UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2019
Commission File Number: 001-38764
APTORUM GROUP LIMITED
17th Floor, Guangdong Investment Tower
148 Connaught Road Central
Hong Kong
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
On November 14, 2019, Aptorum Group Limited (the “Company”) held its 2019 annual general meeting of shareholders (the “Annual Meeting”). At the Annual Meeting, the Company’s shareholders voted on 2 proposals. At the beginning of the Annual Meeting, there were 227,113,269 shares in person or by proxy, which represented approximately 98.33% of the voting power of the shares entitled to vote at the Annual Meeting; a quorum was present for the transaction of business.
At the Annual Meeting, the following proposals were voted on:
● | To re-elect each of the seven directors identified herein to the Company’s board of directors (the “Board”), with such directors to serve until the next annual meeting of shareholders and until his/her respective successor is elected and duly qualified; and |
Election of Directors | For | Against | Withhold | Broker Non-Vote | ||||||||||||
Mr. Ian Huen | 227,113,099 | 170 | - | - | ||||||||||||
Mr. Darren Lui | 227,113,099 | 170 | - | - | ||||||||||||
Dr. Clark Cheng | 227,113,099 | 170 | - | - | ||||||||||||
Mr. Charles Bathurst | 227,113,269 | 0 | - | - | ||||||||||||
Dr. Mirko Scherer | 227,113,269 | 0 | - | - | ||||||||||||
Dr. Justin Wu | 227,113,269 | 0 | - | - | ||||||||||||
Professor Douglas Arner | 227,113,099 | 170 | - | - |
● | To ratify the appointment of Marcum Bernstein & Pinchuk LLP as the Company’s independent auditors for the year ending December 31, 2019, and to authorize the Board of Directors to fix their remuneration. |
For | Against | Abstain | ||
227,113,269 | 0 | 0 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Aptorum Group Limited | ||
Date: November 15, 2019 | By: | /s/ Sabrina Khan |
Name: Sabrina Khan | ||
Title: Chief Financial Officer |
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EXHIBIT INDEX
Exhibit No. | Description | |
99.1 | Press Release Dated November 15, 2019 |
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