The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 7,997 | 40,391 | SH | SOLE | 0 | 0 | 40,391 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 12,824 | 43,322 | SH | SOLE | 0 | 0 | 43,322 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 5,312 | 33,091 | SH | SOLE | 0 | 0 | 33,091 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 263 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
AMAZON COM INC | COM | 023135106 | 4,525 | 2,306 | SH | SOLE | 0 | 0 | 2,306 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,484 | 30,531 | SH | SOLE | 0 | 0 | 30,531 | ||
EMERSON ELEC CO | COM | 291011104 | 225 | 3,160 | SH | SOLE | 0 | 0 | 3,160 | ||
BOEING CO | COM | 097023105 | 357 | 947 | SH | SOLE | 0 | 0 | 947 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 14,636 | 76,585 | SH | SOLE | 0 | 0 | 76,585 | ||
AMGEN INC | COM | 031162100 | 2,829 | 15,956 | SH | SOLE | 0 | 0 | 15,956 | ||
ABBOTT LABS | COM | 002824100 | 1,365 | 17,350 | SH | SOLE | 0 | 0 | 17,350 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,973 | 36,699 | SH | SOLE | 0 | 0 | 36,699 | ||
INTEL CORP | COM | 458140100 | 2,388 | 46,139 | SH | SOLE | 0 | 0 | 46,139 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 320 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
ORACLE CORP | COM | 68389X105 | 415 | 7,582 | SH | SOLE | 0 | 0 | 7,582 | ||
HONEYWELL INTL INC | COM | 438516106 | 252 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,585 | 18,205 | SH | SOLE | 0 | 0 | 18,205 | ||
PFIZER INC | COM | 717081103 | 994 | 24,025 | SH | SOLE | 0 | 0 | 24,025 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,951 | 33,693 | SH | SOLE | 0 | 0 | 33,693 | ||
MICROSOFT CORP | COM | 594918104 | 926 | 7,181 | SH | SOLE | 0 | 0 | 7,181 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 846 | 7,931 | SH | SOLE | 0 | 0 | 7,931 | ||
AT&T INC | COM | 00206R102 | 7,079 | 230,578 | SH | SOLE | 0 | 0 | 230,578 | ||
CISCO SYS INC | COM | 17275R102 | 898 | 16,341 | SH | SOLE | 0 | 0 | 16,341 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,033 | 7,363 | SH | SOLE | 0 | 0 | 7,363 | ||
COCA COLA CO | COM | 191216100 | 757 | 15,537 | SH | SOLE | 0 | 0 | 15,537 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 766 | 2,294 | SH | SOLE | 0 | 0 | 2,294 | ||
PEPSICO INC | COM | 713448108 | 1,185 | 9,280 | SH | SOLE | 0 | 0 | 9,280 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,809 | 49,068 | SH | SOLE | 0 | 0 | 49,068 | ||
DEERE & CO | COM | 244199105 | 750 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
BANK AMER CORP | COM | 060505104 | 1,012 | 32,968 | SH | SOLE | 0 | 0 | 32,968 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,420 | 18,336 | SH | SOLE | 0 | 0 | 18,336 | ||
WALMART INC | COM | 931142103 | 1,741 | 17,052 | SH | SOLE | 0 | 0 | 17,052 | ||
APPLIED MATLS INC | COM | 038222105 | 556 | 12,638 | SH | SOLE | 0 | 0 | 12,638 | ||
TEXAS INSTRS INC | COM | 882508104 | 493 | 4,197 | SH | SOLE | 0 | 0 | 4,197 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 753 | 13,650 | SH | SOLE | 0 | 0 | 13,650 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 987 | 13,714 | SH | SOLE | 0 | 0 | 13,714 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 285 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
LILLY ELI & CO | COM | 532457108 | 1,973 | 16,879 | SH | SOLE | 0 | 0 | 16,879 | ||
MERCK & CO INC | COM | 58933Y105 | 1,008 | 12,605 | SH | SOLE | 0 | 0 | 12,605 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 985 | 9,283 | SH | SOLE | 0 | 0 | 9,283 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 268 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,480 | 11,952 | SH | SOLE | 0 | 0 | 11,952 | ||
MCDONALDS CORP | COM | 580135101 | 2,165 | 10,962 | SH | SOLE | 0 | 0 | 10,962 | ||
NIKE INC | CL B | 654106103 | 396 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
WELLS FARGO CO NEW | COM | 949746101 | 12,331 | 253,460 | SH | SOLE | 0 | 0 | 253,460 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 938 | 14,478 | SH | SOLE | 0 | 0 | 14,478 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 475 | 5,662 | SH | SOLE | 0 | 0 | 5,662 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,508 | 12,679 | SH | SOLE | 0 | 0 | 12,679 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,114 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
3M CO | COM | 88579Y101 | 243 | 1,313 | SH | SOLE | 0 | 0 | 1,313 | ||
CSX CORP | COM | 126408103 | 242 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
APPLE INC | COM | 037833100 | 6,724 | 31,753 | SH | SOLE | 0 | 0 | 31,753 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 334 | 10,374 | SH | SOLE | 0 | 0 | 10,374 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,264 | 9,091 | SH | SOLE | 0 | 0 | 9,091 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,448 | 32,739 | SH | SOLE | 0 | 0 | 32,739 | ||
DTE ENERGY CO | COM | 233331107 | 883 | 7,053 | SH | SOLE | 0 | 0 | 7,053 | ||
GENERAL MLS INC | COM | 370334104 | 361 | 7,053 | SH | SOLE | 0 | 0 | 7,053 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,012 | 45,937 | SH | SOLE | 0 | 0 | 45,937 | ||
PAYCHEX INC | COM | 704326107 | 279 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,493 | 32,238 | SH | SOLE | 0 | 0 | 32,238 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,015 | 17,849 | SH | SOLE | 0 | 0 | 17,849 | ||
NVIDIA CORP | COM | 67066G104 | 4,291 | 23,444 | SH | SOLE | 0 | 0 | 23,444 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,188 | 1,839 | SH | SOLE | 0 | 0 | 1,839 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,880 | 11,273 | SH | SOLE | 0 | 0 | 11,273 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,050 | 15,218 | SH | SOLE | 0 | 0 | 15,218 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,632 | 18,613 | SH | SOLE | 0 | 0 | 18,613 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 721 | 11,210 | SH | SOLE | 0 | 0 | 11,210 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 333 | 6,722 | SH | SOLE | 0 | 0 | 6,722 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 787 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 628 | 6,168 | SH | SOLE | 0 | 0 | 6,168 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 3,018 | 70,425 | SH | SOLE | 0 | 0 | 70,425 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 913 | 6,159 | SH | SOLE | 0 | 0 | 6,159 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,108 | 18,891 | SH | SOLE | 0 | 0 | 18,891 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,409 | 16,280 | SH | SOLE | 0 | 0 | 16,280 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,871 | 74,036 | SH | SOLE | 0 | 0 | 74,036 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 317 | 8,678 | SH | SOLE | 0 | 0 | 8,678 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 237 | 7,501 | SH | SOLE | 0 | 0 | 7,501 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,213 | 52,600 | SH | SOLE | 0 | 0 | 52,600 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 919 | 33,228 | SH | SOLE | 0 | 0 | 33,228 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 303 | 2,760 | SH | SOLE | 0 | 0 | 2,760 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,411 | 23,784 | SH | SOLE | 0 | 0 | 23,784 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 411 | 4,794 | SH | SOLE | 0 | 0 | 4,794 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 1,016 | 98,636 | SH | SOLE | 0 | 0 | 98,636 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 6,548 | 202,923 | SH | SOLE | 0 | 0 | 202,923 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 21,689 | 308,305 | SH | SOLE | 0 | 0 | 308,305 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,383 | 46,086 | SH | SOLE | 0 | 0 | 46,086 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,789 | 33,533 | SH | SOLE | 0 | 0 | 33,533 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,713 | 63,720 | SH | SOLE | 0 | 0 | 63,720 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,286 | 57,094 | SH | SOLE | 0 | 0 | 57,094 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 7,564 | 146,734 | SH | SOLE | 0 | 0 | 146,734 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,237 | 59,952 | SH | SOLE | 0 | 0 | 59,952 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 499 | 17,219 | SH | SOLE | 0 | 0 | 17,219 | ||
FACEBOOK INC | CL A | 30303M102 | 1,714 | 8,768 | SH | SOLE | 0 | 0 | 8,768 | ||
ABBVIE INC | COM | 00287Y109 | 2,079 | 26,411 | SH | SOLE | 0 | 0 | 26,411 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 269 | 6,885 | SH | SOLE | 0 | 0 | 6,885 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 334 | 11,814 | SH | SOLE | 0 | 0 | 11,814 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 375 | 9,560 | SH | SOLE | 0 | 0 | 9,560 | ||
TWITTER INC | COM | 90184L102 | 680 | 16,676 | SH | SOLE | 0 | 0 | 16,676 | ||
EP ENERGY CORP | CL A | 268785102 | 69 | 252,000 | SH | SOLE | 0 | 0 | 252,000 | ||
ENERGOUS CORP | COM | 29272C103 | 93 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,530 | 48,817 | SH | SOLE | 0 | 0 | 48,817 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 250 | 38,693 | SH | SOLE | 0 | 0 | 38,693 | ||
DOWDUPONT INC | COM | 26078J100 | 479 | 13,736 | SH | SOLE | 0 | 0 | 13,736 | ||
WELLS FARGO CO NEW | COM | 949746101 | 26 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 25 | 15,000 | SH | Call | SOLE | 0 | 0 | 15,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 65 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 77 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
DOW INC | COM | 260557103 | 236 | 4,427 | SH | SOLE | 0 | 0 | 4,427 |