The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 26,528,000 | 32,000,000 | PRN | SOLE | 32,000,000 | 0 | 0 | ||
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 61,288,916 | 5,869,931 | SH | SOLE | 5,869,931 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 32,637,345 | 39,598,000 | PRN | SOLE | 39,598,000 | 0 | 0 | ||
ALLOT LTD | SHS | M0854Q105 | 30,164,211 | 8,768,666 | SH | SOLE | 8,768,666 | 0 | 0 | ||
BIGBEAR AI HLDGS INC | COM | 08975B109 | 828,625 | 1,229,962 | SH | SOLE | 1,229,962 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 65,568,912 | 91,018,000 | PRN | SOLE | 91,018,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 82,068,060 | 95,776,000 | PRN | SOLE | 95,776,000 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 16,458,596 | 3,146,959 | SH | SOLE | 3,146,959 | 0 | 0 | ||
CALAMP CORP | COM | 128126109 | 1,642,664 | 366,666 | SH | SOLE | 366,666 | 0 | 0 | ||
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 200,794,506 | 229,139,000 | PRN | SOLE | 229,139,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 26,238,698 | 27,014,000 | PRN | SOLE | 27,014,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.375% 6/1 | 22266LAF3 | 32,377,750 | 33,500,000 | PRN | SOLE | 33,500,000 | 0 | 0 | ||
EDGIO INC | COM | 53261M104 | 704,663 | 623,596 | SH | SOLE | 623,596 | 0 | 0 | ||
EDGIO INC | NOTE 3.500% 8/0 | 53261MAB0 | 102,169,973 | 118,870,000 | PRN | SOLE | 118,870,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 121,654,547 | 142,486,000 | PRN | SOLE | 142,486,000 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 4,268,483 | 857,125 | SH | SOLE | 857,125 | 0 | 0 | ||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 41,358,627 | 45,500,000 | PRN | SOLE | 45,500,000 | 0 | 0 | ||
JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 | 31,546,800 | 38,100,000 | PRN | SOLE | 38,100,000 | 0 | 0 | ||
KALEYRA INC | COM | 483379103 | 201,359 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | ||
LANTRONIX INC | COM NEW | 516548203 | 2,879,997 | 666,666 | SH | SOLE | 666,666 | 0 | 0 | ||
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 9,105,875 | 9,700,000 | PRN | SOLE | 9,700,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 58,153,174 | 80,982,000 | PRN | SOLE | 80,982,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 224,130 | 23,869 | SH | SOLE | 23,869 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 154,463,563 | 197,549,000 | PRN | SOLE | 197,549,000 | 0 | 0 | ||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 13,464,000 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 8,393,250 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 53,404,000 | 63,200,000 | PRN | SOLE | 63,200,000 | 0 | 0 | ||
ON24 INC | COM | 68339B104 | 63,255,820 | 7,329,759 | SH | SOLE | 7,329,759 | 0 | 0 | ||
ONE STOP SYS INC | COM | 68247W109 | 5,365,409 | 1,782,528 | SH | SOLE | 1,782,528 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 106,834,542 | 123,241,000 | PRN | SOLE | 123,241,000 | 0 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 9,696,014 | 3,604,466 | SH | SOLE | 3,604,466 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 36,794,030 | 39,295,000 | PRN | SOLE | 39,295,000 | 0 | 0 | ||
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 22,526,100 | 6,567,376 | SH | SOLE | 6,567,376 | 0 | 0 | ||
RADCOM LTD | SHS NEW | M81865111 | 21,681,144 | 1,981,823 | SH | SOLE | 1,981,823 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 7,859,937 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 15,748,005 | 4,743,375 | SH | SOLE | 4,743,375 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 8,488,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 173,990,762 | 5,169,066 | SH | SOLE | 5,169,066 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 3.500% 1/1 | 922417AG5 | 144,986,535 | 132,500,000 | PRN | SOLE | 132,500,000 | 0 | 0 | ||
VIMEO INC | COMMON STOCK | 92719V100 | 2,286,664 | 666,666 | SH | SOLE | 666,666 | 0 | 0 | ||
WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 | 107,188,948 | 115,195,000 | PRN | SOLE | 115,195,000 | 0 | 0 | ||
WISDOMTREE INC | NOTE 4.250% 6/1 | 97717PAB0 | 66,175,313 | 63,250,000 | PRN | SOLE | 63,250,000 | 0 | 0 | ||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 128,616,950 | 151,850,000 | PRN | SOLE | 151,850,000 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 4,289,629 | 656,911 | SH | SOLE | 656,911 | 0 | 0 |