The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 27,617 | 26,461,000 | PRN | SOLE | 26,461,000 | 0 | 0 | ||
BURLINGTON STORES INC | NOTE 2.250% 4/1 | 122017AB2 | 23,081 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 19249HAB9 | 29,964 | 29,150,000 | PRN | SOLE | 29,150,000 | 0 | 0 | ||
CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 | 71,296 | 44,065,000 | PRN | SOLE | 44,065,000 | 0 | 0 | ||
CREE INC | NOTE 1.750% 5/0 | 225447AD3 | 57,593 | 26,504,000 | PRN | SOLE | 26,504,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 72,286 | 24,373,000 | PRN | SOLE | 24,373,000 | 0 | 0 | ||
EVOLENT HEALTH INC | NOTE 1.500%10/1 | 30050BAD3 | 4,826 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 37,616 | 37,748,000 | PRN | SOLE | 37,748,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | NOTE 3.375% 5/0 | 33938JAB2 | 11,953 | 13,158,000 | PRN | SOLE | 13,158,000 | 0 | 0 | ||
FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 32,058 | 31,927,000 | PRN | SOLE | 31,927,000 | 0 | 0 | ||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 25,187 | 16,468,000 | PRN | SOLE | 16,468,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 34,026 | 36,587,000 | PRN | SOLE | 36,587,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 | 6,220 | 5,300,000 | PRN | SOLE | 5,300,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | NOTE 3.000%10/1 | 48576UAA4 | 15,028 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 25,128 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 6,676 | 6,722,000 | PRN | SOLE | 6,722,000 | 0 | 0 | ||
LUMINEX CORP DEL | NOTE 3.000% 5/1 | 55027EAA0 | 5,821 | 5,806,000 | PRN | SOLE | 5,806,000 | 0 | 0 | ||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 15,921 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
NATERA INC | NOTE 2.250% 5/0 | 632307AB0 | 99,928 | 32,896,000 | PRN | SOLE | 32,896,000 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 63845RAB3 | 6,627 | 3,750,000 | PRN | SOLE | 3,750,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 66,799 | 66,728,000 | PRN | SOLE | 66,728,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 1.000% 6/0 | 670704AL9 | 23,456 | 22,410,000 | PRN | SOLE | 22,410,000 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 14,754 | 13,200,000 | PRN | SOLE | 13,200,000 | 0 | 0 | ||
OMEROS CORP | NOTE 5.250% 2/1 | 682143AG7 | 4,470 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 7,627 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 8,051 | 6,200,000 | PRN | SOLE | 6,200,000 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 13,766 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 8,743 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 488 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 19,322 | 22,582,000 | PRN | SOLE | 22,582,000 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 44,954 | 23,980,000 | PRN | SOLE | 23,980,000 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | NOTE 0.500% 4/1 | 83088VAB8 | 47,270 | 31,315,000 | PRN | SOLE | 31,315,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS INC | NOTE 0.625% 4/0 | 868459AD0 | 37,062 | 37,347,000 | PRN | SOLE | 37,347,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 20,301 | 18,070,000 | PRN | SOLE | 18,070,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 6,857 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 |