The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALGOMA STL GROUP INC | COM | 015658107 | 6,300 | 560,000 | SH | SOLE | 0 | 560,000 | 0 | 0 | |
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 608 | 1,047,626 | SH | SOLE | 0 | 1,047,626 | 0 | 0 | |
AUDIOEYE INC | COM NEW | 050734201 | 3,869 | 568,171 | SH | SOLE | 0 | 568,171 | 0 | 0 | |
AVANTI ACQUISITION CORP | *W EXP 99/99/999 | G0682V125 | 240 | 923,160 | SH | SOLE | 0 | 923,160 | 0 | 0 | |
BARNES & NOBLE ED INC | COM | 06777U101 | 8,452 | 2,360,813 | SH | SOLE | 0 | 2,360,813 | 0 | 0 | |
BLUE WHALE ACQUISITION CORP | UNIT 07/30/2026 | G1330M111 | 180 | 359,056 | SH | SOLE | 0 | 359,056 | 0 | 0 | |
BYTE ACQUISITION CORP | *W EXP 03/18/202 | GIR25Q113 | 97 | 404,031 | SH | SOLE | 0 | 404,031 | 0 | 0 | |
CC NEUBERGER PRINCIPAL HOLDN | *W EXP 99/99/999 | G1192N126 | 281 | 452,677 | SH | SOLE | 0 | 452,677 | 0 | 0 | |
CELLEBRITE DI LTD | ORDINARY SHARES | M2197Q107 | 12,800 | 2,000,000 | SH | SOLE | 0 | 2,000,000 | 0 | 0 | |
CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 | 3,456 | 2,721,148 | SH | SOLE | 0 | 2,721,148 | 0 | 0 | |
CEPTON INC | *W EXP 06/01/202 | 15673X119 | 14 | 29,183 | SH | SOLE | 0 | 29,183 | 0 | 0 | |
CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 | 77 | 125,630 | SH | SOLE | 0 | 125,630 | 0 | 0 | |
CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 | 8 | 13,484 | SH | SOLE | 0 | 13,484 | 0 | 0 | |
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 247 | 411,353 | SH | SOLE | 0 | 411,353 | 0 | 0 | |
CYNERGISTEK INC | COM | 23258P105 | 50 | 37,643 | SH | OTR | 0 | 0 | 37,643 | 0 | |
DATA I O CORP | COM | 237690102 | 85 | 20,022 | SH | OTR | 0 | 0 | 20,022 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 61,334 | 1,400,000 | SH | SOLE | 0 | 1,400,000 | 0 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 31,133 | 350,000 | SH | SOLE | 0 | 350,000 | 0 | 0 | |
GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 | 3,120 | 2,228,362 | SH | SOLE | 0 | 2,228,362 | 0 | 0 | |
GORES HOLDINGS VII INC | *W EXP 02/25/202 | 38286T119 | 65 | 76,466 | SH | SOLE | 0 | 76,466 | 0 | 0 | |
GORES TECHNOLOGY PARTNERS IN | *W EXP 03/16/202 | 382870111 | 114 | 111,346 | SH | SOLE | 0 | 111,346 | 0 | 0 | |
HAGERTY INC | *W EXP 99/99/999 | 405166117 | 3,627 | 1,300,042 | SH | SOLE | 0 | 1,300,042 | 0 | 0 | |
HUDSON EXECUTIVE INVES III | *W EXP 02/22/202 | 44376L115 | 273 | 691,841 | SH | SOLE | 0 | 691,841 | 0 | 0 | |
INTERPRIVATE II ACQUISITION | *W EXP 03/09/202 | 46064Q116 | 61 | 111,266 | SH | SOLE | 0 | 111,266 | 0 | 0 | |
INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 | 16 | 32,145 | SH | SOLE | 0 | 32,145 | 0 | 0 | |
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 574 | 1,170,817 | SH | SOLE | 0 | 1,170,817 | 0 | 0 | |
KALEYRA INC | *W EXP 12/12/202 | 483379111 | 1,203 | 1,266,306 | SH | SOLE | 0 | 1,266,306 | 0 | 0 | |
KKR & CO INC | COM | 48251W104 | 49,700 | 850,000 | SH | SOLE | 0 | 850,000 | 0 | 0 | |
KKR ACQUISITION HOLDING I CO | * W EXP 99/99/999 | 48253T117 | 1,200 | 1,818,883 | SH | SOLE | 0 | 1,818,883 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 1,051 | 1,982,212 | SH | SOLE | 0 | 1,982,212 | 0 | 0 | |
LIBERTY MEDIA ACQUISITION CO | *W EXP 99/99/999 | 53073L112 | 420 | 626,942 | SH | SOLE | 0 | 626,942 | 0 | 0 | |
LIGHTNING EMOTORS INC | *W EXP 08/18/202 | 53228T119 | 60 | 61,736 | SH | SOLE | 0 | 61,736 | 0 | 0 | |
LIVEVOX HOLDING INC | COM CL A | 53838L100 | 453 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
LIVEVOX HOLDING INC | *W EXP 06/18/202 | 53838L118 | 273 | 826,336 | SH | SOLE | 0 | 826,336 | 0 | 0 | |
LONGVIEW ACQUISITION CORP II | *w EXP 99/99/999 | 54319Q113 | 209 | 498,419 | SH | SOLE | 0 | 498,419 | 0 | 0 | |
MARKETWISE INC | COM CL A | 57064P107 | 11,800 | 2,500,000 | SH | SOLE | 0 | 2,500,000 | 0 | 0 | |
MARKETWISE INC | *W EXP 07/19/202 | 57064P115 | 7,776 | 10,651,199 | SH | SOLE | 0 | 10,651,199 | 0 | 0 | |
MONEYLION INC | CL A | 60938K106 | 1,172 | 466,667 | SH | SOLE | 0 | 466,667 | 0 | 0 | |
MONEYLION INC | *W EXP 09/22/202 | 60938K114 | 54 | 140,000 | SH | SOLE | 0 | 140,000 | 0 | 0 | |
NAM TAI PPTY INC | SHS | G63907102 | 1,795 | 287,249 | SH | SOLE | 0 | 287,249 | 0 | 0 | |
PAR TECHNOLOGY CORP | COM | 698884103 | 55,472 | 1,375,122 | SH | SOLE | 0 | 1,375,122 | 0 | 0 | |
PAR TECHNOLOGY CORP | COM | 698884103 | 51 | 1,253 | SH | OTR | 0 | 0 | 1,253 | 0 | |
PERMA-FIX ENVIRONMENTAL SVCS | COM NEW | 714157203 | 57 | 10,254 | SH | OTR | 0 | 0 | 10,254 | 0 | |
QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 137 | 22,266 | SH | OTR | 0 | 0 | 22,266 | 0 | |
RCI HOSPITALITY HLDGS INC | COM | 74934Q108 | 1,239 | 20,165 | SH | SOLE | 0 | 20,165 | 0 | 0 | |
SENESTECH INC | COM NEW | 81720R208 | 8 | 10,490 | SH | OTR | 0 | 0 | 10,490 | 0 | |
SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 | 16 | 88,989 | SH | SOLE | 0 | 88,989 | 0 | 0 | |
SIFY TECHNOLOGIES LTD | SPONSORED ADS | 82655M107 | 52 | 17,267 | SH | OTR | 0 | 0 | 17,267 | 0 | |
SILVER CREST ACQUISITION COR | *W EXP 12/15/202 | G81355128 | 19 | 42,660 | SH | SOLE | 0 | 42,660 | 0 | 0 | |
SKYDECK ACQUISITION CORP | *W EXP 05/13/2026 | G82220115 | 27 | 76,821 | SH | SOLE | 0 | 76,821 | 0 | 0 | |
S&W SEED CO | COM | 785135104 | 24 | 11,363 | SH | OTR | 0 | 0 | 11,363 | 0 | |
TALKSPACE INC | COM | 87427V103 | 155 | 89,086 | SH | SOLE | 0 | 89,086 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 18 | 54,800 | SH | SOLE | 0 | 54,800 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 33,540 | 465,000 | SH | SOLE | 0 | 465,000 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9461D115 | 402 | 855,469 | SH | SOLE | 0 | 855,469 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 442 | 982,110 | SH | SOLE | 0 | 982,110 | 0 | 0 | |
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 344 | 593,899 | SH | SOLE | 0 | 593,899 | 0 | 0 |