SoFi Weekly Dividend ETF | ||||||
SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) | ||||||
Shares | Value | |||||
Common Stocks - 99.1% | ||||||
Advertising - 0.1% | ||||||
Dentsu Group, Inc. | 135 | $ | 4,257 | |||
Hakuhodo DY Holdings, Inc. | 142 | 1,354 | ||||
5,611 | ||||||
Aerospace & Defense - 1.7% | ||||||
BAE Systems PLC | 2,077 | 20,347 | ||||
General Dynamics Corp. | 160 | 40,382 | ||||
Lockheed Martin Corp. (1) | 177 | 85,879 | ||||
Saab AB - Class B | 48 | 1,746 | ||||
Thales SA | 71 | 8,930 | ||||
157,284 | ||||||
Agriculture - 1.2% | ||||||
Archer-Daniels-Midland Co. | 371 | 36,173 | ||||
British American Tobacco PLC | 1,503 | 60,696 | ||||
Japan Tobacco, Inc. | 735 | 14,830 | ||||
111,699 | ||||||
Apparel - 0.1% | ||||||
Burberry Group PLC | 260 | 6,741 | ||||
Auto Manufacturers - 1.0% | ||||||
Bayerische Motoren Werke AG | 216 | 19,196 | ||||
Cummins, Inc. | 93 | 23,358 | ||||
Isuzu Motors Ltd. | 394 | 5,066 | ||||
Mazda Motor Corp. | 389 | 3,041 | ||||
PACCAR, Inc. | 211 | 22,347 | ||||
Stellantis NV | 1,442 | 22,111 | ||||
Volkswagen AG | 19 | 3,581 | ||||
98,700 | ||||||
Auto Parts & Equipment - 0.6% | ||||||
Bridgestone Corp. | 378 | 13,997 | ||||
Cie Generale des Etablissements Michelin SCA | 478 | 13,153 | ||||
Magna International, Inc. | 185 | 11,303 | ||||
NGK Insulators Ltd. | 186 | 2,414 | ||||
NGK Spark Plug Co. Ltd. | 119 | 2,285 | ||||
Pirelli & C SpA | 263 | 1,148 | ||||
Sumitomo Electric Industries Ltd. | 495 | 5,678 | ||||
Toyota Industries Corp. | 103 | 5,765 | ||||
55,743 | ||||||
Banks - 13.9% | ||||||
Bank Hapoalim BM | 791 | 7,478 | ||||
Bank Leumi Le-Israel BM | 1,001 | 8,915 | ||||
Bank of America Corp. (1) | 4,656 | 176,230 | ||||
Bank of Montreal | 435 | 42,156 | ||||
The Bank of New York Mellon Corp. | 485 | 22,262 | ||||
The Bank of Nova Scotia | 755 | 39,084 | ||||
Barclays PLC | 10,600 | 20,354 | ||||
The Chiba Bank Ltd. | 417 | 2,492 | ||||
Citigroup, Inc. | 1,286 | 62,255 | ||||
Citizens Financial Group, Inc. | 327 | 13,858 | ||||
Concordia Financial Group Ltd. | 658 | 2,249 | ||||
DBS Group Holdings Ltd. | 1,209 | 31,048 | ||||
Erste Group Bank AG | 233 | 7,101 | ||||
Fifth Third Bancorp | 453 | 16,471 | ||||
Huntington Bancshares, Inc. | 943 | 14,598 | ||||
ING Groep NV | 2,440 | 29,118 | ||||
Japan Post Bank Co. Ltd. | 267 | 2,011 | ||||
JPMorgan Chase & Co. | 1,929 | 266,549 | ||||
KeyCorp | 618 | 11,625 | ||||
M&T Bank Corp. (1) | 116 | 19,722 | ||||
Mediobanca Banca di Credito Finanziario SpA | 384 | 3,643 | ||||
Morgan Stanley (1) | 881 | 81,995 | ||||
National Bank of Canada | 224 | 15,850 | ||||
NatWest Group PLC | 3,435 | 10,714 | ||||
Northern Trust Corp. | 133 | 12,384 | ||||
Oversea-Chinese Banking Corp. Ltd. | 2,558 | 23,222 | ||||
The PNC Financial Services Group, Inc. | 271 | 45,598 | ||||
Powszechna Kasa Oszczednosci Bank Polski SA | 591 | 3,691 | ||||
Regions Financial Corp. | 618 | 14,344 | ||||
Royal Bank of Canada | 924 | 91,180 | ||||
State Street Corp. | 231 | 18,404 | ||||
Sumitomo Mitsui Financial Group, Inc. | 806 | 26,992 | ||||
The Toronto-Dominion Bank | 1,178 | 77,795 | ||||
Truist Financial Corp. | 877 | 41,052 | ||||
U.S. Bancorp | 891 | 40,443 | ||||
United Overseas Bank Ltd. | 954 | 21,721 | ||||
1,324,604 | ||||||
Beverages - 0.2% | ||||||
Coca-Cola Europacific Partners PLC (1) | 101 | 5,362 | ||||
Endeavour Group Ltd. | 841 | 3,926 | ||||
JDE Peet’s NV | 59 | 1,794 | ||||
Molson Coors Brewing Co. - Class B | 117 | 6,448 | ||||
Treasury Wine Estates Ltd. | 482 | 4,455 | ||||
21,985 | ||||||
Biotechnology - 0.8% | ||||||
Gilead Sciences, Inc. | 833 | 73,162 | ||||
Building Materials - 0.7% | ||||||
AGC, Inc. | 130 | 4,285 | ||||
Cie de Saint-Gobain | 285 | 12,837 | ||||
CRH PLC | 502 | 19,684 | ||||
Geberit AG | 23 | 10,786 | ||||
HeidelbergCement AG | 97 | 5,205 | ||||
James Hardie Industries PLC | 297 | 5,808 | ||||
Lixil Corp. | 183 | 2,766 | ||||
Wienerberger AG | 73 | 1,893 | ||||
63,264 | ||||||
Chemicals - 2.7% | ||||||
Air Products and Chemicals, Inc. (1) | 147 | 45,594 | ||||
Air Water, Inc. | 128 | 1,481 | ||||
BASF SE | 617 | 30,821 | ||||
Covestro AG | 126 | 4,952 | ||||
Dow, Inc. | 477 | 24,313 | ||||
Eastman Chemical Co. | 84 | 7,276 | ||||
FMC Corp. | 81 | 10,582 | ||||
Givaudan SA | 5 | 16,615 | ||||
ICL Group Ltd. | 481 | 3,915 | ||||
LyondellBasell Industries NV (1) | 170 | 14,452 | ||||
Mitsubishi Chemical Group Corp. | 904 | 4,724 | ||||
Mitsui Chemicals, Inc. | 109 | 2,422 | ||||
Nitto Denko Corp. | 97 | 5,985 | ||||
Nutrien Ltd. | 359 | 28,628 | ||||
Shin-Etsu Chemical Co. Ltd. | 267 | 33,619 | ||||
Showa Denko KK | 119 | 1,866 | ||||
Solvay SA | 47 | 4,543 | ||||
Sumitomo Chemical Co. Ltd. | 1,045 | 3,729 | ||||
Toray Industries, Inc. | 999 | 5,288 | ||||
Tosoh Corp. | 176 | 2,047 | ||||
252,852 | ||||||
Coal - 0.0% (3) | ||||||
Whitehaven Coal Ltd. | 549 | 3,691 | ||||
Commercial Services - 1.4% | ||||||
Ashtead Group PLC | 294 | 17,419 | ||||
Automatic Data Processing, Inc. | 276 | 72,902 | ||||
Brambles Ltd. | 924 | 7,494 | ||||
RELX PLC | 1,283 | 35,326 | ||||
Sohgo Security Services Co. Ltd. | 49 | 1,308 | ||||
134,449 | ||||||
Computers - 0.2% | ||||||
Hewlett Packard Enterprise Co. | 853 | 14,313 | ||||
Itochu Techno-Solutions Corp. | 58 | 1,393 | ||||
Otsuka Corp. | 65 | 2,129 | ||||
17,835 | ||||||
Cosmetics & Personal Care - 2.6% | ||||||
Essity AB - Class B | 404 | 9,683 | ||||
Pola Orbis Holdings, Inc. | 55 | 704 | ||||
The Procter & Gamble Co. | 1,588 | 236,866 | ||||
247,253 | ||||||
Distribution & Wholesale - 1.2% | ||||||
ITOCHU Corp. | 971 | 29,832 | ||||
Marubeni Corp. | 1,112 | 12,336 | ||||
Mitsubishi Corp. | 891 | 29,404 | ||||
Mitsui & Co. Ltd. | 975 | 27,830 | ||||
Seven Group Holdings Ltd. | 115 | 1,614 | ||||
Sumitomo Corp. | 787 | 12,673 | ||||
113,689 | ||||||
Diversified Financial Services - 1.7% | ||||||
Acom Co. Ltd. | 263 | 605 | ||||
Ally Financial, Inc. | 191 | 5,159 | ||||
ASX Ltd. | 128 | 6,041 | ||||
BlackRock, Inc. | 93 | 66,588 | ||||
CME Group, Inc. - Class A | 238 | 42,007 | ||||
Franklin Resources, Inc. (1) | 190 | 5,094 | ||||
IGM Financial, Inc. | 62 | 1,785 | ||||
Japan Exchange Group, Inc. | 349 | 4,941 | ||||
ORIX Corp. | 788 | 12,483 | ||||
SBI Holdings, Inc. | 178 | 3,339 | ||||
Schroders PLC | 623 | 3,282 | ||||
Singapore Exchange Ltd. | 526 | 3,474 | ||||
Synchrony Financial | 307 | 11,537 | ||||
166,335 | ||||||
Electric - 4.1% | ||||||
A2A SpA | 1,072 | 1,410 | ||||
Alliant Energy Corp. | 166 | 9,346 | ||||
Ameren Corp. | 171 | 15,274 | ||||
American Electric Power Co., Inc. | 341 | 33,009 | ||||
Atco Ltd. - Class I | 68 | 2,160 | ||||
Avangrid, Inc. | 46 | 1,967 | ||||
Canadian Utilities Ltd. - Class A | 79 | 2,144 | ||||
CMS Energy Corp. (1) | 192 | 11,725 | ||||
Consolidated Edison, Inc. | 236 | 23,137 | ||||
Emera, Inc. | 178 | 6,876 | ||||
Engie SA | 1,160 | 17,343 | ||||
Entergy Corp. | 135 | 15,697 | ||||
Evergy, Inc. | 151 | 8,941 | ||||
Eversource Energy | 228 | 18,892 | ||||
FirstEnergy Corp. | 361 | 14,888 | ||||
Fortis, Inc. | 317 | 12,659 | ||||
Hera SpA | 581 | 1,579 | ||||
Hydro One Ltd. | 190 | 5,272 | ||||
Iberdrola SA | 4,144 | 45,997 | ||||
National Grid PLC | 2,450 | 29,600 | ||||
Northland Power, Inc. | 157 | 4,412 | ||||
Power Assets Holdings Ltd. | 912 | 4,691 | ||||
Sempra Energy | 209 | 34,734 | ||||
SSE PLC | 730 | 14,853 | ||||
Terna - Rete Elettrica Nazionale | 942 | 7,090 | ||||
WEC Energy Group, Inc. | 210 | 20,819 | ||||
Xcel Energy, Inc. | 363 | 25,490 | ||||
390,005 | ||||||
Electrical Components & Equipment - 1.4% | ||||||
ABB Ltd. | 1,068 | 32,911 | ||||
Brother Industries Ltd. | 151 | 2,396 | ||||
Emerson Electric Co. | 390 | 37,350 | ||||
Prysmian SpA | 171 | 5,881 | ||||
Schneider Electric SE | 370 | 52,925 | ||||
131,463 | ||||||
Electronics - 0.3% | ||||||
Garmin Ltd. (1) | 98 | 9,113 | ||||
Hirose Electric Co. Ltd. | 20 | 2,609 | ||||
Kyocera Corp. | 220 | 11,006 | ||||
SCREEN Holdings Co. Ltd. | 28 | 1,812 | ||||
Venture Corp. Ltd. | 166 | 2,096 | ||||
26,636 | ||||||
Engineering & Construction - 0.6% | ||||||
ACS Actividades de Construccion y Servicios SA | 152 | 4,235 | ||||
CK Infrastructure Holdings Ltd. | 374 | 1,883 | ||||
Kajima Corp. | 265 | 2,944 | ||||
Keppel Corp. Ltd. | 915 | 5,035 | ||||
Obayashi Corp. | 420 | 3,082 | ||||
Skanska AB - B Shares | 224 | 3,538 | ||||
Vinci SA | 383 | 38,103 | ||||
58,820 | ||||||
Entertainment - 0.1% | ||||||
Vail Resorts, Inc. | 27 | 6,954 | ||||
Environmental Control - 0.2% | ||||||
Republic Services, Inc. | 137 | 19,083 | ||||
Food - 5.0% | ||||||
Associated British Foods PLC | 241 | 4,538 | ||||
Campbell Soup Co. | 132 | 7,084 | ||||
CK Hutchison Holdings Ltd. | 1,770 | 10,272 | ||||
Coles Group Ltd. | 868 | 9,853 | ||||
Conagra Brands, Inc. | 318 | 12,078 | ||||
General Mills, Inc. | 394 | 33,608 | ||||
Hormel Foods Corp. | 189 | 8,883 | ||||
J Sainsbury PLC | 1,345 | 3,566 | ||||
The J.M. Smucker Co. | 67 | 10,319 | ||||
Kellogg Co. | 174 | 12,693 | ||||
Kesko Oyj - B Shares | 161 | 3,397 | ||||
Koninklijke Ahold Delhaize NV | 678 | 19,418 | ||||
The Kroger Co. | 438 | 21,545 | ||||
Metro, Inc. | 155 | 8,845 | ||||
Mondelez International, Inc. | 909 | 61,457 | ||||
Nestle SA | 1,825 | 215,188 | ||||
Orkla ASA | 456 | 3,199 | ||||
Saputo, Inc. | 180 | 4,435 | ||||
Tesco PLC | 4,989 | 13,517 | ||||
Tyson Foods, Inc. - Class A | 191 | 12,659 | ||||
476,554 | ||||||
Forest Products & Paper - 0.4% | ||||||
Holmen AB - Class A | 61 | 2,459 | ||||
International Paper Co. (1) | 228 | 8,463 | ||||
Mondi PLC | 325 | 5,972 | ||||
Stora Enso Oyj - R Shares | 387 | 5,569 | ||||
UPM-Kymmene Oyj | 353 | 12,711 | ||||
35,174 | ||||||
Gas - 0.4% | ||||||
Atmos Energy Corp. | 92 | 11,058 | ||||
China Gas Holdings Ltd. | 1,428 | 1,813 | ||||
NiSource, Inc. | 269 | 7,516 | ||||
Osaka Gas Co. Ltd. | 264 | 4,015 | ||||
Snam SpA | 1,316 | 6,596 | ||||
Tokyo Gas Co. Ltd. | 273 | 4,942 | ||||
35,940 | ||||||
Hand & Machine Tools - 0.2% | ||||||
Amada Co. Ltd. | 225 | 1,771 | ||||
Disco Corp. | 19 | 5,528 | ||||
Fuji Electric Co. Ltd. | 84 | 3,383 | ||||
Makita Corp. | 163 | 3,656 | ||||
Snap-on, Inc. | 34 | 8,180 | ||||
22,518 | ||||||
Healthcare - Products - 0.8% | ||||||
Elekta AB - B Shares (2) | 204 | 1,184 | ||||
Medtronic PLC | 883 | 69,792 | ||||
Smith & Nephew PLC | 583 | 7,537 | ||||
78,513 | ||||||
Healthcare - Services - 0.1% | ||||||
Medibank Pvt Ltd. | 1,835 | 3,601 | ||||
Sonic Healthcare Ltd. | 318 | 6,874 | ||||
10,475 | ||||||
Holding Companies - Diversified - 0.1% | ||||||
Jardine Matheson Holdings Ltd. | 131 | 6,330 | ||||
Swire Pacific Ltd. - Class A | 285 | 2,229 | ||||
8,559 | ||||||
Home Builders - 0.2% | ||||||
Daiwa House Industry Co. Ltd. | 405 | 9,168 | ||||
Haseko Corp. | 165 | 1,794 | ||||
Sekisui Chemical Co. Ltd. | 263 | 3,632 | ||||
14,594 | ||||||
Home Furnishings - 0.2% | ||||||
Panasonic Holdings Corp. | 1,517 | 13,850 | ||||
Sharp Corp. | 179 | 1,248 | ||||
Whirlpool Corp. | 34 | 4,982 | ||||
20,080 | ||||||
Household Products & Wares - 0.0% (3) | ||||||
Henkel AG & Co. KGaA | 68 | 4,460 | ||||
Insurance - 5.7% | ||||||
Aflac, Inc. | 382 | 27,477 | ||||
Ageas SA/NV | 115 | 4,555 | ||||
American International Group, Inc. | 505 | 31,871 | ||||
AXA SA | 1,518 | 42,233 | ||||
Cincinnati Financial Corp. (1) | 103 | 11,429 | ||||
Dai-ichi Life Holdings, Inc. | 628 | 11,447 | ||||
Everest Re Group Ltd. | 26 | 8,786 | ||||
Fairfax Financial Holdings Ltd. | 14 | 7,970 | ||||
Fidelity National Financial, Inc. | 176 | 7,103 | ||||
Great-West Lifeco, Inc. | 176 | 4,165 | ||||
Hannover Rueck SE | 40 | 7,479 | ||||
iA Financial Corp, Inc. | 69 | 3,863 | ||||
Intact Financial Corp. | 116 | 17,221 | ||||
Legal & General Group PLC | 3,999 | 11,982 | ||||
Manulife Financial Corp. | 1,263 | 22,573 | ||||
Mapfre SA | 642 | 1,202 | ||||
Marsh & McLennan Company, Inc. | 331 | 57,323 | ||||
MetLife, Inc. | 397 | 30,450 | ||||
MS&AD Insurance Group Holdings, Inc. | 300 | 8,815 | ||||
NN Group NV | 185 | 7,738 | ||||
Power Corp of Canada | 355 | 8,861 | ||||
Principal Financial Group, Inc. | 166 | 14,887 | ||||
Prudential Financial, Inc. | 247 | 26,683 | ||||
Sampo Oyj - A Shares | 290 | 14,494 | ||||
Sompo Holdings, Inc. | 207 | 8,988 | ||||
Storebrand ASA | 279 | 2,453 | ||||
Sun Life Financial, Inc. | 390 | 18,336 | ||||
The Allstate Corp. | 176 | 23,566 | ||||
The Travelers Company, Inc. | 157 | 29,800 | ||||
Tokio Marine Holdings, Inc. | 1,230 | 24,919 | ||||
Zurich Insurance Group AG | 101 | 48,012 | ||||
546,681 | ||||||
Internet - 0.1% | ||||||
carsales.com Ltd. | 222 | 3,396 | ||||
Trend Micro Inc/Japan | 89 | 4,343 | ||||
7,739 | ||||||
Iron & Steel - 0.5% | ||||||
BlueScope Steel Ltd. | 313 | 3,675 | ||||
Nippon Steel Corp. | 573 | 9,003 | ||||
Nucor Corp. | 173 | 25,941 | ||||
SSAB AB - A Shares | 164 | 921 | ||||
SSAB AB - B Shares | 397 | 2,173 | ||||
voestalpine AG | 74 | 1,978 | ||||
43,691 | ||||||
Leisure Time - 0.1% | ||||||
Yamaha Motor Co. Ltd. | 202 | 4,944 | ||||
Lodging - 0.0% (3) | ||||||
Fosun International Ltd. (2) | 1,500 | 1,142 | ||||
Machinery - Construction & Mining - 0.5% | ||||||
Hitachi Construction Machinery Co. Ltd. | 67 | 1,541 | ||||
Hitachi Ltd. | 619 | 32,379 | ||||
Komatsu Ltd. | 620 | 14,125 | ||||
Metso Outotec Oyj | 450 | 4,146 | ||||
52,191 | ||||||
Machinery - Diversified - 0.1% | ||||||
ANDRITZ AG | 47 | 2,514 | ||||
Ebara Corp. | 56 | 2,111 | ||||
Husqvarna AB - Class B | 262 | 1,989 | ||||
Sumitomo Heavy Industries Ltd. | 77 | 1,607 | ||||
THK Co. Ltd. | 75 | 1,434 | ||||
9,655 | ||||||
Media - 1.3% | ||||||
Comcast Corp. - Class A | 2,911 | 106,659 | ||||
Shaw Communications, Inc. - Class B | 284 | 7,690 | ||||
ViacomCBS, Inc. - Class B (1) | 362 | 7,269 | ||||
121,618 | ||||||
Metal Fabricate & Hardware - 0.1% | ||||||
SKF AB - B Shares | 238 | 3,869 | ||||
Tenaris SA | 312 | 5,370 | ||||
9,239 | ||||||
Mining - 2.6% | ||||||
Agnico Eagle Mines Ltd. | 305 | 15,242 | ||||
Alumina Ltd. | 1,670 | 1,694 | ||||
Anglo American PLC | 759 | 30,800 | ||||
B2Gold Corp. | 691 | 2,390 | ||||
Barrick Gold Corp. | 1,170 | 18,943 | ||||
BHP Group Ltd. | 3,385 | 103,191 | ||||
Boliden AB | 177 | 6,438 | ||||
Glencore PLC | 6,877 | 46,150 | ||||
KGHM Polska Miedz SA | 91 | 2,321 | ||||
Lundin Mining Corp. | 405 | 2,474 | ||||
Norsk Hydro ASA | 898 | 6,537 | ||||
South32 Ltd. | 3,025 | 8,144 | ||||
Sumitomo Metal Mining Co. Ltd. | 163 | 5,426 | ||||
249,750 | ||||||
Miscellaneous Manufacturers - 1.1% | ||||||
3M Co. | 368 | 46,357 | ||||
Eaton Corp PLC | 264 | 43,151 | ||||
Knorr-Bremse AG | 45 | 2,513 | ||||
Nikon Corp. | 227 | 2,170 | ||||
Toshiba Corp. | 279 | 9,377 | ||||
Trelleborg AB - Class B | 154 | 3,670 | ||||
107,238 | ||||||
Office & Business Equipment - 0.0% (3) | ||||||
Ricoh Co. Ltd. | 392 | 3,051 | ||||
Oil & Gas - 12.6% | ||||||
Aker BP ASA | 272 | 9,321 | ||||
Ampol Ltd. | 159 | 3,044 | ||||
Canadian Natural Resources Ltd. | 725 | 42,948 | ||||
Chevron Corp. | 1,276 | 233,904 | ||||
ConocoPhillips | 846 | 104,489 | ||||
Coterra Energy, Inc. | 513 | 14,318 | ||||
DCC PLC | 62 | 3,241 | ||||
Devon Energy Corp. | 432 | 29,601 | ||||
Diamondback Energy, Inc. | 118 | 17,466 | ||||
EOG Resources, Inc. | 389 | 55,211 | ||||
Equinor ASA | 641 | 24,371 | ||||
Exxon Mobil Corp. | 2,764 | 307,744 | ||||
Idemitsu Kosan Co. Ltd. | 126 | 2,926 | ||||
Inpex Corp. | 635 | 6,976 | ||||
Marathon Petroleum Corp. | 331 | 40,319 | ||||
OMV AG | 95 | 4,906 | ||||
Phillips 66 | 319 | 34,592 | ||||
Pioneer Natural Resources Co. (1) | 151 | 35,634 | ||||
Santos Ltd. | 2,231 | 11,056 | ||||
Suncor Energy, Inc. | 906 | 29,558 | ||||
TotalEnergies SE | 1,753 | 108,859 | ||||
Tourmaline Oil Corp. | 210 | 12,682 | ||||
Valero Energy Corp. | 261 | 34,875 | ||||
Woodside Energy Group Ltd. | 1,269 | 31,691 | ||||
1,199,732 | ||||||
Packaging & Containers - 0.2% | ||||||
Amcor PLC | 988 | 12,202 | ||||
DS Smith PLC | 883 | 3,189 | ||||
Packaging Corp of America | 61 | 8,289 | ||||
23,680 | ||||||
Pharmaceuticals - 13.6% | ||||||
Astellas Pharma, Inc. | 1,213 | 18,498 | ||||
Bristol-Myers Squibb Co. | 1,420 | 113,998 | ||||
Chugai Pharmaceutical Co. Ltd. | 425 | 11,038 | ||||
CVS Health Corp. | 871 | 88,737 | ||||
Hikma Pharmaceuticals PLC | 88 | 1,587 | ||||
Johnson & Johnson | 1,748 | 311,144 | ||||
Medipal Holdings Corp. | 116 | 1,521 | ||||
Merck & Co., Inc. | 1,678 | 184,781 | ||||
Novartis AG | 1,511 | 132,664 | ||||
Orion Oyj - B Shares | 68 | 3,553 | ||||
Pfizer, Inc. | 3,731 | 187,035 | ||||
Recordati Industria Chimica e Farmaceutica SpA | 60 | 2,511 | ||||
Roche Holding AG | 18 | 7,149 | ||||
Roche Holding AG | 470 | 151,840 | ||||
Sanofi | 724 | 64,468 | ||||
Shionogi & Co. Ltd. | 200 | 9,961 | ||||
Viatris, Inc. | 804 | 8,868 | ||||
1,299,353 | ||||||
Pipelines - 0.4% | ||||||
Keyera Corp. | 141 | 3,260 | ||||
Kinder Morgan, Inc. | 1,310 | 25,047 | ||||
Pembina Pipeline Corp. | 370 | 13,403 | ||||
41,710 | ||||||
Private Equity - 0.7% | ||||||
3i Group PLC | 640 | 10,278 | ||||
Blackstone, Inc. - Class A | 462 | 42,287 | ||||
Partners Group Holding AG | 15 | 14,563 | ||||
67,128 | ||||||
Real Estate - 0.6% | ||||||
Aeon Mall Co. Ltd. | 58 | 688 | ||||
Azrieli Group Ltd. | 22 | 1,531 | ||||
CK Asset Holdings Ltd. | 1,084 | 6,465 | ||||
Hang Lung Properties Ltd. | 1,104 | 2,034 | ||||
Henderson Land Development Co. Ltd. | 898 | 2,957 | ||||
Hongkong Land Holdings Ltd. | 772 | 3,096 | ||||
Hulic Co. Ltd. | 289 | 2,388 | ||||
Mitsubishi Estate Co. Ltd. | 779 | 10,830 | ||||
Nomura Real Estate Holdings, Inc. | 68 | 1,618 | ||||
Sekisui House Ltd. | 395 | 7,266 | ||||
Sun Hung Kai Properties Ltd. | 931 | 11,176 | ||||
Swire Properties Ltd. | 702 | 1,572 | ||||
Tokyu Fudosan Holdings Corp. | 397 | 2,111 | ||||
53,732 | ||||||
Real Estate Investment Trusts (REITs) - 2.2% | ||||||
AvalonBay Communities, Inc. | 91 | 15,916 | ||||
Boston Properties, Inc. | 95 | 6,847 | ||||
Canadian Apartment Properties REIT | 111 | 3,578 | ||||
CapitaLand Ascendas REIT | 2,301 | 4,685 | ||||
CapitaLand Integrated Commercial Trust | 3,504 | 5,293 | ||||
Charter Hall Group | 269 | 2,513 | ||||
Dexus | 714 | 3,825 | ||||
Digital Realty Trust, Inc. | 191 | 21,480 | ||||
Equity Residential | 243 | 15,761 | ||||
Extra Space Storage, Inc. | 88 | 14,141 | ||||
Frasers Logistics & Commercial Trust | 1,759 | 1,463 | ||||
Goodman Group | 1,112 | 14,239 | ||||
Land Securities Group PLC | 496 | 3,628 | ||||
Link REIT | 1,406 | 9,457 | ||||
Mapletree Industrial Trust | 1,221 | 1,987 | ||||
Mapletree Logistics Trust | 2,011 | 2,363 | ||||
Mapletree Pan Asia Commercial Trust | 2,085 | 2,602 | ||||
Mid-America Apartment Communities, Inc. | 76 | 12,531 | ||||
Mirvac Group | 2,545 | 3,801 | ||||
Nippon Building Fund, Inc. | 1 | 4,586 | ||||
Public Storage | 101 | 30,094 | ||||
Segro PLC | 808 | 7,609 | ||||
Stockland | 1,412 | 3,593 | ||||
Suntec Real Estate Investment Trust | 1,090 | 1,106 | ||||
Weyerhaeuser Co. | 491 | 16,061 | ||||
209,159 | ||||||
Retail - 1.8% | ||||||
Advance Auto Parts, Inc. | 40 | 6,040 | ||||
Best Buy Co., Inc. (1) | 129 | 11,004 | ||||
Canadian Tire Corp Ltd. - Class A | 35 | 3,933 | ||||
Chow Tai Fook Jewellery Group Ltd. | 1,077 | 1,885 | ||||
Cie Financiere Richemont SA - A Shares | 303 | 39,451 | ||||
Darden Restaurants, Inc. | 81 | 11,906 | ||||
Genuine Parts Co. | 92 | 16,866 | ||||
Industria de Diseno Textil SA (2) | 739 | 18,916 | ||||
Jardine Cycle & Carriage Ltd. | 61 | 1,345 | ||||
Next PLC | 83 | 5,773 | ||||
Sundrug Co. Ltd. | 42 | 1,102 | ||||
Target Corp. | 305 | 50,956 | ||||
USS Co. Ltd. | 116 | 1,909 | ||||
Yamada Holdings Co. Ltd. | 436 | 1,490 | ||||
172,576 | ||||||
Semiconductors - 3.9% | ||||||
Broadcom, Inc. | 263 | 144,921 | ||||
Intel Corp. | 2,730 | 82,091 | ||||
SUMCO Corp. | 227 | 3,291 | ||||
Texas Instruments, Inc. | 607 | 109,539 | ||||
Tokyo Electron Ltd. | 99 | 31,990 | ||||
371,832 | ||||||
Shipbuilding - 0.0% (3) | ||||||
Yangzijiang Shipbuilding Holdings Ltd. | 1,713 | 1,788 | ||||
Software - 1.2% | ||||||
Koei Tecmo Holdings Co. Ltd. | 70 | 1,191 | ||||
Open Text Corp. | 177 | 5,157 | ||||
Paychex, Inc. | 214 | 26,543 | ||||
SAP SE | 698 | 75,075 | ||||
The Sage Group PLC | 681 | 6,461 | ||||
114,427 | ||||||
Telecommunications - 3.7% | ||||||
Cisco Systems, Inc. | 2,498 | 124,200 | ||||
Elisa Oyj | 98 | 5,021 | ||||
Hikari Tsushin, Inc. | 12 | 1,649 | ||||
KDDI Corp. | 997 | 29,373 | ||||
Nippon Telegraph & Telephone Corp. | 1,428 | 39,092 | ||||
Swisscom AG | 17 | 9,068 | ||||
Telefonaktiebolaget LM Ericsson - Class A | 1,958 | 11,957 | ||||
TELUS Corp. | 945 | 19,964 | ||||
Verizon Communications, Inc. | 2,793 | 108,871 | ||||
349,195 | ||||||
Toys, Games & Hobbies - 0.1% | ||||||
Bandai Namco Holdings, Inc. | 125 | 8,103 | ||||
Transportation - 1.8% | ||||||
AP Moller - Maersk A/S - Class A | 2 | 4,161 | ||||
AP Moller - Maersk A/S - Class B | 3 | 6,375 | ||||
C.H. Robinson Worldwide, Inc. | 77 | 7,717 | ||||
Deutsche Post AG | 650 | 25,319 | ||||
Hapag-Lloyd AG | 15 | 3,126 | ||||
Kawasaki Kisen Kaisha Ltd. | 153 | 2,848 | ||||
Kuehne + Nagel International AG | 34 | 8,158 | ||||
Kyushu Railway Co. | 91 | 1,973 | ||||
Mitsui OSK Lines Ltd. | 234 | 5,643 | ||||
Nippon Yusen KK | 327 | 7,117 | ||||
SG Holdings Co. Ltd. | 271 | 4,137 | ||||
United Parcel Service, Inc. - Class B | 487 | 92,398 | ||||
ZIM Integrated Shipping Services Ltd. (1) | 54 | 1,135 | ||||
170,107 | ||||||
Total Common Stocks | ||||||
(Cost $9,400,776) | 9,434,186 | |||||
Preferred Stocks - 0.4% | ||||||
Auto Manufacturers - 0.3% | ||||||
Bayerische Motoren Werke AG | 37 | 3,149 | ||||
Porsche Automobil Holding SE | 103 | 6,187 | ||||
Volkswagen AG | 123 | 17,718 | ||||
27,054 | ||||||
Household Products & Wares - 0.1% | ||||||
Henkel AG & Co. KGaA | 116 | 8,174 | ||||
Total Preferred Stocks | ||||||
(Cost $34,367) | 35,228 | |||||
Short-Term Investments - 0.3% | ||||||
Money Market Funds - 0.3% | ||||||
First American Government Obligations Fund, Class X, 3.668% (4) | 30,409 | 30,409 | ||||
Total Short-Term Investments | ||||||
(Cost $30,409) | 30,409 | |||||
Investments Purchased With Collateral From Securities Lending - 4.9% | ||||||
Mount Vernon Liquid Assets Portfolio, LLC, 4.070% (4) | 471,078 | 471,078 | ||||
Total Investments Purchased With Collateral From Securities Lending | ||||||
(Cost $471,078) | 471,078 | |||||
Total Investments in Securities - 104.7% | ||||||
(Cost $9,936,630) | 9,970,901 | |||||
Liabilities in Excess of Other Assets - (4.7)% | (446,573) | |||||
Total Net Assets - 100.0% | $ | 9,524,328 | ||||
(1) | This security or a portion of this security was out on loan as of November 30, 2022. Total loaned had a value of $467,240 or 4.9% of net assets as of November 30, 2022. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. Due to settlement of open trades, some of the positions on loan are not listed in the portfolio as of November 30, 2022. | |||||
(2) | Non-income producing security. | |||||
(3) | Does not round to 0.1% or (0.1)%, as applicable. | |||||
(4) | The rate shown is the annualized seven-day effective yield as of November 30, 2022. |
Summary of Fair Value Exposure at November 30, 2022 (Unaudited) | |||||
The SoFi Weekly Dividend ETF (the “Fund”) utilizes various methods to measure the fair value of its investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are: | |||||
• Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. • Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment spreads, credit risk, yield curves, default rates and similar data. • Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. | |||||
The following is a summary of the inputs used to value the Fund’s investments as of November 30, 2022: |
Investments in Securities | Investments Measured at Net Asset Value | Level 1 | Level 2 | Level 3 | Total | ||||||||||||||
Common Stocks (1) | $ | – | $ | 9,434,186 | $ | – | $ | – | $ | 9,434,186 | |||||||||
Preferred Stocks (1) | – | 35,228 | – | – | 35,228 | ||||||||||||||
Short-Term Investments | – | 30,409 | – | – | 30,409 | ||||||||||||||
Investments Purchased With Collateral From Securities Lending (2) | 471,078 | – | – | – | 471,078 | ||||||||||||||
Total Investments in Securities | $ | 471,078 | $ | 9,499,823 | $ | – | $ | – | $ | 9,970,901 | |||||||||
(1) See Schedule of Investment for the industry breakout. | |||||||||||||||||||
(2) Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. |