Master Investment Portfolio II N-CEN Annual report (registered investment company)

Form N-CEN Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CEN ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES	OMB APPROVAL
Form N-CEN		OMB Number: 3235-0729 Estimated average burden hours per response: 19.04

X0303

N-CEN: Filer Information

Filer CIK	0001738077
Filer CCC	********
Filer Investment Company Type	Form N-1A Filer (Mutual Fund)
Is this a LIVE or TEST Filing?	LIVE TEST
Is this an electronic copy of an official filing submitted in paper format?
Would you like a Return Copy?

Submission Contact Information

Name

Phone

E-Mail Address

Notification Information

Notify via Filing Website only?

N-CEN:Series/Class (Contract) Information

Series ID Record:1

Series ID S000062381

Class ID Record:1

Class ID C000202350

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:	2020-12-31
b. Does this report cover a period of less than 12 months?	Yes No

N-CEN:Part B: Information About the Registrant

Item B.1. Background information.

a. Full name of Registrant	Master Investment Portfolio II
b. Investment Company Act file number ( e.g., 811-)	811-23343
c. CIK	0001738077
d. LEI	549300RCV7V0VQXTCW11

Item B.2. Address and telephone number of Registrant.

a. Street 1	100 Bellevue Parkway
Street 2
b. City	Wilmington
c. State, if applicable	DELAWARE
d. Foreign country, if applicable	UNITED STATES OF AMERICA
e. Zip code and zip code extension, or foreign postal code	19809
f. Telephone number (including country code if foreign)	800-441-7762
g. Public Website, if any	www.blackrock.com

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.

Location books Record: 1
a. Name of person (e.g., a custodian of records)	State Street Bank and Trust Company
b. Street 1	1 Lincoln Street
Street 2
c. City	Boston
d. State, if applicable	MASSACHUSETTS
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	02111
g. Telephone number (including country code if foreign)	617-786-3000
h. Briefly describe the books and records kept at this location:	Records related to its functions as custodian, sub-administrator and accounting agent
Location books Record: 2
a. Name of person (e.g., a custodian of records)	BlackRock Investments, LLC
b. Street 1	40 East 52nd St
Street 2
c. City	New York
d. State, if applicable	NEW YORK
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	10022
g. Telephone number (including country code if foreign)	609-282-3046
h. Briefly describe the books and records kept at this location:	Records related to its functions as distributor
Location books Record: 3
a. Name of person (e.g., a custodian of records)	BlackRock Fund Advisors
b. Street 1	400 Howard Street
Street 2
c. City	San Francisco
d. State, if applicable	CALIFORNIA
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	94105
g. Telephone number (including country code if foreign)	415-670-2000
h. Briefly describe the books and records kept at this location:	Records related to its functions as sub-advisor
Location books Record: 4
a. Name of person (e.g., a custodian of records)	BNY Mellon Investment Servicing (US) Inc.
b. Street 1	301 Bellevue Parkway
Street 2
c. City	Wilmington
d. State, if applicable	DELAWARE
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	19809
g. Telephone number (including country code if foreign)	302-791-1700
h. Briefly describe the books and records kept at this location:	Records related to its functions as transfer agent
Location books Record: 5
a. Name of person (e.g., a custodian of records)	BlackRock International Limited
b. Street 1	1 Semple Street
Street 2
c. City	Edinburgh
d. State, if applicable
e. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
f. Zip code and zip code extension, or foreign postal code	EH3 8BL
g. Telephone number (including country code if foreign)	44 131 472 7200
h. Briefly describe the books and records kept at this location:	Records related to its functions as sub-advisor
Location books Record: 6
a. Name of person (e.g., a custodian of records)	BlackRock Advisors, LLC
b. Street 1	100 Bellevue Parkway
Street 2
c. City	Wilmington
d. State, if applicable	DELAWARE
e. Foreign country, if applicable	UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code	19809
g. Telephone number (including country code if foreign)	302-797-2000
h. Briefly describe the books and records kept at this location:	Records related to its functions as advisor and administrator

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.

a. Is this the first filing on this form by the Registrant?	Yes No
b. Is this the last filing on this form by the Registrant?	Yes No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.

Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.

a. Is the Registrant part of a family of investment companies? Yes No

i. Full name of family of investment companies BlackRock-advised Funds

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).

Indicate the classification of the Registrant by checking the applicable item below.

a. Open-end management investment company registered under the Act on Form N-1A
b. Closed-end management investment company registered under the Act on Form N-2
c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3
d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4
e. Small business investment company registered under the Act on Form N-5
f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6
g. Unit investment trust registered under the Act on Form N-8B-2

i. Total number of Series of the Registrant 1

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Yes No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):

Director Record: 1
a. Full Name	R. Glenn Hubbard
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-21434
File Number Record: 2
File Number Record:	811-07083
File Number Record: 3
File Number Record:	811-23285
File Number Record: 4
File Number Record:	811-06502
File Number Record: 5
File Number Record:	811-21506
File Number Record: 6
File Number Record:	811-06692
File Number Record: 7
File Number Record:	811-06499
File Number Record: 8
File Number Record:	811-04375
File Number Record: 9
File Number Record:	811-22603
File Number Record: 10
File Number Record:	811-07136
File Number Record: 11
File Number Record:	811-22426
File Number Record: 12
File Number Record:	811-08573
File Number Record: 13
File Number Record:	811-21702
File Number Record: 14
File Number Record:	811-23346
File Number Record: 15
File Number Record:	811-22501
File Number Record: 16
File Number Record:	811-08215
File Number Record: 17
File Number Record:	811-06660
File Number Record: 18
File Number Record:	811-06728
File Number Record: 19
File Number Record:	811-23340
File Number Record: 20
File Number Record:	811-21053
File Number Record: 21
File Number Record:	811-22606
File Number Record: 22
File Number Record:	811-05611
File Number Record: 23
File Number Record:	811-07354
File Number Record: 24
File Number Record:	811-23428
File Number Record: 25
File Number Record:	811-21566
File Number Record: 26
File Number Record:	811-22774
File Number Record: 27
File Number Record:	811-21972
File Number Record: 28
File Number Record:	811-21051
File Number Record: 29
File Number Record:	811-02857
File Number Record: 30
File Number Record:	811-10543
File Number Record: 31
File Number Record:	811-21784
File Number Record: 32
File Number Record:	811-08217
File Number Record: 33
File Number Record:	811-10339
File Number Record: 34
File Number Record:	811-06414
File Number Record: 35
File Number Record:	811-05739
File Number Record: 36
File Number Record:	811-07156
File Number Record: 37
File Number Record:	811-07080
File Number Record: 38
File Number Record:	811-08707
File Number Record: 39
File Number Record:	811-08349
File Number Record: 40
File Number Record:	811-08081
File Number Record: 41
File Number Record:	811-21835
File Number Record: 42
File Number Record:	811-23466
File Number Record: 43
File Number Record:	811-07478
File Number Record: 44
File Number Record:	811-09191
File Number Record: 45
File Number Record:	811-09401
File Number Record: 46
File Number Record:	811-21126
File Number Record: 47
File Number Record:	811-06500
File Number Record: 48
File Number Record:	811-07642
File Number Record: 49
File Number Record:	811-10337
File Number Record: 50
File Number Record:	811-23357
File Number Record: 51
File Number Record:	811-21179
File Number Record: 52
File Number Record:	811-23345
File Number Record: 53
File Number Record:	811-04802
File Number Record: 54
File Number Record:	811-21413
File Number Record: 55
File Number Record:	811-21318
File Number Record: 56
File Number Record:	811-05542
File Number Record: 57
File Number Record:	811-23218
File Number Record: 58
File Number Record:	811-10331
File Number Record: 59
File Number Record:	811-21793
File Number Record: 60
File Number Record:	811-21729
File Number Record: 61
File Number Record:	811-21180
File Number Record: 62
File Number Record:	811-23344
File Number Record: 63
File Number Record:	811-23341
File Number Record: 64
File Number Record:	811-10333
File Number Record: 65
File Number Record:	811-21036
File Number Record: 66
File Number Record:	811-21656
File Number Record: 67
File Number Record:	811-02688
File Number Record: 68
File Number Record:	811-22032
File Number Record: 69
File Number Record:	811-08603
File Number Record: 70
File Number Record:	811-21457
File Number Record: 71
File Number Record:	811-21348
File Number Record: 72
File Number Record:	811-23564
File Number Record: 73
File Number Record:	811-07660
File Number Record: 74
File Number Record:	811-23339
File Number Record: 75
File Number Record:	811-08621
File Number Record: 76
File Number Record:	811-21178
File Number Record: 77
File Number Record:	811-05603
File Number Record: 78
File Number Record:	811-22991
File Number Record: 79
File Number Record:	811-04264
File Number Record: 80
File Number Record:	811-06540
File Number Record: 81
File Number Record:	811-21124
File Number Record: 82
File Number Record:	811-21349
File Number Record: 83
File Number Record:	811-06570
Director Record: 2
a. Full Name	John M. Perlowski
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-02809
File Number Record: 2
File Number Record:	811-22606
File Number Record: 3
File Number Record:	811-06660
File Number Record: 4
File Number Record:	811-21759
File Number Record: 5
File Number Record:	811-06414
File Number Record: 6
File Number Record:	811-05723
File Number Record: 7
File Number Record:	811-23466
File Number Record: 8
File Number Record:	811-10337
File Number Record: 9
File Number Record:	811-08603
File Number Record: 10
File Number Record:	811-10339
File Number Record: 11
File Number Record:	811-03189
File Number Record: 12
File Number Record:	811-03290
File Number Record: 13
File Number Record:	811-02661
File Number Record: 14
File Number Record:	811-09637
File Number Record: 15
File Number Record:	811-22501
File Number Record: 16
File Number Record:	811-21793
File Number Record: 17
File Number Record:	811-07899
File Number Record: 18
File Number Record:	811-22426
File Number Record: 19
File Number Record:	811-21729
File Number Record: 20
File Number Record:	811-06570
File Number Record: 21
File Number Record:	811-21126
File Number Record: 22
File Number Record:	811-21179
File Number Record: 23
File Number Record:	811-22774
File Number Record: 24
File Number Record:	811-21180
File Number Record: 25
File Number Record:	811-21124
File Number Record: 26
File Number Record:	811-05603
File Number Record: 27
File Number Record:	811-23339
File Number Record: 28
File Number Record:	811-22603
File Number Record: 29
File Number Record:	811-22991
File Number Record: 30
File Number Record:	811-09735
File Number Record: 31
File Number Record:	811-08217
File Number Record: 32
File Number Record:	811-21656
File Number Record: 33
File Number Record:	811-21036
File Number Record: 34
File Number Record:	811-07642
File Number Record: 35
File Number Record:	811-09651
File Number Record: 36
File Number Record:	811-21413
File Number Record: 37
File Number Record:	811-07083
File Number Record: 38
File Number Record:	811-04282
File Number Record: 39
File Number Record:	811-21318
File Number Record: 40
File Number Record:	811-02739
File Number Record: 41
File Number Record:	811-21434
File Number Record: 42
File Number Record:	811-07332
File Number Record: 43
File Number Record:	811-07136
File Number Record: 44
File Number Record:	811-21566
File Number Record: 45
File Number Record:	811-21349
File Number Record: 46
File Number Record:	811-09191
File Number Record: 47
File Number Record:	811-21702
File Number Record: 48
File Number Record:	811-23428
File Number Record: 49
File Number Record:	811-06728
File Number Record: 50
File Number Record:	811-03091
File Number Record: 51
File Number Record:	811-07478
File Number Record: 52
File Number Record:	811-06669
File Number Record: 53
File Number Record:	811-21763
File Number Record: 54
File Number Record:	811-06349
File Number Record: 55
File Number Record:	811-05611
File Number Record: 56
File Number Record:	811-04802
File Number Record: 57
File Number Record:	811-21051
File Number Record: 58
File Number Record:	811-06502
File Number Record: 59
File Number Record:	811-02688
File Number Record: 60
File Number Record:	811-21506
File Number Record: 61
File Number Record:	811-04612
File Number Record: 62
File Number Record:	811-10331
File Number Record: 63
File Number Record:	811-06500
File Number Record: 64
File Number Record:	811-08081
File Number Record: 65
File Number Record:	811-04375
File Number Record: 66
File Number Record:	811-09739
File Number Record: 67
File Number Record:	811-05542
File Number Record: 68
File Number Record:	811-08797
File Number Record: 69
File Number Record:	811-21053
File Number Record: 70
File Number Record:	811-08215
File Number Record: 71
File Number Record:	811-21835
File Number Record: 72
File Number Record:	811-23218
File Number Record: 73
File Number Record:	811-07177
File Number Record: 74
File Number Record:	811-23380
File Number Record: 75
File Number Record:	811-23346
File Number Record: 76
File Number Record:	811-05178
File Number Record: 77
File Number Record:	811-21178
File Number Record: 78
File Number Record:	811-23341
File Number Record: 79
File Number Record:	811-08621
File Number Record: 80
File Number Record:	811-23340
File Number Record: 81
File Number Record:	811-07080
File Number Record: 82
File Number Record:	811-07885
File Number Record: 83
File Number Record:	811-07156
File Number Record: 84
File Number Record:	811-02556
File Number Record: 85
File Number Record:	811-06499
File Number Record: 86
File Number Record:	811-07660
File Number Record: 87
File Number Record:	811-22061
File Number Record: 88
File Number Record:	811-07171
File Number Record: 89
File Number Record:	811-23564
File Number Record: 90
File Number Record:	811-02354
File Number Record: 91
File Number Record:	811-10333
File Number Record: 92
File Number Record:	811-21784
File Number Record: 93
File Number Record:	811-08573
File Number Record: 94
File Number Record:	811-05576
File Number Record: 95
File Number Record:	811-23285
File Number Record: 96
File Number Record:	811-21457
File Number Record: 97
File Number Record:	811-09401
File Number Record: 98
File Number Record:	811-08349
File Number Record: 99
File Number Record:	811-23402
File Number Record: 100
File Number Record:	811-02857
File Number Record: 101
File Number Record:	811-06692
File Number Record: 102
File Number Record:	811-05739
File Number Record: 103
File Number Record:	811-23344
File Number Record: 104
File Number Record:	811-21348
File Number Record: 105
File Number Record:	811-04264
File Number Record: 106
File Number Record:	811-10095
File Number Record: 107
File Number Record:	811-07354
File Number Record: 108
File Number Record:	811-05742
File Number Record: 109
File Number Record:	811-10543
File Number Record: 110
File Number Record:	811-22032
File Number Record: 111
File Number Record:	811-08162
File Number Record: 112
File Number Record:	811-06540
File Number Record: 113
File Number Record:	811-02405
File Number Record: 114
File Number Record:	811-23345
File Number Record: 115
File Number Record:	811-21972
File Number Record: 116
File Number Record:	811-23357
File Number Record: 117
File Number Record:	811-08707
Director Record: 3
a. Full Name	Michael J. Castellano
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-06500
File Number Record: 2
File Number Record:	811-21180
File Number Record: 3
File Number Record:	811-22501
File Number Record: 4
File Number Record:	811-04375
File Number Record: 5
File Number Record:	811-23564
File Number Record: 6
File Number Record:	811-04264
File Number Record: 7
File Number Record:	811-21178
File Number Record: 8
File Number Record:	811-23339
File Number Record: 9
File Number Record:	811-21793
File Number Record: 10
File Number Record:	811-10339
File Number Record: 11
File Number Record:	811-09191
File Number Record: 12
File Number Record:	811-06414
File Number Record: 13
File Number Record:	811-21835
File Number Record: 14
File Number Record:	811-07354
File Number Record: 15
File Number Record:	811-21972
File Number Record: 16
File Number Record:	811-23344
File Number Record: 17
File Number Record:	811-21318
File Number Record: 18
File Number Record:	811-07080
File Number Record: 19
File Number Record:	811-21124
File Number Record: 20
File Number Record:	811-07660
File Number Record: 21
File Number Record:	811-21349
File Number Record: 22
File Number Record:	811-06692
File Number Record: 23
File Number Record:	811-10543
File Number Record: 24
File Number Record:	811-04802
File Number Record: 25
File Number Record:	811-21051
File Number Record: 26
File Number Record:	811-23346
File Number Record: 27
File Number Record:	811-21126
File Number Record: 28
File Number Record:	811-23341
File Number Record: 29
File Number Record:	811-21566
File Number Record: 30
File Number Record:	811-07156
File Number Record: 31
File Number Record:	811-21413
File Number Record: 32
File Number Record:	811-06540
File Number Record: 33
File Number Record:	811-10333
File Number Record: 34
File Number Record:	811-23357
File Number Record: 35
File Number Record:	811-07642
File Number Record: 36
File Number Record:	811-23218
File Number Record: 37
File Number Record:	811-08215
File Number Record: 38
File Number Record:	811-06660
File Number Record: 39
File Number Record:	811-08707
File Number Record: 40
File Number Record:	811-10331
File Number Record: 41
File Number Record:	811-22606
File Number Record: 42
File Number Record:	811-02688
File Number Record: 43
File Number Record:	811-06499
File Number Record: 44
File Number Record:	811-05542
File Number Record: 45
File Number Record:	811-05611
File Number Record: 46
File Number Record:	811-23345
File Number Record: 47
File Number Record:	811-05739
File Number Record: 48
File Number Record:	811-22032
File Number Record: 49
File Number Record:	811-08217
File Number Record: 50
File Number Record:	811-21702
File Number Record: 51
File Number Record:	811-21729
File Number Record: 52
File Number Record:	811-21656
File Number Record: 53
File Number Record:	811-23285
File Number Record: 54
File Number Record:	811-08621
File Number Record: 55
File Number Record:	811-23428
File Number Record: 56
File Number Record:	811-21348
File Number Record: 57
File Number Record:	811-06728
File Number Record: 58
File Number Record:	811-06570
File Number Record: 59
File Number Record:	811-05603
File Number Record: 60
File Number Record:	811-21506
File Number Record: 61
File Number Record:	811-22991
File Number Record: 62
File Number Record:	811-21784
File Number Record: 63
File Number Record:	811-08603
File Number Record: 64
File Number Record:	811-08081
File Number Record: 65
File Number Record:	811-23340
File Number Record: 66
File Number Record:	811-22774
File Number Record: 67
File Number Record:	811-21036
File Number Record: 68
File Number Record:	811-07478
File Number Record: 69
File Number Record:	811-08573
File Number Record: 70
File Number Record:	811-07136
File Number Record: 71
File Number Record:	811-10337
File Number Record: 72
File Number Record:	811-09401
File Number Record: 73
File Number Record:	811-22603
File Number Record: 74
File Number Record:	811-21457
File Number Record: 75
File Number Record:	811-23466
File Number Record: 76
File Number Record:	811-21179
File Number Record: 77
File Number Record:	811-21053
File Number Record: 78
File Number Record:	811-08349
File Number Record: 79
File Number Record:	811-21434
File Number Record: 80
File Number Record:	811-02857
File Number Record: 81
File Number Record:	811-06502
File Number Record: 82
File Number Record:	811-07083
File Number Record: 83
File Number Record:	811-22426
Director Record: 4
a. Full Name	Cynthia L. Egan
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-08707
File Number Record: 2
File Number Record:	811-22991
File Number Record: 3
File Number Record:	811-04375
File Number Record: 4
File Number Record:	811-21835
File Number Record: 5
File Number Record:	811-22603
File Number Record: 6
File Number Record:	811-23564
File Number Record: 7
File Number Record:	811-06500
File Number Record: 8
File Number Record:	811-07642
File Number Record: 9
File Number Record:	811-02857
File Number Record: 10
File Number Record:	811-23341
File Number Record: 11
File Number Record:	811-06414
File Number Record: 12
File Number Record:	811-06499
File Number Record: 13
File Number Record:	811-23345
File Number Record: 14
File Number Record:	811-21318
File Number Record: 15
File Number Record:	811-23466
File Number Record: 16
File Number Record:	811-06692
File Number Record: 17
File Number Record:	811-02688
File Number Record: 18
File Number Record:	811-23357
File Number Record: 19
File Number Record:	811-06570
File Number Record: 20
File Number Record:	811-05603
File Number Record: 21
File Number Record:	811-08573
File Number Record: 22
File Number Record:	811-07354
File Number Record: 23
File Number Record:	811-22032
File Number Record: 24
File Number Record:	811-21784
File Number Record: 25
File Number Record:	811-21349
File Number Record: 26
File Number Record:	811-21413
File Number Record: 27
File Number Record:	811-21793
File Number Record: 28
File Number Record:	811-04802
File Number Record: 29
File Number Record:	811-09401
File Number Record: 30
File Number Record:	811-21179
File Number Record: 31
File Number Record:	811-23285
File Number Record: 32
File Number Record:	811-21180
File Number Record: 33
File Number Record:	811-05542
File Number Record: 34
File Number Record:	811-07660
File Number Record: 35
File Number Record:	811-23339
File Number Record: 36
File Number Record:	811-21124
File Number Record: 37
File Number Record:	811-21036
File Number Record: 38
File Number Record:	811-10333
File Number Record: 39
File Number Record:	811-21729
File Number Record: 40
File Number Record:	811-08215
File Number Record: 41
File Number Record:	811-06502
File Number Record: 42
File Number Record:	811-10339
File Number Record: 43
File Number Record:	811-10331
File Number Record: 44
File Number Record:	811-06540
File Number Record: 45
File Number Record:	811-05739
File Number Record: 46
File Number Record:	811-23344
File Number Record: 47
File Number Record:	811-06660
File Number Record: 48
File Number Record:	811-23346
File Number Record: 49
File Number Record:	811-07478
File Number Record: 50
File Number Record:	811-06728
File Number Record: 51
File Number Record:	811-08217
File Number Record: 52
File Number Record:	811-21178
File Number Record: 53
File Number Record:	811-21434
File Number Record: 54
File Number Record:	811-21506
File Number Record: 55
File Number Record:	811-08603
File Number Record: 56
File Number Record:	811-07136
File Number Record: 57
File Number Record:	811-21972
File Number Record: 58
File Number Record:	811-21566
File Number Record: 59
File Number Record:	811-22426
File Number Record: 60
File Number Record:	811-22501
File Number Record: 61
File Number Record:	811-23428
File Number Record: 62
File Number Record:	811-10543
File Number Record: 63
File Number Record:	811-08621
File Number Record: 64
File Number Record:	811-21656
File Number Record: 65
File Number Record:	811-07080
File Number Record: 66
File Number Record:	811-23218
File Number Record: 67
File Number Record:	811-21348
File Number Record: 68
File Number Record:	811-22774
File Number Record: 69
File Number Record:	811-21457
File Number Record: 70
File Number Record:	811-08081
File Number Record: 71
File Number Record:	811-21126
File Number Record: 72
File Number Record:	811-04264
File Number Record: 73
File Number Record:	811-09191
File Number Record: 74
File Number Record:	811-21051
File Number Record: 75
File Number Record:	811-23340
File Number Record: 76
File Number Record:	811-07083
File Number Record: 77
File Number Record:	811-05611
File Number Record: 78
File Number Record:	811-21702
File Number Record: 79
File Number Record:	811-10337
File Number Record: 80
File Number Record:	811-07156
File Number Record: 81
File Number Record:	811-08349
File Number Record: 82
File Number Record:	811-22606
File Number Record: 83
File Number Record:	811-21053
Director Record: 5
a. Full Name	Frank J. Fabozzi
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-04375
File Number Record: 2
File Number Record:	811-23285
File Number Record: 3
File Number Record:	811-07080
File Number Record: 4
File Number Record:	811-10331
File Number Record: 5
File Number Record:	811-06540
File Number Record: 6
File Number Record:	811-22774
File Number Record: 7
File Number Record:	811-07354
File Number Record: 8
File Number Record:	811-22606
File Number Record: 9
File Number Record:	811-22603
File Number Record: 10
File Number Record:	811-07136
File Number Record: 11
File Number Record:	811-23218
File Number Record: 12
File Number Record:	811-21972
File Number Record: 13
File Number Record:	811-21784
File Number Record: 14
File Number Record:	811-23341
File Number Record: 15
File Number Record:	811-23428
File Number Record: 16
File Number Record:	811-08573
File Number Record: 17
File Number Record:	811-08707
File Number Record: 18
File Number Record:	811-08217
File Number Record: 19
File Number Record:	811-10333
File Number Record: 20
File Number Record:	811-05542
File Number Record: 21
File Number Record:	811-08349
File Number Record: 22
File Number Record:	811-21179
File Number Record: 23
File Number Record:	811-23380
File Number Record: 24
File Number Record:	811-21126
File Number Record: 25
File Number Record:	811-10337
File Number Record: 26
File Number Record:	811-07156
File Number Record: 27
File Number Record:	811-06414
File Number Record: 28
File Number Record:	811-10339
File Number Record: 29
File Number Record:	811-21729
File Number Record: 30
File Number Record:	811-23340
File Number Record: 31
File Number Record:	811-06660
File Number Record: 32
File Number Record:	811-21124
File Number Record: 33
File Number Record:	811-06500
File Number Record: 34
File Number Record:	811-22426
File Number Record: 35
File Number Record:	811-23344
File Number Record: 36
File Number Record:	811-21036
File Number Record: 37
File Number Record:	811-21413
File Number Record: 38
File Number Record:	811-07083
File Number Record: 39
File Number Record:	811-09191
File Number Record: 40
File Number Record:	811-21656
File Number Record: 41
File Number Record:	811-23339
File Number Record: 42
File Number Record:	811-07478
File Number Record: 43
File Number Record:	811-21835
File Number Record: 44
File Number Record:	811-21051
File Number Record: 45
File Number Record:	811-23564
File Number Record: 46
File Number Record:	811-08215
File Number Record: 47
File Number Record:	811-23346
File Number Record: 48
File Number Record:	811-05739
File Number Record: 49
File Number Record:	811-21434
File Number Record: 50
File Number Record:	811-06692
File Number Record: 51
File Number Record:	811-23466
File Number Record: 52
File Number Record:	811-22501
File Number Record: 53
File Number Record:	811-10543
File Number Record: 54
File Number Record:	811-21180
File Number Record: 55
File Number Record:	811-21348
File Number Record: 56
File Number Record:	811-04264
File Number Record: 57
File Number Record:	811-08621
File Number Record: 58
File Number Record:	811-21318
File Number Record: 59
File Number Record:	811-02688
File Number Record: 60
File Number Record:	811-21793
File Number Record: 61
File Number Record:	811-06728
File Number Record: 62
File Number Record:	811-21053
File Number Record: 63
File Number Record:	811-21506
File Number Record: 64
File Number Record:	811-21178
File Number Record: 65
File Number Record:	811-22032
File Number Record: 66
File Number Record:	811-21457
File Number Record: 67
File Number Record:	811-04802
File Number Record: 68
File Number Record:	811-07660
File Number Record: 69
File Number Record:	811-05603
File Number Record: 70
File Number Record:	811-21702
File Number Record: 71
File Number Record:	811-21349
File Number Record: 72
File Number Record:	811-21566
File Number Record: 73
File Number Record:	811-02857
File Number Record: 74
File Number Record:	811-09401
File Number Record: 75
File Number Record:	811-05611
File Number Record: 76
File Number Record:	811-06499
File Number Record: 77
File Number Record:	811-07642
File Number Record: 78
File Number Record:	811-08603
File Number Record: 79
File Number Record:	811-23357
File Number Record: 80
File Number Record:	811-08081
File Number Record: 81
File Number Record:	811-06502
File Number Record: 82
File Number Record:	811-06570
File Number Record: 83
File Number Record:	811-23345
File Number Record: 84
File Number Record:	811-22991
Director Record: 6
a. Full Name	Karen P. Robards
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-21413
File Number Record: 2
File Number Record:	811-21972
File Number Record: 3
File Number Record:	811-06728
File Number Record: 4
File Number Record:	811-07080
File Number Record: 5
File Number Record:	811-06570
File Number Record: 6
File Number Record:	811-23341
File Number Record: 7
File Number Record:	811-21180
File Number Record: 8
File Number Record:	811-08217
File Number Record: 9
File Number Record:	811-21036
File Number Record: 10
File Number Record:	811-22774
File Number Record: 11
File Number Record:	811-23564
File Number Record: 12
File Number Record:	811-21124
File Number Record: 13
File Number Record:	811-04264
File Number Record: 14
File Number Record:	811-09191
File Number Record: 15
File Number Record:	811-06660
File Number Record: 16
File Number Record:	811-04802
File Number Record: 17
File Number Record:	811-08573
File Number Record: 18
File Number Record:	811-07136
File Number Record: 19
File Number Record:	811-22501
File Number Record: 20
File Number Record:	811-23346
File Number Record: 21
File Number Record:	811-06692
File Number Record: 22
File Number Record:	811-10339
File Number Record: 23
File Number Record:	811-06499
File Number Record: 24
File Number Record:	811-07478
File Number Record: 25
File Number Record:	811-07354
File Number Record: 26
File Number Record:	811-07156
File Number Record: 27
File Number Record:	811-21702
File Number Record: 28
File Number Record:	811-23339
File Number Record: 29
File Number Record:	811-21506
File Number Record: 30
File Number Record:	811-04375
File Number Record: 31
File Number Record:	811-21784
File Number Record: 32
File Number Record:	811-21053
File Number Record: 33
File Number Record:	811-22603
File Number Record: 34
File Number Record:	811-21349
File Number Record: 35
File Number Record:	811-07642
File Number Record: 36
File Number Record:	811-06540
File Number Record: 37
File Number Record:	811-21566
File Number Record: 38
File Number Record:	811-10331
File Number Record: 39
File Number Record:	811-21835
File Number Record: 40
File Number Record:	811-10543
File Number Record: 41
File Number Record:	811-21126
File Number Record: 42
File Number Record:	811-08621
File Number Record: 43
File Number Record:	811-21178
File Number Record: 44
File Number Record:	811-09401
File Number Record: 45
File Number Record:	811-22991
File Number Record: 46
File Number Record:	811-23340
File Number Record: 47
File Number Record:	811-21318
File Number Record: 48
File Number Record:	811-08349
File Number Record: 49
File Number Record:	811-22606
File Number Record: 50
File Number Record:	811-05739
File Number Record: 51
File Number Record:	811-08603
File Number Record: 52
File Number Record:	811-05603
File Number Record: 53
File Number Record:	811-23344
File Number Record: 54
File Number Record:	811-21179
File Number Record: 55
File Number Record:	811-07083
File Number Record: 56
File Number Record:	811-21457
File Number Record: 57
File Number Record:	811-23345
File Number Record: 58
File Number Record:	811-02688
File Number Record: 59
File Number Record:	811-22032
File Number Record: 60
File Number Record:	811-07660
File Number Record: 61
File Number Record:	811-21348
File Number Record: 62
File Number Record:	811-21434
File Number Record: 63
File Number Record:	811-23466
File Number Record: 64
File Number Record:	811-05542
File Number Record: 65
File Number Record:	811-05611
File Number Record: 66
File Number Record:	811-08081
File Number Record: 67
File Number Record:	811-08215
File Number Record: 68
File Number Record:	811-06500
File Number Record: 69
File Number Record:	811-10337
File Number Record: 70
File Number Record:	811-23357
File Number Record: 71
File Number Record:	811-21729
File Number Record: 72
File Number Record:	811-10333
File Number Record: 73
File Number Record:	811-08707
File Number Record: 74
File Number Record:	811-21793
File Number Record: 75
File Number Record:	811-21656
File Number Record: 76
File Number Record:	811-21051
File Number Record: 77
File Number Record:	811-06414
File Number Record: 78
File Number Record:	811-23218
File Number Record: 79
File Number Record:	811-22426
File Number Record: 80
File Number Record:	811-23428
File Number Record: 81
File Number Record:	811-06502
File Number Record: 82
File Number Record:	811-02857
File Number Record: 83
File Number Record:	811-23285
Director Record: 7
a. Full Name	Richard E. Cavanagh
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-10543
File Number Record: 2
File Number Record:	811-07156
File Number Record: 3
File Number Record:	811-21835
File Number Record: 4
File Number Record:	811-21126
File Number Record: 5
File Number Record:	811-21051
File Number Record: 6
File Number Record:	811-21349
File Number Record: 7
File Number Record:	811-10339
File Number Record: 8
File Number Record:	811-09401
File Number Record: 9
File Number Record:	811-08603
File Number Record: 10
File Number Record:	811-06502
File Number Record: 11
File Number Record:	811-08349
File Number Record: 12
File Number Record:	811-21178
File Number Record: 13
File Number Record:	811-02857
File Number Record: 14
File Number Record:	811-22501
File Number Record: 15
File Number Record:	811-23344
File Number Record: 16
File Number Record:	811-21729
File Number Record: 17
File Number Record:	811-06728
File Number Record: 18
File Number Record:	811-10331
File Number Record: 19
File Number Record:	811-22774
File Number Record: 20
File Number Record:	811-04375
File Number Record: 21
File Number Record:	811-23346
File Number Record: 22
File Number Record:	811-08081
File Number Record: 23
File Number Record:	811-06414
File Number Record: 24
File Number Record:	811-22603
File Number Record: 25
File Number Record:	811-08707
File Number Record: 26
File Number Record:	811-22991
File Number Record: 27
File Number Record:	811-23466
File Number Record: 28
File Number Record:	811-21180
File Number Record: 29
File Number Record:	811-21784
File Number Record: 30
File Number Record:	811-23345
File Number Record: 31
File Number Record:	811-08621
File Number Record: 32
File Number Record:	811-08217
File Number Record: 33
File Number Record:	811-10337
File Number Record: 34
File Number Record:	811-06660
File Number Record: 35
File Number Record:	811-07642
File Number Record: 36
File Number Record:	811-21124
File Number Record: 37
File Number Record:	811-23564
File Number Record: 38
File Number Record:	811-21656
File Number Record: 39
File Number Record:	811-21793
File Number Record: 40
File Number Record:	811-07080
File Number Record: 41
File Number Record:	811-06499
File Number Record: 42
File Number Record:	811-08573
File Number Record: 43
File Number Record:	811-07083
File Number Record: 44
File Number Record:	811-21972
File Number Record: 45
File Number Record:	811-23340
File Number Record: 46
File Number Record:	811-22606
File Number Record: 47
File Number Record:	811-21434
File Number Record: 48
File Number Record:	811-06570
File Number Record: 49
File Number Record:	811-07136
File Number Record: 50
File Number Record:	811-02688
File Number Record: 51
File Number Record:	811-21413
File Number Record: 52
File Number Record:	811-05603
File Number Record: 53
File Number Record:	811-23285
File Number Record: 54
File Number Record:	811-21702
File Number Record: 55
File Number Record:	811-07354
File Number Record: 56
File Number Record:	811-23339
File Number Record: 57
File Number Record:	811-04802
File Number Record: 58
File Number Record:	811-21457
File Number Record: 59
File Number Record:	811-21179
File Number Record: 60
File Number Record:	811-21053
File Number Record: 61
File Number Record:	811-05611
File Number Record: 62
File Number Record:	811-21318
File Number Record: 63
File Number Record:	811-22032
File Number Record: 64
File Number Record:	811-10333
File Number Record: 65
File Number Record:	811-05739
File Number Record: 66
File Number Record:	811-08215
File Number Record: 67
File Number Record:	811-06540
File Number Record: 68
File Number Record:	811-07478
File Number Record: 69
File Number Record:	811-21036
File Number Record: 70
File Number Record:	811-23218
File Number Record: 71
File Number Record:	811-21506
File Number Record: 72
File Number Record:	811-23357
File Number Record: 73
File Number Record:	811-06692
File Number Record: 74
File Number Record:	811-23428
File Number Record: 75
File Number Record:	811-04264
File Number Record: 76
File Number Record:	811-22426
File Number Record: 77
File Number Record:	811-23341
File Number Record: 78
File Number Record:	811-21566
File Number Record: 79
File Number Record:	811-05542
File Number Record: 80
File Number Record:	811-21348
File Number Record: 81
File Number Record:	811-06500
File Number Record: 82
File Number Record:	811-07660
File Number Record: 83
File Number Record:	811-09191
Director Record: 8
a. Full Name	W. Carl Kester
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-22032
File Number Record: 2
File Number Record:	811-23341
File Number Record: 3
File Number Record:	811-07642
File Number Record: 4
File Number Record:	811-07136
File Number Record: 5
File Number Record:	811-02688
File Number Record: 6
File Number Record:	811-22603
File Number Record: 7
File Number Record:	811-07354
File Number Record: 8
File Number Record:	811-08621
File Number Record: 9
File Number Record:	811-10333
File Number Record: 10
File Number Record:	811-07156
File Number Record: 11
File Number Record:	811-06728
File Number Record: 12
File Number Record:	811-08603
File Number Record: 13
File Number Record:	811-05611
File Number Record: 14
File Number Record:	811-23218
File Number Record: 15
File Number Record:	811-23428
File Number Record: 16
File Number Record:	811-21318
File Number Record: 17
File Number Record:	811-22426
File Number Record: 18
File Number Record:	811-21126
File Number Record: 19
File Number Record:	811-10339
File Number Record: 20
File Number Record:	811-21036
File Number Record: 21
File Number Record:	811-08349
File Number Record: 22
File Number Record:	811-05603
File Number Record: 23
File Number Record:	811-21053
File Number Record: 24
File Number Record:	811-22991
File Number Record: 25
File Number Record:	811-09191
File Number Record: 26
File Number Record:	811-08215
File Number Record: 27
File Number Record:	811-21434
File Number Record: 28
File Number Record:	811-08573
File Number Record: 29
File Number Record:	811-10543
File Number Record: 30
File Number Record:	811-07083
File Number Record: 31
File Number Record:	811-23466
File Number Record: 32
File Number Record:	811-05739
File Number Record: 33
File Number Record:	811-21179
File Number Record: 34
File Number Record:	811-21566
File Number Record: 35
File Number Record:	811-22606
File Number Record: 36
File Number Record:	811-21972
File Number Record: 37
File Number Record:	811-07478
File Number Record: 38
File Number Record:	811-22774
File Number Record: 39
File Number Record:	811-21835
File Number Record: 40
File Number Record:	811-23345
File Number Record: 41
File Number Record:	811-21051
File Number Record: 42
File Number Record:	811-06500
File Number Record: 43
File Number Record:	811-21348
File Number Record: 44
File Number Record:	811-06499
File Number Record: 45
File Number Record:	811-04375
File Number Record: 46
File Number Record:	811-23339
File Number Record: 47
File Number Record:	811-06502
File Number Record: 48
File Number Record:	811-21124
File Number Record: 49
File Number Record:	811-23357
File Number Record: 50
File Number Record:	811-23564
File Number Record: 51
File Number Record:	811-22501
File Number Record: 52
File Number Record:	811-07660
File Number Record: 53
File Number Record:	811-23380
File Number Record: 54
File Number Record:	811-06540
File Number Record: 55
File Number Record:	811-02857
File Number Record: 56
File Number Record:	811-08081
File Number Record: 57
File Number Record:	811-06570
File Number Record: 58
File Number Record:	811-23285
File Number Record: 59
File Number Record:	811-21413
File Number Record: 60
File Number Record:	811-21180
File Number Record: 61
File Number Record:	811-06692
File Number Record: 62
File Number Record:	811-21349
File Number Record: 63
File Number Record:	811-07080
File Number Record: 64
File Number Record:	811-08217
File Number Record: 65
File Number Record:	811-10337
File Number Record: 66
File Number Record:	811-04264
File Number Record: 67
File Number Record:	811-21793
File Number Record: 68
File Number Record:	811-23340
File Number Record: 69
File Number Record:	811-05542
File Number Record: 70
File Number Record:	811-09401
File Number Record: 71
File Number Record:	811-21702
File Number Record: 72
File Number Record:	811-21506
File Number Record: 73
File Number Record:	811-10331
File Number Record: 74
File Number Record:	811-21178
File Number Record: 75
File Number Record:	811-04802
File Number Record: 76
File Number Record:	811-06660
File Number Record: 77
File Number Record:	811-08707
File Number Record: 78
File Number Record:	811-21457
File Number Record: 79
File Number Record:	811-21656
File Number Record: 80
File Number Record:	811-21784
File Number Record: 81
File Number Record:	811-23344
File Number Record: 82
File Number Record:	811-06414
File Number Record: 83
File Number Record:	811-23346
File Number Record: 84
File Number Record:	811-21729
Director Record: 9
a. Full Name	Catherine A. Lynch
b. CRD number, if any	000000000
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-21434
File Number Record: 2
File Number Record:	811-08215
File Number Record: 3
File Number Record:	811-21126
File Number Record: 4
File Number Record:	811-05603
File Number Record: 5
File Number Record:	811-02857
File Number Record: 6
File Number Record:	811-23380
File Number Record: 7
File Number Record:	811-21835
File Number Record: 8
File Number Record:	811-21506
File Number Record: 9
File Number Record:	811-22991
File Number Record: 10
File Number Record:	811-08621
File Number Record: 11
File Number Record:	811-09401
File Number Record: 12
File Number Record:	811-02688
File Number Record: 13
File Number Record:	811-21349
File Number Record: 14
File Number Record:	811-06502
File Number Record: 15
File Number Record:	811-22774
File Number Record: 16
File Number Record:	811-06692
File Number Record: 17
File Number Record:	811-07478
File Number Record: 18
File Number Record:	811-23564
File Number Record: 19
File Number Record:	811-08573
File Number Record: 20
File Number Record:	811-09191
File Number Record: 21
File Number Record:	811-21180
File Number Record: 22
File Number Record:	811-22501
File Number Record: 23
File Number Record:	811-10331
File Number Record: 24
File Number Record:	811-05611
File Number Record: 25
File Number Record:	811-07080
File Number Record: 26
File Number Record:	811-23345
File Number Record: 27
File Number Record:	811-04375
File Number Record: 28
File Number Record:	811-08081
File Number Record: 29
File Number Record:	811-23341
File Number Record: 30
File Number Record:	811-23428
File Number Record: 31
File Number Record:	811-21457
File Number Record: 32
File Number Record:	811-07642
File Number Record: 33
File Number Record:	811-08217
File Number Record: 34
File Number Record:	811-21656
File Number Record: 35
File Number Record:	811-21318
File Number Record: 36
File Number Record:	811-05739
File Number Record: 37
File Number Record:	811-06414
File Number Record: 38
File Number Record:	811-07083
File Number Record: 39
File Number Record:	811-21124
File Number Record: 40
File Number Record:	811-10333
File Number Record: 41
File Number Record:	811-22606
File Number Record: 42
File Number Record:	811-21702
File Number Record: 43
File Number Record:	811-10543
File Number Record: 44
File Number Record:	811-08603
File Number Record: 45
File Number Record:	811-21179
File Number Record: 46
File Number Record:	811-21053
File Number Record: 47
File Number Record:	811-21566
File Number Record: 48
File Number Record:	811-06499
File Number Record: 49
File Number Record:	811-10337
File Number Record: 50
File Number Record:	811-22426
File Number Record: 51
File Number Record:	811-23340
File Number Record: 52
File Number Record:	811-05542
File Number Record: 53
File Number Record:	811-22603
File Number Record: 54
File Number Record:	811-23218
File Number Record: 55
File Number Record:	811-21348
File Number Record: 56
File Number Record:	811-23344
File Number Record: 57
File Number Record:	811-08349
File Number Record: 58
File Number Record:	811-23357
File Number Record: 59
File Number Record:	811-21784
File Number Record: 60
File Number Record:	811-21051
File Number Record: 61
File Number Record:	811-06570
File Number Record: 62
File Number Record:	811-06540
File Number Record: 63
File Number Record:	811-08707
File Number Record: 64
File Number Record:	811-23466
File Number Record: 65
File Number Record:	811-06728
File Number Record: 66
File Number Record:	811-06660
File Number Record: 67
File Number Record:	811-21036
File Number Record: 68
File Number Record:	811-06500
File Number Record: 69
File Number Record:	811-10339
File Number Record: 70
File Number Record:	811-07354
File Number Record: 71
File Number Record:	811-04264
File Number Record: 72
File Number Record:	811-04802
File Number Record: 73
File Number Record:	811-23285
File Number Record: 74
File Number Record:	811-21972
File Number Record: 75
File Number Record:	811-23339
File Number Record: 76
File Number Record:	811-21793
File Number Record: 77
File Number Record:	811-07136
File Number Record: 78
File Number Record:	811-22032
File Number Record: 79
File Number Record:	811-21178
File Number Record: 80
File Number Record:	811-23346
File Number Record: 81
File Number Record:	811-07660
File Number Record: 82
File Number Record:	811-07156
File Number Record: 83
File Number Record:	811-21729
File Number Record: 84
File Number Record:	811-21413
Director Record: 10
a. Full Name	Robert Fairbairn
b. CRD number, if any	004992372
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?	Yes No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:	811-21178
File Number Record: 2
File Number Record:	811-06414
File Number Record: 3
File Number Record:	811-04375
File Number Record: 4
File Number Record:	811-03091
File Number Record: 5
File Number Record:	811-02556
File Number Record: 6
File Number Record:	811-04612
File Number Record: 7
File Number Record:	811-21348
File Number Record: 8
File Number Record:	811-23218
File Number Record: 9
File Number Record:	811-23346
File Number Record: 10
File Number Record:	811-21784
File Number Record: 11
File Number Record:	811-21457
File Number Record: 12
File Number Record:	811-23357
File Number Record: 13
File Number Record:	811-02354
File Number Record: 14
File Number Record:	811-07332
File Number Record: 15
File Number Record:	811-22032
File Number Record: 16
File Number Record:	811-07177
File Number Record: 17
File Number Record:	811-07136
File Number Record: 18
File Number Record:	811-07899
File Number Record: 19
File Number Record:	811-07083
File Number Record: 20
File Number Record:	811-23285
File Number Record: 21
File Number Record:	811-07642
File Number Record: 22
File Number Record:	811-04282
File Number Record: 23
File Number Record:	811-02809
File Number Record: 24
File Number Record:	811-06499
File Number Record: 25
File Number Record:	811-05611
File Number Record: 26
File Number Record:	811-09735
File Number Record: 27
File Number Record:	811-08349
File Number Record: 28
File Number Record:	811-23428
File Number Record: 29
File Number Record:	811-08621
File Number Record: 30
File Number Record:	811-22606
File Number Record: 31
File Number Record:	811-08707
File Number Record: 32
File Number Record:	811-05742
File Number Record: 33
File Number Record:	811-23466
File Number Record: 34
File Number Record:	811-09651
File Number Record: 35
File Number Record:	811-21434
File Number Record: 36
File Number Record:	811-23341
File Number Record: 37
File Number Record:	811-06500
File Number Record: 38
File Number Record:	811-21179
File Number Record: 39
File Number Record:	811-06349
File Number Record: 40
File Number Record:	811-23339
File Number Record: 41
File Number Record:	811-21656
File Number Record: 42
File Number Record:	811-10543
File Number Record: 43
File Number Record:	811-06692
File Number Record: 44
File Number Record:	811-22501
File Number Record: 45
File Number Record:	811-21566
File Number Record: 46
File Number Record:	811-02661
File Number Record: 47
File Number Record:	811-06570
File Number Record: 48
File Number Record:	811-09191
File Number Record: 49
File Number Record:	811-07171
File Number Record: 50
File Number Record:	811-07660
File Number Record: 51
File Number Record:	811-21702
File Number Record: 52
File Number Record:	811-06540
File Number Record: 53
File Number Record:	811-07478
File Number Record: 54
File Number Record:	811-07354
File Number Record: 55
File Number Record:	811-10337
File Number Record: 56
File Number Record:	811-05576
File Number Record: 57
File Number Record:	811-09637
File Number Record: 58
File Number Record:	811-21793
File Number Record: 59
File Number Record:	811-21835
File Number Record: 60
File Number Record:	811-07885
File Number Record: 61
File Number Record:	811-08573
File Number Record: 62
File Number Record:	811-21318
File Number Record: 63
File Number Record:	811-10339
File Number Record: 64
File Number Record:	811-21759
File Number Record: 65
File Number Record:	811-22603
File Number Record: 66
File Number Record:	811-05739
File Number Record: 67
File Number Record:	811-05178
File Number Record: 68
File Number Record:	811-21053
File Number Record: 69
File Number Record:	811-23345
File Number Record: 70
File Number Record:	811-21506
File Number Record: 71
File Number Record:	811-05603
File Number Record: 72
File Number Record:	811-21413
File Number Record: 73
File Number Record:	811-21180
File Number Record: 74
File Number Record:	811-08081
File Number Record: 75
File Number Record:	811-21349
File Number Record: 76
File Number Record:	811-05542
File Number Record: 77
File Number Record:	811-02405
File Number Record: 78
File Number Record:	811-04802
File Number Record: 79
File Number Record:	811-08215
File Number Record: 80
File Number Record:	811-21051
File Number Record: 81
File Number Record:	811-02739
File Number Record: 82
File Number Record:	811-23564
File Number Record: 83
File Number Record:	811-07156
File Number Record: 84
File Number Record:	811-21729
File Number Record: 85
File Number Record:	811-06660
File Number Record: 86
File Number Record:	811-10095
File Number Record: 87
File Number Record:	811-09739
File Number Record: 88
File Number Record:	811-03290
File Number Record: 89
File Number Record:	811-10333
File Number Record: 90
File Number Record:	811-21124
File Number Record: 91
File Number Record:	811-22774
File Number Record: 92
File Number Record:	811-22061
File Number Record: 93
File Number Record:	811-22991
File Number Record: 94
File Number Record:	811-07080
File Number Record: 95
File Number Record:	811-21763
File Number Record: 96
File Number Record:	811-08797
File Number Record: 97
File Number Record:	811-23340
File Number Record: 98
File Number Record:	811-06502
File Number Record: 99
File Number Record:	811-02857
File Number Record: 100
File Number Record:	811-22426
File Number Record: 101
File Number Record:	811-04264
File Number Record: 102
File Number Record:	811-23402
File Number Record: 103
File Number Record:	811-02688
File Number Record: 104
File Number Record:	811-05723
File Number Record: 105
File Number Record:	811-08162
File Number Record: 106
File Number Record:	811-06728
File Number Record: 107
File Number Record:	811-23344
File Number Record: 108
File Number Record:	811-09401
File Number Record: 109
File Number Record:	811-21972
File Number Record: 110
File Number Record:	811-21126
File Number Record: 111
File Number Record:	811-08217
File Number Record: 112
File Number Record:	811-06669
File Number Record: 113
File Number Record:	811-08603
File Number Record: 114
File Number Record:	811-10331
File Number Record: 115
File Number Record:	811-21036
File Number Record: 116
File Number Record:	811-03189

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):

Chief compliance officer Record: 1
a. Full Name	Charles Park
b. CRD Number, if any	000000000
c. Street Address 1	55 East 52nd Street
Street Address 2
d. City	New York
e. State, if applicable	NEW YORK
f. Foreign country, if applicable	UNITED STATES OF AMERICA
g. Zip code and zip code extension, or foreign postal code	10055
h. Telephone number (including country code if foreign)	XXXXXX
i. Has the chief compliance officer changed since the last filing?	Yes No

If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:

CCO employer Record: 1
i. Name of the person	N/A
ii. Person's IRS Employer Identification Number	N/A

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.

Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Yes No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.

a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Yes No

b. Has any proceeding previously reported been terminated? Yes No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Yes No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else?	Yes No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant?	Yes No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.

Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Yes No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act?	Yes No
Release number Record: 1
i. If yes, provide below the release number for each order	IC-32252
Release number Record: 2
i. If yes, provide below the release number for each order	IC-25878

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:

Principal underwriter Record: 1
i. Full name	BlackRock Investments, LLC
ii. SEC file number (e.g., 8-)	8-48436
iii. CRD number	000038642
iv. LEI, if any	54930061FBHCKXL2G714
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?	Yes No
b. Have any principal underwriters been hired or terminated during the reporting period?	Yes No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:

Public accountant Record: 1
a. Full Name	PricewaterhouseCoopers LLP
b. PCAOB Number	238
c. LEI, if any	5493002GVO7EO8RNNS37
d. State, if applicable	PENNSYLVANIA
e. Foreign country, if applicable	UNITED STATES OF AMERICA

f. Has the independent public accountant changed since the last filing? Yes No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.

For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Yes No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Yes No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.

Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Yes No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Yes No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Yes No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Yes No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.

Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund	CoreAlpha Bond Master Portfolio
b. Series identication number, if any	S000062381
c. LEI	0I7UWC3FB187VDB5KB30
d. Is this the first filing on this form by the Fund?	Yes No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?	0
b. How many new Classes of shares of the Fund were added during the reporting period?	0
c. How many Classes of shares of the Fund were terminated during the reporting period?	0
d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class	CoreAlpha Bond Master Portfolio
ii. Class identification number, if any	C000202350
iii. Ticker symbol, if any	N/A

Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.

Indicate if the Fund is any one of the types listed below. Check all that apply.

a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Exchange-Traded Fund
ii. Exchange-Traded Managed Fund
b. Index Fund

c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Interval Fund
e. Fund of Funds
f. Master-Feeder Fund

i. If the Registrant is a master fund, then provide the information requested below with respect to each feeder fund:

Feeder funds Record: 1
1. Full name	BlackRock CoreAlpha Bond Fund
2. For registered feeder funds:
A. Investment Company Act file number (e.g., 811-)	811-23344
B. Series identification number, if any	S000062373
C. LEI of feeder fund	5493006URKRO8T23MI88
3. For unregistered feeder funds:
A. SEC file number of the feeder fund's investment adviser (e.g., 801-)	N/A
B. LEI of feeder fund, if any	N/A

ii. If the Registrant is a feeder fund, then provide the information requested below with respect to a master fund registered under the Act:

g. Money Market Fund
h. Target Date Fund
i. Underlying fund to a variable annuity or variable life insurance contract
N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Yes No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].

a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Yes No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.

a. Is the Fund authorized to engage in securities lending transactions?	Yes No
b. Did the Fund lend any of its securities during the reporting period?	Yes No

i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:

1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities?	Yes No
2. The Fund was otherwise adversely impacted?	Yes No

c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:

Securities Lending Record: 1
i. Full name of securities lending agent	BlackRock Institutional Trust Company, National Association
ii. LEI, if any	549300RK1FB0VMTPD087
iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent?	Yes No

v. If the entity providing the indemnification is not the securities lending agent, provide the following information:

Idemnity Providers Record: 1

1. Name of person providing indemnification	BlackRock, Inc.
2. LEI, if any, of person providing indemnification	549300LRIF3NWCU26A80

vi. Did the Fund exercise its indemnification rights during the reporting period? Yes No

d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:

Collateral Managers Record: 1
i. Full name of cash collateral manager:	BlackRock Fund Advisors
ii. LEI, if any:	549300YOOGP0Y1M95C20
iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund?	Yes No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund?	Yes No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):	i. Revenue sharing split ii. Non-revenue sharing split (other than administrative fee) iii. Administrative fee iv. Cash collateral reinvestment fee v. Indemnification fee vi. Other N/A
If other, describe:	Rebates paid to borrowers
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period	46626210.00000000
g. Provide the net income from securities lending activities	228954.00000000

Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.

a. Did the Fund have an expense limitation arrangement in place during the reporting period?	Yes No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period?	Yes No
c. Are the fees waived subject to recoupment?	Yes No
d. Were any expenses previously waived recouped during the period?	Yes No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:

Investment Advisers Record: 1
i. Full name	BlackRock Advisors, LLC
ii. SEC file number ( e.g., 801- )	801-47710
iii.CRD number	000106614
iv. LEI, if any	5493001LN9MRM6A35J74
v. State, if applicable	DELAWARE
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period?	Yes No

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:

i. Full name

ii. SEC file number ( e.g., 801- )

iii. CRD number

iv. LEI, if any

v. State, if applicable

vi. Foreign country, if applicable

vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:

Sub Advisors Record: 1
i. Full name	BlackRock International Limited
ii. SEC file number ( e.g., 801- ), if applicable	801-51087
iii. CRD number	000106843
iv. LEI, if any	5493008YUGP5E01IBD70
v. State, if applicable
vi. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No
Sub Advisors Record: 2
i. Full name	BlackRock Fund Advisors
ii. SEC file number ( e.g., 801- ), if applicable	801-22609
iii. CRD number	000105247
iv. LEI, if any	549300YOOGP0Y1M95C20
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)?	Yes No
viii. Was the sub-adviser hired during the reporting period?	Yes No

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:

i. Full name

ii. SEC file number ( e.g., 801- )

iii. CRD number

iv. LEI, if any

v. State, if applicable

vi. Foreign country, if applicable

vii. Termination date

Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:

Transfer Agents Record: 1
i. Full name	BNY Mellon Investment Servicing (US) Inc.
ii.SEC file number ( e.g., 84- or 85- )	084-01761
iii. LEI, if any	549300CFZQLI9QMJ1Z03
iv. State, if applicable	DELAWARE
v. Foreign country, if applicable	UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vii. Is the transfer agent a sub-transfer agent?	Yes No

b. Has a transfer agent been hired or terminated during the reporting period? Yes No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:

Pricing Services Record: 1
i. Full name	IHS Markit Ltd.
ii. LEI, if any, or provide and describe other identifying number	549300HLPTRASHS0E726
Description of other identifying number
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 2
i. Full name	Bloomberg L.P.
ii. LEI, if any, or provide and describe other identifying number	549300B56MD0ZC402L06
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 3
i. Full name	ICE Data Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	13-3668779
Description of other identifying number	Tax ID
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No
Pricing Services Record: 4
i. Full name	Refinitiv US Holdings Inc.
ii. LEI, if any, or provide and describe other identifying number	549300NF240HXJO7N016
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?	Yes No

b. Was a pricing service hired or terminated during the reporting period? Yes No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:

Custodians Record: 1
i. Full name	Goldman Sachs & Co. LLC
ii. LEI, if any	FOR8UP27PHTHYVLBNG30
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 2
i. Full name	State Street Bank and Trust Company
ii. LEI, if any	571474TGEMMWANRLN572
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 3
i. Full name	Euroclear Bank
ii. LEI, if any	549300OZ46BRLZ8Y6F65
iii. State, if applicable
iv. Foreign country, if applicable	BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 4
i. Full name	Barclays Capital Inc.
ii. LEI, if any	AC28XWWI3WIBK2824319
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 5
i. Full name	Royal Bank of Canada
ii. LEI, if any	ES7IP3U3RHIGC71XBU11
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 6
i. Full name	Morgan Stanley & Co. LLC
ii. LEI, if any	9R7GPTSO7KV3UQJZQ078
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 7
i. Full name	State Street Trust Company Canada
ii. LEI, if any	549300L71XG2CTQ2V827
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 8
i. Full name	State Street Bank and Trust Company (Edinburgh, GB, Branch)
ii. LEI, if any	571474TGEMMWANRLN572
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 9
i. Full name	Credit Suisse Securities (USA) LLC
ii. LEI, if any	1V8Y6QCX6YMJ2OELII46
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 10
i. Full name	State Street Bank International GmbH
ii. LEI, if any	ZMHGNT7ZPKZ3UFZ8EO46
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 11
i. Full name	The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
ii. LEI, if any	2HI3YI5320L3RW6NJ957
iii. State, if applicable
iv. Foreign country, if applicable	AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other
Custodians Record: 12
i. Full name	Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
ii. LEI, if any	RB0PEZSDGCO3JS6CEU02
iii. State, if applicable
iv. Foreign country, if applicable	JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the custodian a sub-custodian?	Yes No
vii. With respect to the custodian, check below to indicate the type of custody:	1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) 3.Self - rule 17f-2 (17 CFR 270.17f-2) 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4) 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2) 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Yes No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:

Shareholder servicing agents Record: 1
i. Full name	T.R. Winston & Company, LLC
ii. LEI, if any, or provide and describe other identifying number	8-27519
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 2
i. Full name	Horace Mann Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	5493000HR2JKKNH2FL09
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 3
i. Full name	Polar Investment Counsel, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50039
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 4
i. Full name	Trustfirst, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48509
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 5
i. Full name	Oberweis Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493008EZH6DO1631P71
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 6
i. Full name	Place Trade Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65915
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 7
i. Full name	Moors & Cabot, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900SDQ5IONENQ7U67
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 8
i. Full name	CNR Securities LLC
ii. LEI, if any, or provide and describe other identifying number	894500JXD2XN50UHZI74
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 9
i. Full name	Dempsey Lord Smith, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67469
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 10
i. Full name	World Choice Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45235
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 11
i. Full name	Commonwealth Equity Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-24040
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 12
i. Full name	Westminster Financial Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-38426
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 13
i. Full name	Consolidated Financial Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37004
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 14
i. Full name	Nationwide Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-12500
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 15
i. Full name	Jefferies LLC
ii. LEI, if any, or provide and describe other identifying number	58PU97L1C0WSRCWADL48
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 16
i. Full name	First Manhattan Co.
ii. LEI, if any, or provide and describe other identifying number	549300NNJKVSO48I3G76
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 17
i. Full name	Aon UK Holdings Limited
ii. LEI, if any, or provide and describe other identifying number	5493002ME0O127QJJG03
Description of other identifying number
iii. State, if applicable
iv. Foreign country, if applicable	UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 18
i. Full name	J. Alden Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48938
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 19
i. Full name	Heim, Young & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48500
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 20
i. Full name	Genworth Life and Annuity Insurance Company
ii. LEI, if any, or provide and describe other identifying number	TAI340D9BWT9R77O0P03
Description of other identifying number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 21
i. Full name	Capital Institutional Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	54930061X8RDWFDJIS05
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 22
i. Full name	Eagles Coast Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	8-70137
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 23
i. Full name	PlanMember Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-25065
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 24
i. Full name	G. A. Repple & Company
ii. LEI, if any, or provide and describe other identifying number	8-35315
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 25
i. Full name	Principal Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	SDCMU2LVKGV2AF1KWP64
Description of other identifying number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 26
i. Full name	Nationwide Planning Associates Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45310
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 27
i. Full name	The Tavenner Company
ii. LEI, if any, or provide and describe other identifying number	8-41206
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 28
i. Full name	L. B. Fisher & Company
ii. LEI, if any, or provide and describe other identifying number	8-21023
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 29
i. Full name	Duncan-Williams, Inc.
ii. LEI, if any, or provide and describe other identifying number	25490045VHLUZ7H92Y27
Description of other identifying number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 30
i. Full name	Securities America, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-26602
Description of other identifying number	SEC File Number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 31
i. Full name	B.B. Graham & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49477
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 32
i. Full name	David Lerner Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-20746
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 33
i. Full name	International Assets Advisory, LLC
ii. LEI, if any, or provide and describe other identifying number	254900ARMOHQNS987S09
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 34
i. Full name	BOK Financial Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493008UZFTI4G7UQ733
Description of other identifying number
iii. State, if applicable	OKLAHOMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 35
i. Full name	Apex Clearing Corporation
ii. LEI, if any, or provide and describe other identifying number	5493000418CITRF5BO80
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 36
i. Full name	Syndicated Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44162
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 37
i. Full name	Valley National Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-34427
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 38
i. Full name	Shareholders Service Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65778
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 39
i. Full name	Berthel Fisher & Company Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-29426
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 40
i. Full name	Transam Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37065
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 41
i. Full name	ViewTrade Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300CHLQDUD0NL5851
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 42
i. Full name	Intervest International Equities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-38156
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 43
i. Full name	BD4RIA, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-70022
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 44
i. Full name	Securities Equity Group
ii. LEI, if any, or provide and describe other identifying number	8-51706
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 45
i. Full name	The Jeffrey Matthews Financial Group, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	25490086M6MGMYYVOJ50
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 46
i. Full name	Great American Investors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44380
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 47
i. Full name	Labrunerie Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47830
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 48
i. Full name	TD Ameritrade, Inc.
ii. LEI, if any, or provide and describe other identifying number	CWQYQU0TV2NLMLZKNB44
Description of other identifying number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 49
i. Full name	Wells Fargo Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	VYVVCKR63DVZZN70PB21
Description of other identifying number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 50
i. Full name	The Strategic Financial Alliance, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65885
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 51
i. Full name	Pershing LLC
ii. LEI, if any, or provide and describe other identifying number	ZI8Q1A8EI8LQFJNM0D94
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 52
i. Full name	Vanderbilt Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-16712
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 53
i. Full name	APW Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50433
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 54
i. Full name	Boreal Capital Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	549300NMHK6HTSKCG696
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 55
i. Full name	TimeCapital Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-18248
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 56
i. Full name	Wintrust Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-484
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 57
i. Full name	Jacques Financial, LLC
ii. LEI, if any, or provide and describe other identifying number	8-52675
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 58
i. Full name	Carter, Terry & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-33797
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 59
i. Full name	Colliers Securities LLC
ii. LEI, if any, or provide and describe other identifying number	549300OD1C69R64IVC38
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 60
i. Full name	TradeStation Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300T08P71XXBYLW62
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 61
i. Full name	Oscar Gruss & Son Incorporated
ii. LEI, if any, or provide and describe other identifying number	549300V78DH9XCK5UI63
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 62
i. Full name	Voya Financial Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13987
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 63
i. Full name	BCG Securities, Inc
ii. LEI, if any, or provide and describe other identifying number	8-12680
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 64
i. Full name	Marsco Investment Corporation
ii. LEI, if any, or provide and describe other identifying number	8-36754
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 65
i. Full name	Hornor, Townsend & Kent, LLC
ii. LEI, if any, or provide and describe other identifying number	8-14715
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 66
i. Full name	Transamerica Advisors Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	F1PLTWZ8OU4HQGZQAP31
Description of other identifying number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 67
i. Full name	Despain Financial Corporation
ii. LEI, if any, or provide and describe other identifying number	8-37056
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 68
i. Full name	Monere Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52982
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 69
i. Full name	Verity Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49474
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 70
i. Full name	S.L. Reed & Company
ii. LEI, if any, or provide and describe other identifying number	8-49178
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 71
i. Full name	The Prudential Insurance Company of America
ii. LEI, if any, or provide and describe other identifying number	X574KRZ6V5A7UBU45C31
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 72
i. Full name	Inverness Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66278
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 73
i. Full name	NEXT Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51356
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 74
i. Full name	Conover Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-35085
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 75
i. Full name	Moloney Securities Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48326
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 76
i. Full name	Cresap, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-42117
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 77
i. Full name	Symphonic Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-67220
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 78
i. Full name	Lincoln Financial Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-14609
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 79
i. Full name	Carl M. Hennig, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-14509
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 80
i. Full name	Access Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46065
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 81
i. Full name	Infinity Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-67647
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 82
i. Full name	Coldstream Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51549
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 83
i. Full name	Security Distributors, LLC
ii. LEI, if any, or provide and describe other identifying number	8-10781
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 84
i. Full name	Invicta Capital LLC
ii. LEI, if any, or provide and describe other identifying number	549300QY87LR84LRLL97
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 85
i. Full name	Northwest Investment Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65282
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 86
i. Full name	First Southern LLC
ii. LEI, if any, or provide and describe other identifying number	8-69733
Description of other identifying number	SEC File Number
iii. State, if applicable
iv. Foreign country, if applicable	PUERTO RICO
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 87
i. Full name	Colorado Financial Service Corporation
ii. LEI, if any, or provide and describe other identifying number	8-52817
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 88
i. Full name	FSC Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-21770
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 89
i. Full name	Lieblong & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49880
Description of other identifying number	SEC File Number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 90
i. Full name	Hanson McClain Retirement Network, LP
ii. LEI, if any, or provide and describe other identifying number	8-52250
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 91
i. Full name	Raymond James & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	U4ONQX15J3RO8XCKE979
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 92
i. Full name	BNP Paribas Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	RCNB6OTYUAMMP879YW96
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 93
i. Full name	Great Pacific Securities
ii. LEI, if any, or provide and describe other identifying number	254900QRZ90SUI8C4W84
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 94
i. Full name	TD Ameritrade Trust Company
ii. LEI, if any, or provide and describe other identifying number	20-0937408
Description of other identifying number	Tax ID
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 95
i. Full name	Gardner Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-38631
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 96
i. Full name	Interactive Brokers LLC
ii. LEI, if any, or provide and describe other identifying number	50OBSE5T5521O6SMZR28
Description of other identifying number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 97
i. Full name	Advanced Advisor Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67313
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 98
i. Full name	BAC Florida Investments Corp.
ii. LEI, if any, or provide and describe other identifying number	254900CAF9OPVE8VT408
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 99
i. Full name	Kestra Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-49672
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 100
i. Full name	Lincoln-Douglas Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68728
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 101
i. Full name	Ameriprise Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-16791
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 102
i. Full name	USAA Investment Services Company
ii. LEI, if any, or provide and describe other identifying number	549300VSPLQ1XBNPD479
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 103
i. Full name	Oak Tree Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36138
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 104
i. Full name	JPMorgan Chase Bank, National Association
ii. LEI, if any, or provide and describe other identifying number	7H6GLXDRUGQFU57RNE97
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 105
i. Full name	Cardinal Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47493
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 106
i. Full name	Brokers International Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67239
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 107
i. Full name	McClurg Capital Corporation
ii. LEI, if any, or provide and describe other identifying number	8-34473
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 108
i. Full name	Hancock Whitney Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49106
Description of other identifying number	SEC File Number
iii. State, if applicable	LOUISIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 109
i. Full name	Itau International Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	54930086LDFU8Z86AH91
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 110
i. Full name	Calamar Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69777
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 111
i. Full name	Planners Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-18027
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 112
i. Full name	T.S. Phillips Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65661
Description of other identifying number	SEC File Number
iii. State, if applicable	OKLAHOMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 113
i. Full name	Fifth Third Bank, National Association
ii. LEI, if any, or provide and describe other identifying number	QFROUN1UWUYU0DVIWD51
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 114
i. Full name	Amegy Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65399
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 115
i. Full name	Western International Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48572
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 116
i. Full name	Investshares, Inc
ii. LEI, if any, or provide and describe other identifying number	8-68365
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 117
i. Full name	Deutsche Bank Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	9J6MBOOO7BECTDTUZW19
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 118
i. Full name	Rhodes Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37689
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 119
i. Full name	VBC Securities, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-44141
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 120
i. Full name	Supreme Alliance LLC
ii. LEI, if any, or provide and describe other identifying number	8-51046
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 121
i. Full name	LaSalle St. Securities, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-18860
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 122
i. Full name	The Oak Ridge Financial Services Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	2549003647MDU9F6QN39
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 123
i. Full name	American Wealth Management, Inc
ii. LEI, if any, or provide and describe other identifying number	8-41807
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 124
i. Full name	Griffinest Asia Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66571
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 125
i. Full name	USI Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50429
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 126
i. Full name	Cantella & Co.,Inc.
ii. LEI, if any, or provide and describe other identifying number	254900Z33Q34HCFGHO19
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 127
i. Full name	Cascade Financial Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53730
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 128
i. Full name	Carty & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-19082
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 129
i. Full name	Lesko Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-26408
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 130
i. Full name	Alight Solutions LLC
ii. LEI, if any, or provide and describe other identifying number	84-01996
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 131
i. Full name	Portsmouth Financial Services
ii. LEI, if any, or provide and describe other identifying number	8-30097
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 132
i. Full name	D.A. Davidson & Co.
ii. LEI, if any, or provide and describe other identifying number	549300094RQ5A7DYLF51
Description of other identifying number
iii. State, if applicable	MONTANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 133
i. Full name	XP Investments US, LLC
ii. LEI, if any, or provide and describe other identifying number	549300HDFLS7P433PO89
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 134
i. Full name	Benchmark Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52280
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 135
i. Full name	Capitol Securities Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-30353
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 136
i. Full name	Arthur W. Wood Company
ii. LEI, if any, or provide and describe other identifying number	8-3368
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 137
i. Full name	Sigma Financial Corporation
ii. LEI, if any, or provide and describe other identifying number	8-30466
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 138
i. Full name	Actinver Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900FT947VQZ1WHT28
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 139
i. Full name	Securian Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-31955
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 140
i. Full name	Mcnally Financial Services Corporation
ii. LEI, if any, or provide and describe other identifying number	8-65388
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 141
i. Full name	Uhlmann Price Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-50041
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 142
i. Full name	Finance 500, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-28302
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 143
i. Full name	Herbert J Sims & Co. Inc.
ii. LEI, if any, or provide and describe other identifying number	254900SV6UESQBS8XP98
Description of other identifying number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 144
i. Full name	NBC Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900GIP7RJQGHH5S19
Description of other identifying number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 145
i. Full name	Pensionmark Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69773
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 146
i. Full name	AdCap Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	254900EMZBEIM1FAO022
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 147
i. Full name	Corecap Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-47783
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 148
i. Full name	Gregory J. Schwartz & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-20955
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 149
i. Full name	Leumi Investment Services Inc.
ii. LEI, if any, or provide and describe other identifying number	5493005SJQ3VQ5DEE756
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 150
i. Full name	C. R. Davis & Company, Investment Securities
ii. LEI, if any, or provide and describe other identifying number	8-859
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 151
i. Full name	Smith, Brown & Groover, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13079
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 152
i. Full name	VectorGlobal WMG Inc.
ii. LEI, if any, or provide and describe other identifying number	254900K52VRYBHUGBC64
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 153
i. Full name	Nations Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50588
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 154
i. Full name	Avantax Wealth Management, Inc
ii. LEI, if any, or provide and describe other identifying number	8-29533
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 155
i. Full name	Huntleigh Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-21893
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 156
i. Full name	Middlegate Securities Ltd.
ii. LEI, if any, or provide and describe other identifying number	549300ZVONUQ845QCH95
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 157
i. Full name	Harbor Investment Advisory, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68334
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 158
i. Full name	Rockefeller Financial LLC
ii. LEI, if any, or provide and describe other identifying number	8-70054
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 159
i. Full name	Brooklight Place Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32673
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 160
i. Full name	Capital Portfolio Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44225
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 161
i. Full name	Investment Security Corporation
ii. LEI, if any, or provide and describe other identifying number	8-51832
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 162
i. Full name	Farmers Financial Solutions, LLC
ii. LEI, if any, or provide and describe other identifying number	8-52361
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 163
i. Full name	Cetera Advisors LLC
ii. LEI, if any, or provide and describe other identifying number	8-26892
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 164
i. Full name	LPL Financial LLC
ii. LEI, if any, or provide and describe other identifying number	5493005NM7F0H1N3EQ39
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 165
i. Full name	Oriental Financial Services LLC
ii. LEI, if any, or provide and describe other identifying number	8-44516
Description of other identifying number	SEC File Number
iii. State, if applicable
iv. Foreign country, if applicable	PUERTO RICO
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 166
i. Full name	Callaway Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300UNHHMAHA7IYO12
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 167
i. Full name	Northern Capital Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	254900ZANH7XTB94LS53
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 168
i. Full name	Morgan Stanley Smith Barney LLC
ii. LEI, if any, or provide and describe other identifying number	7PDDXEMZ0ZV0CEDU4D16
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 169
i. Full name	DFPG Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68730
Description of other identifying number	SEC File Number
iii. State, if applicable	UTAH
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 170
i. Full name	The Vanguard Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493002789CX3L0CJP65
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 171
i. Full name	White Mountain Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	8-52572
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 172
i. Full name	People's Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-29667
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 173
i. Full name	Planned Financial Programs, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-5727
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 174
i. Full name	Janney Montgomery Scott LLC
ii. LEI, if any, or provide and describe other identifying number	8-00462
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 175
i. Full name	COUNTRY Capital Management Company
ii. LEI, if any, or provide and describe other identifying number	8-12645
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 176
i. Full name	Triad Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-42007
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 177
i. Full name	Tradition Securities and Derivatives Inc.
ii. LEI, if any, or provide and describe other identifying number	WRYEFMSVQCH0EMD08461
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 178
i. Full name	Horan Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49192
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 179
i. Full name	D.H. Hill Securities, LLLP
ii. LEI, if any, or provide and describe other identifying number	8-49475
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 180
i. Full name	Aventura Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67458
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 181
i. Full name	SKA Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53366
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 182
i. Full name	NYLIFE Distributors LLC
ii. LEI, if any, or provide and describe other identifying number	8-46655
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 183
i. Full name	DWS Distributors, Inc.
ii. LEI, if any, or provide and describe other identifying number	5299007T18XBURKJ1V64
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 184
i. Full name	Integral Financial LLC
ii. LEI, if any, or provide and describe other identifying number	2549000I2CBZTJRHG786
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 185
i. Full name	Westco Investment Corp.
ii. LEI, if any, or provide and describe other identifying number	8-38452
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 186
i. Full name	First Financial Securities of America, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-29565
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 187
i. Full name	Center Street Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-42786
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 188
i. Full name	Hennion & Walsh, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-41988
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 189
i. Full name	Cabot Lodge Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-69009
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 190
i. Full name	Pension Dynamics Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-52535
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 191
i. Full name	Coordinated Capital Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-31173
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 192
i. Full name	NPB Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67113
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 193
i. Full name	AssetMark Trust Company
ii. LEI, if any, or provide and describe other identifying number	86-0770473
Description of other identifying number	Tax ID
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 194
i. Full name	TCFG Wealth Management, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69089
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 195
i. Full name	American Financial Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53205
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 196
i. Full name	Peak Brokerage Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68829
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 197
i. Full name	Great-West Financial Retirement Plan Services, LLC
ii. LEI, if any, or provide and describe other identifying number	71-0930784
Description of other identifying number	Tax ID
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 198
i. Full name	UnionBanc Investment Services LLC
ii. LEI, if any, or provide and describe other identifying number	254900Y9HI2TG6D79N41
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 199
i. Full name	Robert W. Baird & Co. Incorporated
ii. LEI, if any, or provide and describe other identifying number	8-497
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 200
i. Full name	City National Bank
ii. LEI, if any, or provide and describe other identifying number	593C3GZG957YOJPS2Z63
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 201
i. Full name	Beaconsfield Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-30993
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 202
i. Full name	Concorde Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68388
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 203
i. Full name	Bolton Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-68187
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 204
i. Full name	ING Financial Markets LLC
ii. LEI, if any, or provide and describe other identifying number	KBVRJ5K57JZ3E2AVWX40
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 205
i. Full name	Globalink Securities, Inc
ii. LEI, if any, or provide and describe other identifying number	8-44509
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 206
i. Full name	BNY Mellon Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	801-54739
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 207
i. Full name	Liberty Partners Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66335
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 208
i. Full name	John Hancock Life Insurance Company of New York
ii. LEI, if any, or provide and describe other identifying number	5493007RYG4GXIKSQI18
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 209
i. Full name	Sammons Financial Network, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68905
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 210
i. Full name	Investment Placement Group
ii. LEI, if any, or provide and describe other identifying number	5493005L3RL45FY4HR07
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 211
i. Full name	ADP Broker-Dealer, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47885
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 212
i. Full name	H. Beck, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-31165
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 213
i. Full name	Voya Retirement Insurance and Annuity Company
ii. LEI, if any, or provide and describe other identifying number	OK3MKCDYPD4NN6QDGK18
Description of other identifying number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 214
i. Full name	Monex Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900VTZ3HYHNEJRX35
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 215
i. Full name	Excel Securities & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-34261
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 216
i. Full name	Chapin Davis Inc.
ii. LEI, if any, or provide and describe other identifying number	801-70987
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 217
i. Full name	Crescent Securities Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53457
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 218
i. Full name	Fintrust Brokerage Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-49514
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 219
i. Full name	M.Y. Safra Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-22326
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 220
i. Full name	Equitable Advisors, LLC
ii. LEI, if any, or provide and describe other identifying number	8-17883
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 221
i. Full name	World Capital Brokerage, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-06805
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 222
i. Full name	BFT Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-53487
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 223
i. Full name	Rehmann Financial Network, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69134
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 224
i. Full name	Caldwell Securities Ltd.
ii. LEI, if any, or provide and describe other identifying number	549300ORF2FMHXODHJ66
Description of other identifying number
iii. State, if applicable
iv. Foreign country, if applicable	CANADA (FEDERAL LEVEL)
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 225
i. Full name	PFS Investments Inc.
ii. LEI, if any, or provide and describe other identifying number	8-26486
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 226
i. Full name	1st Discount Brokerage, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48557
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 227
i. Full name	General Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-31654
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 228
i. Full name	Geneos Wealth Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65357
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 229
i. Full name	USCA Securities LLC
ii. LEI, if any, or provide and describe other identifying number	254900GBMSP1Y45THR66
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 230
i. Full name	FSB Premier Wealth Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44865
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 231
i. Full name	Laidlaw & Company (UK) Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-53731
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 232
i. Full name	F.C.G. Advisors, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-49104
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 233
i. Full name	Bley Investment Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-42701
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 234
i. Full name	CBIZ Financial Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-34205
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 235
i. Full name	Wells Fargo Clearing Services, LLC
ii. LEI, if any, or provide and describe other identifying number	88KRVSOEKUGQZJ3DKW55
Description of other identifying number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 236
i. Full name	IFP Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-70150
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 237
i. Full name	Landaas & Company, LLC
ii. LEI, if any, or provide and describe other identifying number	8-51826
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 238
i. Full name	Regulus Advisors, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68275
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 239
i. Full name	MML Distributors, LLC
ii. LEI, if any, or provide and describe other identifying number	8-48203
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 240
i. Full name	BTS Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-26818
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 241
i. Full name	William Blair & Company, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	549300J0P7XYE8BMZ775
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 242
i. Full name	Crestone Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-52463
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 243
i. Full name	International Research Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37954
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 244
i. Full name	Neuberger Berman BD LLC
ii. LEI, if any, or provide and describe other identifying number	PWDS3JJ631D5N70JXG61
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 245
i. Full name	Purshe Kaplan Sterling Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46844
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 246
i. Full name	OFG Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40770
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 247
i. Full name	LifeMark Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-33478
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 248
i. Full name	Brighton Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-14599
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 249
i. Full name	Arlington Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-38098
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 250
i. Full name	Halliday Financial, LLC
ii. LEI, if any, or provide and describe other identifying number	8-45529
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 251
i. Full name	Axiom Capital Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900WW7SK1IMK6NO54
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 252
i. Full name	RJJ Pasadena Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-25324
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 253
i. Full name	Wiley Bros. - Aintree Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	8-3774
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 254
i. Full name	Intercarolina Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37519
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 255
i. Full name	Thurston, Springer, Miller, Herd & Titak, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-25452
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 256
i. Full name	Sweney Cartwright & Company
ii. LEI, if any, or provide and describe other identifying number	549300CTOIWXJCKTPS87
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 257
i. Full name	Mercer Hr Services, LLC
ii. LEI, if any, or provide and describe other identifying number	20-1932099
Description of other identifying number	Tax ID
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 258
i. Full name	Valmark Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45463
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 259
i. Full name	The Capital Group Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52512
Description of other identifying number	SEC File Number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 260
i. Full name	State Farm VP Management Corp.
ii. LEI, if any, or provide and describe other identifying number	8-50128
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 261
i. Full name	TCAdvisors Network Inc
ii. LEI, if any, or provide and describe other identifying number	8-46909
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 262
i. Full name	Transamerica Financial Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300JW32XCZSHI0878
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 263
i. Full name	Henley & Company LLC
ii. LEI, if any, or provide and describe other identifying number	8-66463
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 264
i. Full name	Perryman Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53546
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 265
i. Full name	Signal Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32948
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 266
i. Full name	Lebenthal Financial Services, Inc
ii. LEI, if any, or provide and describe other identifying number	8-67140
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 267
i. Full name	Omega Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-20225
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 268
i. Full name	Ladenburg Thalmann & Co. Inc.
ii. LEI, if any, or provide and describe other identifying number	2549000V3L2KK4L76W91
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 269
i. Full name	Sanctuary Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	2549007WBAL2Z578XQ34
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 270
i. Full name	J. D. Seibert & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-23604
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 271
i. Full name	Classic, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68981
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH DAKOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 272
i. Full name	American Century Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35220
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 273
i. Full name	HSBC Securities (USA) Inc.
ii. LEI, if any, or provide and describe other identifying number	CYYGQCGNHMHPSMRL3R97
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 274
i. Full name	R. F. Lafferty & Co., Inc
ii. LEI, if any, or provide and describe other identifying number	254900KLPTMWPBZWH264
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 275
i. Full name	Key Investment Services LLC
ii. LEI, if any, or provide and describe other identifying number	8-66999
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 276
i. Full name	SDDCO Brokerage Advisors LLC
ii. LEI, if any, or provide and describe other identifying number	8-68549
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 277
i. Full name	Meridien Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-26090
Description of other identifying number	SEC File Number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 278
i. Full name	N.E. Private Client Advisors, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-66968
Description of other identifying number	SEC File Number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 279
i. Full name	Omni Financial Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44034
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 280
i. Full name	Voya Investments Distributor, LLC
ii. LEI, if any, or provide and describe other identifying number	8-48020
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 281
i. Full name	Arive Capital Markets LLC
ii. LEI, if any, or provide and describe other identifying number	8-43350
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 282
i. Full name	M&T Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900VRUF9FN7AZI864
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 283
i. Full name	J.W. Cole Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65698
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 284
i. Full name	The Guardian Insurance & Annuity Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	TGIU5N0SIMULU6I57R64
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 285
i. Full name	Country Club Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44574
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 286
i. Full name	Vorpahl Wing Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51823
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 287
i. Full name	Sammons institutional Group Inc.
ii. LEI, if any, or provide and describe other identifying number	BBG00LBNPZL2
Description of other identifying number	Bloomberg Global ID
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 288
i. Full name	Winslow, Evans & Crocker, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300EVLXSCM40LO982
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 289
i. Full name	Bestvest Investments, Ltd.
ii. LEI, if any, or provide and describe other identifying number	254900SL6FW130BMS922
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 290
i. Full name	American Trust Company
ii. LEI, if any, or provide and describe other identifying number	5493005EOTYFH88SI914
Description of other identifying number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 291
i. Full name	Safra Securities LLC
ii. LEI, if any, or provide and describe other identifying number	E51AOUORNWWT747CBW71
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 292
i. Full name	Camden Financial Services
ii. LEI, if any, or provide and describe other identifying number	8-37303
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 293
i. Full name	Centaurus Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45185
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 294
i. Full name	CapFinancial Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-65870
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 295
i. Full name	Edward D. Jones & Co., L.P.
ii. LEI, if any, or provide and describe other identifying number	YZRCLX72FTV74B522G90
Description of other identifying number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 296
i. Full name	The GMS Group, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	254900OXZT27TA5CGU56
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 297
i. Full name	CGIS Securities LLC
ii. LEI, if any, or provide and describe other identifying number	254900GOI7SHVRZ5BG90
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 298
i. Full name	StockCross Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900E1U348OMY1L886
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 299
i. Full name	Allstate Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-36365
Description of other identifying number	SEC File Number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 300
i. Full name	Arkadios Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69729
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 301
i. Full name	Client One Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-68494
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 302
i. Full name	Mack Investment Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35536
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 303
i. Full name	Bruderman Brothers, LLC
ii. LEI, if any, or provide and describe other identifying number	8-51974
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 304
i. Full name	Hazard & Siegel, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13942
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 305
i. Full name	Weston Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-32664
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 306
i. Full name	BBVA Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	549300RJFN0Z663VE860
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 307
i. Full name	Portfolio Resources Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300TKCYL1XNXOL896
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 308
i. Full name	CUSO Financial Services, L.P.
ii. LEI, if any, or provide and describe other identifying number	8-49711
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 309
i. Full name	Merrill Lynch, Pierce, Fenner & Smith Incorporated
ii. LEI, if any, or provide and describe other identifying number	8NAV47T0Y26Q87Y0QP81
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 310
i. Full name	ACA Prudent Investors Planning Corp.
ii. LEI, if any, or provide and describe other identifying number	8-51899
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 311
i. Full name	Pyramid Funds Corporation
ii. LEI, if any, or provide and describe other identifying number	8-12769
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 312
i. Full name	Capital Investment Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-31225
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 313
i. Full name	SCF Securities Inc
ii. LEI, if any, or provide and describe other identifying number	8-51760
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 314
i. Full name	HighTower Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	549300F189LKWDZLP954
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 315
i. Full name	New England Pension Plan Systems, LLC
ii. LEI, if any, or provide and describe other identifying number	00000000000000000000
Description of other identifying number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 316
i. Full name	Schlitt Investor Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-34202
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 317
i. Full name	Roberts and Ryan Investments Incorporated
ii. LEI, if any, or provide and describe other identifying number	254900A6VIVO4DP1T126
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 318
i. Full name	Impact U. Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-65527
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 319
i. Full name	Smith, Moore & Co.
ii. LEI, if any, or provide and describe other identifying number	8-27480
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 320
i. Full name	Citizens Bank, National Association
ii. LEI, if any, or provide and describe other identifying number	DRMSV1Q0EKMEXLAU1P80
Description of other identifying number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 321
i. Full name	Chalice Capital Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69967
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 322
i. Full name	American Equity Investment Corporation
ii. LEI, if any, or provide and describe other identifying number	8-49078
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 323
i. Full name	Lincoln Financial Distributors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13431
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 324
i. Full name	Bill Few Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49625
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 325
i. Full name	Alexander Capital, L.P.
ii. LEI, if any, or provide and describe other identifying number	8-48957
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 326
i. Full name	Coastal Equities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40822
Description of other identifying number	SEC File Number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 327
i. Full name	Variable Investment Advisors, Inc
ii. LEI, if any, or provide and describe other identifying number	8-50699
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH DAKOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 328
i. Full name	Mid Atlantic Clearing & Settlement Corporation
ii. LEI, if any, or provide and describe other identifying number	8-47758
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 329
i. Full name	Essex Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-51472
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 330
i. Full name	Hantz Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51291
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 331
i. Full name	North South Capital LLC
ii. LEI, if any, or provide and describe other identifying number	549300ODEKJCRN2AM859
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 332
i. Full name	Nationwide Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493001H7AZNDS6BKJ36
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 333
i. Full name	SunTrust Bank
ii. LEI, if any, or provide and describe other identifying number	IYDOJBGJWY9T8XKCSX06
Description of other identifying number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 334
i. Full name	Stannard Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-50654
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 335
i. Full name	TRG Advisors Inc
ii. LEI, if any, or provide and describe other identifying number	8-50449
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 336
i. Full name	VALIC Retirement Services Company
ii. LEI, if any, or provide and describe other identifying number	84-06057
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 337
i. Full name	Cambridge Investment Research, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48740
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 338
i. Full name	Cetera Investment Services LLC
ii. LEI, if any, or provide and describe other identifying number	254900HBKNJ13M56N432
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 339
i. Full name	Bernard Herold & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-17005
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 340
i. Full name	Alight Financial Solutions, LLC
ii. LEI, if any, or provide and describe other identifying number	8-47344
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 341
i. Full name	Diversified Resources, LLC
ii. LEI, if any, or provide and describe other identifying number	8-45497
Description of other identifying number	SEC File Number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 342
i. Full name	PTI Securities & Futures, L.P.
ii. LEI, if any, or provide and describe other identifying number	8-44412
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 343
i. Full name	Capital Management Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-27779
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 344
i. Full name	Saturna Brokerage Services, Inc
ii. LEI, if any, or provide and describe other identifying number	8-36558
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 345
i. Full name	Institutional Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	2549007EJ1PSLA8XVA50
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 346
i. Full name	NYLIFE Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-15517
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 347
i. Full name	L.M. Kohn & Company
ii. LEI, if any, or provide and describe other identifying number	8-43303
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 348
i. Full name	Independent Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	254900KYWXHSQ7RMNP09
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 349
i. Full name	Investors Brokerage of Texas, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-28644
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 350
i. Full name	First Heartland Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46008
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 351
i. Full name	Joseph Gunnar & Co., L.L.C.
ii. LEI, if any, or provide and describe other identifying number	2549001XBRI5XQ0ZDA12
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 352
i. Full name	BMO Harris Financial Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-67064
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 353
i. Full name	Royal Alliance Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40218
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 354
i. Full name	Professional Trading Services Brokerage, LLC
ii. LEI, if any, or provide and describe other identifying number	8-65173
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 355
i. Full name	Bankers Life Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300YBBLCDP5GDSH97
Description of other identifying number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 356
i. Full name	Lockton Investment Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67090
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 357
i. Full name	S F Sentry Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-43101
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 358
i. Full name	Cascade Investment Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46943
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 359
i. Full name	Legacy Asset Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51871
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 360
i. Full name	American Independent Securities Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66905
Description of other identifying number	SEC File Number
iii. State, if applicable	IDAHO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 361
i. Full name	Talcott Resolution Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	8CE7JPU9IU72L3PPD756
Description of other identifying number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 362
i. Full name	Northwestern Mutual Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	CYO86L8D7HTXW9SOZX28
Description of other identifying number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 363
i. Full name	Family Investors Company
ii. LEI, if any, or provide and describe other identifying number	8-11190
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 364
i. Full name	Woodbury Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13846
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 365
i. Full name	MML Investors Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-27250
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 366
i. Full name	Goldman Sachs & Co. LLC
ii. LEI, if any, or provide and describe other identifying number	FOR8UP27PHTHYVLBNG30
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 367
i. Full name	Hartford Funds Management Company, LLC
ii. LEI, if any, or provide and describe other identifying number	801-77209
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 368
i. Full name	Samuel A. Ramirez & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900CBKVW7O2ENQA21
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 369
i. Full name	L.S.Y. Incorporated
ii. LEI, if any, or provide and describe other identifying number	8-17613
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 370
i. Full name	Benjamin F. Edwards & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-68023
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 371
i. Full name	Primerica Shareholder Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	84-01499
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 372
i. Full name	BTG Pactual US Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	549300EUEDL5GKQW8U35
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 373
i. Full name	Securities Research, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-23699
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 374
i. Full name	Darwood Associates, Incorporated
ii. LEI, if any, or provide and describe other identifying number	8-16560
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 375
i. Full name	Regal Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-21765
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 376
i. Full name	McDonald Partners LLC
ii. LEI, if any, or provide and describe other identifying number	8-66985
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 377
i. Full name	American Financial Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44065
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 378
i. Full name	Hazlett, Burt & Watson, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-17737
Description of other identifying number	SEC File Number
iii. State, if applicable	WEST VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 379
i. Full name	Harvest Financial Corporation
ii. LEI, if any, or provide and describe other identifying number	8-26037
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 380
i. Full name	Principled Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66451
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 381
i. Full name	Michigan Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52094
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 382
i. Full name	T. Rowe Price Retirement Plan Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	84-06219
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 383
i. Full name	Sage, Rutty & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-00533
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 384
i. Full name	CRI Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-39877
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 385
i. Full name	First Asset Financial Inc.
ii. LEI, if any, or provide and describe other identifying number	8-67191
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 386
i. Full name	InSight Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	2549007I5MCG270G9341
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 387
i. Full name	Ballew Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45660
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSISSIPPI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 388
i. Full name	KCD Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66005
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 389
i. Full name	Intercontinental Asset Management Group, Ltd.
ii. LEI, if any, or provide and describe other identifying number	549300F2QPJLMFZGJV43
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 390
i. Full name	Gill Capital Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	8-30563
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 391
i. Full name	State Street Bank and Trust Company
ii. LEI, if any, or provide and describe other identifying number	571474TGEMMWANRLN572
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 392
i. Full name	Calton & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900TDJ7LH64ZKRY86
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 393
i. Full name	Rothschild Investment Corporation
ii. LEI, if any, or provide and describe other identifying number	8-16429
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 394
i. Full name	MMC Securities LLC
ii. LEI, if any, or provide and describe other identifying number	2549001ZA93O65N2ZM60
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 395
i. Full name	Davenport & Company LLC
ii. LEI, if any, or provide and describe other identifying number	254900GN2SAXJGLMS075
Description of other identifying number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 396
i. Full name	Invex, LLC
ii. LEI, if any, or provide and describe other identifying number	NPOTUCXQYGXX5PO6VH74
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 397
i. Full name	Sentinel Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53142
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 398
i. Full name	Thoroughbred Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-51944
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 399
i. Full name	The Garbacz Group Inc
ii. LEI, if any, or provide and describe other identifying number	8-42366
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 400
i. Full name	Fidelity Investments Institutional Operations Company LLC
ii. LEI, if any, or provide and describe other identifying number	549300XVSM8LN3LQOK63
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 401
i. Full name	Abacus Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46571
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 402
i. Full name	Innovation Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	549300IEQ78ON1HMTU71
Description of other identifying number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 403
i. Full name	Bankoh Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44201
Description of other identifying number	SEC File Number
iii. State, if applicable	HAWAII
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 404
i. Full name	Somerset Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-11539
Description of other identifying number	SEC File Number
iii. State, if applicable	OREGON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 405
i. Full name	M Holdings Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50214
Description of other identifying number	SEC File Number
iii. State, if applicable	OREGON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 406
i. Full name	Worth Financial Group Inc.
ii. LEI, if any, or provide and describe other identifying number	8-29827
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 407
i. Full name	L.O. Thomas & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40875
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 408
i. Full name	Treasure Financial Corp.
ii. LEI, if any, or provide and describe other identifying number	8-48165
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 409
i. Full name	Benefit Plans Administrative Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	BBG002ZR1639
Description of other identifying number	Bloomberg Global ID
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 410
i. Full name	Vaughan & Company Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36916
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 411
i. Full name	Santander Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-49571
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 412
i. Full name	Ceros Financial Services Inc.
ii. LEI, if any, or provide and describe other identifying number	549300N2YQ0P5G0WE562
Description of other identifying number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 413
i. Full name	Register Financial Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45012
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 414
i. Full name	Folio Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52009
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 415
i. Full name	Garden State Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	8-25790
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 416
i. Full name	UBS AG (New York, NY, US, Branch)
ii. LEI, if any, or provide and describe other identifying number	BFM8T61CT2L1QCEMIK50
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 417
i. Full name	SA Stone Wealth Management Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36638
Description of other identifying number	SEC File Number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 418
i. Full name	Grant Williams L.P.
ii. LEI, if any, or provide and describe other identifying number	8-51249
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 419
i. Full name	Hilltop Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	549300IXU82PMU6XZT45
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 420
i. Full name	Ameritas Investment Company, LLC
ii. LEI, if any, or provide and describe other identifying number	549300913B54XKSRM258
Description of other identifying number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 421
i. Full name	The Huntington Investment Company
ii. LEI, if any, or provide and describe other identifying number	5493004MEJ6IU9SR1R78
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 422
i. Full name	U.S. Bancorp Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	H85Z6XZP8B10ES0M2G89
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 423
i. Full name	Arete Wealth Management LLC
ii. LEI, if any, or provide and describe other identifying number	8-50854
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 424
i. Full name	Trade-PMR Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51390
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 425
i. Full name	VALIC Financial Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50018
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 426
i. Full name	UBATCO & Co.
ii. LEI, if any, or provide and describe other identifying number	00000000000000000000
Description of other identifying number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 427
i. Full name	The Investment Center, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35826
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 428
i. Full name	American Global Wealth Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	39-1259164
Description of other identifying number	Tax ID
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 429
i. Full name	UBS Financial Services Inc.
ii. LEI, if any, or provide and describe other identifying number	ETYRV6ORNFJB5NONI676
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 430
i. Full name	Cannon Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-68437
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 431
i. Full name	Charles Schwab & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	549300ZP8XN77GK5BS04
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 432
i. Full name	Insigneo Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	254900P4TTO6PU1VDH88
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 433
i. Full name	Podesta & Co.
ii. LEI, if any, or provide and describe other identifying number	8-28860
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 434
i. Full name	Xml Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67776
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 435
i. Full name	Equity Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-14286
Description of other identifying number	SEC File Number
iii. State, if applicable	VERMONT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 436
i. Full name	RBC Capital Markets, LLC
ii. LEI, if any, or provide and describe other identifying number	549300LCO2FLSSVFFR64
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 437
i. Full name	Boenning & Scattergood Inc.
ii. LEI, if any, or provide and describe other identifying number	2549005FER5A7K7II574
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 438
i. Full name	Robinson And Robinson, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-17109
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 439
i. Full name	Navy Federal Brokerage Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67161
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 440
i. Full name	Watermark Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-43902
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 441
i. Full name	Ustocktrade Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-33132
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 442
i. Full name	Infinex Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46661
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 443
i. Full name	N.I.S. Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-15919
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 444
i. Full name	Windmill Group Inc/The
ii. LEI, if any, or provide and describe other identifying number	8-25280
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 445
i. Full name	SagePoint Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66771
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 446
i. Full name	Lincoln Financial Advisors Corporation
ii. LEI, if any, or provide and describe other identifying number	8-14685
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 447
i. Full name	ProEquities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32590
Description of other identifying number	SEC File Number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 448
i. Full name	Kovack Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	25490070RG17Z4I70I82
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 449
i. Full name	Southeast Investments, N.C. Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50127
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 450
i. Full name	D.M. Kelly & Company
ii. LEI, if any, or provide and describe other identifying number	8-48398
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 451
i. Full name	Coinbase Capital Markets Corporation
ii. LEI, if any, or provide and describe other identifying number	8-28032
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 452
i. Full name	Sisung Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	254900KJI3EYKKPWT989
Description of other identifying number
iii. State, if applicable	LOUISIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 453
i. Full name	Healthcare Community Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-46981
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 454
i. Full name	The Logan Group Securities
ii. LEI, if any, or provide and describe other identifying number	8-48995
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 455
i. Full name	The Leaders Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47639
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 456
i. Full name	Pruco Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-16402
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 457
i. Full name	Wall Street Access Corporation
ii. LEI, if any, or provide and describe other identifying number	549300Z0MOT47D6OQV22
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 458
i. Full name	CFD Investments, Inc
ii. LEI, if any, or provide and describe other identifying number	8-41727
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 459
i. Full name	Woodstock Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48080
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 460
i. Full name	Cape Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-20747
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 461
i. Full name	T. Rowe Price Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-25130
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 462
i. Full name	Tocqueville Securities L.P.
ii. LEI, if any, or provide and describe other identifying number	8-42223
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 463
i. Full name	Independence Capital Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-41331
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 464
i. Full name	GW & Wade Asset Management Company, LLC
ii. LEI, if any, or provide and describe other identifying number	8-42013
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 465
i. Full name	GWFS Equities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-33854
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 466
i. Full name	American Trust Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-14394
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 467
i. Full name	First Financial Equity Corporation
ii. LEI, if any, or provide and describe other identifying number	8-34082
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 468
i. Full name	MV Securities Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47827
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 469
i. Full name	Coburn & Meredith, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-02474
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 470
i. Full name	Conduent HR Services, LLC
ii. LEI, if any, or provide and describe other identifying number	84-06035
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 471
i. Full name	Nelson Ivest Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-26448
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 472
i. Full name	GLS & Associates Inc
ii. LEI, if any, or provide and describe other identifying number	8-51808
Description of other identifying number	SEC File Number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 473
i. Full name	WBB Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-53660
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 474
i. Full name	The Lawrence D. Vitez Corporation
ii. LEI, if any, or provide and describe other identifying number	8-48642
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 475
i. Full name	SECU Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37927
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 476
i. Full name	B. Riley Wealth Management Holdings, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-31206
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 477
i. Full name	B. C. Ziegler And Company
ii. LEI, if any, or provide and describe other identifying number	549300NLEOFP92P38Q71
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 478
i. Full name	ABD Retirement Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-69271
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 479
i. Full name	Century Securities Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-43514
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 480
i. Full name	WesBanco Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50220
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 481
i. Full name	MerCap Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68810
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 482
i. Full name	Parkland Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-53482
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 483
i. Full name	Sorsby Financial Corp.
ii. LEI, if any, or provide and describe other identifying number	8-48718
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 484
i. Full name	Etico Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	254900YC5I0IY6GSBI85
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 485
i. Full name	GRF Capital Investors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-41494
Description of other identifying number	SEC File Number
iii. State, if applicable	OKLAHOMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 486
i. Full name	Digital Retirement Solutions, Inc.
ii. LEI, if any, or provide and describe other identifying number	84-1477138
Description of other identifying number	Tax ID
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 487
i. Full name	EK Riley Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-65369
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 488
i. Full name	JHW Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45304
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 489
i. Full name	Whitehall-Parker Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	8-27688
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 490
i. Full name	Harbour Investments, Inc
ii. LEI, if any, or provide and describe other identifying number	8-37373
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 491
i. Full name	National Financial Services LLC
ii. LEI, if any, or provide and describe other identifying number	549300JRHF1MHHWUAW04
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 492
i. Full name	Coker & Palmer, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900V1KTPDN88TDS68
Description of other identifying number
iii. State, if applicable	MISSISSIPPI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 493
i. Full name	Davinci Capital Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51580
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 494
i. Full name	J.P. Morgan Securities LLC
ii. LEI, if any, or provide and describe other identifying number	ZBUT11V806EZRVTWT807
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 495
i. Full name	TD Private Client Wealth LLC
ii. LEI, if any, or provide and describe other identifying number	8-69105
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 496
i. Full name	R. Seelaus & Co. Inc
ii. LEI, if any, or provide and describe other identifying number	2138004J7AJDLCOJYA06
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 497
i. Full name	Buckram Securities Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-65939
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 498
i. Full name	Chauner Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-33980
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 499
i. Full name	Morgan Stanley & Co. LLC
ii. LEI, if any, or provide and describe other identifying number	9R7GPTSO7KV3UQJZQ078
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 500
i. Full name	Mutual Trust Company of America Securities
ii. LEI, if any, or provide and describe other identifying number	254900PUBUB7IS4GNY27
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 501
i. Full name	CIBC World Markets Corp.
ii. LEI, if any, or provide and describe other identifying number	549300445CON3DBMU275
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 502
i. Full name	Multiple Financial Services Inc
ii. LEI, if any, or provide and describe other identifying number	8-52017
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 503
i. Full name	John Hancock Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	QQ0OZ8J9C4B5QT1XDG31
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 504
i. Full name	Rodgers Brothers, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-33475
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 505
i. Full name	KW Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-24792
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 506
i. Full name	Bancwest Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493001GJYTESEZEBA51
Description of other identifying number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 507
i. Full name	Paradigm Equities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45593
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 508
i. Full name	M.S. Howells & Co.
ii. LEI, if any, or provide and describe other identifying number	8-52558
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 509
i. Full name	Mutual Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900UQFSLK9OUNAC76
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 510
i. Full name	Teachers Insurance And Annuity Association of America
ii. LEI, if any, or provide and describe other identifying number	O06XD7BJ4EPXNABVFN69
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 511
i. Full name	Benefit Trust Company
ii. LEI, if any, or provide and describe other identifying number	43-1971558
Description of other identifying number	Tax ID
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 512
i. Full name	Nestlerode & Loy, Inc
ii. LEI, if any, or provide and describe other identifying number	8-12629
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 513
i. Full name	Feltl and Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-18435
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 514
i. Full name	Fifth Third Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493003IMO3TYX51WE43
Description of other identifying number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 515
i. Full name	Capital Synergy Partners, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-68060
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 516
i. Full name	Veritas Independent Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69363
Description of other identifying number	SEC File Number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 517
i. Full name	Herndon Plant Oakley Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-50912
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 518
i. Full name	Kalos Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50630
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 519
i. Full name	John Hancock Trust Company LLC
ii. LEI, if any, or provide and describe other identifying number	549300W205WZCFZS6R51
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 520
i. Full name	Umpqua Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-02915
Description of other identifying number	SEC File Number
iii. State, if applicable	OREGON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 521
i. Full name	E.E. Powell & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-1893
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 522
i. Full name	E*Trade Securities LLC
ii. LEI, if any, or provide and describe other identifying number	549300PJRJFMBCDPWR57
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 523
i. Full name	Raymond James Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	RGUZHJ05YTITL6D76949
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 524
i. Full name	First Citizens Investor Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50696
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 525
i. Full name	Ascensus Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67891
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 526
i. Full name	Aufhauser Securities, Inc
ii. LEI, if any, or provide and describe other identifying number	8-48786
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 527
i. Full name	Union Capital Company
ii. LEI, if any, or provide and describe other identifying number	8-53127
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 528
i. Full name	Centennial Securities Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-23406
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 529
i. Full name	Loria Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	8-52128
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 530
i. Full name	First National Bank Alaska
ii. LEI, if any, or provide and describe other identifying number	25490089V5DJHFQMOA03
Description of other identifying number
iii. State, if applicable	ALASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 531
i. Full name	Investment Planners, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35642
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 532
i. Full name	J. A. Glynn & Co.
ii. LEI, if any, or provide and describe other identifying number	8-39465
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 533
i. Full name	Mid Atlantic Capital Corporation
ii. LEI, if any, or provide and describe other identifying number	8-27663
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 534
i. Full name	Signature Securities Group Corporation
ii. LEI, if any, or provide and describe other identifying number	8-52697
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 535
i. Full name	Wellington Shields & Co., LLC
ii. LEI, if any, or provide and describe other identifying number	8-68098
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 536
i. Full name	CFS Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51330
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 537
i. Full name	Lucia Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-47643
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 538
i. Full name	AqGen Ascensus, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300K5MHNFPEU2RK82
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 539
i. Full name	Fidelity Investments Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	54930024AKTQGTIV1P93
Description of other identifying number
iii. State, if applicable	RHODE ISLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 540
i. Full name	ACP Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	254900GHLAGD9J81O211
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 541
i. Full name	KMS Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-15433
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 542
i. Full name	Rnr Securities, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-50366
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 543
i. Full name	Signator Investors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13995
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 544
i. Full name	Hancock Whitney Corporation
ii. LEI, if any, or provide and describe other identifying number	549300GRNBWY8HIICT41
Description of other identifying number
iii. State, if applicable	MISSISSIPPI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 545
i. Full name	Trustcore Investments, LLC
ii. LEI, if any, or provide and describe other identifying number	8-32152
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 546
i. Full name	Fairport Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32162
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 547
i. Full name	Harold W. Dance, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-12160
Description of other identifying number	SEC File Number
iii. State, if applicable	UTAH
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 548
i. Full name	United Planners Financial Services of America, A Limited Partnership
ii. LEI, if any, or provide and describe other identifying number	8-38485
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 549
i. Full name	Corinthian Partners, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-48461
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 550
i. Full name	Allegheny Investments, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-22183
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 551
i. Full name	GLP Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-41868
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 552
i. Full name	Stifel, Nicolaus & Company, Incorporated
ii. LEI, if any, or provide and describe other identifying number	5WUVMA08EYG4KEUPW589
Description of other identifying number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 553
i. Full name	SWBC Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	254900YIJJWABADWZ455
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 554
i. Full name	Securevest Financial Group Inc.
ii. LEI, if any, or provide and describe other identifying number	254900LG3HPQV4J0WH27
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 555
i. Full name	Broadridge Business Process Outsourcing, LLC
ii. LEI, if any, or provide and describe other identifying number	8-53412
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 556
i. Full name	Crews and Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493001BWSV3E82LZ446
Description of other identifying number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 557
i. Full name	Citigroup Global Markets Inc.
ii. LEI, if any, or provide and describe other identifying number	MBNUM2BPBDO7JBLYG310
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 558
i. Full name	Essex Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66015
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 559
i. Full name	Ace Diversified Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49555
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 560
i. Full name	J.P. Morgan Institutional Investments Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52182
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 561
i. Full name	Dorsey & Company Inc.
ii. LEI, if any, or provide and describe other identifying number	8-7541
Description of other identifying number	SEC File Number
iii. State, if applicable	LOUISIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 562
i. Full name	Vanguard Marketing Corporation
ii. LEI, if any, or provide and describe other identifying number	8-21570
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 563
i. Full name	Midland Securities, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-40685
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 564
i. Full name	Blakeslee & Blakeslee, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32071
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 565
i. Full name	First Horizon Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35061
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 566
i. Full name	Western Growers Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53458
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 567
i. Full name	Ausdal Financial Partners, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-24519
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 568
i. Full name	Chelsea Morgan Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51916
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 569
i. Full name	E*TRADE Savings Bank
ii. LEI, if any, or provide and describe other identifying number	549300DXPO50FJ75QA85
Description of other identifying number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 570
i. Full name	MWA Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53255
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 571
i. Full name	Mid-atlantic Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36997
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 572
i. Full name	SFA Financial LLC
ii. LEI, if any, or provide and describe other identifying number	8-68156
Description of other identifying number	SEC File Number
iii. State, if applicable	SOUTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 573
i. Full name	Hefren-Tillotson, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-10646
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 574
i. Full name	Regions Bank
ii. LEI, if any, or provide and describe other identifying number	EQTWLK1G7ODGC2MGLV11
Description of other identifying number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 575
i. Full name	Comerica Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	5493009QV211JEW7ZV59
Description of other identifying number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 576
i. Full name	Federated Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-15644
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 577
i. Full name	Nicol Investors Corporation
ii. LEI, if any, or provide and describe other identifying number	8-65566
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 578
i. Full name	Access Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49750
Description of other identifying number	SEC File Number
iii. State, if applicable	OKLAHOMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 579
i. Full name	Principal Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13975
Description of other identifying number	SEC File Number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 580
i. Full name	MGO Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-47814
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 581
i. Full name	USA Financial Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-52342
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 582
i. Full name	TIAA-CREF Individual & Institutional Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-44454
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 583
i. Full name	SG Americas Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	549300F35UE0BOM1WJ55
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 584
i. Full name	Founders Financial Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67137
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 585
i. Full name	Fortune Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49727
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 586
i. Full name	Teckmeyer Financial Services, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-48501
Description of other identifying number	SEC File Number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 587
i. Full name	Waddell & Reed, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-27030
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 588
i. Full name	First Allied Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-46167
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 589
i. Full name	Feldstein Financial Group, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-53388
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 590
i. Full name	Voya Financial Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	8-46451
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 591
i. Full name	Mutual Funds Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-13026
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 592
i. Full name	Financial Northeastern Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300QRRF2NAV5G3869
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 593
i. Full name	Rogan & Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49995
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 594
i. Full name	Cary Street Partners LLC
ii. LEI, if any, or provide and describe other identifying number	8-66085
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 595
i. Full name	Mclaughlin Ryder Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-67911
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 596
i. Full name	International Money Management Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-30417
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 597
i. Full name	Massachusetts Mutual Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	R6ZXK5P01NP6HXSY1S07
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 598
i. Full name	Emerson Equity LLC
ii. LEI, if any, or provide and describe other identifying number	8-66296
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 599
i. Full name	Mutual of Omaha Investor Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47290
Description of other identifying number	SEC File Number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 600
i. Full name	Stephens Inc.
ii. LEI, if any, or provide and describe other identifying number	213800LH6T9XDYZCA534
Description of other identifying number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 601
i. Full name	Newport Group Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	801-60427
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 602
i. Full name	Gradient Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66032
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 603
i. Full name	CUNA Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300G6Y6BPF9ZL4706
Description of other identifying number
iii. State, if applicable	IOWA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 604
i. Full name	Capital City Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67771
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 605
i. Full name	Riversource Distributors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-67196
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 606
i. Full name	Prospera Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-28164
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 607
i. Full name	Vision Financial Markets LLC
ii. LEI, if any, or provide and describe other identifying number	549300J0X8HK9GUADL55
Description of other identifying number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 608
i. Full name	Ni Advisors, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66841
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 609
i. Full name	SunTrust Investment Services, Inc
ii. LEI, if any, or provide and describe other identifying number	8-35355
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 610
i. Full name	Pershing Advisor Solutions LLC
ii. LEI, if any, or provide and describe other identifying number	549300KTC63JRN36GZ84
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 611
i. Full name	Eastern Point Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-39398
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 612
i. Full name	Avondale Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	254900799PKXEPTDRJ40
Description of other identifying number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 613
i. Full name	Global Brokerage Services Ltd
ii. LEI, if any, or provide and describe other identifying number	8-47763
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 614
i. Full name	Midwestern Securities Trading Company, LLC
ii. LEI, if any, or provide and describe other identifying number	8-52074
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 615
i. Full name	J. J. B. Hilliard, W. L. Lyons, LLC
ii. LEI, if any, or provide and describe other identifying number	254900HZY78ZQW2G2X35
Description of other identifying number
iii. State, if applicable	KENTUCKY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 616
i. Full name	Reliance Trust Company
ii. LEI, if any, or provide and describe other identifying number	549300NV8FSQRNOUQO50
Description of other identifying number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 617
i. Full name	Wescom Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66189
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 618
i. Full name	FMSbonds, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300TUTBK58NSF2517
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 619
i. Full name	Alliant Securities, Inc. Turner, Nord, Kienbaum
ii. LEI, if any, or provide and describe other identifying number	8-23305
Description of other identifying number	SEC File Number
iii. State, if applicable	WASHINGTON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 620
i. Full name	Sovereign Legacy Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-00621
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 621
i. Full name	Wells Fargo Bank, National Association
ii. LEI, if any, or provide and describe other identifying number	KB1H1DSPRFMYMCUFXT09
Description of other identifying number
iii. State, if applicable	SOUTH DAKOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 622
i. Full name	OneAmerica Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-15009
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 623
i. Full name	Dorn & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-08707
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 624
i. Full name	Fidelity Brokerage Services LLC
ii. LEI, if any, or provide and describe other identifying number	549300OQFQ4NFIOD5695
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 625
i. Full name	Citizens Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	2138006RAPI5PE2ZGW36
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 626
i. Full name	Bolton Global Capital, Inc.
ii. LEI, if any, or provide and describe other identifying number	2549009M08YVOG46LO79
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 627
i. Full name	Woodmen Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53592
Description of other identifying number	SEC File Number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 628
i. Full name	GWN Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66185
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 629
i. Full name	Dinosaur Financial Group, LLC
ii. LEI, if any, or provide and describe other identifying number	549300CCV3H232GBUN83
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 630
i. Full name	Navaid Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49897
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 631
i. Full name	TD Ameritrade Clearing, Inc.
ii. LEI, if any, or provide and describe other identifying number	MRK678VXOI09YSSN8X19
Description of other identifying number
iii. State, if applicable	NEBRASKA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 632
i. Full name	Sunbelt Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49748
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 633
i. Full name	Sunset Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-14148
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 634
i. Full name	Morris Group Inc
ii. LEI, if any, or provide and describe other identifying number	35-1546402
Description of other identifying number	Tax ID
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 635
i. Full name	UMB Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900GFVO9NGQ21JC37
Description of other identifying number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 636
i. Full name	American Portfolios Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37085
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 637
i. Full name	American United Life Insurance Company
ii. LEI, if any, or provide and describe other identifying number	549300T82H2DXU80LV98
Description of other identifying number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 638
i. Full name	S.G. Long & Company
ii. LEI, if any, or provide and describe other identifying number	8-51816
Description of other identifying number	SEC File Number
iii. State, if applicable	MONTANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 639
i. Full name	Landolt Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900B2XEQ2HZGN7K90
Description of other identifying number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 640
i. Full name	Saxony Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53490
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 641
i. Full name	Allen C. Ewing & Co.
ii. LEI, if any, or provide and describe other identifying number	8-42393
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 642
i. Full name	Crown Capital Securities, L.P.
ii. LEI, if any, or provide and describe other identifying number	8-17264
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 643
i. Full name	Hand Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51001
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 644
i. Full name	First Republic Securities Company, LLC
ii. LEI, if any, or provide and describe other identifying number	5493000IMDFZDQYB2Q11
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 645
i. Full name	Fieldpoint Private Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-37105
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 646
i. Full name	Allianz Life Financial Services, LLC
ii. LEI, if any, or provide and describe other identifying number	5493008TSI0TRWDDGW79
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 647
i. Full name	First Bankers' Banc Securities, Inc
ii. LEI, if any, or provide and describe other identifying number	549300XZ7YYT3Y0SU530
Description of other identifying number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 648
i. Full name	Arvest Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49677
Description of other identifying number	SEC File Number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 649
i. Full name	Thompson Davis & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49386
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 650
i. Full name	DMK Advisor Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49279
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 651
i. Full name	Empire Asset Management Company, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67520
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 652
i. Full name	Woodlands Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-39700
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 653
i. Full name	Packerland Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47572
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 654
i. Full name	United States Life Insurance Company in the City of New York
ii. LEI, if any, or provide and describe other identifying number	549300C1JQGJ0MNUMG79
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 655
i. Full name	NTB Financial Corporation
ii. LEI, if any, or provide and describe other identifying number	8-21884
Description of other identifying number	SEC File Number
iii. State, if applicable	COLORADO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 656
i. Full name	PNC Bank, National Association (Pittsburgh, PA, US, Branch)
ii. LEI, if any, or provide and describe other identifying number	AD6GFRVSDT01YPT1CS68
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 657
i. Full name	Maplewood Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-52221
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 658
i. Full name	Leigh Baldwin & Co., L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-48385
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 659
i. Full name	Prudential Investment Management Services LLC
ii. LEI, if any, or provide and describe other identifying number	8-36540
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 660
i. Full name	Money Concepts Capital Corp
ii. LEI, if any, or provide and describe other identifying number	8-29671
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 661
i. Full name	SEI Private Trust Company
ii. LEI, if any, or provide and describe other identifying number	28-10625
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 662
i. Full name	Pacific Financial Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40712
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 663
i. Full name	Standard Insurance Company
ii. LEI, if any, or provide and describe other identifying number	549300KVA8DBYKHPXO21
Description of other identifying number
iii. State, if applicable	OREGON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 664
i. Full name	Larson Financial Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-68456
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 665
i. Full name	Barclays Capital Inc.
ii. LEI, if any, or provide and describe other identifying number	AC28XWWI3WIBK2824319
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 666
i. Full name	Hudson Heritage Capital Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-50648
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 667
i. Full name	Snowden Account Services LLC
ii. LEI, if any, or provide and describe other identifying number	254900WVSS0BX602UF45
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 668
i. Full name	IDB Capital Corp.
ii. LEI, if any, or provide and describe other identifying number	254900SH3QL0IL3S9R34
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 669
i. Full name	First Western Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37613
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 670
i. Full name	Cutter And Company Brokerage, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-39590
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 671
i. Full name	R.M. Stark & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-22543
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 672
i. Full name	Madison Avenue Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-40426
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 673
i. Full name	H. C. Denison Co.
ii. LEI, if any, or provide and describe other identifying number	8-00044
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 674
i. Full name	Glen Eagle Wealth LLC
ii. LEI, if any, or provide and describe other identifying number	8-65678
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 675
i. Full name	Sorrento Pacific Financial, LLC
ii. LEI, if any, or provide and describe other identifying number	8-66046
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 676
i. Full name	Maxim Group LLC
ii. LEI, if any, or provide and describe other identifying number	254900OJ6JZO6SDMHQ83
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 677
i. Full name	Foresters Equity Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36703
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 678
i. Full name	Lincoln Investment Planning, LLC
ii. LEI, if any, or provide and describe other identifying number	8-14354
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 679
i. Full name	Akar Capital Management, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-28026
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 680
i. Full name	Lion Street Financial, LLC
ii. LEI, if any, or provide and describe other identifying number	8-69183
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 681
i. Full name	FNBB Capital Markets, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-66553
Description of other identifying number	SEC File Number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 682
i. Full name	Western Equity Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66403
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 683
i. Full name	Northland Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900ZIK4MLVQAWLS15
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 684
i. Full name	Integrity Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-45302
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 685
i. Full name	MSEC, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68627
Description of other identifying number	SEC File Number
iii. State, if applicable	KANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 686
i. Full name	PNC Investments LLC
ii. LEI, if any, or provide and describe other identifying number	8-66195
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 687
i. Full name	Genworth Life Insurance Company of New York
ii. LEI, if any, or provide and describe other identifying number	E5VAS7I8GX5B0SDBX010
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 688
i. Full name	United Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-48685
Description of other identifying number	SEC File Number
iii. State, if applicable	WEST VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 689
i. Full name	Girard Investment Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-14145
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 690
i. Full name	World Equity Group, Incorporated
ii. LEI, if any, or provide and describe other identifying number	25490078J1OM7KOXR686
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 691
i. Full name	First Kentucky Securities Corporation
ii. LEI, if any, or provide and describe other identifying number	8-22224
Description of other identifying number	SEC File Number
iii. State, if applicable	KENTUCKY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 692
i. Full name	American Capital Partners, LLC
ii. LEI, if any, or provide and describe other identifying number	254900I8NH46ZJJ4Z956
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 693
i. Full name	Advisory Group Equity Services, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-32155
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 694
i. Full name	Ascensus Broker Dealer Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-47312
Description of other identifying number	SEC File Number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 695
i. Full name	Devenir, LLC
ii. LEI, if any, or provide and describe other identifying number	8-65837
Description of other identifying number	SEC File Number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 696
i. Full name	Sanders Morris Harris LLC
ii. LEI, if any, or provide and describe other identifying number	254900ZNPYV465D1NZ47
Description of other identifying number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 697
i. Full name	Abacus International Capital Corp.
ii. LEI, if any, or provide and describe other identifying number	8-46418
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 698
i. Full name	TFS Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-38377
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 699
i. Full name	Investment Architects, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35724
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 700
i. Full name	BB&T Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	2549000IB2PRJ20M2Q93
Description of other identifying number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 701
i. Full name	Avisen Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-65833
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 702
i. Full name	William C. Burnside & Company, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-21242
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 703
i. Full name	Cadaret, Grant & Co., Inc.
ii. LEI, if any, or provide and describe other identifying number	8-27844
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 704
i. Full name	Lombard Securities, Incorporated
ii. LEI, if any, or provide and describe other identifying number	8-43340
Description of other identifying number	SEC File Number
iii. State, if applicable	MARYLAND
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 705
i. Full name	Sycamore Financial Group Inc
ii. LEI, if any, or provide and describe other identifying number	8-30302
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 706
i. Full name	ICMA-RC Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-40268
Description of other identifying number	SEC File Number
iii. State, if applicable	DISTRICT OF COLUMBIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 707
i. Full name	Gerwin Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40282
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 708
i. Full name	Horace Mann Investors, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900OFJVU7T8WTK224
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 709
i. Full name	Sabadell Securities USA, Inc.
ii. LEI, if any, or provide and describe other identifying number	2549002UK8JK82ABGD45
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 710
i. Full name	Nest Investments BD, LLC
ii. LEI, if any, or provide and describe other identifying number	8-70117
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 711
i. Full name	Associated Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-00099
Description of other identifying number	SEC File Number
iii. State, if applicable	WISCONSIN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 712
i. Full name	Dominion Investor Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-39029
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 713
i. Full name	Commerce Brokerage Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35096
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 714
i. Full name	Cetera Financial Specialists LLC
ii. LEI, if any, or provide and describe other identifying number	8-27082
Description of other identifying number	SEC File Number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 715
i. Full name	Park Avenue Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-51324
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 716
i. Full name	Trustmont Financial Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-36439
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 717
i. Full name	Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
ii. LEI, if any, or provide and describe other identifying number	549300INFJ8TYNZ1G568
Description of other identifying number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 718
i. Full name	Amerant Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900M8G8SSAIMHET60
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 719
i. Full name	SPIRE Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67635
Description of other identifying number	SEC File Number
iii. State, if applicable	VIRGINIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 720
i. Full name	Loring Ward Securities Inc.
ii. LEI, if any, or provide and describe other identifying number	8-51381
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 721
i. Full name	Highlander Capital Group, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-37169
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 722
i. Full name	Anovest Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-66742
Description of other identifying number	SEC File Number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 723
i. Full name	James I. Black & Company
ii. LEI, if any, or provide and describe other identifying number	8-12077
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 724
i. Full name	Gladowsky Capital Management, Corp.
ii. LEI, if any, or provide and describe other identifying number	8-51017
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 725
i. Full name	The O. N. Equity Sales Company
ii. LEI, if any, or provide and describe other identifying number	8-14161
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 726
i. Full name	Sunstreet Securities, LLC
ii. LEI, if any, or provide and describe other identifying number	8-67541
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 727
i. Full name	Investment Network, Inc
ii. LEI, if any, or provide and describe other identifying number	8-66036
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 728
i. Full name	Jack V. Butterfield Investment Company
ii. LEI, if any, or provide and describe other identifying number	8-12454
Description of other identifying number	SEC File Number
iii. State, if applicable	MICHIGAN
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 729
i. Full name	Allegiance Capital, L.L.C.
ii. LEI, if any, or provide and describe other identifying number	8-52978
Description of other identifying number	SEC File Number
iii. State, if applicable	MAINE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 730
i. Full name	Buckman, Buckman & Reid, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900D688L15B5HJB06
Description of other identifying number
iii. State, if applicable	NEW JERSEY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 731
i. Full name	Capital Investment Brokerage, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-49118
Description of other identifying number	SEC File Number
iii. State, if applicable	NORTH CAROLINA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 732
i. Full name	Private Client Services, LLC
ii. LEI, if any, or provide and describe other identifying number	8-68183
Description of other identifying number	SEC File Number
iii. State, if applicable	KENTUCKY
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 733
i. Full name	Amuni Financial, Inc
ii. LEI, if any, or provide and describe other identifying number	8-25338
Description of other identifying number	SEC File Number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 734
i. Full name	Buell Securities Corp.
ii. LEI, if any, or provide and describe other identifying number	8-22058
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 735
i. Full name	Profinancial, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-32026
Description of other identifying number	SEC File Number
iii. State, if applicable	LOUISIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 736
i. Full name	Hunter Associates, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44779
Description of other identifying number	SEC File Number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 737
i. Full name	Saturna Trust Company
ii. LEI, if any, or provide and describe other identifying number	26-3918998
Description of other identifying number	Tax ID
iii. State, if applicable	NEVADA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 738
i. Full name	American National Trust And Investment Management Company
ii. LEI, if any, or provide and describe other identifying number	28-00344
Description of other identifying number	SEC File Number
iii. State, if applicable	INDIANA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 739
i. Full name	Liberty Capital Investment Corp.
ii. LEI, if any, or provide and describe other identifying number	8-42051
Description of other identifying number	SEC File Number
iii. State, if applicable	OREGON
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 740
i. Full name	Northern Trust Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	3CHSO99JSPHD9HGNYJ46
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 741
i. Full name	Quincy Cass Associates
ii. LEI, if any, or provide and describe other identifying number	8-5743
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 742
i. Full name	Oppenheimer & Co. Inc.
ii. LEI, if any, or provide and describe other identifying number	254900VH02JQR2L8XD64
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 743
i. Full name	Arque Capital, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-65390
Description of other identifying number	SEC File Number
iii. State, if applicable	ARIZONA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 744
i. Full name	Lantern Investments, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900J6QB9C3UNBJJ49
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 745
i. Full name	Silver Oak Securities, Incorporated
ii. LEI, if any, or provide and describe other identifying number	8-51601
Description of other identifying number	SEC File Number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 746
i. Full name	Zions Direct, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-35721
Description of other identifying number	SEC File Number
iii. State, if applicable	UTAH
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 747
i. Full name	Credit Suisse Securities (USA) LLC
ii. LEI, if any, or provide and describe other identifying number	1V8Y6QCX6YMJ2OELII46
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 748
i. Full name	Fiduciary Trust Company International
ii. LEI, if any, or provide and describe other identifying number	N1YKEWO2IYPRS4742F57
Description of other identifying number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 749
i. Full name	American Enterprise Investment Services Inc.
ii. LEI, if any, or provide and describe other identifying number	549300NT7GLLVGTH0249
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 750
i. Full name	Synovus Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	254900CM2K7N1E0JF171
Description of other identifying number
iii. State, if applicable	GEORGIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 751
i. Full name	PNC Capital Markets LLC
ii. LEI, if any, or provide and describe other identifying number	7OGNSSLOQJ8U3B9Y5F18
Description of other identifying number
iii. State, if applicable	PENNSYLVANIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 752
i. Full name	FMN Capital Corporation
ii. LEI, if any, or provide and describe other identifying number	8-48082
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 753
i. Full name	Keel Point Capital, LLC
ii. LEI, if any, or provide and describe other identifying number	8-22990
Description of other identifying number	SEC File Number
iii. State, if applicable	ALABAMA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 754
i. Full name	First Command Financial Planning, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-07072
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 755
i. Full name	First Honolulu Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-23919
Description of other identifying number	SEC File Number
iii. State, if applicable	HAWAII
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 756
i. Full name	MMA Securities LLC
ii. LEI, if any, or provide and describe other identifying number	8-50591
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 757
i. Full name	American Heritage Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44466
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 758
i. Full name	Westport Resources Investment Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-40904
Description of other identifying number	SEC File Number
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 759
i. Full name	Folger Nolan Fleming Douglas Incorporated
ii. LEI, if any, or provide and describe other identifying number	254900DD93O7YH65O708
Description of other identifying number
iii. State, if applicable	DISTRICT OF COLUMBIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 760
i. Full name	Cetera Advisor Networks LLC
ii. LEI, if any, or provide and describe other identifying number	8-29577
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 761
i. Full name	Gold Coast Securities, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-53148
Description of other identifying number	SEC File Number
iii. State, if applicable	CALIFORNIA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 762
i. Full name	St. Bernard Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-47566
Description of other identifying number	SEC File Number
iii. State, if applicable	ARKANSAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 763
i. Full name	Integrated Financial Planning Services
ii. LEI, if any, or provide and describe other identifying number	8-35120
Description of other identifying number	SEC File Number
iii. State, if applicable
iv. Foreign country, if applicable	GERMANY
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 764
i. Full name	Superior Financial Services, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300BK1DNLS1A2MZ43
Description of other identifying number
iii. State, if applicable	TENNESSEE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 765
i. Full name	Titleist Asset Management, Ltd.
ii. LEI, if any, or provide and describe other identifying number	8-65859
Description of other identifying number	SEC File Number
iii. State, if applicable	TEXAS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 766
i. Full name	Investments For You, Inc.
ii. LEI, if any, or provide and describe other identifying number	8-44179
Description of other identifying number	SEC File Number
iii. State, if applicable	OHIO
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 767
i. Full name	Voya Institutional Plan Services, LLC
ii. LEI, if any, or provide and describe other identifying number	02-0488491
Description of other identifying number	Tax ID
iii. State, if applicable	CONNECTICUT
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 768
i. Full name	Mesirow Financial, Inc.
ii. LEI, if any, or provide and describe other identifying number	549300BIV46SUHPOFE54
Description of other identifying number
iii. State, if applicable	ILLINOIS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 769
i. Full name	Andbanc Brokerage LLC
ii. LEI, if any, or provide and describe other identifying number	213800E4CWGFMCDQZ792
Description of other identifying number
iii. State, if applicable	FLORIDA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 770
i. Full name	Piper Sandler & Co.
ii. LEI, if any, or provide and describe other identifying number	549300GRQCWQ3XGH0H10
Description of other identifying number
iii. State, if applicable	MINNESOTA
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 771
i. Full name	K. W. Chambers & Co.
ii. LEI, if any, or provide and describe other identifying number	8-10533
Description of other identifying number	SEC File Number
iii. State, if applicable	MISSOURI
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No
Shareholder servicing agents Record: 772
i. Full name	Exeter Trust Company
ii. LEI, if any, or provide and describe other identifying number	28-04279
Description of other identifying number	SEC File Number
iii. State, if applicable	NEW YORK
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent?	Yes No

b. Has a shareholder servicing agent been hired or terminated during the reporting period? Yes No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:

Administrators Record: 1
i. Full name	State Street Bank and Trust Company
ii. LEI, if any, or other identifying number	571474TGEMMWANRLN572
Description of other identifying number
iii. State, if applicable	MASSACHUSETTS
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No
Administrators Record: 2
i. Full name	BlackRock Advisors, LLC
ii. LEI, if any, or other identifying number	5493001LN9MRM6A35J74
Description of other identifying number
iii. State, if applicable	DELAWARE
iv. Foreign country, if applicable	UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?	Yes No
vi. Is the administrator a sub-administrator?	Yes No

b.Has a third-party administrator been hired or terminated during the reporting period? Yes No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:

Broker Dealers Record: 1
a. Full name	BlackRock Execution Services
b. SEC file number	8-48719
c. CRD number	000039438
d. LEI, if any	549300HFCRQ0NT5KY652
e. State, if applicable	NEW YORK
f. Foreign country, if applicable	UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:	0.00000000
Broker Dealers Record: 2
a. Full name	BlackRock Investments, LLC
b. SEC file number	8-48436
c. CRD number	000038642
d. LEI, if any	54930061FBHCKXL2G714
e. State, if applicable	NEW YORK
f. Foreign country, if applicable	UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:	0.00000000

Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.

a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:

Brokers Record: 1
i. Full name of broker	Morgan Stanley & Co. LLC
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period	243735.42000000
b. Aggregate brokerage commissions paid by Fund during the reporting period:	243735.42000000

Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:

Principal Transactions Record: 1
i. Full name of dealer	Barclays Capital Inc.
ii. SEC file number	8-41342
iii. CRD number	000019714
iv. LEI, if any	AC28XWWI3WIBK2824319
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	564439236.74000000
Principal Transactions Record: 2
i. Full name of dealer	J.P. Morgan Securities LLC
ii. SEC file number	8-35008
iii. CRD number	000000079
iv. LEI, if any	ZBUT11V806EZRVTWT807
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1138751349.03000000
Principal Transactions Record: 3
i. Full name of dealer	Citigroup Global Markets Inc.
ii. SEC file number	8-8177
iii. CRD number	000007059
iv. LEI, if any	MBNUM2BPBDO7JBLYG310
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	4610790221.37000000
Principal Transactions Record: 4
i. Full name of dealer	BlackRock Funds III - BlackRock Cash Funds: Institutional
ii. SEC file number	N/A
iii. CRD number	000000000
iv. LEI, if any	549300JDHS1T46VWOG19
v. State, if applicable	CALIFORNIA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2456605920.39000000
Principal Transactions Record: 5
i. Full name of dealer	Credit Suisse Securities (USA) LLC
ii. SEC file number	8-422
iii. CRD number	000000816
iv. LEI, if any	1V8Y6QCX6YMJ2OELII46
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2885123345.56000000
Principal Transactions Record: 6
i. Full name of dealer	Nomura Securities International, Inc.
ii. SEC file number	8-15255
iii. CRD number	000004297
iv. LEI, if any	OXTKY6Q8X53C9ILVV871
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	386716576.04000000
Principal Transactions Record: 7
i. Full name of dealer	Morgan Stanley & Co. LLC
ii. SEC file number	8-15869
iii. CRD number	000008209
iv. LEI, if any	9R7GPTSO7KV3UQJZQ078
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	2246443447.24000000
Principal Transactions Record: 8
i. Full name of dealer	BofA Securities, Inc.
ii. SEC file number	8-69787
iii. CRD number	000283942
iv. LEI, if any	549300HN4UKV1E2R3U73
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1362671200.65000000
Principal Transactions Record: 9
i. Full name of dealer	Wells Fargo Securities, LLC
ii. SEC file number	8-65876
iii. CRD number	000126292
iv. LEI, if any	VYVVCKR63DVZZN70PB21
v. State, if applicable	NORTH CAROLINA
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	721003553.65000000
Principal Transactions Record: 10
i. Full name of dealer	Goldman Sachs & Co. LLC
ii. SEC file number	8-129
iii. CRD number	000000361
iv. LEI, if any	FOR8UP27PHTHYVLBNG30
v. State, if applicable	NEW YORK
vi. Foreign country, if applicable	UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:	1574126427.69000000

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: 18560229573.18000000

Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Yes No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period	1896371761.14000000
b. Provide the money market fund's daily average net assets during the reporting period

Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:

a. Does the Fund have available a line of credit? Yes No

If yes, for each line of credit, provide the information requested below:

Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit?	Committed Uncommitted
ii. What size is the line of credit?	1750000000.00000000
iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution	Morgan Stanley Bank, N.A.
Line Institutions Record: 2
Name of institution	MUFG Bank, Ltd.
Line Institutions Record: 3
Name of institution	Banco Bilbao Vizcaya Argentaria, S.A. New York Branch
Line Institutions Record: 4
Name of institution	Credit Suisse AG, New York Branch
Line Institutions Record: 5
Name of institution	Royal Bank of Canada
Line Institutions Record: 6
Name of institution	JPMorgan Chase Bank, N.A.
Line Institutions Record: 7
Name of institution	BNP Paribas
Line Institutions Record: 8
Name of institution	Bank of America, N.A.
Line Institutions Record: 9
Name of institution	Wells Fargo Bank, N.A.
Line Institutions Record: 10
Name of institution	Deutsche Bank AG New York Branch
Line Institutions Record: 11
Name of institution	Bank of Montreal
Line Institutions Record: 12
Name of institution	Standard Chartered Bank
Line Institutions Record: 13
Name of institution	The Toronto-Dominion Bank, New York Branch
Line Institutions Record: 14
Name of institution	Mizuho Bank, Ltd.
Line Institutions Record: 15
Name of institution	Citibank, N.A.
Line Institutions Record: 16
Name of institution	State Street Bank and Trust Co.
Line Institutions Record: 17
Name of institution	Brown Brothers Harriman & Co.
Line Institutions Record: 18
Name of institution	The Bank of New York Mellon
Line Institutions Record: 19
Name of institution	Societe Generale
Line Institutions Record: 20
Name of institution	Goldman Sachs Bank USA
Line Institutions Record: 21
Name of institution	Barclays Bank PLC
Line Institutions Record: 22
Name of institution	The Northern Trust Co.
iv. Is the line of credit just for the Fund, or is it shared among multiple funds?	Sole Shared

1. If shared, list the names of other funds that may use the line of credit.

Shared Credit Users Record: 1

Name of fund	BlackRock Technology Opportunities Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 2

Name of fund	BlackRock U.S. Government Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 3

Name of fund	BlackRock Retirement Income 2030 Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 4

Name of fund	BlackRock High Yield V.I. Fund
SEC File number( e.g., 811- )	811-23346

Shared Credit Users Record: 5

Name of fund	BlackRock High Yield Municipal Fund
SEC File number( e.g., 811- )	811-02688

Shared Credit Users Record: 6

Name of fund	BATS: Series M Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 7

Name of fund	BlackRock Future Innovators ETF
SEC File number( e.g., 811- )	811-23402

Shared Credit Users Record: 8

Name of fund	iShares Edge MSCI Multifactor USA Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 9

Name of fund	BlackRock LifePath Index 2050 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 10

Name of fund	iShares Edge MSCI Min Vol USA Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 11

Name of fund	U.S. Total Bond Index Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 12

Name of fund	BlackRock International Dividend Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 13

Name of fund	BlackRock High Yield Portfolio
SEC File number( e.g., 811- )	811-23345

Shared Credit Users Record: 14

Name of fund	BlackRock LifePath Index 2025 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 15

Name of fund	BlackRock Advantage Large Cap Core Portfolio
SEC File number( e.g., 811- )	811-03091

Shared Credit Users Record: 16

Name of fund	BlackRock Global Allocation Portfolio
SEC File number( e.g., 811- )	811-03091

Shared Credit Users Record: 17

Name of fund	BlackRock U.S. Government Bond V.I. Fund
SEC File number( e.g., 811- )	811-23346

Shared Credit Users Record: 18

Name of fund	BlackRock U.S. Government Bond Portfolio
SEC File number( e.g., 811- )	811-23345

Shared Credit Users Record: 19

Name of fund	BlackRock LifePath ESG Index 2025 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 20

Name of fund	iShares Total U.S. Stock Market Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 21

Name of fund	BlackRock California Municipal Opportunities Fund
SEC File number( e.g., 811- )	811-04264

Shared Credit Users Record: 22

Name of fund	BlackRock LifePath Dynamic 2045 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 23

Name of fund	BlackRock U.S. Mortgage Portfolio
SEC File number( e.g., 811- )	811-23340

Shared Credit Users Record: 24

Name of fund	BlackRock Total Factor Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 25

Name of fund	BlackRock Managed Volatility V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 26

Name of fund	BlackRock GNMA Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 27

Name of fund	Master Small Cap Index Series
SEC File number( e.g., 811- )	811-07885

Shared Credit Users Record: 28

Name of fund	BlackRock LifePath Index Retirement Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 29

Name of fund	BlackRock Advantage Large Cap Core V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 30

Name of fund	BlackRock GA Dynamic Equity Fund
SEC File number( e.g., 811- )	811-21763

Shared Credit Users Record: 31

Name of fund	BlackRock Global Dividend Portfolio
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 32

Name of fund	BlackRock Advantage Small Cap Growth Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 33

Name of fund	iShares Municipal Bond Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 34

Name of fund	BlackRock LifePath ESG Index 2045 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 35

Name of fund	BlackRock Balanced Capital Fund, Inc.
SEC File number( e.g., 811- )	811-02405

Shared Credit Users Record: 36

Name of fund	BATS: Series A Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 37

Name of fund	BlackRock Emerging Markets Bond Fund
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 38

Name of fund	BlackRock LifePath Dynamic Retirement Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 39

Name of fund	BlackRock LifePath Index 2030 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 40

Name of fund	BlackRock Advantage ESG Emerging Markets Equity Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 41

Name of fund	Master Advantage U.S. Total Market LLC
SEC File number( e.g., 811- )	811-10095

Shared Credit Users Record: 42

Name of fund	BlackRock 40/60 Target Allocation Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 43

Name of fund	BlackRock Health Sciences Opportunities Portfolio
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 44

Name of fund	BlackRock Real Estate Securities Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 45

Name of fund	BlackRock Dynamic High Income Portfolio
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 46

Name of fund	BlackRock LifePath ESG Index 2060 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 47

Name of fund	BlackRock Event Driven Equity Fund
SEC File number( e.g., 811- )	811-09637

Shared Credit Users Record: 48

Name of fund	BlackRock Advantage Emerging Markets Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 49

Name of fund	BlackRock Advantage International Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 50

Name of fund	BlackRock LifePath Index 2065 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 51

Name of fund	BlackRock Floating Rate Income Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 52

Name of fund	BATS: Series E Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 53

Name of fund	BlackRock LifePath Dynamic 2055 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 54

Name of fund	BlackRock LifePath Dynamic 2030 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 55

Name of fund	BlackRock Capital Appreciation Fund, Inc.
SEC File number( e.g., 811- )	811-06669

Shared Credit Users Record: 56

Name of fund	BlackRock S&P 500 Index V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 57

Name of fund	BlackRock Tactical Opportunities Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 58

Name of fund	International Tilts Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 59

Name of fund	BlackRock International Index V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 60

Name of fund	BlackRock Low Duration Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 61

Name of fund	BlackRock Advantage Large Cap Value V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 62

Name of fund	BlackRock Asian Dragon Fund, Inc.
SEC File number( e.g., 811- )	811-02661

Shared Credit Users Record: 63

Name of fund	BlackRock Commodity Strategies Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 64

Name of fund	BlackRock Pennsylvania Municipal Bond Fund
SEC File number( e.g., 811- )	811-04375

Shared Credit Users Record: 65

Name of fund	BlackRock Advantage U.S. Total Market V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 66

Name of fund	BlackRock International V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 67

Name of fund	BlackRock Large Cap Focus Growth V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 68

Name of fund	BlackRock Advantage ESG International Equity Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 69

Name of fund	Diversified Equity Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 70

Name of fund	S&P 500 Index Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 71

Name of fund	BlackRock Emerging Markets Flexible Dynamic Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 72

Name of fund	BlackRock LifePath ESG Index 2065 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 73

Name of fund	BlackRock Balanced Capital Portfolio
SEC File number( e.g., 811- )	811-03091

Shared Credit Users Record: 74

Name of fund	BlackRock 20/80 Target Allocation Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 75

Name of fund	Large Cap Index Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 76

Name of fund	BlackRock Inflation Protected Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 77

Name of fund	BlackRock Basic Value V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 78

Name of fund	BlackRock High Yield Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 79

Name of fund	BlackRock LifePath ESG Index 2035 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 80

Name of fund	BlackRock LifePath Dynamic 2060 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 81

Name of fund	BlackRock Equity Dividend Fund
SEC File number( e.g., 811- )	811-05178

Shared Credit Users Record: 82

Name of fund	BlackRock LifePath Index 2035 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 83

Name of fund	Master Total Return Portfolio
SEC File number( e.g., 811- )	811-21434

Shared Credit Users Record: 84

Name of fund	BlackRock Small Cap Index V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 85

Name of fund	BlackRock Strategic Municipal Opportunities Fund
SEC File number( e.g., 811- )	811-04802

Shared Credit Users Record: 86

Name of fund	BlackRock Systematic ESG Bond Fund
SEC File number( e.g., 811- )	811-23341

Shared Credit Users Record: 87

Name of fund	iShares MSCI EAFE International Index Fund
SEC File number( e.g., 811- )	811-07899

Shared Credit Users Record: 88

Name of fund	BATS: Series C Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 89

Name of fund	BlackRock LifePath ESG Index Retirement Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 90

Name of fund	iShares Developed Real Estate Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 91

Name of fund	BlackRock New York Municipal Opportunities Fund
SEC File number( e.g., 811- )	811-04375

Shared Credit Users Record: 92

Name of fund	BlackRock New Jersey Municipal Bond Fund
SEC File number( e.g., 811- )	811-04375

Shared Credit Users Record: 93

Name of fund	BlackRock Emerging Markets Fund, Inc.
SEC File number( e.g., 811- )	811-05723

Shared Credit Users Record: 94

Name of fund	BlackRock EuroFund
SEC File number( e.g., 811- )	811-04612

Shared Credit Users Record: 95

Name of fund	BlackRock Income Fund
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 96

Name of fund	BlackRock Basic Value Fund, Inc.
SEC File number( e.g., 811- )	811-02739

Shared Credit Users Record: 97

Name of fund	BlackRock Global Allocation V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 98

Name of fund	iShares Russell Small/Mid-Cap Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 99

Name of fund	BlackRock Global Impact Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 100

Name of fund	BlackRock LifePath Dynamic 2050 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 101

Name of fund	BlackRock Advantage Large Cap Growth Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 102

Name of fund	iShares Edge MSCI Min Vol EAFE Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 103

Name of fund	BlackRock Natural Resources Trust
SEC File number( e.g., 811- )	811-04282

Shared Credit Users Record: 104

Name of fund	BlackRock Latin America Fund, Inc.
SEC File number( e.g., 811- )	811-06349

Shared Credit Users Record: 105

Name of fund	iShares Russell Mid-Cap Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 106

Name of fund	BlackRock Strategic Income Opportunities Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 107

Name of fund	Master Advantage Large Cap Core Portfolio
SEC File number( e.g., 811- )	811-09739

Shared Credit Users Record: 108

Name of fund	BlackRock Global Long/Short Equity Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 109

Name of fund	BlackRock LifePath ESG Index 2040 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 110

Name of fund	BlackRock LifePath ESG Index 2050 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 111

Name of fund	BlackRock Advantage Global Fund, Inc.
SEC File number( e.g., 811- )	811-07171

Shared Credit Users Record: 112

Name of fund	BlackRock Short-Term Municipal Fund
SEC File number( e.g., 811- )	811-02688

Shared Credit Users Record: 113

Name of fund	BlackRock GA Disciplined Volatility Equity Fund
SEC File number( e.g., 811- )	811-21763

Shared Credit Users Record: 114

Name of fund	BlackRock High Equity Income Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 115

Name of fund	BlackRock Total Emerging Markets Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 116

Name of fund	BlackRock Energy Opportunities Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 117

Name of fund	BlackRock Capital Appreciation Portfolio
SEC File number( e.g., 811- )	811-03091

Shared Credit Users Record: 118

Name of fund	BlackRock LifePath Index 2055 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 119

Name of fund	iShares Short-Term TIPS Bond Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 120

Name of fund	BlackRock Future Tech ETF
SEC File number( e.g., 811- )	811-23402

Shared Credit Users Record: 121

Name of fund	BlackRock LifePath Index 2060 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 122

Name of fund	Total International Ex U.S. Index Master Portfolio
SEC File number( e.g., 811- )	811-08162

Shared Credit Users Record: 123

Name of fund	BlackRock Mid-Cap Growth Equity Portfolio
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 124

Name of fund	BlackRock LifePath ESG Index 2055 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 125

Name of fund	BlackRock Systematic Multi-Strategy Fund
SEC File number( e.g., 811- )	811-23341

Shared Credit Users Record: 126

Name of fund	BlackRock China A Opportunities Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 127

Name of fund	BlackRock Global Long/Short Credit Fund
SEC File number( e.g., 811- )	811-23341

Shared Credit Users Record: 128

Name of fund	BlackRock Core Bond Portfolio
SEC File number( e.g., 811- )	811-23339

Shared Credit Users Record: 129

Name of fund	BlackRock Long-Horizon Equity Fund
SEC File number( e.g., 811- )	811-21759

Shared Credit Users Record: 130

Name of fund	BlackRock LifePath Dynamic 2040 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 131

Name of fund	BlackRock Managed Income Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 132

Name of fund	Master Advantage Large Cap Value Portfolio
SEC File number( e.g., 811- )	811-09739

Shared Credit Users Record: 133

Name of fund	BlackRock International Fund
SEC File number( e.g., 811- )	811-08797

Shared Credit Users Record: 134

Name of fund	BlackRock Retirement Income 2040 Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 135

Name of fund	BlackRock 60/40 Target Allocation ETF V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 136

Name of fund	BlackRock LifePath ESG Index 2030 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 137

Name of fund	BlackRock Strategic Global Bond Fund, Inc.
SEC File number( e.g., 811- )	811-05603

Shared Credit Users Record: 138

Name of fund	BlackRock LifePath Index 2045 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 139

Name of fund	BlackRock U.S. Impact Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 140

Name of fund	BlackRock Future Health ETF
SEC File number( e.g., 811- )	811-23402

Shared Credit Users Record: 141

Name of fund	BlackRock LifePath Dynamic 2065 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 142

Name of fund	BlackRock Short Obligations Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 143

Name of fund	BlackRock Mid Cap Dividend Fund
SEC File number( e.g., 811- )	811-07177

Shared Credit Users Record: 144

Name of fund	BlackRock Multi-Asset Income Portfolio
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 145

Name of fund	BlackRock 80/20 Target Allocation Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 146

Name of fund	BlackRock LifePath Index 2040 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 147

Name of fund	BlackRock Advantage ESG U.S. Equity Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 148

Name of fund	BATS: Series P Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 149

Name of fund	BlackRock Multi-Sector Opportunities Trust II
SEC File number( e.g., 811- )	811-23357

Shared Credit Users Record: 150

Name of fund	BlackRock 60/40 Target Allocation Fund
SEC File number( e.g., 811- )	811-22061

Shared Credit Users Record: 151

Name of fund	BlackRock Multi-Sector Opportunities Trust
SEC File number( e.g., 811- )	811-23285

Shared Credit Users Record: 152

Name of fund	BlackRock Equity Dividend V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 153

Name of fund	BlackRock Exchange Portfolio
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 154

Name of fund	BlackRock Capital Appreciation V.I. Fund
SEC File number( e.g., 811- )	811-03290

Shared Credit Users Record: 155

Name of fund	BlackRock International Impact Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 156

Name of fund	BlackRock LifePath Dynamic 2025 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 157

Name of fund	BlackRock LifePath Dynamic 2035 Fund
SEC File number( e.g., 811- )	811-07332

Shared Credit Users Record: 158

Name of fund	BlackRock National Municipal Fund
SEC File number( e.g., 811- )	811-02688

Shared Credit Users Record: 159

Name of fund	BlackRock Global Allocation Fund, Inc.
SEC File number( e.g., 811- )	811-05576

Shared Credit Users Record: 160

Name of fund	iShares Edge MSCI Multifactor Intl Index Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 161

Name of fund	BlackRock Advantage Small Cap Core Fund
SEC File number( e.g., 811- )	811-05742

Shared Credit Users Record: 162

Name of fund	BlackRock Total Return V.I. Fund
SEC File number( e.g., 811- )	811-23346

Shared Credit Users Record: 163

Name of fund	BATS: Series S Portfolio
SEC File number( e.g., 811- )	811-21457

Shared Credit Users Record: 164

Name of fund	Master Focus Growth LLC
SEC File number( e.g., 811- )	811-09735

v. Did the Fund draw on the line of credit this period? Yes No

b. Did the Fund engage in interfund lending? Yes No

c.Did the Fund engage in interfund borrowing? Yes No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:

a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Yes No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: i. Legal proceedings
ii. Provision of financial support
iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)
iv. Change in accounting principles and practices
v. Information required to be filed pursuant to exemptive orders
vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant	Master Investment Portfolio II
Date	2021-03-04
Signature	Ann Frechette
Title	Assistant Treasurer