| FORM 5 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Form 3 Holdings Reported. | |||||||||||||||||
| Form 4 Transactions Reported. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Howard Bancorp Inc [ HBMD ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year) 12/31/2018 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
| Amount | (A) or (D) | Price | |||||||||||||
| Common Stock | 03/28/2018 | J4(1) | 531,960 | D | $0 | 2,305,302 | D | ||||||||
| Common Stock | 03/29/2018 | J4(1) | 19,948 | D | $0 | 2,305,302 | D | ||||||||
| Common Stock | 04/17/2018 | J4(1) | 193,665 | D | $0 | 2,091,689 | D | ||||||||
| Common Stock | 05/15/2018 | J4(1)(2) | 1,309,952 | D | $0 | 781,737 | D | ||||||||
| Common Stock | 05/18/2018 | J4(2) | 1,243,459 | A | $0 | 2,025,196 | D | ||||||||
| Common Stock | 08/01/2018 | J4(1) | 9,974 | D | $0 | 2,015,222 | D | ||||||||
| Common Stock | 08/02/2018 | J4(1) | 13,299 | D | $0 | 2,001,923 | D | ||||||||
| Common Stock | 08/03/2018 | J4(1) | 9,974 | D | $0 | 1,991,949 | D | ||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Pro rata distribution from Priam Capital Fund I, LP to the limited partners of Priam Capital Fund I, LP. |
| 2. Due to an administrative error, a pro rata distribution of 1,309,952 shares was made on May 15, 2018 when the correct number of shares to be distributed was 66,493. This error was corrected by reclamation of 1,243,459 shares of the common stock on May 18, 2018. The difference between the number of shares incorrectly distributed on May 15, 2018 and reclaimed on May 18, 2018 is 66,493 shares, the correct number of shares that should have been distributed pro rata on May 15, 2018. |
| /s/ Howard Feinglass | 05/24/2019 | |
| /s/ Howard Feinglass | 05/24/2019 | |
| /s/ Howard Feinglass | 05/24/2019 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
