The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 45,154,811 | 5,769,331 | SH | SOLE | 5,769,331 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 34,879,239 | 41,098,000 | PRN | SOLE | 41,098,000 | 0 | 0 | ||
ALLOT LTD | SHS | M0854Q105 | 23,587,712 | 8,768,666 | SH | SOLE | 8,768,666 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 102,077,239 | 133,274,000 | PRN | SOLE | 133,274,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 78,665,290 | 92,276,000 | PRN | SOLE | 92,276,000 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 14,094,952 | 3,167,405 | SH | SOLE | 3,167,405 | 0 | 0 | ||
CALAMP CORP | COM | 128126109 | 1,316,331 | 366,666 | SH | SOLE | 366,666 | 0 | 0 | ||
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 198,744,594 | 229,139,000 | PRN | SOLE | 229,139,000 | 0 | 0 | ||
DOMO INC | COM CL B | 257554105 | 8,153,787 | 574,615 | SH | SOLE | 574,615 | 0 | 0 | ||
EDGIO INC | NOTE 3.500% 8/0 | 53261MAB0 | 100,839,069 | 118,870,000 | PRN | SOLE | 118,870,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 118,530,541 | 142,486,000 | PRN | SOLE | 142,486,000 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 4,198,164 | 834,625 | SH | SOLE | 834,625 | 0 | 0 | ||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 42,237,200 | 46,000,000 | PRN | SOLE | 46,000,000 | 0 | 0 | ||
JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 | 91,967,616 | 111,072,000 | PRN | SOLE | 111,072,000 | 0 | 0 | ||
KALEYRA INC | COM | 483379202 | 125,715 | 76,191 | SH | SOLE | 76,191 | 0 | 0 | ||
LANTRONIX INC | COM NEW | 516548203 | 289,330 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 9,156,014 | 9,700,000 | PRN | SOLE | 9,700,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 77,649,600 | 129,416,000 | PRN | SOLE | 129,416,000 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 165,230,425 | 206,274,000 | PRN | SOLE | 206,274,000 | 0 | 0 | ||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 13,413,789 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 1,813,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 54,099,200 | 63,200,000 | PRN | SOLE | 63,200,000 | 0 | 0 | ||
ON24 INC | COM | 68339B104 | 64,208,689 | 7,329,759 | SH | SOLE | 7,329,759 | 0 | 0 | ||
ONE STOP SYS INC | COM | 68247W109 | 4,448,520 | 1,793,758 | SH | SOLE | 1,793,758 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 158,426,698 | 176,967,000 | PRN | SOLE | 176,967,000 | 0 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 12,363,318 | 3,604,466 | SH | SOLE | 3,604,466 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 37,182,553 | 39,295,000 | PRN | SOLE | 39,295,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 828,594 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
QUOTIENT TECHNOLOGY INC | COM | 749119103 | 23,150,994 | 7,058,230 | SH | SOLE | 7,058,230 | 0 | 0 | ||
RADCOM LTD | SHS NEW | M81865111 | 22,444,793 | 2,226,666 | SH | SOLE | 2,226,666 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 6,551,501 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 9,486,750 | 4,743,375 | SH | SOLE | 4,743,375 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 8,595,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 129,239,964 | 166,332,000 | PRN | SOLE | 166,332,000 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 208,516,106 | 5,176,666 | SH | SOLE | 5,176,666 | 0 | 0 | ||
VEECO INSTRS INC DEL | COM | 922417100 | 12,346,682 | 584,320 | SH | SOLE | 584,320 | 0 | 0 | ||
VIMEO INC | COMMON STOCK | 92719V100 | 5,617,331 | 1,466,666 | SH | SOLE | 1,466,666 | 0 | 0 | ||
WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 | 109,948,722 | 118,695,000 | PRN | SOLE | 118,695,000 | 0 | 0 | ||
WISDOMTREE INC | NOTE 4.250% 6/1 | 97717PAB0 | 11,503,125 | 11,250,000 | PRN | SOLE | 11,250,000 | 0 | 0 | ||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 131,805,800 | 151,850,000 | PRN | SOLE | 151,850,000 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 6,632,620 | 690,179 | SH | SOLE | 690,179 | 0 | 0 |