The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,304 | 17,350 | SH | SOLE | 0 | 0 | 17,350 | ||
ABBVIE INC | COM | 00287Y109 | 2,080 | 26,411 | SH | SOLE | 0 | 0 | 26,411 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 8,843 | 51,517 | SH | SOLE | 0 | 0 | 51,517 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,993 | 1,805 | SH | SOLE | 0 | 0 | 1,805 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,506 | 29,890 | SH | SOLE | 0 | 0 | 29,890 | ||
AMAZON COM INC | COM | 023135106 | 3,717 | 2,295 | SH | SOLE | 0 | 0 | 2,295 | ||
AMGEN INC | COM | 031162100 | 1,180 | 6,359 | SH | SOLE | 0 | 0 | 6,359 | ||
APPLE INC | COM | 037833100 | 5,473 | 31,997 | SH | SOLE | 0 | 0 | 31,997 | ||
APPLIED MATLS INC | COM | 038222105 | 491 | 12,633 | SH | SOLE | 0 | 0 | 12,633 | ||
AT&T INC | COM | 00206R102 | 5,884 | 190,839 | SH | SOLE | 0 | 0 | 190,839 | ||
BANK AMER CORP | COM | 060505104 | 974 | 33,252 | SH | SOLE | 0 | 0 | 33,252 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 3,135 | 70,425 | SH | SOLE | 0 | 0 | 70,425 | ||
BOEING CO | COM | 097023105 | 532 | 1,273 | SH | SOLE | 0 | 0 | 1,273 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,457 | 29,064 | SH | SOLE | 0 | 0 | 29,064 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,263 | 9,091 | SH | SOLE | 0 | 0 | 9,091 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,824 | 32,097 | SH | SOLE | 0 | 0 | 32,097 | ||
CISCO SYS INC | COM | 17275R102 | 806 | 16,305 | SH | SOLE | 0 | 0 | 16,305 | ||
COCA COLA CO | COM | 191216100 | 405 | 8,835 | SH | SOLE | 0 | 0 | 8,835 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 915 | 13,714 | SH | SOLE | 0 | 0 | 13,714 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 251 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
CSX CORP | COM | 126408103 | 218 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
DEERE & CO | COM | 244199105 | 732 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
DOWDUPONT INC | COM | 26078J100 | 759 | 13,735 | SH | SOLE | 0 | 0 | 13,735 | ||
DTE ENERGY CO | COM | 233331107 | 866 | 7,052 | SH | SOLE | 0 | 0 | 7,052 | ||
EMERSON ELEC CO | COM | 291011104 | 214 | 3,160 | SH | SOLE | 0 | 0 | 3,160 | ||
ENERGOUS CORP | COM | 29272C103 | 190 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
EP ENERGY CORP | CL A | 268785102 | 150 | 220,500 | SH | SOLE | 0 | 0 | 220,500 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,426 | 18,326 | SH | SOLE | 0 | 0 | 18,326 | ||
FACEBOOK INC | CL A | 30303M102 | 1,788 | 11,172 | SH | SOLE | 0 | 0 | 11,172 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,342 | 11,928 | SH | SOLE | 0 | 0 | 11,928 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,002 | 97,636 | SH | SOLE | 0 | 0 | 97,636 | ||
HONEYWELL INTL INC | COM | 438516106 | 222 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 291 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
INTEL CORP | COM | 458140100 | 2,174 | 42,295 | SH | SOLE | 0 | 0 | 42,295 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,067 | 7,741 | SH | SOLE | 0 | 0 | 7,741 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 10,751 | 62,643 | SH | SOLE | 0 | 0 | 62,643 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 308 | 2,847 | SH | SOLE | 0 | 0 | 2,847 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 253 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 430 | 5,143 | SH | SOLE | 0 | 0 | 5,143 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 234 | 7,501 | SH | SOLE | 0 | 0 | 7,501 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,652 | 8,606 | SH | SOLE | 0 | 0 | 8,606 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 314 | 8,678 | SH | SOLE | 0 | 0 | 8,678 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,955 | 12,470 | SH | SOLE | 0 | 0 | 12,470 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,276 | 14,938 | SH | SOLE | 0 | 0 | 14,938 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,677 | 15,119 | SH | SOLE | 0 | 0 | 15,119 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 5,076 | 18,180 | SH | SOLE | 0 | 0 | 18,180 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 780 | 18,314 | SH | SOLE | 0 | 0 | 18,314 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,326 | 23,388 | SH | SOLE | 0 | 0 | 23,388 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,214 | 16,350 | SH | SOLE | 0 | 0 | 16,350 | ||
LILLY ELI & CO | COM | 532457108 | 2,071 | 16,879 | SH | SOLE | 0 | 0 | 16,879 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 875 | 2,873 | SH | SOLE | 0 | 0 | 2,873 | ||
MCDONALDS CORP | COM | 580135101 | 1,953 | 10,684 | SH | SOLE | 0 | 0 | 10,684 | ||
MERCK & CO INC | COM | 58933Y105 | 1,018 | 12,754 | SH | SOLE | 0 | 0 | 12,754 | ||
MICROSOFT CORP | COM | 594918104 | 784 | 7,164 | SH | SOLE | 0 | 0 | 7,164 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 286 | 7,098 | SH | SOLE | 0 | 0 | 7,098 | ||
NIKE INC | CL B | 654106103 | 388 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
NVIDIA CORP | COM | 67066G104 | 3,578 | 22,967 | SH | SOLE | 0 | 0 | 22,967 | ||
ORACLE CORP | COM | 68389X105 | 394 | 7,566 | SH | SOLE | 0 | 0 | 7,566 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 208 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
PEPSICO INC | COM | 713448108 | 1,077 | 9,279 | SH | SOLE | 0 | 0 | 9,279 | ||
PFIZER INC | COM | 717081103 | 1,012 | 24,009 | SH | SOLE | 0 | 0 | 24,009 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 410 | 4,793 | SH | SOLE | 0 | 0 | 4,793 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 926 | 9,283 | SH | SOLE | 0 | 0 | 9,283 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 699 | 11,210 | SH | SOLE | 0 | 0 | 11,210 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 263 | 6,871 | SH | SOLE | 0 | 0 | 6,871 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 359 | 9,508 | SH | SOLE | 0 | 0 | 9,508 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 302 | 11,017 | SH | SOLE | 0 | 0 | 11,017 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 477 | 17,435 | SH | SOLE | 0 | 0 | 17,435 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,647 | 34,333 | SH | SOLE | 0 | 0 | 34,333 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 2,166 | 39,142 | SH | SOLE | 0 | 0 | 39,142 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,409 | 47,778 | SH | SOLE | 0 | 0 | 47,778 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,627 | 63,848 | SH | SOLE | 0 | 0 | 63,848 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,480 | 67,294 | SH | SOLE | 0 | 0 | 67,294 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 9,722 | 190,636 | SH | SOLE | 0 | 0 | 190,636 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 6,113 | 197,384 | SH | SOLE | 0 | 0 | 197,384 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 20,445 | 307,858 | SH | SOLE | 0 | 0 | 307,858 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 303 | 6,722 | SH | SOLE | 0 | 0 | 6,722 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 611 | 6,164 | SH | SOLE | 0 | 0 | 6,164 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 810 | 29,242 | SH | SOLE | 0 | 0 | 29,242 | ||
TEXAS INSTRS INC | COM | 882508104 | 309 | 2,897 | SH | SOLE | 0 | 0 | 2,897 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 766 | 13,650 | SH | SOLE | 0 | 0 | 13,650 | ||
TWITTER INC | COM | 90184L102 | 513 | 16,676 | SH | SOLE | 0 | 0 | 16,676 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 886 | 7,925 | SH | SOLE | 0 | 0 | 7,925 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 994 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,980 | 75,809 | SH | SOLE | 0 | 0 | 75,809 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 500 | 2,813 | SH | SOLE | 0 | 0 | 2,813 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 843 | 6,096 | SH | SOLE | 0 | 0 | 6,096 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,804 | 11,383 | SH | SOLE | 0 | 0 | 11,383 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,170 | 16,368 | SH | SOLE | 0 | 0 | 16,368 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,060 | 18,989 | SH | SOLE | 0 | 0 | 18,989 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,629 | 19,255 | SH | SOLE | 0 | 0 | 19,255 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,890 | 45,688 | SH | SOLE | 0 | 0 | 45,688 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,457 | 43,754 | SH | SOLE | 0 | 0 | 43,754 | ||
WALMART INC | COM | 931142103 | 1,454 | 14,633 | SH | SOLE | 0 | 0 | 14,633 | ||
WELLS FARGO CO NEW | COM | 949746101 | 52 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 42 | 15,000 | SH | Call | SOLE | 0 | 0 | 15,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 48 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 98 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 12,014 | 242,414 | SH | SOLE | 0 | 0 | 242,414 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 925 | 14,478 | SH | SOLE | 0 | 0 | 14,478 |