | COM | 882508104 | 520 | 3,166 | SH | SOLE | 0 | 0 | 3,166 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,174 | 13,724 | SH | SOLE | 0 | 0 | 13,724 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 449 | 1,192 | SH | SOLE | 0 | 0 | 1,192 | ||
LILLY ELI & CO | COM | 532457108 | 2,843 | 16,838 | SH | SOLE | 0 | 0 | 16,838 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,115 | 13,628 | SH | SOLE | 0 | 0 | 13,628 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,317 | 9,466 | SH | SOLE | 0 | 0 | 9,466 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 283 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 624 | 2,365 | SH | SOLE | 0 | 0 | 2,365 | ||
HOME DEPOT INC | COM | 437076102 | 3,944 | 14,848 | SH | SOLE | 0 | 0 | 14,848 | ||
MCDONALDS CORP | COM | 580135101 | 4,193 | 19,542 | SH | SOLE | 0 | 0 | 19,542 | ||
NIKE INC | CL B | 654106103 | 679 | 4,797 | SH | SOLE | 0 | 0 | 4,797 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,289 | 18,015 | SH | SOLE | 0 | 0 | 18,015 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,285 | 75,714 | SH | SOLE | 0 | 0 | 75,714 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 740 | 13,386 | SH | SOLE | 0 | 0 | 13,386 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 2,264 | 26,205 | SH | SOLE | 0 | 0 | 26,205 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 394 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,461 | 17,820 | SH | SOLE | 0 | 0 | 17,820 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 542 | 7,582 | SH | SOLE | 0 | 0 | 7,582 | ||
3M CO | COM | 88579Y101 | 223 | 1,275 | SH | SOLE | 0 | 0 | 1,275 | ||
CSX CORP | COM | 126408103 | 272 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
APPLE INC | COM | 037833100 | 36,924 | 278,274 | SH | SOLE | 0 | 0 | 278,274 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,832 | 107,736 | SH | SOLE | 0 | 0 | 107,736 | ||
CATERPILLAR INC | COM | 149123101 | 1,671 | 9,182 | SH | SOLE | 0 | 0 | 9,182 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 655 | 12,683 | SH | SOLE | 0 | 0 | 12,683 | ||
DTE ENERGY CO | COM | 233331107 | 857 | 7,055 | SH | SOLE | 0 | 0 | 7,055 | ||
GENERAL MLS INC | COM | 370334104 | 416 | 7,080 | SH | SOLE | 0 | 0 | 7,080 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,596 | 51,812 | SH | SOLE | 0 | 0 | 51,812 | ||
PAYCHEX INC | COM | 704326107 | 307 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
NETFLIX INC | COM | 64110L106 | 13,296 | 24,589 | SH | SOLE | 0 | 0 | 24,589 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 11,892 | 100,620 | SH | SOLE | 0 | 0 | 100,620 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,085 | 16,335 | SH | SOLE | 0 | 0 | 16,335 | ||
CLOROX CO DEL | COM | 189054109 | 230 | 1,141 | SH | SOLE | 0 | 0 | 1,141 | ||
NVIDIA CORPORATION | COM | 67066G104 | 30,469 | 58,348 | SH | SOLE | 0 | 0 | 58,348 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 12,116 | 6,913 | SH | SOLE | 0 | 0 | 6,913 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,490 | 12,521 | SH | SOLE | 0 | 0 | 12,521 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,796 | 13,520 | SH | SOLE | 0 | 0 | 13,520 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,864 | 13,109 | SH | SOLE | 0 | 0 | 13,109 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,711 | 20,148 | SH | SOLE | 0 | 0 | 20,148 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,400 | 7,192 | SH | SOLE | 0 | 0 | 7,192 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 401 | 6,448 | SH | SOLE | 0 | 0 | 6,448 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 3,864 | 14,436 | SH | SOLE | 0 | 0 | 14,436 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 583 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 346 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,190 | 11,791 | SH | SOLE | 0 | 0 | 11,791 | ||
BANK MARIN BANCORP | COM | 063425102 | 2,374 | 69,146 | SH | SOLE | 0 | 0 | 69,146 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 890 | 4,195 | SH | SOLE | 0 | 0 | 4,195 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 3,867 | 32,508 | SH | SOLE | 0 | 0 | 32,508 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 608 | 6,965 | SH | SOLE | 0 | 0 | 6,965 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 2,371 | 42,984 | SH | SOLE | 0 | 0 | 42,984 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 6,155 | 74,250 | SH | SOLE | 0 | 0 | 74,250 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 4,090 | 44,052 | SH | SOLE | 0 | 0 | 44,052 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 627 | 15,583 | SH | SOLE | 0 | 0 | 15,583 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 4,483 | 33,713 | SH | SOLE | 0 | 0 | 33,713 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,267 | 44,937 | SH | SOLE | 0 | 0 | 44,937 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 4,567 | 13,122 | SH | SOLE | 0 | 0 | 13,122 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 416 | 3,588 | SH | SOLE | 0 | 0 | 3,588 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 707 | 6,490 | SH | SOLE | 0 | 0 | 6,490 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,413 | 20,674 | SH | SOLE | 0 | 0 | 20,674 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 124 | 14,504 | SH | SOLE | 0 | 0 | 14,504 | ||
FORTINET INC | COM | 34959E109 | 204 | 1,376 | SH | SOLE | 0 | 0 | 1,376 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 9,466 | 262,866 | SH | SOLE | 0 | 0 | 262,866 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 2,490 | 27,381 | SH | SOLE | 0 | 0 | 27,381 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,323 | 15,898 | SH | SOLE | 0 | 0 | 15,898 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 3,579 | 27,871 | SH | SOLE | 0 | 0 | 27,871 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,169 | 38,148 | SH | SOLE | 0 | 0 | 38,148 | ||
TESLA INC | COM | 88160R101 | 34,236 | 48,515 | SH | SOLE | 0 | 0 | 48,515 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 1,713 | 27,592 | SH | SOLE | 0 | 0 | 27,592 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 12,661 | 36,840 | SH | SOLE | 0 | 0 | 36,840 | ||
WORKHORSE GROUP INC | COM NEW | 98138J206 | 435 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 7,763 | 121,034 | SH | SOLE | 0 | 0 | 121,034 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 225 | 6,011 | SH | SOLE | 0 | 0 | 6,011 | ||
FACEBOOK INC | CL A | 30303M102 | 4,551 | 16,660 | SH | SOLE | 0 | 0 | 16,660 | ||
RH | COM | 74967X103 | 1,515 | 3,386 | SH | SOLE | 0 | 0 | 3,386 | ||
ABBVIE INC | COM | 00287Y109 | 4,040 | 37,708 | SH | SOLE | 0 | 0 | 37,708 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,265 | 38,688 | SH | SOLE | 0 | 0 | 38,688 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 14,409 | 61,524 | SH | SOLE | 0 | 0 | 61,524 | ||
TWILIO INC | CL A | 90138F102 | 12,826 | 37,892 | SH | SOLE | 0 | 0 | 37,892 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 205 | 650 | SH | SOLE | 0 | 0 | 650 | ||
UXIN LTD | ADS | 91818X108 | 17 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
PINTEREST INC | CL A | 72352L106 | 36,849 | 559,167 | SH | SOLE | 0 | 0 | 559,167 | ||
CORTEXYME INC | COM | 22053A107 | 1,149 | 41,377 | SH | SOLE | 0 | 0 | 41,377 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 21,728 | 426,040 | SH | SOLE | 0 | 0 | 426,040 | ||
FASTLY INC | CL A | 31188V100 | 743 | 8,500 | SH | SOLE | 0 | 0 | 8,500 | ||
LORDSTOWN MOTORS CORP | COM CL A | 54405Q100 | 10,861 | 541,404 | SH | SOLE | 0 | 0 | 541,404 | ||
LORDSTOWN MOTORS CORP | *W EXP 10/23/202 | 54405Q118 | 6,645 | 770,036 | SH | SOLE | 0 | 0 | 770,036 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 277 | 7,346 | SH | SOLE | 0 | 0 | 7,346 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 248 | 3,673 | SH | SOLE | 0 | 0 | 3,673 | ||
APPLIED MOLECULAR TRANS INC | COM | 03824M109 | 3,678 | 119,532 | SH | SOLE | 0 | 0 | 119,532 | ||
SNOWFLAKE INC | CL A | 833445109 | 9,085 | 32,286 | SH | SOLE | 0 | 0 | 32,286 | ||
CIIG MERGER CORP | *W EXP 12/31/202 | 12559C111 | 771 | 94,000 | SH | SOLE | 0 | 0 | 94,000 | ||
LORDSTOWN MOTORS CORP | COM CL A | 54405Q100 | 8 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 |