UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23352
FlowStone Opportunity Fund
(Exact name of registrant as specified in charter)
55 Nod Road, Ste 120
Avon, CT 06001
(Address of principal executive offices) (Zip code)
Scott Conners
FlowStone Partners, LLC
55 Nod Road, Ste 120
Avon, CT 06001
(Name and address of agent for service)
Copy to:
Joshua B. Deringer, Esq.
Faegre Drinker Biddle & Reath LLP
1177 Avenue of the Americas, 41st Floor
New York, NY 10036
Registrant's telephone number, including area code: (312) 429-2419
Date of fiscal year end: March 31
Date of reporting period: July 1, 2022 – June 30, 2023
Explanatory Note:
The Registrant is filing this amendment to its Form N-PX for the period July 1, 2022 through June 30, 2023 originally filed with the Securities and Exchange Commission on July 19, 2023 (Accession Number : 0001398344-23-013231). The sole purpose of this amendment is to revise the Registrant's Item 1. Proxy Voting Record. This amendment does not amend, update or modify any other items or disclosures found in the original Form N-PX filing.
Item 1. Proxy Voting Record
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
Eagle Point Credit Company Inc | ECC | 269808101 | 5/11/2023 | Total of 1 voting items: 1. Election of 2 Directors | Issuer | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | FlowStone Opportunity Fund | |
By (Signature and Title): | /s/ Trent Statczar | |
Trent Statczar, Principal Financial Officer FlowStone Opportunity Fund | ||
Date: | December 8, 2023 | |