The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 30,273 | 31,867,000 | PRN | SOLE | 31,867,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 18,030 | 17,461,000 | PRN | SOLE | 17,461,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 19249HAB9 | 32,235 | 29,150,000 | PRN | SOLE | 29,150,000 | 0 | 0 | ||
CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 | 70,876 | 45,565,000 | PRN | SOLE | 45,565,000 | 0 | 0 | ||
CSG SYS INTL INC | NOTE 4.250% 3/1 | 126349AF6 | 4,647 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 108,852 | 29,655,000 | PRN | SOLE | 29,655,000 | 0 | 0 | ||
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 3,199 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 31,387 | 31,309,000 | PRN | SOLE | 31,309,000 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 23,258 | 17,260,000 | PRN | SOLE | 17,260,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | NOTE 3.375% 5/0 | 33938JAB2 | 11,742 | 13,158,000 | PRN | SOLE | 13,158,000 | 0 | 0 | ||
FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 32,087 | 31,927,000 | PRN | SOLE | 31,927,000 | 0 | 0 | ||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 29,250 | 20,836,000 | PRN | SOLE | 20,836,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 35,848 | 38,938,000 | PRN | SOLE | 38,938,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 | 6,265 | 5,300,000 | PRN | SOLE | 5,300,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | NOTE 3.000%10/1 | 48576UAA4 | 11,437 | 14,960,000 | PRN | SOLE | 14,960,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 25,747 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
LENDINGTREE INC | NOTE 0.500% 7/1 | 52603BAD9 | 4,275 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 8,782 | 8,722,000 | PRN | SOLE | 8,722,000 | 0 | 0 | ||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 15,195 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
NATERA INC | NOTE 2.250% 5/0 | 632307AB0 | 121,729 | 40,562,000 | PRN | SOLE | 40,562,000 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 63845RAB3 | 14,278 | 7,416,000 | PRN | SOLE | 7,416,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 67,716 | 66,728,000 | PRN | SOLE | 66,728,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 1.000% 6/0 | 670704AL9 | 22,927 | 22,410,000 | PRN | SOLE | 22,410,000 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 14,388 | 13,200,000 | PRN | SOLE | 13,200,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 57,267 | 25,411,000 | PRN | SOLE | 25,411,000 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 13,045 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 8,383 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 8,868 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
REPLIGEN CORP | NOTE 0.375% 7/1 | 759916AB5 | 26,675 | 10,534,000 | PRN | SOLE | 10,534,000 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 43,961 | 27,280,000 | PRN | SOLE | 27,280,000 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 44,828 | 45,402,000 | PRN | SOLE | 45,402,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | 32,937 | 18,500,000 | PRN | SOLE | 18,500,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 4,426 | 3,388,000 | PRN | SOLE | 3,388,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 24,518 | 20,880,000 | PRN | SOLE | 20,880,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 56,315 | 30,038,000 | PRN | SOLE | 30,038,000 | 0 | 0 |