SoFi Weekly Dividend ETF |
Schedule of Investments |
as of November 30, 2023 (Unaudited) |
COMMON STOCKS - 97.0% | Shares | Value | |||||
Advertising - 0.1% | |||||||
Omnicom Group, Inc. | 164 | $ | 13,223 | ||||
Aerospace & Defense - 2.0% | |||||||
BAE Systems PLC | 2,367 | 31,463 | |||||
General Dynamics Corp. | 191 | 47,171 | |||||
Kawasaki Heavy Industries Ltd. | 119 | 2,707 | |||||
L3Harris Technologies, Inc. | 159 | 30,339 | |||||
Lockheed Martin Corp. | 215 | 96,271 | |||||
207,951 | |||||||
Agriculture - 1.1% | |||||||
Archer-Daniels-Midland Co. | 456 | 33,621 | |||||
British American Tobacco PLC | 1,731 | 55,048 | |||||
Japan Tobacco, Inc. | 1,016 | 26,122 | |||||
Wilmar International Ltd. | 1,763 | 4,795 | |||||
119,586 | |||||||
Airlines - 0.1% | |||||||
Singapore Airlines Ltd. | 1,030 | 4,893 | |||||
Apparel - 0.3% | |||||||
Burberry Group PLC | 294 | 5,447 | |||||
Kering SA | 65 | 27,922 | |||||
33,369 | |||||||
Auto Manufacturers - 4.4% | |||||||
Bayerische Motoren Werke AG | 277 | 28,891 | |||||
Cummins, Inc.(b) | 120 | 26,899 | |||||
Daimler Truck Holding AG | 334 | 10,871 | |||||
Honda Motor Co. Ltd. | 4,290 | 43,789 | |||||
Isuzu Motors Ltd. | 476 | 6,296 | |||||
Mazda Motor Corp. | 444 | 4,741 | |||||
Mercedes-Benz Group AG | 682 | 44,335 | |||||
PACCAR, Inc. | 435 | 39,942 | |||||
Stellantis NV | 1,888 | 40,998 | |||||
Toyota Motor Corp. | 9,599 | 181,449 | |||||
Volvo AB - Class B | 1,347 | 31,268 | |||||
459,479 | |||||||
Auto Parts & Equipment - 0.7% | |||||||
Aisin Corp. | 123 | 4,535 | |||||
Bridgestone Corp. | 425 | 17,531 | |||||
Cie Generale des Etablissements Michelin SCA | 521 | 17,514 | |||||
Magna International, Inc. | 223 | 12,033 | |||||
Niterra Co. Ltd. | 145 | 3,367 | |||||
Pirelli & C SpA | 192 | 955 | |||||
Toyota Boshoku Corp. | 55 | 949 | |||||
Toyota Industries Corp. | 129 | 11,095 | |||||
67,979 | |||||||
Banks - 18.1% | |||||||
ANZ Group Holdings Ltd. | 2,534 | 40,946 | |||||
Banco Bilbao Vizcaya Argentaria SA | 5,027 | 46,655 | |||||
Banco BPM SpA | 1,162 | 6,433 | |||||
Bank Hapoalim BM | 945 | 7,996 | |||||
Bank of America Corp.(b) | 5,700 | 173,793 | |||||
Bank of Montreal | 586 | 48,139 | |||||
Barclays PLC | 12,067 | 21,546 | |||||
Canadian Imperial Bank of Commerce | 713 | 29,501 | |||||
Citigroup, Inc. | 1,563 | 72,054 | |||||
Commonwealth Bank of Australia | 1,411 | 97,915 | |||||
Computershare Ltd. | 444 | 6,951 | |||||
Concordia Financial Group Ltd. | 945 | 4,436 | |||||
DBS Group Holdings Ltd. | 1,588 | 37,766 | |||||
Deutsche Bank AG | 1,820 | 22,690 | |||||
Fifth Third Bancorp(b) | 527 | 15,257 | |||||
HSBC Holdings PLC(c) | 16,729 | 127,512 | |||||
Huntington Bancshares, Inc. | 1,116 | 12,566 | |||||
ING Groep NV | 2,969 | 41,718 | |||||
Israel Discount Bank Ltd. - Class A | 933 | 4,502 | |||||
JPMorgan Chase & Co. | 2,426 | 378,650 | |||||
KBC Group NV | 211 | 12,110 | |||||
M&T Bank Corp. | 130 | 16,662 | |||||
Mediobanca Banca di Credito Finanziario SpA | 511 | 6,008 | |||||
Morgan Stanley | 1,064 | 84,418 | |||||
National Bank of Canada | 261 | 17,310 | |||||
NatWest Group PLC | 5,024 | 13,223 | |||||
Northern Trust Corp. | 161 | 12,759 | |||||
Oversea-Chinese Banking Corp. Ltd. | 2,933 | 27,559 | |||||
Regions Financial Corp.(b) | 737 | 12,293 | |||||
Royal Bank of Canada | 1,126 | 101,832 | |||||
Shizuoka Financial Group, Inc. | 462 | 3,738 | |||||
Standard Chartered PLC | 1,985 | 16,414 | |||||
State Street Corp. | 259 | 18,860 | |||||
The Bank of New York Mellon Corp. | 594 | 28,702 | |||||
The Bank of Nova Scotia | 968 | 43,336 | |||||
The Chiba Bank Ltd. | 586 | 4,386 | |||||
The PNC Financial Services Group, Inc. | 326 | 43,671 | |||||
The Toronto-Dominion Bank | 1,551 | 94,649 | |||||
U.S. Bancorp(b) | 1,217 | 46,392 | |||||
UniCredit SpA | 1,448 | 39,474 | |||||
United Overseas Bank Ltd. | 1,232 | 25,127 | |||||
Westpac Banking Corp. | 2,948 | 41,771 | |||||
1,907,720 | |||||||
Beverages - 0.6% | |||||||
Carlsberg AS - Class B | 71 | 8,811 | |||||
Coca-Cola Europacific Partners PLC | 171 | 10,369 | |||||
JDE Peet's NV | 72 | 1,934 | |||||
Kirin Holdings Co. Ltd. | 633 | 8,936 | |||||
Pernod Ricard SA | 164 | 28,371 | |||||
Treasury Wine Estates Ltd. | 549 | 3,895 | |||||
62,316 | |||||||
Biotechnology - 0.8% | |||||||
Gilead Sciences, Inc. | 1,028 | 78,745 | |||||
Building Materials - 1.2% | |||||||
Cie de Saint-Gobain SA | 425 | 27,735 | |||||
Geberit AG | 26 | 14,633 | |||||
Heidelberg Materials AG | 105 | 8,569 | |||||
Holcim AG | 461 | 34,089 | |||||
Johnson Controls International PLC | 573 | 30,254 | |||||
TOTO Ltd. | 169 | 4,341 | |||||
Wienerberger AG | 86 | 2,457 | |||||
122,078 | |||||||
Chemicals - 2.0% | |||||||
Air Products and Chemicals, Inc. | 184 | 49,781 | |||||
Air Water, Inc. | 165 | 2,167 | |||||
Chr Hansen Holding AS | 87 | 6,972 | |||||
Givaudan SA | 7 | 26,340 | |||||
Kuraray Co. Ltd. | 252 | 2,565 | |||||
Mitsui Chemicals, Inc. | 150 | 4,391 | |||||
Nissan Chemical Corp. | 100 | 3,648 | |||||
Nitto Denko Corp. | 116 | 8,251 | |||||
Novozymes AS - Class B | 173 | 8,990 | |||||
Nutrien Ltd. | 432 | 23,125 | |||||
Shin-Etsu Chemical Co. Ltd. | 1,652 | 58,243 | |||||
Solvay SA | 54 | 6,254 | |||||
The Mosaic Co. | 284 | 10,193 | |||||
210,920 | |||||||
Coal - 0.0%(a) | |||||||
Whitehaven Coal Ltd. | 614 | 2,907 | |||||
Commercial Services - 1.0% | |||||||
Automatic Data Processing, Inc. | 350 | 80,472 | |||||
Brambles Ltd. | 1,105 | 9,773 | |||||
Intertek Group PLC | 136 | 6,861 | |||||
Persol Holdings Co. Ltd. | 1,430 | 2,465 | |||||
99,571 | |||||||
Computers - 0.2% | |||||||
Hewlett Packard Enterprise Co. | 1,000 | 16,910 | |||||
Cosmetics & Personal Care - 3.0% | |||||||
Essity AB - Class B | 460 | 11,523 | |||||
The Procter & Gamble Co. | 1,994 | 306,119 | |||||
317,642 | |||||||
Distribution & Wholesale - 1.8% | |||||||
Bunzl PLC | 284 | 10,793 | |||||
ITOCHU Corp. | 1,074 | 41,686 | |||||
Marubeni Corp. | 1,548 | 24,157 | |||||
Mitsubishi Corp. | 1,035 | 48,208 | |||||
Mitsui & Co. Ltd. | 1,289 | 47,014 | |||||
Sumitomo Corp. | 992 | 20,802 | |||||
192,660 | |||||||
Diversified Financial Services - 1.8% | |||||||
BlackRock, Inc. | 124 | 93,153 | |||||
Discover Financial Services | 197 | 18,321 | |||||
Hargreaves Lansdown PLC | 414 | 3,765 | |||||
Hong Kong Exchanges & Clearing Ltd. | 1,008 | 35,776 | |||||
IGM Financial, Inc. | 74 | 1,839 | |||||
SBI Holdings, Inc. | 203 | 4,404 | |||||
Schroders PLC | 743 | 3,777 | |||||
Singapore Exchange Ltd. | 622 | 4,395 | |||||
Synchrony Financial | 340 | 11,002 | |||||
T. Rowe Price Group, Inc.(b) | 174 | 17,423 | |||||
193,855 | |||||||
Electric - 5.4% | |||||||
A2A SpA | 1,243 | 2,676 | |||||
Alliant Energy Corp. | 197 | 9,962 | |||||
Ameren Corp. | 224 | 17,380 | |||||
American Electric Power Co., Inc. | 438 | 34,843 | |||||
Chubu Electric Power Co., Inc. | 610 | 7,539 | |||||
CLP Holdings Ltd. | 1,476 | 11,481 | |||||
CMS Energy Corp. | 226 | 12,828 | |||||
DTE Energy Co. | 175 | 18,219 | |||||
Edison International | 324 | 21,705 | |||||
EDP - Energias de Portugal SA | 2,145 | 10,209 | |||||
Electric Power Development Co. Ltd. | 128 | 1,989 | |||||
Emera, Inc. | 213 | 7,492 | |||||
Endesa SA | 245 | 5,129 | |||||
Entergy Corp. | 164 | 16,631 | |||||
Evergy, Inc. | 178 | 9,085 | |||||
Eversource Energy | 297 | 17,645 | |||||
Exelon Corp. | 860 | 33,119 | |||||
Fortis, Inc. | 417 | 16,719 | |||||
Hera SpA | 532 | 1,683 | |||||
Hydro One Ltd. | 251 | 6,983 | |||||
Iberdrola SA | 4,882 | 60,431 | |||||
National Grid PLC | 3,188 | 41,468 | |||||
Origin Energy Ltd. | 1,326 | 7,245 | |||||
Public Service Enterprise Group, Inc. | 434 | 27,095 | |||||
Redeia Corp. SA | 313 | 5,252 | |||||
Sembcorp Industries Ltd. | 1,028 | 3,959 | |||||
Sempra | 538 | 39,204 | |||||
The Southern Co. | 919 | 65,230 | |||||
Verbund AG - Class A | 25 | 2,387 | |||||
WEC Energy Group, Inc. | 266 | 22,243 | |||||
Xcel Energy, Inc. | 468 | 28,473 | |||||
566,304 | |||||||
Electrical Components & Equipment - 1.5% | |||||||
Eaton Corp. PLC | 333 | 75,822 | |||||
Schneider Electric SE | 455 | 83,711 | |||||
159,533 | |||||||
Electronics - 0.6% | |||||||
Assa Abloy AB - Class B | 818 | 20,976 | |||||
Garmin Ltd.(b) | 118 | 14,424 | |||||
Hirose Electric Co. Ltd. | 34 | 3,806 | |||||
Kyocera Corp. | 258 | 14,293 | |||||
SCREEN Holdings Co. Ltd. | 68 | 4,954 | |||||
Venture Corp. Ltd. | 207 | 1,943 | |||||
60,396 | |||||||
Engineering & Construction - 0.7% | |||||||
Bouygues SA | 151 | 5,752 | |||||
CK Infrastructure Holdings Ltd. | 462 | 2,289 | |||||
JGC Holdings Corp. | 282 | 3,169 | |||||
Kajima Corp. | 351 | 5,547 | |||||
Keppel Corp. Ltd. | 1,084 | 5,418 | |||||
Obayashi Corp. | 549 | 4,633 | |||||
Vinci SA | 409 | 50,115 | |||||
76,923 | |||||||
Entertainment - 0.0%(a) | |||||||
Genting Singapore Ltd. | 6,322 | 4,334 | |||||
Environmental Control - 0.3% | |||||||
Republic Services, Inc. | 174 | 28,160 | |||||
Food - 2.6% | |||||||
Campbell Soup Co. | 150 | 6,027 | |||||
Carrefour SA | 456 | 8,655 | |||||
CK Hutchison Holdings Ltd. | 2,115 | 10,602 | |||||
Coles Group Ltd. | 1,036 | 10,530 | |||||
Conagra Brands, Inc. | 369 | 10,439 | |||||
General Mills, Inc. | 497 | 31,639 | |||||
Kesko Oyj - Class B | 220 | 4,214 | |||||
Koninklijke Ahold Delhaize NV | 883 | 25,589 | |||||
MEIJI Holdings Co. Ltd. | 223 | 5,163 | |||||
Mondelez International, Inc. - Class A | 1,164 | 82,714 | |||||
Saputo, Inc. | 190 | 3,697 | |||||
Tesco PLC | 6,024 | 21,795 | |||||
The Hershey Co. | 126 | 23,678 | |||||
The Kroger Co.(b) | 599 | 26,518 | |||||
WH Group Ltd. | 5,909 | 3,798 | |||||
275,058 | |||||||
Forest Products & Paper - 0.4% | |||||||
Holmen AB - Class B | 71 | 2,981 | |||||
International Paper Co. | 267 | 9,863 | |||||
Oji Holdings Corp. | 707 | 2,626 | |||||
Smurfit Kappa Group PLC | 195 | 7,404 | |||||
UPM-Kymmene Oyj | 446 | 15,611 | |||||
38,485 | |||||||
Gas - 0.2% | |||||||
Atmos Energy Corp.(b) | 112 | 12,747 | |||||
Canadian Utilities Ltd. - Class A | 90 | 2,018 | |||||
China Gas Holdings Ltd. | 2,052 | 1,881 | |||||
NiSource, Inc. | 324 | 8,307 | |||||
24,953 | |||||||
Hand & Machine Tools - 0.3% | |||||||
Amada Co. Ltd. | 262 | 2,627 | |||||
Fuji Electric Co. Ltd. | 108 | 4,530 | |||||
Snap-on, Inc. | 40 | 10,988 | |||||
Techtronic Industries Co. Ltd. | 1,062 | 10,783 | |||||
28,928 | |||||||
Healthcare - Products - 0.1% | |||||||
Coloplast AS - Class B | 104 | 12,298 | |||||
Elekta AB - Class B | 263 | 2,053 | |||||
14,351 | |||||||
Healthcare - Services - 0.2% | |||||||
Fresenius SE & Co. KGaA | 319 | 10,125 | |||||
Medibank Pvt Ltd. | 2,095 | 4,806 | |||||
Sonic Healthcare Ltd. | 349 | 6,750 | |||||
21,681 | |||||||
Holding Companies - Diversified - 0.0%(a) | |||||||
Swire Pacific Ltd. - Class A | 386 | 2,506 | |||||
Home Builders - 0.4% | |||||||
Berkeley Group Holdings PLC | 81 | 4,754 | |||||
Daiwa House Industry Co. Ltd. | 523 | 14,855 | |||||
Iida Group Holdings Co. Ltd. | 204 | 3,050 | |||||
Sekisui Chemical Co. Ltd. | 299 | 4,248 | |||||
Sekisui House Ltd. | 463 | 9,486 | |||||
Taylor Wimpey PLC | 2,740 | 4,494 | |||||
40,887 | |||||||
Household Products & Wares - 0.4% | |||||||
Henkel AG & Co. KGaA | 73 | 5,104 | |||||
Reckitt Benckiser Group PLC | 604 | 41,275 | |||||
46,379 | |||||||
Insurance - 6.3% | |||||||
American International Group, Inc. | 575 | 37,841 | |||||
Assicurazioni Generali SpA | 867 | 17,978 | |||||
AXA SA | 1,502 | 46,862 | |||||
Cincinnati Financial Corp. | 120 | 12,335 | |||||
Dai-ichi Life Holdings, Inc. | 749 | 15,610 | |||||
Everest Group Ltd. | 28 | 11,495 | |||||
Fairfax Financial Holdings Ltd. | 19 | 17,478 | |||||
Fidelity National Financial, Inc. | 206 | 9,237 | |||||
Great-West Lifeco, Inc. | 215 | 6,877 | |||||
Hannover Rueck SE | 46 | 10,992 | |||||
iA Financial Corp., Inc. | 87 | 5,814 | |||||
Intact Financial Corp. | 148 | 22,956 | |||||
Japan Post Holdings Co. Ltd. | 1,781 | 15,716 | |||||
Japan Post Insurance Co. Ltd. | 210 | 3,928 | |||||
Manulife Financial Corp. | 1,549 | 30,366 | |||||
Marsh & McLennan Company, Inc. | 416 | 82,959 | |||||
MetLife, Inc. | 532 | 33,851 | |||||
MS&AD Insurance Group Holdings, Inc. | 330 | 12,351 | |||||
Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen | 115 | 49,036 | |||||
Power Corp. of Canada | 415 | 11,493 | |||||
Principal Financial Group, Inc.(b) | 188 | 13,880 | |||||
QBE Insurance Group Ltd. | 1,166 | 11,883 | |||||
Sompo Holdings, Inc. | 253 | 11,564 | |||||
Sun Life Financial, Inc. | 495 | 25,016 | |||||
T&D Holdings, Inc. | 455 | 6,730 | |||||
Talanx AG | 34 | 2,471 | |||||
The Travelers Company, Inc. | 191 | 34,498 | |||||
Tokio Marine Holdings, Inc. | 1,646 | 40,617 | |||||
Zurich Insurance Group AG | 122 | 61,437 | |||||
663,271 | |||||||
Internet - 0.1% | |||||||
CAR Group Ltd. | 253 | 4,660 | |||||
ZOZO, Inc. | 91 | 1,924 | |||||
6,584 | |||||||
Investment Companies - 0.1% | |||||||
Industrivarden AB – Class A | 120 | 3,612 | |||||
Industrivarden AB – Class C | 100 | 3,014 | |||||
Washington H Soul Pattinson & Co. Ltd. | 195 | 4,331 | |||||
10,957 | |||||||
Iron & Steel - 0.3% | |||||||
Nucor Corp. | 195 | 33,144 | |||||
voestalpine AG | 84 | 2,366 | |||||
35,510 | |||||||
Leisure Time - 0.1% | |||||||
Yamaha Motor Co. Ltd. | 231 | 5,902 | |||||
Lodging - 0.0%(a) | |||||||
City Developments Ltd. | 336 | 1,576 | |||||
Machinery - Construction & Mining - 0.9% | |||||||
Hitachi Construction Machinery Co. Ltd. | 128 | 3,320 | |||||
Hitachi Ltd. | 773 | 53,779 | |||||
Komatsu Ltd. | 696 | 17,758 | |||||
Metso Oyj | 527 | 5,192 | |||||
Sandvik AB | 811 | 16,021 | |||||
96,070 | |||||||
Machinery - Diversified - 0.1% | |||||||
ANDRITZ AG | 55 | 2,986 | |||||
Ebara Corp. | 70 | 3,964 | |||||
Husqvarna AB - Class B | 300 | 2,294 | |||||
9,244 | |||||||
Media - 1.4% | |||||||
Comcast Corp. - Class A | 3,472 | 145,442 | |||||
Pearson PLC | 555 | 6,585 | |||||
152,027 | |||||||
Metal Fabricate & Hardware - 0.1% | |||||||
SKF AB - Class B | 279 | 5,248 | |||||
Tenaris SA | 355 | 6,100 | |||||
11,348 | |||||||
Mining - 0.3% | |||||||
Agnico Eagle Mines Ltd. | 393 | 21,116 | |||||
Boliden AB | 208 | 5,556 | |||||
26,672 | |||||||
Miscellaneous Manufacturers - 1.1% | |||||||
Orica Ltd. | 383 | 3,967 | |||||
Siemens AG | 626 | 105,186 | |||||
Trelleborg AB - Class B | 165 | 5,127 | |||||
114,280 | |||||||
Office & Business Equipment - 0.1% | |||||||
Ricoh Co. Ltd. | 453 | 3,699 | |||||
Seiko Epson Corp. | 209 | 3,107 | |||||
6,806 | |||||||
Oil & Gas - 10.7% | |||||||
ARC Resources Ltd. | 473 | 7,549 | |||||
Cenovus Energy, Inc. | 1,145 | 20,327 | |||||
Chevron Corp. | 1,499 | 215,256 | |||||
ConocoPhillips | 1,026 | 118,575 | |||||
DCC PLC | 75 | 5,072 | |||||
Diamondback Energy, Inc.(b) | 144 | 22,235 | |||||
Eni SpA | 1,918 | 31,742 | |||||
Equinor ASA | 765 | 24,706 | |||||
Exxon Mobil Corp. | 3,473 | 356,816 | |||||
Inpex Corp. | 736 | 10,405 | |||||
Neste Oyj | 333 | 12,673 | |||||
OMV AG | 108 | 4,613 | |||||
ORLEN SA | 451 | 6,673 | |||||
Phillips 66 | 356 | 45,885 | |||||
Santos Ltd. | 2,739 | 12,549 | |||||
Suncor Energy, Inc. | 1,103 | 36,397 | |||||
TotalEnergies SE | 1,894 | 128,663 | |||||
Valero Energy Corp. | 298 | 37,357 | |||||
Woodside Energy Group Ltd. | 1,471 | 30,236 | |||||
1,127,729 | |||||||
Packaging & Containers - 0.3% | |||||||
Amcor PLC | 1,139 | 10,798 | |||||
DS Smith PLC | 1,038 | 3,819 | |||||
Huhtamaki Oyj | 79 | 3,065 | |||||
Packaging Corp of America | 68 | 11,425 | |||||
Stora Enso Oyj – Class R | 443 | 5,757 | |||||
34,864 | |||||||
Pharmaceuticals - 8.1% | |||||||
Alfresa Holdings Corp. | 223 | 3,586 | |||||
CVS Health Corp. | 1,113 | 75,628 | |||||
Hikma Pharmaceuticals PLC | 122 | 2,662 | |||||
Johnson & Johnson(b) | 2,003 | 309,784 | |||||
Novartis AG | 1,688 | 165,238 | |||||
Ono Pharmaceutical Co. Ltd. | 335 | 6,166 | |||||
Orion Oyj - Class B | 78 | 3,101 | |||||
Recordati Industria Chimica e Farmaceutica SpA | 74 | 3,566 | |||||
Roche Holding AG | 593 | 160,977 | |||||
Roche Holding AG | 23 | 6,607 | |||||
Sanofi SA | 934 | 87,091 | |||||
Santen Pharmaceutical Co. Ltd. | 417 | 3,946 | |||||
Shionogi & Co. Ltd. | 230 | 10,856 | |||||
Viatris, Inc. | 917 | 8,418 | |||||
847,626 | |||||||
Pipelines - 0.5% | |||||||
ONEOK, Inc. | 480 | 33,048 | |||||
Pembina Pipeline Corp. | 462 | 15,466 | |||||
48,514 | |||||||
Private Equity - 0.5% | |||||||
3i Group PLC | 870 | 24,583 | |||||
Intermediate Capital Group PLC | 217 | 4,296 | |||||
Partners Group Holding AG | 17 | 22,532 | |||||
51,411 | |||||||
Real Estate - 0.5% | |||||||
CK Asset Holdings Ltd. | 1,514 | 7,182 | |||||
Hang Lung Properties Ltd. | 1,322 | 1,767 | |||||
Henderson Land Development Co. Ltd. | 995 | 2,707 | |||||
Hulic Co. Ltd. | 373 | 3,704 | |||||
Mitsui Fudosan Co. Ltd. | 855 | 20,080 | |||||
Nomura Real Estate Holdings, Inc. | 84 | 2,048 | |||||
Sun Hung Kai Properties Ltd. | 1,133 | 11,119 | |||||
Tokyu Fudosan Holdings Corp. | 480 | 2,968 | |||||
UOL Group Ltd. | 408 | 1,804 | |||||
53,379 | |||||||
Retail - 0.9% | |||||||
Best Buy Co., Inc.(b) | 154 | 10,925 | |||||
Canadian Tire Corp. Ltd. - Class A | 41 | 4,268 | |||||
Darden Restaurants, Inc.(b) | 94 | 14,708 | |||||
Genuine Parts Co. | 107 | 14,207 | |||||
Industria de Diseno Textil SA | 959 | 39,584 | |||||
Jardine Cycle & Carriage Ltd. | 78 | 1,667 | |||||
Kingfisher PLC | 1,488 | 4,133 | |||||
Marui Group Co. Ltd. | 138 | 2,207 | |||||
Sundrug Co. Ltd. | 92 | 2,785 | |||||
USS Co. Ltd. | 220 | 4,305 | |||||
98,789 | |||||||
Semiconductors - 5.5% | |||||||
Broadcom, Inc. | 351 | 324,931 | |||||
QUALCOMM, Inc.(b) | 934 | 120,533 | |||||
Skyworks Solutions, Inc. | 132 | 12,795 | |||||
SUMCO Corp. | 258 | 3,868 | |||||
Texas Instruments, Inc. | 773 | 118,045 | |||||
580,172 | |||||||
Shipbuilding - 0.0%(a) | |||||||
Yangzijiang Shipbuilding Holdings Ltd. | 2,018 | 2,192 | |||||
Software - 0.4% | |||||||
Paychex, Inc. | 268 | 32,688 | |||||
Sega Sammy Holdings, Inc. | 202 | 2,934 | |||||
The Sage Group PLC | 778 | 11,135 | |||||
46,757 | |||||||
Telecommunications - 4.1% | |||||||
Cisco Systems, Inc. | 3,433 | 166,089 | |||||
Elisa Oyj | 107 | 4,796 | |||||
Hikari Tsushin, Inc. | 15 | 2,333 | |||||
KDDI Corp. | 1,332 | 41,672 | |||||
Nippon Telegraph & Telephone Corp. | 45,192 | 52,916 | |||||
Spark New Zealand Ltd. | 1,547 | 4,954 | |||||
Swisscom AG(c) | 20 | 11,739 | |||||
Telefonaktiebolaget LM Ericsson - Class B | 2,451 | 12,153 | |||||
Verizon Communications, Inc. | 3,491 | 133,810 | |||||
430,462 | |||||||
Toys, Games & Hobbies - 0.4% | |||||||
Nintendo Co. Ltd. | 970 | 45,352 | |||||
Transportation - 1.9% | |||||||
C.H. Robinson Worldwide, Inc.(b) | 87 | 7,138 | |||||
Deutsche Post AG | 822 | 38,602 | |||||
Frontline PLC | 111 | 2,192 | |||||
Kawasaki Kisen Kaisha Ltd. | 96 | 3,370 | |||||
Kuehne + Nagel International AG | 39 | 11,356 | |||||
MTR Corp. Ltd. | 1,219 | 4,370 | |||||
NIPPON EXPRESS HOLDINGS, INC. | 62 | 3,385 | |||||
Norfolk Southern Corp. | 188 | 41,014 | |||||
United Parcel Service, Inc. - Class B | 612 | 92,786 | |||||
204,213 | |||||||
TOTAL COMMON STOCKS (Cost $9,871,264) | 10,212,389 | ||||||
REAL ESTATE INVESTMENT TRUSTS - 1.9% | |||||||
REITS - 1.9% | |||||||
AvalonBay Communities, Inc. | 120 | 20,753 | |||||
CapitaLand Ascendas REIT | 2,760 | 5,873 | |||||
Frasers Logistics & Commercial Trust | 2,120 | 1,763 | |||||
GLP J-Reit | 4 | 3,780 | |||||
Goodman Group | 1,687 | 25,448 | |||||
Host Hotels & Resorts, Inc. | 601 | 10,499 | |||||
Keppel DC REIT | 1,046 | 1,442 | |||||
Link REIT | 2,154 | 10,646 | |||||
Mapletree Logistics Trust | 2,486 | 2,999 | |||||
Mapletree Pan Asia Commercial Trust | 2,957 | 3,035 | |||||
Prologis, Inc. | 765 | 87,921 | |||||
VICI Properties, Inc. | 840 | 25,108 | |||||
TOTAL REAL ESTATE INVESTMENT TRUSTS (Cost $209,354) | 199,267 | ||||||
PREFERRED STOCKS - 0.2% | |||||||
Auto Manufacturers - 0.1% | |||||||
Bayerische Motoren Werke AG, 0.00%(d) | 47 | 4,467 | |||||
Porsche Automobil Holding SE, 0.00%(d) | 119 | 5,824 | |||||
10,291 | |||||||
Household Products & Wares - 0.1% | |||||||
Henkel AG & Co. KGaA, 0.00%(d) | 126 | 9,926 | |||||
TOTAL PREFERRED STOCKS (Cost $18,552) | 20,217 | ||||||
SHORT-TERM INVESTMENTS - 9.0% | |||||||
Investments Purchased with Proceeds from Securities Lending - 8.9% | |||||||
Mount Vernon Liquid Assets Portfolio, LLC, 4.93%(e) | 934,334 | 934,334 | |||||
Money Market Funds - 0.1% | |||||||
First American Government Obligations Fund - Class X, 5.29%(e) | 13,735 | 13,735 | |||||
TOTAL SHORT-TERM INVESTMENTS (Cost $948,069) | 948,069 | ||||||
TOTAL INVESTMENTS - 108.1% (Cost $11,047,239) | 11,379,942 | ||||||
Liabilities in Excess of Other Assets - (8.1)% | (857,428) | ||||||
TOTAL NET ASSETS - 100.0% | $ | 10,522,514 | |||||
Percentages are stated as a percent of net assets. |
PLC - Public Limited Company |
(a) | Represents less than 0.05% of net assets. |
(b) | All or a portion of this security is on loan as of November 30, 2023. The total market value of these securities was $502,343 which represented 4.8% of net assets. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. |
(c) | Non-income producing security. |
(d) | There is currently no rate available. |
(e) | The rate shown represents the 7-day effective yield as of November 30, 2023. |
Summary of Fair Value Exposure at November 30, 2023 (Unaudited)
The Fund utilizes various methods to measure the fair value of its investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are:
• Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.
• Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment spreads, credit risk, yield curves, default rates and similar data.
• Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.
The following is a summary of the inputs used to value the Fund's investments as of November 30, 2023:
SoFi Weekly Dividend ETF | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Investments: | ||||||||||||||||
Common Stocks | $ | 10,212,389 | $ | – | $ | – | $ | 10,212,389 | ||||||||
Real Estate Investment Trusts | 199,267 | – | – | 199,267 | ||||||||||||
Preferred Stocks | 20,217 | – | – | 20,217 | ||||||||||||
Investments Purchased with Proceeds from Securities Lending(a) | – | – | – | 934,334 | ||||||||||||
Money Market Funds | 13,735 | – | – | 13,735 | ||||||||||||
Total Investments | $ | 10,445,608 | $ | – | $ | – | $ | 11,379,942 | ||||||||
Refer to the Schedule of Investments for industry classifications. |
(a) | Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts listed in the Schedule of Investments. |