SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 03/22/2018 | 3. Issuer Name and Ticker or Trading Symbol UGI CORP /PA/ [ UGI ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
UGI Common Stock | 1,697(1) | D | |
UGI Common Stock | 1,695 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Units | (2) | 12/31/2018 | UGI Common Stock | 1,050 | 0.00 | D | |
Performance Units | (3) | 12/31/2018 | UGI Common Stock | 110 | 0.00 | D | |
Performance Units | (4) | 12/31/2019 | UGI Common Stock | 1,000 | 0.00 | D | |
Performance Units | (5) | 12/31/2020 | UGI Common Stock | 950 | 0.00 | D | |
Options (Right to Buy) | (6) | 12/31/2024 | UGI Common Stock | 6,000 | 37.98 | D | |
Options (Right to Buy) | (7) | 12/31/2025 | UGI Common Stock | 7,500 | 33.76 | D | |
Options (Right to Buy) | (8) | 05/08/2026 | UGI Common Stock | 1,200 | 41.27 | D | |
Options (Right to Buy) | (9) | 12/31/2026 | UGI Common Stock | 7,000 | 46.08 | D | |
Options (Right to Buy) | (10) | 12/31/2027 | UGI Common Stock | 6,500 | 46.95 | D |
Explanation of Responses: |
1. Includes 103 shares acquired under the Issuer's dividend reinvestment plan. |
2. Effective January 1, 2016, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met. |
3. Effective May 9, 2016, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met. |
4. Effective January 1, 2017, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met. |
5. Effective January 1, 2018, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the recipient to receive a share of stock if specified performance goals and other conditions are met. |
6. These options were granted effective January 1, 2015 and became fully vested on January 1, 2018. |
7. These options were granted effective January 1, 2016 and vest in three equal installments beginning on January 1, 2017. |
8. These options were granted effective May 9, 2016 and vest in three equal installments beginning on May 9, 2017. |
9. These options were granted effective January 1, 2017 and vest in three equal installments beginning on January 1, 2018. |
10. These options were granted effective January 1, 2018 and vest in three equal installments beginning on January 1, 2019. |
Remarks: |
/s/ Pamela A. Meredith, Attorney-in-Fact for Ann P. Kelly | 03/26/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |