The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 5,334 | 27,608 | SH | SOLE | 0 | 0 | 27,608 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 13,136 | 44,300 | SH | SOLE | 0 | 0 | 44,300 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 5,279 | 34,215 | SH | SOLE | 0 | 0 | 34,215 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 268 | 2,996 | SH | SOLE | 0 | 0 | 2,996 | ||
AMAZON COM INC | COM | 023135106 | 4,584 | 2,471 | SH | SOLE | 0 | 0 | 2,471 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,380 | 30,531 | SH | SOLE | 0 | 0 | 30,531 | ||
BOEING CO | COM | 097023105 | 326 | 976 | SH | SOLE | 0 | 0 | 976 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 15,073 | 79,270 | SH | SOLE | 0 | 0 | 79,270 | ||
AMGEN INC | COM | 031162100 | 4,564 | 24,538 | SH | SOLE | 0 | 0 | 24,538 | ||
ABBOTT LABS | COM | 002824100 | 1,499 | 17,411 | SH | SOLE | 0 | 0 | 17,411 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,819 | 37,995 | SH | SOLE | 0 | 0 | 37,995 | ||
INTEL CORP | COM | 458140100 | 2,386 | 48,196 | SH | SOLE | 0 | 0 | 48,196 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 307 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
ORACLE CORP | COM | 68389X105 | 228 | 4,083 | SH | SOLE | 0 | 0 | 4,083 | ||
HONEYWELL INTL INC | COM | 438516106 | 246 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
SEMPRA ENERGY | COM | 816851109 | 209 | 1,540 | SH | SOLE | 0 | 0 | 1,540 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,372 | 18,209 | SH | SOLE | 0 | 0 | 18,209 | ||
PFIZER INC | COM | 717081103 | 920 | 24,041 | SH | SOLE | 0 | 0 | 24,041 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,900 | 32,298 | SH | SOLE | 0 | 0 | 32,298 | ||
MICROSOFT CORP | COM | 594918104 | 2,473 | 17,914 | SH | SOLE | 0 | 0 | 17,914 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 915 | 7,823 | SH | SOLE | 0 | 0 | 7,823 | ||
AT&T INC | COM | 00206R102 | 9,572 | 280,537 | SH | SOLE | 0 | 0 | 280,537 | ||
CISCO SYS INC | COM | 17275R102 | 907 | 16,369 | SH | SOLE | 0 | 0 | 16,369 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,115 | 14,067 | SH | SOLE | 0 | 0 | 14,067 | ||
COCA COLA CO | COM | 191216100 | 809 | 15,539 | SH | SOLE | 0 | 0 | 15,539 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 818 | 2,254 | SH | SOLE | 0 | 0 | 2,254 | ||
PEPSICO INC | COM | 713448108 | 1,180 | 9,280 | SH | SOLE | 0 | 0 | 9,280 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,772 | 50,158 | SH | SOLE | 0 | 0 | 50,158 | ||
DEERE & CO | COM | 244199105 | 724 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
BANK AMER CORP | COM | 060505104 | 973 | 32,984 | SH | SOLE | 0 | 0 | 32,984 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,329 | 18,347 | SH | SOLE | 0 | 0 | 18,347 | ||
WALMART INC | COM | 931142103 | 1,849 | 16,908 | SH | SOLE | 0 | 0 | 16,908 | ||
APPLIED MATLS INC | COM | 038222105 | 613 | 12,642 | SH | SOLE | 0 | 0 | 12,642 | ||
TEXAS INSTRS INC | COM | 882508104 | 519 | 4,204 | SH | SOLE | 0 | 0 | 4,204 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 695 | 13,650 | SH | SOLE | 0 | 0 | 13,650 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 977 | 13,715 | SH | SOLE | 0 | 0 | 13,715 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 320 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
LILLY ELI & CO | COM | 532457108 | 1,865 | 16,879 | SH | SOLE | 0 | 0 | 16,879 | ||
MERCK & CO INC | COM | 58933Y105 | 1,055 | 12,605 | SH | SOLE | 0 | 0 | 12,605 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,084 | 9,287 | SH | SOLE | 0 | 0 | 9,287 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 284 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,612 | 7,617 | SH | SOLE | 0 | 0 | 7,617 | ||
MCDONALDS CORP | COM | 580135101 | 2,317 | 10,968 | SH | SOLE | 0 | 0 | 10,968 | ||
NIKE INC | CL B | 654106103 | 384 | 4,619 | SH | SOLE | 0 | 0 | 4,619 | ||
WELLS FARGO CO NEW | COM | 949746101 | 6,148 | 130,643 | SH | SOLE | 0 | 0 | 130,643 | ||
WESTAMERICA BANCORPORATION | COM | 957090103 | 909 | 14,539 | SH | SOLE | 0 | 0 | 14,539 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 482 | 5,694 | SH | SOLE | 0 | 0 | 5,694 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,615 | 12,920 | SH | SOLE | 0 | 0 | 12,920 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,037 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
3M CO | COM | 88579Y101 | 228 | 1,314 | SH | SOLE | 0 | 0 | 1,314 | ||
CSX CORP | COM | 126408103 | 203 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
APPLE INC | COM | 037833100 | 7,664 | 36,768 | SH | SOLE | 0 | 0 | 36,768 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 414 | 13,274 | SH | SOLE | 0 | 0 | 13,274 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,217 | 9,600 | SH | SOLE | 0 | 0 | 9,600 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,529 | 37,332 | SH | SOLE | 0 | 0 | 37,332 | ||
DTE ENERGY CO | COM | 233331107 | 910 | 7,053 | SH | SOLE | 0 | 0 | 7,053 | ||
GENERAL MLS INC | COM | 370334104 | 381 | 7,053 | SH | SOLE | 0 | 0 | 7,053 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,952 | 47,599 | SH | SOLE | 0 | 0 | 47,599 | ||
PAYCHEX INC | COM | 704326107 | 277 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 4,913 | 43,900 | SH | SOLE | 0 | 0 | 43,900 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 2,185 | 18,937 | SH | SOLE | 0 | 0 | 18,937 | ||
NVIDIA CORP | COM | 67066G104 | 6,383 | 38,703 | SH | SOLE | 0 | 0 | 38,703 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,350 | 1,939 | SH | SOLE | 0 | 0 | 1,939 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,896 | 11,341 | SH | SOLE | 0 | 0 | 11,341 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 2,181 | 16,910 | SH | SOLE | 0 | 0 | 16,910 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,724 | 19,391 | SH | SOLE | 0 | 0 | 19,391 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 659 | 11,210 | SH | SOLE | 0 | 0 | 11,210 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 311 | 6,722 | SH | SOLE | 0 | 0 | 6,722 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 919 | 4,896 | SH | SOLE | 0 | 0 | 4,896 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 619 | 6,172 | SH | SOLE | 0 | 0 | 6,172 | ||
BANK OF MARIN BANCORP | COM | 063425102 | 2,984 | 70,589 | SH | SOLE | 0 | 0 | 70,589 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 977 | 6,505 | SH | SOLE | 0 | 0 | 6,505 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,149 | 19,376 | SH | SOLE | 0 | 0 | 19,376 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,487 | 17,188 | SH | SOLE | 0 | 0 | 17,188 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 6,285 | 78,045 | SH | SOLE | 0 | 0 | 78,045 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 323 | 8,678 | SH | SOLE | 0 | 0 | 8,678 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,080 | 51,100 | SH | SOLE | 0 | 0 | 51,100 | ||
SPDR SERIES TRUST | BLOMBERG INTL TR | 78464A516 | 1,013 | 35,414 | SH | SOLE | 0 | 0 | 35,414 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 324 | 2,850 | SH | SOLE | 0 | 0 | 2,850 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1,392 | 24,742 | SH | SOLE | 0 | 0 | 24,742 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 395 | 4,795 | SH | SOLE | 0 | 0 | 4,795 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 977 | 98,636 | SH | SOLE | 0 | 0 | 98,636 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 6,389 | 204,181 | SH | SOLE | 0 | 0 | 204,181 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 21,833 | 309,256 | SH | SOLE | 0 | 0 | 309,256 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,279 | 45,980 | SH | SOLE | 0 | 0 | 45,980 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,992 | 35,523 | SH | SOLE | 0 | 0 | 35,523 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,567 | 62,054 | SH | SOLE | 0 | 0 | 62,054 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,137 | 55,178 | SH | SOLE | 0 | 0 | 55,178 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 6,913 | 129,942 | SH | SOLE | 0 | 0 | 129,942 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,101 | 58,308 | SH | SOLE | 0 | 0 | 58,308 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 440 | 15,130 | SH | SOLE | 0 | 0 | 15,130 | ||
FACEBOOK INC | CL A | 30303M102 | 1,690 | 8,768 | SH | SOLE | 0 | 0 | 8,768 | ||
ABBVIE INC | COM | 00287Y109 | 2,663 | 40,473 | SH | SOLE | 0 | 0 | 40,473 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 260 | 6,911 | SH | SOLE | 0 | 0 | 6,911 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 321 | 11,908 | SH | SOLE | 0 | 0 | 11,908 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 376 | 9,613 | SH | SOLE | 0 | 0 | 9,613 | ||
TWITTER INC | COM | 90184L102 | 702 | 16,676 | SH | SOLE | 0 | 0 | 16,676 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,333 | 56,342 | SH | SOLE | 0 | 0 | 56,342 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 317 | 4,427 | SH | SOLE | 0 | 0 | 4,427 | ||
WELLS FARGO CO NEW | COM | 949746101 | 10 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 11 | 15,000 | SH | Call | SOLE | 0 | 0 | 15,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 35 | 25,000 | SH | Call | SOLE | 0 | 0 | 25,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 47 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
DOW INC | COM | 260557103 | 207 | 4,428 | SH | SOLE | 0 | 0 | 4,428 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 289 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 15 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 |