FNY Investment Advisers 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M ORD	COM	88579Y101	1	6	SH	Put	DFND		6	0	0
58.COM ADR REP 2 CL A ORD	SPONSORED ADR	31680Q104	15	247	SH		SOLE		247	0	0
AAON ORD	COM	000360206	8	162	SH		DFND		162	0	0
ABB ADR REP 1 ORD	SPONSORED ADR	000375204	576	28,761	SH		SOLE		28,761	0	0
ABERDEEN ASIA PACIFIC INCOME CF	COM	003009107	200	47,954	SH		DFND		47,954	0	0
ACADIA HEALTHCARE COMPANY ORD	COM	00404A109	1	40	SH		DFND		40	0	0
ACADIA PHARMACEUTICALS ORD (NMS)	COM	004225108	0	12	SH	Call	DFND		12	0	0
ACREAGE HOLDINGS ORD	COM	00489Y402	123	7,500	SH		SOLE		7,500	0	0
ACT II GLOBAL ACQUISITION UNT	COM	G0080J112	3	300	SH		SOLE		300	0	0
ACTIVISION BLIZZARD ORD	COM	00507V109	3	72	SH		DFND		72	0	0
ADOBE ORD	COM	00724F101	94	321	SH		DFND		321	0	0
ADT ORD	COM	00090Q103	5	949	SH		DFND		949	0	0
ADURO BIOTECH ORD	COM	00739L101	9	6,000	SH		SOLE		6,000	0	0
ADVANCE AUTO PARTS ORD	COM	00751Y106	106	693	SH		DFND		693	0	0
ADVANCE AUTO PARTS ORD	COM	00751Y106	1	10	SH	Call	DFND		10	0	0
ADVANCED MICRO DEVICES ORD	COM	007903107	342	11,290	SH		DFND		11,290	0	0
ADVANCED MICRO DEVICES ORD	COM	007903107	0	10	SH	Call	DFND		10	0	0
AEGON ADR	COM	007924103	90	18,200	SH		SOLE		18,200	0	0
AERCAP HOLDINGS ORD	COM	N00985106	156	3,000	SH		SOLE		3,000	0	0
AEROHIVE NETWORKS ORD	COM	007786106	188	42,499	SH		SOLE		42,499	0	0
AGCO ORD	COM	001084102	16	208	SH	Put	DFND		208	0	0
AGNC INVESTMENT REIT ORD	COM	00123Q104	100	6,000	SH		DFND		6,000	0	0
AGNICO EAGLE ORD	COM	008474108	122	2,400	SH		DFND		2,400	0	0
AIR LEASE CL A ORD	COM	00912X302	165	4,000	SH		SOLE		4,000	0	0
AIR T ORD	COM	009207101	15	900	SH		SOLE		900	0	0
AK STEEL HOLDING ORD	COM	001547108	30	12,804	SH		DFND		12,804	0	0
AKAMAI TECHNOLOGIES ORD	COM	00971T101	108	1,350	SH		DFND		1,350	0	0
AKOUSTIS TECHNOLOGIE ORD	COM	00973N102	1,298	202,957	SH		DFND		202,957	0	0
ALAMOS GOLD CL A ORD	COM	011532108	19	3,250	SH		DFND		3,250	0	0
ALEXCO RESOURCE ORD	COM	01535P106	41	36,000	SH		DFND		36,000	0	0
ALEXION PHARMACEUTICALS ORD	COM	015351109	13	100	SH		DFND		100	0	0
ALIGN TECHNOLOGY ORD	COM	016255101	5	20	SH		DFND		20	0	0
ALLERGAN ORD	COM	G0177J108	1,279	7,643	SH		SOLE		7,643	0	0
ALLIANCEBERNSTEIN NTNL MNCPL INCM CF	COM	01864U106	56	4,223	SH		DFND		4,223	0	0
ALLIANZGI CNV AND INCM II CF	COM	018825109	2	405	SH		DFND		405	0	0
ALLIANZGI CONVER AND INCM CF	COM	018828103	3	648	SH		DFND		648	0	0
ALLON THERAPEUTICS ORD	COM	019774108	0	30,000	SH		SOLE		30,000	0	0
ALLY FINANCIAL ORD	COM	02005N100	16	529	SH		DFND		529	0	0
ALPHABET CL A ORD	COM	02079K305	1,658	1,532	SH		DFND		1,532	0	0
ALTA MESA RESOURCES CL A ORD	COM	02133L109	0	2,500	SH		DFND		2,500	0	0
ALTABA ORD	COM	021346101	507	7,320	SH		DFND		7,320	0	0
ALTERYX CL A ORD	COM	02156B103	80	740	SH		DFND		740	0	0
ALTRA INDUSTRIAL MOTION ORD	COM	02208R106	0	1	SH		DFND		1	0	0
ALTRIA GROUP ORD	COM	02209S103	5	115	SH	Put	DFND		115	0	0
AMARIN ADR REP 1 ORD	SPONSORED ADR	023111206	0	42	SH		DFND		42	0	0
AMAZON COM ORD	COM	023135106	3,268	1,726	SH		DFND		1,726	0	0
Amber RD Inc	COM	02318Y108	0	1	SH	Call	SOLE		1	0	0
AMERANT BANCORP CL A ORD	COM	023576101	5	259	SH		SOLE		259	0	0
AMERICAN AIRLINES GROUP ORD	COM	02376R102	6	202	SH		DFND		202	0	0
AMERICAN EAGLE OUTFITTERS ORD	COM	02553E106	118	7,000	SH		DFND		7,000	0	0
AMERICAN OUTDOOR BRANDS ORD	COM	02874P103	15	1,682	SH		DFND		1,682	0	0
AMERICAN SUPERCONDUCTOR ORD	COM	030111207	4	526	SH		SOLE		526	0	0
AMERICOLD REALTY ORD	COM	03064D108	81	2,500	SH		DFND		2,500	0	0
AMYRIS ORD	COM	03236M200	67	19,000	SH		DFND		19,000	0	0
ANADARKO PETROLEUM ORD	COM	032511107	48,969	694,018	SH		DFND		694,018	0	0
ANGI HOMESERVICES CL A ORD	COM	00183L102	13	1,024	SH		DFND		1,024	0	0
ANGLOGOLD ASHANTI ADR REP 1 ORD	SPONSORED ADR	035128206	421	23,682	SH		SOLE		23,682	0	0
ANNALY CAPITAL MANAGEMENT REIT ORD	COM	035710409	73	8,000	SH		DFND		8,000	0	0
APHRIA ORD	COM	03765K104	72	10,400	SH		DFND		10,400	0	0
APOLLO INVESTMENT ORD	COM	03761U502	158	10,000	SH		DFND		10,000	0	0
APPLE ORD	COM	037833100	150	759	SH		DFND		759	0	0
APPLE ORD	COM	037833100	8	43	SH	Put	DFND		43	0	0
APPLIED MATERIAL ORD	COM	038222105	19	424	SH		DFND		424	0	0
AQUA AMERICA ORD	COM	03836W103	5	126	SH		DFND		126	0	0
AQUA METALS ORD	COM	03837J101	0	440	SH		DFND		440	0	0
AQUABOUNTY TECHNOLOG ORD	COM	03842K200	79	25,783	SH		DFND		25,783	0	0
ARATANA THERAPEUTICS ORD	COM	03874P101	1	300	SH		SOLE		300	0	0
ARCHER DANIELS MIDLAND ORD	COM	039483102	318	7,800	SH		DFND		7,800	0	0
ARCONIC ORD	COM	03965L100	1	50	SH	Put	DFND		50	0	0
ARENA PHARMACEUTICALS ORD	COM	040047607	16	277	SH		DFND		277	0	0
ARGO GROUP INTERNATIONAL HLDGS ORD	COM	G0464B107	14	195	SH		SOLE		195	0	0
ARMSTRONG FLOORING ORD	COM	04238R106	64	6,542	SH		SOLE		6,542	0	0
ARRAY BIOPHARMA ORD	COM	04269X105	3,620	78,150	SH		DFND		78,150	0	0
ARRAY BIOPHARMA ORD	COM	04269X105	3	84	SH	Call	DFND		84	0	0
ASA GOLD AND PRECIOUS METALS CF	COM	G3156P103	51	4,506	SH		SOLE		4,506	0	0
ASCENA RETAIL GROUP ORD	COM	04351G101	427	700,000	SH		SOLE		700,000	0	0
ASE INDUSTRIAL HOLDIN ADR REP 2 ORD	SPONSORED ADR	00215W100	307	77,776	SH		DFND		77,776	0	0
ASHLAND GLOBAL ORD	COM	044186104	39	500	SH		DFND		500	0	0
ASHLAND GLOBAL ORD	COM	044186104	3	40	SH	Call	DFND		40	0	0
ASLAN PHARMACEUTICALS ADR REP 5 ORD	SPONSORED ADR	04522R101	37	12,107	SH		SOLE		12,107	0	0
ASPEN GROUP ORD	COM	04530L203	70	18,464	SH		DFND		18,464	0	0
ASSERTIO THERAPEUTICS ORD	COM	04545L107	0	100	SH		DFND		100	0	0
ASTRONICS CL B ORD	COM	046433207	2	67	SH		SOLE		67	0	0
AT HOME GROUP ORD	COM	04650Y100	40	6,143	SH		DFND		6,143	0	0
ATHERSYS ORD	COM	04744L106	2	1,500	SH		DFND		1,500	0	0
ATLAS FINANCIAL HOLDINGS ORD	COM	G06207115	4	6,831	SH		SOLE		6,831	0	0
AU OPTRONICS ADR REP 10 ORD	SPONSORED ADR	002255107	2,396	809,761	SH		SOLE		809,761	0	0
AUDENTES THERAPEUTICS ORD	COM	05070R104	15	405	SH		DFND		405	0	0
AURORA CANNABIS ORD	COM	05156X108	0	40	SH	Call	DFND		40	0	0
AUTODESK ORD	COM	052769106	16	100	SH		DFND		100	0	0
AUTOMATIC DATA PROCESSING ORD	COM	053015103	24	150	SH		DFND		150	0	0
AVALARA ORD	COM	05338G106	80	1,120	SH		DFND		1,120	0	0
AVALON GLOBOCARE ORD	COM	05344R104	1	575	SH		SOLE		575	0	0
AVALONBAY COMMUNITIES REIT ORD	COM	053484101	28	138	SH		SOLE		138	0	0
AVANGRID ORD	COM	05351W103	28	567	SH		DFND		567	0	0
AVANTOR ORD	COM	05352A100	11	600	SH		DFND		600	0	0
AVAYA HOLDINGS ORD	COM	05351X101	222	18,664	SH		DFND		18,664	0	0
AVON PRODUCTS ORD	COM	054303102	1,274	328,433	SH		DFND		328,433	0	0
AXALTA COATING SYSTEMS ORD	COM	G0750C108	2	100	SH	Call	SOLE		100	0	0
AXOGEN ORD	COM	05463X106	0	39	SH	Call	SOLE		39	0	0
AXON ENTERPRISE ORD	COM	05464C101	1,865	29,056	SH		DFND		29,056	0	0
B AND G FOODS ORD	COM	05508R106	14	689	SH		SOLE		689	0	0
BAIDU ADR REP 1/10 CL A ORD	SPONSORED ADR	056752108	12	108	SH		DFND		108	0	0
BAIDU ADR REP 1/10 CL A ORD	SPONSORED ADR	056752108	11	100	SH	Call	DFND		100	0	0
BANC OF CALIFORNIA ORD	COM	05990K106	9	664	SH		DFND		664	0	0
BANCO MACRO ADR REP TEN CL B ORD	SPONSORED ADR	05961W105	6	92	SH		DFND		92	0	0
BANCO SANT M XIC ADS REP 5 SRS B ORD	COM	05969B103	5	753	SH		SOLE		753	0	0
BANCO SANTANDER ADR REP 1 ORD	SPONSORED ADR	05964H105	965	210,900	SH		DFND		210,900	0	0
BANCORP OF NEW JERSEY ORD	COM	059915108	201	14,469	SH		DFND		14,469	0	0
BANK OF AMERICA ORD	COM	060505104	0	15	SH		DFND		15	0	0
BANK OF MARIN BANCORP ORD	COM	063425102	551	13,434	SH		DFND		13,434	0	0
BANKWELL FINANCIAL GROUP ORD	COM	06654A103	5	201	SH		DFND		201	0	0
BARCLAYS ADR REP 4 ORD	SPONSORED ADR	06738E204	37	4,900	SH		DFND		4,900	0	0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN	COM	06746P621	1,521	58,500	SH		DFND		58,500	0	0
BARINGS BDC ORD	COM	06759L103	91	9,300	SH		DFND		9,300	0	0
BARINGS CORPORATE INVESTORS CF	COM	06759X107	50	3,224	SH		DFND		3,224	0	0
BARINGS GLOBAL SHORT DURTN HY CF	COM	06760L100	7	405	SH		DFND		405	0	0
BARNES AND NOBLE ORD	COM	067774109	721	107,821	SH		DFND		107,821	0	0
BARRICK GOLD ORD	COM	067901108	19	1,250	SH		DFND		1,250	0	0
BARRICK GOLD ORD	COM	067901108	0	1	SH	Call	DFND		1	0	0
BAYER AKTIENGESELLSCHAFT EACH RE ADR	COM	072730302	0	1	SH		DFND		1	0	0
BAYERISCHE MOTOREN WERKE ADR	COM	072743305	0	1	SH		SOLE		1	0	0
BBVA BANCO FRANCES ADR REP 3 ORD	SPONSORED ADR	07329M100	0	9	SH		SOLE		9	0	0
BEL FUSE CL A ORD	COM	077347201	7	530	SH		SOLE		530	0	0
BELLEROPHON THERAPEUTICS ORD	COM	078771102	4	6,800	SH		SOLE		6,800	0	0
BERRY GLOBAL GROUP ORD	COM	08579W103	16	318	SH		SOLE		318	0	0
BEYOND MEAT ORD	COM	08862E109	0	1	SH	Put	DFND		1	0	0
BGC PARTNERS CL A ORD	COM	05541T101	16	3,066	SH		DFND		3,066	0	0
BHP GROUP ADR	COM	088606108	1,624	27,956	SH		DFND		27,956	0	0
BHP GROUP ADR REP 2 ORD	SPONSORED ADR	05545E209	307	6,014	SH		DFND		6,014	0	0
BIODELIVERY SCIENCE INTERNATIONL ORD	COM	09060J106	18	3,928	SH		SOLE		3,928	0	0
BIOGEN ORD	COM	09062X103	20	88	SH		DFND		88	0	0
BIOGEN ORD	COM	09062X103	2	9	SH	Call	DFND		9	0	0
BIOHAVEN PHARMACEUTICAL HOLDING ORD	COM	G11196105	989	22,600	SH		SOLE		22,600	0	0
BIOHAVEN PHARMACEUTICAL HOLDING ORD	COM	G11196105	1	45	SH	Call	SOLE		45	0	0
BIOSCRIP ORD	COM	09069N108	7	2,809	SH		SOLE		2,809	0	0
BLACKOCK MUNIHOLDINGS INV QUALITY CF	COM	09254P108	3	243	SH		DFND		243	0	0
BLACKROCK CALIFORNIA MUNICPL INCM CF	COM	09248E102	73	5,536	SH		DFND		5,536	0	0
BLACKROCK CORE BOND CF	COM	09249E101	134	9,555	SH		DFND		9,555	0	0
BLACKROCK INCOME CF	COM	09247F100	222	36,710	SH		SOLE		36,710	0	0
BLACKROCK INVESTMENT QLTY MUNICPL CF	COM	09247D105	125	8,409	SH		DFND		8,409	0	0
BLACKROCK LONG TERM MUNICIPL ADV CF	COM	09250B103	2	162	SH		DFND		162	0	0
BLACKROCK MUNCPL 2030 TARGET TERM CF	COM	09257P105	7	324	SH		DFND		324	0	0
BLACKROCK MUNIASSETS CF	COM	09254J102	5	324	SH		DFND		324	0	0
BLACKROCK MUNICIP INC INV QUALITY CF	COM	09250G102	2	162	SH		DFND		162	0	0
BLACKROCK MUNICIPAL BOND CF	COM	09249H104	2	162	SH		DFND		162	0	0
BLACKROCK MUNICIPAL INCOM QUALITY CF	COM	092479104	3	243	SH		DFND		243	0	0
BLACKROCK MUNICIPAL INCOME CF	COM	09248F109	6	486	SH		DFND		486	0	0
BLACKROCK MUNICIPAL INCOME II CF	COM	09249N101	3	243	SH		DFND		243	0	0
BLACKROCK MUNICIPAL INCOME INV CF	COM	09248H105	2	162	SH		DFND		162	0	0
BLACKROCK MUNIENHANCED CF	COM	09253Y100	1	162	SH		DFND		162	0	0
BLACKROCK MUNIHLDG CALIF QUALITY CF	COM	09254L107	221	16,213	SH		DFND		16,213	0	0
BLACKROCK MUNIHOLDINGS CF	COM	09253N104	2	162	SH		DFND		162	0	0
BLACKROCK MUNIHOLDINGS II CF	COM	09253P109	2	162	SH		DFND		162	0	0
BLACKROCK MUNIHOLDINGS QUALITY CF	COM	09254A101	2	162	SH		DFND		162	0	0
BLACKROCK MUNIHOLDINGS QUALITY II CF	COM	09254C107	2	162	SH		DFND		162	0	0
BLACKROCK MUNIVEST CF	COM	09253R105	3	405	SH		DFND		405	0	0
BLACKROCK MUNIVEST II CF	COM	09253T101	2	162	SH		DFND		162	0	0
BLACKROCK MUNIY MICHIGAN QUALITY CF	COM	09254V105	2	162	SH		DFND		162	0	0
BLACKROCK MUNIYIELD CALIF QUALITY CF	COM	09254N103	5	405	SH		DFND		405	0	0
BLACKROCK MUNIYIELD CALIFORNIA CF	COM	09254M105	3	243	SH		DFND		243	0	0
BLACKROCK MUNIYIELD CF	COM	09253W104	3	243	SH		DFND		243	0	0
BLACKROCK MUNIYIELD INVESTMENT CF	COM	09254R104	3	243	SH		DFND		243	0	0
BLACKROCK MUNIYIELD NEWJERSEY CF	COM	09254Y109	2	162	SH		DFND		162	0	0
BLACKROCK MUNIYIELD PENNS QUALITY CF	COM	09255G107	2	162	SH		DFND		162	0	0
BLACKROCK MUNIYIELD QUALITY III CF	COM	09254E103	82	6,277	SH		DFND		6,277	0	0
BLACKROCK MUNIYLD QUALITY FUND CF	COM	09254F100	13	899	SH		DFND		899	0	0
BLACKROCK MUNIYLD QUALITY FUND II CF	COM	09254G108	3	243	SH		DFND		243	0	0
BLACKROCK TAXABL MUNI BND CF	COM	09248X100	70	2,983	SH		DFND		2,983	0	0
BNCCORP ORD	COM	055936108	63	2,091	SH		DFND		2,091	0	0
BNY MELLON MNCPL BND INFRSTR NAV CF	COM	09662W109	2	162	SH		DFND		162	0	0
BOEING ORD	COM	097023105	291	800	SH		DFND		800	0	0
BOSTON OMAHA CL A ORD	COM	101044105	14	617	SH		SOLE		617	0	0
BOSTON SCIENTIFIC ORD	COM	101137107	4	100	SH		DFND		100	0	0
BOXWOOD MERGER UNT	COM	10319T200	11	1,100	SH		SOLE		1,100	0	0
BRANDYWINE GLOBAL INCM OPRTNTS CF	COM	10537L104	204	17,416	SH		DFND		17,416	0	0
BRIDGEBIO PHARMA ORD	COM	10806X102	6	256	SH		DFND		256	0	0
BRINK'S ORD	COM	109696104	202	2,500	SH		DFND		2,500	0	0
BRINKER INTERNATIONAL ORD	COM	109641100	4	108	SH		DFND		108	0	0
BROADCOM ORD	COM	11135F101	51	179	SH		DFND		179	0	0
BROOKFIELD PROPERTY REIT CL A ORD	COM	11282X103	75	4,000	SH		DFND		4,000	0	0
BROOKFIELD REAL ASSETS INCOME CF	COM	112830104	192	8,868	SH		SOLE		8,868	0	0
BROWN FORMAN CL A ORD	COM	115637100	17	312	SH		DFND		312	0	0
BROWN FORMAN CL B ORD	COM	115637209	27	498	SH		DFND		498	0	0
BUCKEYE PARTNERS UNT (NYS)	COM	118230101	6	155	SH	Call	DFND		155	0	0
BUCKEYE PARTNERS UNT (NYS)	COM	118230101	2	50	SH	Put	DFND		50	0	0
CABCO FLO RA CALL SR 2004-101 CERT	COM	12679N203	2	100	SH		SOLE		100	0	0
CACI INTERNATIONAL CL A ORD	COM	127190304	79	390	SH		SOLE		390	0	0
CADENCE DESIGN SYSTEMS ORD	COM	127387108	451	6,377	SH		SOLE		6,377	0	0
CAESARS ENTERTAINMENT ORD	COM	127686103	2,910	246,250	SH		DFND		246,250	0	0
CALLAWAY GOLF ORD	COM	131193104	34	2,000	SH		DFND		2,000	0	0
CAMDEN PROPERTY REIT ORD	COM	133131102	140	1,344	SH		DFND		1,344	0	0
CAMECO ORD	COM	13321L108	165	15,461	SH		DFND		15,461	0	0
CANON ADR REP ORD	SPONSORED ADR	138006309	87	3,000	SH		DFND		3,000	0	0
CANOPY GROWTH ORD (NYS)	COM	138035100	0	15	SH	Call	DFND		15	0	0
CANSORTIUM INC	COM	13809L109	11	7,400	SH		SOLE		7,400	0	0
CAPITOL INVESTMENT CL A ORD	COM	G18920101	562	55,026	SH		SOLE		55,026	0	0
CARDTRONICS CL A ORD	COM	G1991C105	19	700	SH		SOLE		700	0	0
CARMAX ORD	COM	143130102	51	588	SH		DFND		588	0	0
CARVANA CL A ORD	COM	146869102	80	1,290	SH		DFND		1,290	0	0
CARVER BANCORP ORD	COM	146875604	6	2,000	SH		SOLE		2,000	0	0
CASTLE BRANDS ORD	COM	148435100	29	62,747	SH		DFND		62,747	0	0
CASTLIGHT HEALTH CL B ORD	COM	14862Q100	14	4,391	SH		SOLE		4,391	0	0
CATABASIS PHARMACEUTICALS ORD	COM	14875P206	1	200	SH		SOLE		200	0	0
CATASYS ORD	COM	149049504	117	6,088	SH		SOLE		6,088	0	0
CATERPILLAR ORD	COM	149123101	170	1,250	SH		DFND		1,250	0	0
CBIZ ORD	COM	124805102	15	784	SH		DFND		784	0	0
CBOE GLOBAL MARKETS ORD	COM	12503M108	124	1,200	SH		DFND		1,200	0	0
CBS CL A ORD	COM	124857103	12	254	SH		SOLE		254	0	0
CEDAR REALTY REIT ORD	COM	150602209	2	900	SH		SOLE		900	0	0
CELGENE ORD	COM	151020104	40,969	443,203	SH		DFND		443,203	0	0
CENTENE ORD	COM	15135B101	864	16,478	SH		DFND		16,478	0	0
CENTRAL GARDEN AND PET CL A ORD	COM	153527205	68	2,800	SH		DFND		2,800	0	0
CERNER ORD	COM	156782104	10	148	SH		SOLE		148	0	0
CF INDUSTRIES HOLDINGS ORD	COM	125269100	14	308	SH	Put	SOLE		308	0	0
CHAMPIONS ONCOLOGY ORD	COM	15870P307	5	672	SH		SOLE		672	0	0
CHANGE HEALTHCARE ORD	COM	15912K100	12	840	SH		SOLE		840	0	0
CHANGYOU.COM ADR REP 2 CL A ORD	SPONSORED ADR	15911M107	817	85,109	SH		DFND		85,109	0	0
CHAPARRAL ENERGY CL A ORD	COM	15942R208	5	1,201	SH		SOLE		1,201	0	0
CHARLES SCHWAB ORD	COM	808513105	28	700	SH		DFND		700	0	0
CHARLES SCHWAB US REIT ETF	COM	808524847	39	891	SH		DFND		891	0	0
CHEESECAKE FACTORY ORD	COM	163072101	4	100	SH	Put	DFND		100	0	0
CHINA INDUSTRIAL GROUP ORD	COM	169396108	2	1,397,637	SH		SOLE		1,397,637	0	0
CHINA LIFE INSURNCE ADR REP 5 H ORD	SPONSORED ADR	16939P106	0	1	SH		SOLE		1	0	0
CHINA MOBILE ADR REPSG 5 ORD	SPONSORED ADR	16941M109	29	658	SH		DFND		658	0	0
CHINA PETRO & CHEM ADR REP 100 H ORD	SPONSORED ADR	16941R108	6	99	SH		SOLE		99	0	0
CHIPOTLE MEXICAN GRILL ORD	COM	169656105	36	50	SH		DFND		50	0	0
CHROMADEX ORD	COM	171077407	16	3,643	SH		SOLE		3,643	0	0
CHURCHILL CAPITAL CL A RED UNT	COM	17143G205	9	950	SH		DFND		950	0	0
CIENA ORD	COM	171779309	388	9,450	SH		DFND		9,450	0	0
CIGNA ORD	COM	125523100	448	2,847	SH		DFND		2,847	0	0
CINTAS ORD	COM	172908105	1	7	SH		DFND		7	0	0
CISCO SYSTEMS ORD	COM	17275R102	106	1,939	SH		DFND		1,939	0	0
CK HUTCHISON HOLDINGS ADR	COM	12562Y100	146	15,000	SH		SOLE		15,000	0	0
CLEAR CHANNEL OUTDOOR HLDG ORD	COM	18453H106	0	195	SH		SOLE		195	0	0
CLEARWAY ENERGY CL A ORD	COM	18539C105	318	19,692	SH		DFND		19,692	0	0
CLEVELAND CLIFFS ORD	COM	185899101	97	9,177	SH		DFND		9,177	0	0
CLOUDERA ORD	COM	18914U100	0	175	SH		DFND		175	0	0
CLOVIS ONCOLOGY ORD (NMS)	COM	189464100	0	5	SH	Call	DFND		5	0	0
COCA-COLA ORD	COM	191216100	1,558	30,610	SH		DFND		30,610	0	0
COHEN AND STEERS SEL PRFD AND INC CF	COM	19248Y107	88	3,125	SH		DFND		3,125	0	0
COLUMBIA FINANCIAL ORD	COM	197641103	14	985	SH		SOLE		985	0	0
COMCAST CL A ORD	COM	20030N101	22	537	SH		DFND		537	0	0
COMMUNITY HEALTH SYSTEMS ORD	COM	203668108	61	23,000	SH		DFND		23,000	0	0
COMMUNITY HEALTHCARE TRUST ORD	COM	20369C106	16	415	SH		DFND		415	0	0
COMMUNITY TRUST BANCORP ORD	COM	204149108	3	81	SH		DFND		81	0	0
COMMVAULT SYSTEMS ORD	COM	204166102	124	2,500	SH		SOLE		2,500	0	0
COMPANHIA ENERG ADR REPG ONE PRF	SPONSORED ADR	204409601	15	4,004	SH		SOLE		4,004	0	0
COMSCORE ORD	COM	20564W105	0	10	SH	Call	SOLE		10	0	0
CONNECTONE BANCORP INC	COM	20786W107	6	265	SH		DFND		265	0	0
CONSTELLATION BRANDS CL A ORD	COM	21036P108	907	4,610	SH		DFND		4,610	0	0
CONTROL4 ORD	COM	21240D107	2	100	SH		SOLE		100	0	0
CONTROL4 ORD	COM	21240D107	1	48	SH	Call	SOLE		48	0	0
CONTROL4 ORD	COM	21240D107	0	5	SH	Put	SOLE		5	0	0
CONTURA ENERGY ORD	COM	21241B100	14	276	SH		SOLE		276	0	0
CORNERSTONE BUILDING BRANDS ORD	COM	21925D109	23	4,000	SH		SOLE		4,000	0	0
CORNERSTONE STRATEGIC VALUE CF	COM	21924B302	42	3,664	SH		DFND		3,664	0	0
CORNERSTONE TOTAL RETURN CF	COM	21924U300	14	1,258	SH		DFND		1,258	0	0
COUPA SOFTWARE ORD	COM	22266L106	79	630	SH		DFND		630	0	0
COUSINS PROPERTIES REIT ORD	COM	222795502	80	2,230	SH		SOLE		2,230	0	0
CRAWFORD CL B ORD	COM	224633107	764	82,065	SH		DFND		82,065	0	0
CRAY ORD	COM	225223304	1,118	32,114	SH		DFND		32,114	0	0
CREDIT SUISSE ASSET MANAGMNT INCM CF	COM	224916106	60	19,406	SH		SOLE		19,406	0	0
CREE ORD	COM	225447101	80	1,440	SH		DFND		1,440	0	0
CRESCENT ACQUISITION UNT	COM	22564L204	4	400	SH		SOLE		400	0	0
CRH ADR REPSG 1 ORD	SPONSORED ADR	12626K203	159	4,872	SH		SOLE		4,872	0	0
CRISPR THERAPEUTICS ORD	COM	H17182108	1	25	SH	Call	SOLE		25	0	0
CROWDSTRIKE HOLDINGS CL A ORD	COM	22788C105	302	4,434	SH		DFND		4,434	0	0
CRYOPORT INC	COM	229050307	73	4,000	SH		SOLE		4,000	0	0
CSX ORD	COM	126408103	36	466	SH		DFND		466	0	0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD	SPONSORED ADR	22943F100	1	33	SH		DFND		33	0	0
CUMMINS ORD	COM	231021106	51	300	SH		DFND		300	0	0
CURIS ORD	COM	231269200	3	2,000	SH		SOLE		2,000	0	0
CV SCIENCES ORD	COM	126654102	319	78,500	SH		SOLE		78,500	0	0
CVS HEALTH ORD	COM	126650100	32	600	SH		DFND		600	0	0
DANA INCORPORATED ORD	COM	235825205	0	50	SH	Put	DFND		50	0	0
DARDEN RESTAURANTS ORD	COM	237194105	3	30	SH	Put	SOLE		30	0	0
DBV TECHNOLOGIES ADR REP 0.5 ORD	SPONSORED ADR	23306J101	102	12,510	SH		SOLE		12,510	0	0
DEERE ORD	COM	244199105	49	298	SH	Put	DFND		298	0	0
DEL FRISCO'S RESTAURANT GROUP ORD	COM	245077102	201	25,300	SH		DFND		25,300	0	0
DEL FRISCO'S RESTAURANT GROUP ORD	COM	245077102	0	32	SH	Call	DFND		32	0	0
DELL TECHNOLOGIES CL C ORD	COM	24703L202	0	1	SH		DFND		1	0	0
DELL TECHNOLOGIES CL C ORD	COM	24703L202	0	1	SH	Put	DFND		1	0	0
DELTA AIR LINES ORD	COM	247361702	14	250	SH		DFND		250	0	0
DENNYS ORD	COM	24869P104	16	794	SH		SOLE		794	0	0
DIAMEDICA THERAPEUTI ORD	COM	25253X207	2	521	SH		SOLE		521	0	0
DIAMOND OFFSHORE DRILLING ORD	COM	25271C102	5	621	SH		SOLE		621	0	0
DIAMONDBACK ENERGY ORD	COM	25278X109	1	11	SH		DFND		11	0	0
DIGIRAD ORD	COM	253827703	4	600	SH		SOLE		600	0	0
DIREXION DAILY FINANCIAL BULL 3X ETF	COM	25459Y694	572	7,737	SH		DFND		7,737	0	0
DIREXION DLY HGH YLD BEAR 2X SHR ETF	COM	25490K190	32	2,000	SH		SOLE		2,000	0	0
DIREXION SEMICONDUCTOR BULL 3X ETF	COM	25459W458	478	3,230	SH		DFND		3,230	0	0
DISCOVERY SRS B ORD	COM	25470F203	126	3,708	SH		SOLE		3,708	0	0
DISCOVERY SRS C ORD	COM	25470F302	175	6,182	SH		DFND		6,182	0	0
DIXIE BRANDS ORD (CNX)	COM	25545P103	40	60,000	SH		SOLE		60,000	0	0
DOCUSIGN ORD	COM	256163106	47	947	SH		DFND		947	0	0
DOUBLELINE OPPORTUNISTIC CF	COM	258623107	401	19,204	SH		DFND		19,204	0	0
DROPBOX CL A ORD	COM	26210C104	71	2,873	SH		DFND		2,873	0	0
DROPBOX CL A ORD	COM	26210C104	1	50	SH	Call	DFND		50	0	0
DUFF & PHELPS UTILITY & CORP BOND CF	COM	26432K108	192	22,009	SH		DFND		22,009	0	0
DUPONT DE NEMOURS ORD	COM	26614N102	62	834	SH		DFND		834	0	0
DWS MUNICIPAL INCOME CF	COM	233368109	68	6,079	SH		DFND		6,079	0	0
DYNAGAS LNG PARTNERS SRS B PRF	COM	Y2188B124	5	347	SH		SOLE		347	0	0
DYNAVAX TECHNOLOGIES ORD (NMS)	COM	268158201	0	5	SH	Call	SOLE		5	0	0
E TRADE FINANCIAL ORD	COM	269246401	44	1,000	SH		DFND		1,000	0	0
EASTSIDE DISTILLING ORD	COM	277802302	356	79,273	SH		DFND		79,273	0	0
EATON VANCE LIMITED DURATION INCM CF	COM	27828H105	22	1,800	SH		DFND		1,800	0	0
EATON VANCE MUNICIPAL BND CF	COM	27827X101	42	3,423	SH		DFND		3,423	0	0
EBAY ORD	COM	278642103	15	395	SH		DFND		395	0	0
EDENOR ADR REPSTG 20 CL B ORD	SPONSORED ADR	29244A102	145	8,000	SH		SOLE		8,000	0	0
EL PASO ELECTRIC ORD	COM	283677854	654	10,000	SH		DFND		10,000	0	0
EL PASO ELECTRIC ORD	COM	283677854	0	7	SH	Put	DFND		7	0	0
ELANCO ANIMAL HEALTH ORD	COM	28414H103	0	8	SH		DFND		8	0	0
ELASTIC ORD	COM	N14506104	22	300	SH		SOLE		300	0	0
ELBIT IMAGING ORD	COM	M37605124	23	43,576	SH		SOLE		43,576	0	0
ELECTRONIC ARTS ORD	COM	285512109	13	135	SH		DFND		135	0	0
EMBRAER ADR REP FOUR ORD	SPONSORED ADR	29082A107	17	852	SH		DFND		852	0	0
EMCORE ORD	COM	290846203	49	15,000	SH		SOLE		15,000	0	0
EMPIRE BANCORP ORD	COM	291883106	331	25,100	SH		DFND		25,100	0	0
EMPIRE RESORTS ORD	COM	292052305	6	646	SH		SOLE		646	0	0
ENERGOUS ORD	COM	29272C103	15	3,500	SH		DFND		3,500	0	0
ENERGY SELECT SECTOR SPDR ETF	COM	81369Y506	187	2,942	SH		DFND		2,942	0	0
ENERTECK ORD	COM	29275X104	0	7,500	SH		SOLE		7,500	0	0
ENOCHIAN BIOSCIENCES ORD	COM	29350E104	4	1,000	SH		SOLE		1,000	0	0
ENTEGRIS ORD	COM	29362U104	80	2,160	SH		DFND		2,160	0	0
EQUITY LIFESTYLE PROP REIT ORD	COM	29472R108	75	624	SH		SOLE		624	0	0
ETFMG ALTERNATIVE HARVEST ETF	COM	26924G508	1	50	SH	Put	DFND		50	0	0
ETSY ORD	COM	29786A106	80	1,310	SH		DFND		1,310	0	0
EVI INDUSTRIES ORD	COM	26929N102	34	898	SH		SOLE		898	0	0
EXELIXIS ORD (NMS)	COM	30161Q104	0	25	SH	Call	DFND		25	0	0
EXPEDIA GROUP ORD	COM	30212P303	28	212	SH		SOLE		212	0	0
EXXON MOBIL ORD	COM	30231G102	233	3,045	SH		DFND		3,045	0	0
FACEBOOK CL A ORD	COM	30303M102	1,001	5,190	SH		DFND		5,190	0	0
FANNIE MAE NON CUMULATIVE H PFD	COM	313586885	8	400	SH		SOLE		400	0	0
FAR POINT ACQUISITION CL A ORD	COM	30734W109	2	200	SH		SOLE		200	0	0
FEDERAL HOME LOAN MORTGAGE ORD	COM	313400301	39	15,000	SH		SOLE		15,000	0	0
FEDERAL NATIONAL MORTGAGE ORD	COM	313586109	40	15,000	SH		DFND		15,000	0	0
FEDERAL SIGNAL ORD	COM	313855108	16	608	SH		SOLE		608	0	0
FEDERATED PREMIER MUNICIPL INCOME CF	COM	31423P108	2	162	SH		DFND		162	0	0
FGL ORD	COM	G3402M102	14	1,684	SH		SOLE		1,684	0	0
FINISAR ORD	COM	31787A507	1,132	49,535	SH		DFND		49,535	0	0
FINTECH ACQUISITION CL A ORD	COM	31811A101	15	1,600	SH		SOLE		1,600	0	0
FIREEYE ORD	COM	31816Q101	3	210	SH		DFND		210	0	0
FIRST CITIZENS BANCSHARES CL A ORD	COM	31946M103	10	24	SH		DFND		24	0	0
FIRST DATA CL A ORD	COM	32008D106	7,226	266,950	SH		DFND		266,950	0	0
FIRST DATA CL A ORD	COM	32008D106	0	5	SH	Put	DFND		5	0	0
FIRST FINANCIAL BANKSHARES ORD	COM	32020R109	12	405	SH		DFND		405	0	0
FIRST MAJESTIC SILVER ORD	COM	32076V103	102	13,000	SH		DFND		13,000	0	0
FIRST MERCHANTS ORD	COM	320817109	6	165	SH		DFND		165	0	0
FIRST NBC BANK HOLDING ORD	COM	32115D106	1	20,000	SH		SOLE		20,000	0	0
FIRST OF LONG ISLAND ORD	COM	320734106	328	16,368	SH		DFND		16,368	0	0
FIRST SOLAR ORD	COM	336433107	197	3,000	SH		DFND		3,000	0	0
FIRST TRST ABERDEEN GLBL OPP INCM CF	COM	337319107	62	6,000	SH		DFND		6,000	0	0
FIVE BELOW ORD	COM	33829M101	80	670	SH		DFND		670	0	0
FLOTEK INDUSTRIES ORD	COM	343389102	33	10,000	SH		SOLE		10,000	0	0
FOMENTO ECON ADR REPRESENTING 10 ORD	SPONSORED ADR	344419106	13	139	SH		SOLE		139	0	0
FORD MOTOR ORD	COM	345370860	80	7,900	SH		DFND		7,900	0	0
FORD MOTOR ORD	COM	345370860	2	200	SH	Call	DFND		200	0	0
FORTRESS BIOTECH ORD	COM	34960Q109	202	134,757	SH		DFND		134,757	0	0
FORTUNA SILVER MINES ORD	COM	349915108	8	3,000	SH		DFND		3,000	0	0
FOUR SEASONS EDUCATION ADS REP ORD	COM	35101A101	4	2,683	SH		SOLE		2,683	0	0
FOX CL A ORD	COM	35137L105	452	12,350	SH		DFND		12,350	0	0
FREEPORT MCMORAN ORD	COM	35671D857	17	1,523	SH		DFND		1,523	0	0
GAIA CL A ORD	COM	36269P104	36	4,781	SH		DFND		4,781	0	0
GAMESTOP CL A ORD	COM	36467W109	13	2,400	SH		DFND		2,400	0	0
GAP ORD	COM	364760108	158	8,800	SH		DFND		8,800	0	0
GARDNER DENVER HOLDINGS ORD	COM	36555P107	138	4,000	SH		DFND		4,000	0	0
GARRISON CAPITAL ORD	COM	366554103	80	11,601	SH		DFND		11,601	0	0
GDL CF	COM	361570104	71	7,793	SH		DFND		7,793	0	0
GENERAL ELECTRIC ORD	COM	369604103	0	80	SH	Call	DFND		80	0	0
GENIUS PRODUCTS ORD	COM	37229R305	0	122	SH		SOLE		122	0	0
GENOCEA BIOSCIENCES ORD	COM	372427401	526	134,400	SH		DFND		134,400	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	137	37,000	SH		DFND		37,000	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	1	369	SH	Call	DFND		369	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	0	210	SH	Put	DFND		210	0	0
GERON ORD (NMS)	COM	374163103	0	50	SH	Call	DFND		50	0	0
GILEAD SCIENCES ORD	COM	375558103	72	1,069	SH		DFND		1,069	0	0
GLOBAL BLOOD THERAPEUTICS ORD	COM	37890U108	1,014	19,288	SH		DFND		19,288	0	0
GLOBAL BRASS AND COPPER HOLDINGS ORD	COM	37953G103	15	355	SH		SOLE		355	0	0
GLOBALSTAR VTG ORD	COM	378973408	0	110	SH		SOLE		110	0	0
GNC HOLDINGS CL A ORD	COM	36191G107	75	50,000	SH		SOLE		50,000	0	0
GODADDY CL A ORD	COM	380237107	14	205	SH		DFND		205	0	0
GOLD COAST BANCORP ORD	COM	380569103	43	3,501	SH		SOLE		3,501	0	0
GOLDMAN SACHS GROUP ORD	COM	38141G104	495	2,420	SH		DFND		2,420	0	0
GOODYEAR TIRE AND RUBBER ORD	COM	382550101	160	10,490	SH		DFND		10,490	0	0
GOODYEAR TIRE AND RUBBER ORD	COM	382550101	0	64	SH	Call	DFND		64	0	0
GOOSEHEAD INSURANCE CL A ORD	COM	38267D109	57	1,200	SH		DFND		1,200	0	0
GORES METROPOULOS UNT	COM	382872208	11	1,100	SH		SOLE		1,100	0	0
GRAF INDUSTRIAL RED UNT	COM	384278206	6	600	SH		DFND		600	0	0
GRAN TIERRA ENERGY ORD	COM	38500T101	7	4,921	SH		SOLE		4,921	0	0
GRAYSCALE BITCOIN ORD	COM	389637109	60	4,000	SH		SOLE		4,000	0	0
GREEN GROWTH BRANDS ORD	COM	39305B105	305	140,000	SH		SOLE		140,000	0	0
GREENLANE HOLDINGS CL A ORD	COM	395330103	658	68,686	SH		DFND		68,686	0	0
GREIF CL A ORD	COM	397624107	781	23,997	SH		DFND		23,997	0	0
GRENTRE HSPTLTY GRP ADR CL A ORD	SPONSORED ADR	39579V100	19	1,500	SH		SOLE		1,500	0	0
GRUPO AVL ACIONS Y VL ADR REP 20 PRF	SPONSORED ADR	40053W101	641	80,517	SH		SOLE		80,517	0	0
GRUPO FINANCIERO ADR REP 10 CL B ORD	SPONSORED ADR	399909100	28	815	SH		SOLE		815	0	0
GRUPO SUPERVIELLE ADR REP 5 CL B ORD	SPONSORED ADR	40054A108	15	1,904	SH		SOLE		1,904	0	0
GS ACQUISITION HOLDINGS CL A ORD	COM	36255F102	15	1,500	SH		SOLE		1,500	0	0
GSX TECHEDU 3 ADR REP 2 CL A ORD	SPONSORED ADR	36257Y109	1	100	SH		SOLE		100	0	0
GTY TECHNOLOGY HOLDINGS ORD	COM	362409104	85	12,510	SH		SOLE		12,510	0	0
GUARDANT HEALTH ORD	COM	40131M109	82	950	SH		DFND		950	0	0
GX ACQUISITON UNT	COM	36251A206	301	30,000	SH		SOLE		30,000	0	0
HALLIBURTON ORD	COM	406216101	2	100	SH		DFND		100	0	0
HANCOCK JAFFE	COM	41015N106	5	5,000	SH		DFND		5,000	0	0
HANGER ORD	COM	41043F208	14	776	SH		DFND		776	0	0
HARTFRD FNCL DS REP 1/1000 SRS G PRF	COM	416518603	53	2,000	SH		SOLE		2,000	0	0
HAYMAKER ACQUISITION UNT	COM	42087L200	2	200	SH		SOLE		200	0	0
HC2 HOLDINGS ORD	COM	404139107	88	37,500	SH		SOLE		37,500	0	0
HC2 HOLDINGS ORD	COM	404139107	1	455	SH	Call	SOLE		455	0	0
HCA HEALTHCARE ORD	COM	40412C101	175	1,300	SH		DFND		1,300	0	0
HEALTH INSURANCE INNOVATION CL A ORD	COM	42225K106	9	350	SH		DFND		350	0	0
HEALTHEQUITY ORD	COM	42226A107	13	200	SH		SOLE		200	0	0
HEICO CL A ORD	COM	422806208	1,951	18,879	SH		SOLE		18,879	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	1,004	SH		DFND		1,004	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	2	SH	Call	DFND		2	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	2	SH	Put	DFND		2	0	0
HERBALIFE NUTRITION ORD	COM	G4412G101	0	4	SH		SOLE		4	0	0
HERSHA HOSPITALITY CL A REIT ORD	COM	427825500	13	836	SH		DFND		836	0	0
HERTZ GLOBAL HOLDINGS ORD	COM	42806J106	4	251	SH		DFND		251	0	0
HERTZ GLOBAL HOLDINGS RTS	COM	42806J114	0	251	SH		DFND		251	0	0
HEWLETT PACKARD ENTERPRISE ORD	COM	42824C109	8	586	SH		DFND		586	0	0
HEXO ORD (ASE)	COM	428304109	0	45	SH	Call	SOLE		45	0	0
HIGHPOWER INTERNATIONAL ORD	COM	43113X101	25	6,000	SH		SOLE		6,000	0	0
HIMAX TECHNOLOGIES ADR REP 2 ORD	SPONSORED ADR	43289P106	52	15,000	SH		SOLE		15,000	0	0
HORIZON THERAPEUTICS PUBLIC ORD	COM	G4617B105	80	3,350	SH		SOLE		3,350	0	0
HOWARD BANCORP ORD	COM	442496105	6	401	SH		SOLE		401	0	0
HOWARD HUGHES ORD	COM	44267D107	3	26	SH	Call	DFND		26	0	0
HOWARD HUGHES ORD	COM	44267D107	0	1	SH	Put	DFND		1	0	0
HTG MOLECULAR DIAGNOSTICS ORD	COM	40434H104	2	1,600	SH		DFND		1,600	0	0
HUBSPOT ORD	COM	443573100	165	970	SH		DFND		970	0	0
HUMANA ORD	COM	444859102	185	700	SH		DFND		700	0	0
HUTCHSN CHINA MEDTCH ADR REP 5 ORD	SPONSORED ADR	44842L103	634	28,850	SH		SOLE		28,850	0	0
HYDROGENICS ORD	COM	448883207	5	393	SH		SOLE		393	0	0
HYDROGENICS ORD	COM	448883207	0	10	SH	Call	SOLE		10	0	0
IANTHUS CAPITAL ORD	COM	45074T102	258	76,418	SH		SOLE		76,418	0	0
IDACORP ORD	COM	451107106	80	800	SH		DFND		800	0	0
ILLUMINA ORD	COM	452327109	9	27	SH		SOLE		27	0	0
IMMERSION ORD	COM	452521107	13	1,826	SH		SOLE		1,826	0	0
INDEPENDENT BANK GROUP ORD	COM	45384B106	6	111	SH		DFND		111	0	0
INDEPENDENT BANK ORD	COM	453838609	5	271	SH		DFND		271	0	0
INFLARX ORD	COM	N44821101	884	280,000	SH		SOLE		280,000	0	0
INPHONIC ORD (OTC)	COM	45772G105	0	14,472	SH		SOLE		14,472	0	0
INSEEGO ORD	COM	45782B104	131	27,500	SH		SOLE		27,500	0	0
INTELSAT ORD	COM	L5140P101	0	50	SH	Call	SOLE		50	0	0
INTERCONTINENTAL EXCHANGE ORD	COM	45866F104	85	1,000	SH		DFND		1,000	0	0
INTERMOLECULAR ORD	COM	45882D109	316	270,500	SH		SOLE		270,500	0	0
INTERNATIONAL BUSINESS MACHINES ORD	COM	459200101	4	32	SH		DFND		32	0	0
INTERNATIONAL SPEEDWAY CL A ORD	COM	460335201	8	200	SH		DFND		200	0	0
INTUIT ORD	COM	461202103	30	118	SH		DFND		118	0	0
INTUITIVE SURGICAL ORD	COM	46120E602	47	91	SH		DFND		91	0	0
INVESCO CREDIT DYNAMIC OPP CF	COM	46132R104	226	20,219	SH		DFND		20,219	0	0
INVESCO HIGH INCM 2024 TRGT TERM CF	COM	46136K105	131	12,971	SH		SOLE		12,971	0	0
INVESCO SNR INCOME CF	COM	46131H107	98	22,750	SH		DFND		22,750	0	0
INVSC CRNCYSH EURO CURRENCY ETF	COM	46138K103	10	100	SH		DFND		100	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	1	9	SH	Call	DFND		9	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	59	318	SH	Put	DFND		318	0	0
ISHARES 20 PLS YEAR TREASURY BND ETF	COM	464287432	0	1	SH	Call	DFND		1	0	0
ISHARES 20 PLS YEAR TREASURY BND ETF	COM	464287432	0	1	SH	Put	DFND		1	0	0
ISHARES CHINA LARGE CAP ETF	COM	464287184	2	50	SH	Call	DFND		50	0	0
ISHARES IBOXX HIGH YIELD BOND ETF	COM	464288513	30	351	SH	Put	DFND		351	0	0
ISHARES MSCI EMERGING MARKETS ETF	COM	464287234	1,392	32,462	SH		DFND		32,462	0	0
ISHARES MSCI EMERGING MARKETS ETF	COM	464287234	4	100	SH	Put	DFND		100	0	0
ISHARES PHLX SEMICONDUCTOR ETF	COM	464287523	496	2,500	SH		SOLE		2,500	0	0
ISHARES RUSSELL 2000 ETF	COM	464287655	3	25	SH	Call	DFND		25	0	0
ISHARES RUSSELL 2000 ETF	COM	464287655	27	174	SH	Put	DFND		174	0	0
ISHARES SILVER TRUST ETF	COM	46428Q109	1	100	SH		DFND		100	0	0
ISHARES SILVER TRUST ETF	COM	46428Q109	3	270	SH	Call	DFND		270	0	0
ITRON ORD	COM	465741106	15	253	SH		SOLE		253	0	0
IVY HIGH INCOME OPPORTUNITIES CF	COM	465893105	100	7,400	SH		DFND		7,400	0	0
JD.COM ADR REP 2 CL A ORD	SPONSORED ADR	47215P106	118	3,919	SH		DFND		3,919	0	0
JD.COM ADR REP 2 CL A ORD	SPONSORED ADR	47215P106	3	100	SH	Call	DFND		100	0	0
JOHN HANCOCK FINANCIAL OPP CF	COM	409735206	129	4,033	SH		DFND		4,033	0	0
JPMORGAN CHASE ORD	COM	46625H100	111	1,000	SH		DFND		1,000	0	0
JPMORGAN CHASE ORD	COM	46625H100	3	30	SH	Call	DFND		30	0	0
JUNIPER NETWORKS ORD (NYS)	COM	48203R104	0	10	SH	Call	DFND		10	0	0
KALVISTA PHARMACEUTICALS ORD	COM	483497103	13	595	SH		SOLE		595	0	0
KAR AUCTION SERVICES ORD	COM	48238T109	50	2,000	SH		DFND		2,000	0	0
KARUNA THERAPEUTICS ORD	COM	48576A100	16	811	SH		SOLE		811	0	0
KARYOPHARM THERAPEUTICS ORD	COM	48576U106	5	1,000	SH		DFND		1,000	0	0
KB FINANCIAL GROUP ADR REP ONE ORD	SPONSORED ADR	48241A105	3	99	SH		SOLE		99	0	0
KELLY SERVICES CL B ORD	COM	488152307	35	1,390	SH		SOLE		1,390	0	0
KEMPER ORD	COM	488401100	80	930	SH		DFND		930	0	0
KEZAR LIFE SCIENCES ORD	COM	49372L100	11	1,492	SH		DFND		1,492	0	0
KHIRON LIFE SCIENCES ORD	COM	49374L306	1	1,000	SH		SOLE		1,000	0	0
KIRKLAND LAKE GOLD ORD	COM	49741E100	107	2,500	SH		DFND		2,500	0	0
KIRKLAND LAKE GOLD ORD	COM	49741E100	0	1	SH	Call	DFND		1	0	0
KLA TENCOR ORD	COM	482480100	1	11	SH		DFND		11	0	0
KNOLL ORD	COM	498904200	15	685	SH		SOLE		685	0	0
KNOWLES ORD	COM	49926D109	183	10,000	SH		SOLE		10,000	0	0
KOHL'S ORD	COM	500255104	4	100	SH	Call	DFND		100	0	0
KOREA ELECTRIC POWER ADR REP 1/2 ORD	SPONSORED ADR	500631106	54	4,953	SH		SOLE		4,953	0	0
KRAFT HEINZ ORD	COM	500754106	12	408	SH		DFND		408	0	0
KRATON ORD	COM	50077C106	5	165	SH		SOLE		165	0	0
KRATOS DEFENSE AND SECURITY SOLS ORD	COM	50077B207	171	7,500	SH		SOLE		7,500	0	0
KROGER ORD	COM	501044101	0	32	SH		DFND		32	0	0
KT ADR REP 1/2 ORD	SPONSORED ADR	48268K101	8,859	716,201	SH		SOLE		716,201	0	0
KUSHCO HOLDINGS ORD	COM	50133S103	5	1,000	SH		SOLE		1,000	0	0
LADDER CAPITAL CL A ORD	COM	505743104	8	486	SH		DFND		486	0	0
LAKELAND BANCORP ORD	COM	511637100	4	299	SH		DFND		299	0	0
LAKELAND FINANCIAL ORD	COM	511656100	4	104	SH		DFND		104	0	0
LAM RESEARCH ORD	COM	512807108	12	68	SH		DFND		68	0	0
LANDCADIA HOLDINGS II UNT	COM	51476X204	79	7,900	SH		SOLE		7,900	0	0
LANDEC ORD	COM	514766104	13	1,435	SH		SOLE		1,435	0	0
LENDINGTREE ORD	COM	52603B107	79	190	SH		DFND		190	0	0
LENNAR CL B ORD	COM	526057302	23	599	SH		SOLE		599	0	0
LEO HOLDINGS CL A ORD	COM	G5463L105	1,925	187,500	SH		SOLE		187,500	0	0
LEO HOLDINGS EQY WRT EXP 04/05/2023	COM	G5463L113	144	115,440	SH		SOLE		115,440	0	0
LG DISPLAY ADR REP 1/2 ORD	SPONSORED ADR	50186V102	3,956	510,497	SH		SOLE		510,497	0	0
LIBERTY BROADBAND SRS A ORD	COM	530307107	35	344	SH		SOLE		344	0	0
LIBERTY LATIN AMERICA CL C ORD	COM	G5480U153	171	10,000	SH		SOLE		10,000	0	0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	COM	531229607	78	2,060	SH		SOLE		2,060	0	0
LIFEVANTAGE ORD	COM	53222K205	16	1,300	SH		SOLE		1,300	0	0
LIGAND PHARMACEUTICALS ORD	COM	53220K504	14	125	SH		DFND		125	0	0
LILIS ENERGY ORD	COM	532403201	2	4,100	SH		SOLE		4,100	0	0
LIPOCINE ORD	COM	53630X104	27	14,240	SH		DFND		14,240	0	0
LIQTECH INTERNATIONAL ORD	COM	53632A201	99	10,000	SH		SOLE		10,000	0	0
LIQUIDIA TECHNOLOGIES ORD	COM	53635D202	3	493	SH		SOLE		493	0	0
LIVENT ORD	COM	53814L108	142	20,617	SH		DFND		20,617	0	0
LIVEXLIVE MEDIA ORD	COM	53839L208	5	1,290	SH		SOLE		1,290	0	0
LLOYDS BANKING GROUP ADR 4 ORD	SPONSORED ADR	539439109	7,173	2,525,945	SH		SOLE		2,525,945	0	0
LMP CAPITAL & INCM CF	COM	50208A102	16	1,215	SH		DFND		1,215	0	0
LOUISIANA PACIFIC ORD	COM	546347105	2	100	SH		SOLE		100	0	0
LOVESAC COMPANY ORD	COM	54738L109	127	4,094	SH		DFND		4,094	0	0
LSC COMMUNICATIONS ORD	COM	50218P107	175	47,942	SH		DFND		47,942	0	0
LULULEMON ATHLETICA ORD	COM	550021109	116	644	SH		DFND		644	0	0
LYONDELLBASELL INDUSTRIES CL A ORD	COM	N53745100	3,166	36,763	SH		SOLE		36,763	0	0
MAG SILVER ORD	COM	55903Q104	0	40	SH		DFND		40	0	0
MAGELLAN HEALTH ORD	COM	559079207	502	6,776	SH		DFND		6,776	0	0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF	COM	G5753U138	49	10,000	SH		SOLE		10,000	0	0
MAIDEN HOLDINGS LTD	COM	560292302	697	43,605	SH		SOLE		43,605	0	0
MAIDEN HOLDINGS ORD	COM	G5753U112	0	400	SH		SOLE		400	0	0
MAKEMYTRIP ORD	COM	V5633W109	4	183	SH		SOLE		183	0	0
MALVERN BANCORP ORD	COM	561409103	54	2,489	SH		DFND		2,489	0	0
MARKER THERAPEUTICS ORD	COM	57055L107	197	24,883	SH		DFND		24,883	0	0
MARLIN BUSINESS SERVICES ORD	COM	571157106	16	676	SH		DFND		676	0	0
MARRIOTT INTERNATIONAL CL A ORD	COM	571903202	35	251	SH		DFND		251	0	0
MARSH & MCLENNAN ORD	COM	571748102	149	1,500	SH		DFND		1,500	0	0
MAXIM INTEGRATED PRODUCTS ORD	COM	57772K101	25	424	SH		DFND		424	0	0
MAYVILLE ENGINEERING CO ORD	COM	578605107	59	4,340	SH		DFND		4,340	0	0
MCKESSON ORD	COM	58155Q103	174	1,296	SH		DFND		1,296	0	0
MDU RESOURCES GROUP ORD	COM	552690109	14	567	SH		DFND		567	0	0
MEDALLION FINANCIAL ORD	COM	583928106	0	80	SH		DFND		80	0	0
MEDIDATA SOLUTIONS ORD	COM	58471A105	13	152	SH	Call	SOLE		152	0	0
MEGALITH FINANCIAL ACQUISITION UNT	COM	58518F208	78	7,700	SH		SOLE		7,700	0	0
MELLANOX TECHNOLOGIES ORD	COM	M51363113	5,272	47,646	SH		SOLE		47,646	0	0
MERCADOLIBRE ORD	COM	58733R102	13	22	SH		DFND		22	0	0
MFS CHARTER INCOME CF	COM	552727109	36	4,475	SH		DFND		4,475	0	0
MGIC INVESTMENT ORD	COM	552848103	80	6,160	SH		DFND		6,160	0	0
MICROCHIP TECHNOLOGY ORD	COM	595017104	8	100	SH		DFND		100	0	0
MICRON SOLUTIONS ORD	COM	59511X105	240	98,155	SH		SOLE		98,155	0	0
MICRON TECHNOLOGY ORD	COM	595112103	897	23,251	SH		DFND		23,251	0	0
MICRON TECHNOLOGY ORD	COM	595112103	5	150	SH	Call	DFND		150	0	0
MICRON TECHNOLOGY ORD	COM	595112103	0	7	SH	Put	DFND		7	0	0
MICROSOFT ORD	COM	594918104	550	4,106	SH		DFND		4,106	0	0
MODERNA ORD	COM	60770K107	314	21,500	SH		DFND		21,500	0	0
MOHAWK GROUP HOLDINGS ORD	COM	608189106	3	400	SH		SOLE		400	0	0
MONDELEZ INTERNATIONAL CL A ORD	COM	609207105	35	652	SH		DFND		652	0	0
MONEYGRAM INTERNATIONAL ORD	COM	60935Y208	12	5,200	SH		DFND		5,200	0	0
MONEYGRAM INTERNATIONAL ORD	COM	60935Y208	0	105	SH	Call	DFND		105	0	0
MONGODB CL A ORD	COM	60937P106	30	200	SH		DFND		200	0	0
MORGAN STANL DS REP 1/1000 SRS E PRF	COM	61762V200	2	92	SH		SOLE		92	0	0
MORGAN STANLEY EMERGING MKT DEBT CF	COM	61744H105	156	16,794	SH		DFND		16,794	0	0
MOTUS GI HOLDINGS ORD	COM	62014P108	446	147,500	SH		SOLE		147,500	0	0
MOUNTAIN PROVINCE DIAMONDS ORD	COM	62426E402	23	22,550	SH		SOLE		22,550	0	0
MS EMERGING MARKTS DOMESTIC DEBT CF	COM	617477104	17	2,522	SH		DFND		2,522	0	0
MSC INDUSTRIAL CL A ORD	COM	553530106	29	400	SH		DFND		400	0	0
MULTI COLOR ORD (NMS)	COM	625383104	0	20	SH	Call	SOLE		20	0	0
MULTI COLOR ORD (NMS)	COM	625383104	1	40	SH	Put	SOLE		40	0	0
MUSTANG BIO ORD	COM	62818Q104	736	200,000	SH		SOLE		200,000	0	0
MYLAN ORD	COM	N59465109	182	9,596	SH		SOLE		9,596	0	0
MYLAN ORD	COM	N59465109	1	63	SH	Call	SOLE		63	0	0
MYOKARDIA ORD	COM	62857M105	15	307	SH		DFND		307	0	0
MYRIAD GENETICS ORD	COM	62855J104	34	1,250	SH		SOLE		1,250	0	0
MYRIAD GENETICS ORD	COM	62855J104	0	5	SH	Call	SOLE		5	0	0
NASPERS SPON 5 ADR REP CL N ORD	SPONSORED ADR	631512209	0	4	SH		SOLE		4	0	0
NATIONAL BANK HOLDINGS CL A ORD	COM	633707104	4	131	SH		SOLE		131	0	0
NATIONAL GENERAL HOLDINGS ORD	COM	636220303	13	605	SH		DFND		605	0	0
NAVISTAR INTERNATIONAL ORD	COM	63934E108	34	1,000	SH		DFND		1,000	0	0
NELNET CL A ORD	COM	64031N108	14	245	SH		DFND		245	0	0
NETAPP ORD	COM	64110D104	6	112	SH		DFND		112	0	0
NETFLIX ORD	COM	64110L106	254	693	SH		DFND		693	0	0
NETFLIX ORD	COM	64110L106	12	33	SH	Put	DFND		33	0	0
NEUBERGER BERMAN HGH YLD STRATGS CF	COM	64128C106	198	17,000	SH		DFND		17,000	0	0
NEW AGE BEVERAGES ORD	COM	64157V108	0	51	SH	Call	DFND		51	0	0
NEW AMERICA HIGH INCOME CF	COM	641876800	8	912	SH		DFND		912	0	0
NEW RELIC ORD	COM	64829B100	78	902	SH		DFND		902	0	0
NEW RESIDENTIAL INVESTMENT REIT ORD	COM	64828T201	14	961	SH		DFND		961	0	0
NEW YORK TIMES CL A ORD	COM	650111107	80	2,470	SH		DFND		2,470	0	0
NEWELL BRANDS ORD	COM	651229106	231	15,000	SH		DFND		15,000	0	0
NEWELL BRANDS ORD	COM	651229106	1	100	SH	Call	DFND		100	0	0
NEWMONT GOLDCORP ORD	COM	651639106	0	25	SH	Call	DFND		25	0	0
NEWPARK RSC ORD	COM	651718504	4	631	SH		SOLE		631	0	0
NEXPOINT STRATEGIC OPPORTUNITIES CF	COM	65340G205	24	1,318	SH		DFND		1,318	0	0
NEXSTAR MEDIA GROUP CL A ORD	COM	65336K103	80	800	SH		DFND		800	0	0
NIELSEN HOLDINGS ORD	COM	G6518L108	0	15	SH	Call	SOLE		15	0	0
NII HOLDINGS ORD	COM	62913F508	726	430,000	SH		DFND		430,000	0	0
NINTENDO ADR	COM	654445303	0	4	SH		DFND		4	0	0
NIO ADS REP 1 CL A ORD	COM	62914V106	8	3,400	SH		DFND		3,400	0	0
NJ RESOURCES ORD	COM	646025106	12	243	SH		DFND		243	0	0
NL INDUSTRIES ORD	COM	629156407	10	2,944	SH		SOLE		2,944	0	0
NOBLE ORD	COM	G65431101	3	2,037	SH		SOLE		2,037	0	0
NOKIA ADR REPSG 1 SER A ORD	SPONSORED ADR	654902204	322	64,292	SH		DFND		64,292	0	0
NOODLES CL A ORD	COM	65540B105	15	2,010	SH		DFND		2,010	0	0
NORDSTROM ORD	COM	655664100	7	225	SH	Call	DFND		225	0	0
NORTHERN DYNASTY MINERALS ORD	COM	66510M204	12	20,000	SH		DFND		20,000	0	0
NORTHERN OIL AND GAS ORD	COM	665531109	4	2,118	SH		DFND		2,118	0	0
NORTHSTAR REALTY EUROPE ORD	COM	66706L101	82	5,000	SH		DFND		5,000	0	0
NRTN TR 1000 DS REP 1 SRS C PREP PRF	COM	665859872	30	1,200	SH		SOLE		1,200	0	0
NUVEEN AMT FREE MNCPL CRDT INCM CF	COM	67071L106	30	1,944	SH		DFND		1,944	0	0
NUVEEN AMT FREE MUNICIPAL CF	COM	670695105	2	162	SH		DFND		162	0	0
NUVEEN AMT FREE QLTY MNCPL INCM CF	COM	670657105	6	486	SH		DFND		486	0	0
NUVEEN ARIZONA QLTY MNCPL INCM CF	COM	67061W104	2	162	SH		DFND		162	0	0
NUVEEN CALIF SELECT TAX-FREE INCM CF	COM	67063R103	1	81	SH		DFND		81	0	0
NUVEEN CALIFORNIA MUNICIPAL VALUE CF	COM	67062C107	2	243	SH		DFND		243	0	0
NUVEEN CALIFORNIA MUNICIPL VAL 2 CF	COM	6706EB106	1	81	SH		DFND		81	0	0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF	COM	67066Y105	9	648	SH		DFND		648	0	0
NUVEEN CORE EQUITY ALPHA CF	COM	67090X107	18	1,296	SH		DFND		1,296	0	0
NUVEEN CREDIT OPPORTUNITIES 2022 CF	COM	67075U102	0	81	SH		DFND		81	0	0
NUVEEN CREDIT STRATEGIES INCOME CF	COM	67073D102	497	62,810	SH		DFND		62,810	0	0
NUVEEN DIVERSIFIED DIVIDEND INCM CF	COM	6706EP105	11	1,053	SH		DFND		1,053	0	0
NUVEEN DOW 30SM DYNAMIC OVRWRT CF	COM	67075F105	31	1,773	SH		DFND		1,773	0	0
NUVEEN ENHANCED MUNICIPAL VALUE CF	COM	67074M101	2	162	SH		DFND		162	0	0
NUVEEN FLOATG RATE INCM OPPORTNTY CF	COM	6706EN100	5	567	SH		DFND		567	0	0
NUVEEN FLOATING RATE INCOME CF	COM	67072T108	31	3,240	SH		DFND		3,240	0	0
NUVEEN GEORGIA QLTY MNCPL INCM CF	COM	67072B107	2	162	SH		DFND		162	0	0
NUVEEN GLOBAL HIGH INCOME CF	COM	67075G103	28	1,828	SH		DFND		1,828	0	0
NUVEEN HG INCM NOV 2021 TRGT NAV CF	COM	67077N106	3	324	SH		SOLE		324	0	0
NUVEEN HIGH INCOME 2020 CF	COM	67075L102	70	7,103	SH		DFND		7,103	0	0
NUVEEN INTERMEDIATE DURATION MUNI CF	COM	670671106	3	243	SH		DFND		243	0	0
NUVEEN MARYLAND QLTY MNCPL INCM CF	COM	67061Q107	66	5,162	SH		DFND		5,162	0	0
NUVEEN MASACHUSET QLTY MNCPL INCM CF	COM	67061E104	1	81	SH		DFND		81	0	0
NUVEEN MICHIGAN QLTY MNCPL INCM CF	COM	670979103	11	856	SH		DFND		856	0	0
NUVEEN MORTGAGE OPPORTUNITY TERM CF	COM	670735109	3	162	SH		DFND		162	0	0
NUVEEN MUNI HIGH INC OPPORTUNITY CF	COM	670682103	6	486	SH		DFND		486	0	0
NUVEEN MUNICIPAL 2021 TARGET TERM CF	COM	670687102	1	200	SH		SOLE		200	0	0
NUVEEN MUNICIPAL CREDIT INCOME CF	COM	67070X101	106	6,782	SH		DFND		6,782	0	0
NUVEEN MUNICIPAL INCOME CF	COM	67062J102	1	162	SH		DFND		162	0	0
NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF	COM	670699107	39	1,782	SH		DFND		1,782	0	0
NUVEEN NEW JERSEY QLTY MNCPL INCM CF	COM	67069Y102	5	405	SH		DFND		405	0	0
NUVEEN NEW YORK QLTY MNCPL INCM CF	COM	67066X107	2	162	SH		DFND		162	0	0
NUVEEN NY AMT FREE QLT MNCPL INCM CF	COM	670656107	76	5,816	SH		DFND		5,816	0	0
NUVEEN NY SELECT TAX-FREE INCM CF	COM	67063V104	1	81	SH		DFND		81	0	0
NUVEEN OHIO QLTY MNCPL INCM CF	COM	670980101	2	162	SH		DFND		162	0	0
NUVEEN PNSYLVANIA QLTY MNCPL INCM CF	COM	670972108	5	405	SH		DFND		405	0	0
NUVEEN PREF AND INCM SECURITIES CF	COM	67072C105	19	2,025	SH		DFND		2,025	0	0
NUVEEN PREFERRD AND INCM 2022 TRM CF	COM	46623C202	3	162	SH		DFND		162	0	0
NUVEEN PREFERRED AND INCM OPP CF	COM	67073B106	6	648	SH		DFND		648	0	0
NUVEEN PREFERRED AND INCOME TERM CF	COM	67075A106	5	243	SH		DFND		243	0	0
NUVEEN QUALITY MUNICIPAL INCM CF	COM	67066V101	4	324	SH		DFND		324	0	0
NUVEEN REAL ASSET INCOME AND GRO CF	COM	67074Y105	5	324	SH		DFND		324	0	0
NUVEEN REAL ESTATE INCOME CF	COM	67071B108	7	729	SH		DFND		729	0	0
NUVEEN S P 500 BUY WRITE INC CF	COM	6706ER101	26	2,025	SH		DFND		2,025	0	0
NUVEEN S P 500 DYNAMIC OVRWRT CF	COM	6706EW100	19	1,215	SH		DFND		1,215	0	0
NUVEEN SELECT TAX FREE INCOME 2 CF	COM	67063C106	2	162	SH		DFND		162	0	0
NUVEEN SELECT TAX-FREE INCOME 3 CF	COM	67063X100	2	162	SH		DFND		162	0	0
NUVEEN SELECT TAX-FREE INCOME CF	COM	67062F100	2	162	SH		DFND		162	0	0
NUVEEN SENIOR INCOME CF	COM	67067Y104	1	324	SH		DFND		324	0	0
NUVEEN SHORT DURATION CREDIT CF	COM	67074X107	5	324	SH		DFND		324	0	0
NUVEEN TAX ADVNTGD DIVDND GRWTH CF	COM	67073G105	10	648	SH		DFND		648	0	0
NUVEEN TAX-ADVANTAGED TOTAL RETN CF	COM	67090H102	5	486	SH		DFND		486	0	0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF	COM	67074C103	318	14,982	SH		DFND		14,982	0	0
NUVEEN VIRGINIA QLTY MNCPL INCM CF	COM	67064R102	2	162	SH		DFND		162	0	0
NUVEN CALIFOR AMT FREE QLT MNCPL CF	COM	670651108	2	162	SH		DFND		162	0	0
NVIDIA ORD	COM	67066G104	1,841	11,215	SH		DFND		11,215	0	0
NXCHAIN ORD	COM	629471103	1	800	SH		SOLE		800	0	0
NXP SEMICONDUCTORS ORD	COM	N6596X109	746	7,649	SH		SOLE		7,649	0	0
NXP SEMICONDUCTORS ORD	COM	N6596X109	0	2	SH	Put	SOLE		2	0	0
O'REILLY AUTOMOTIVE ORD	COM	67103H107	553	1,500	SH		DFND		1,500	0	0
O'REILLY AUTOMOTIVE ORD	COM	67103H107	1	5	SH	Put	DFND		5	0	0
OAKTREE CAPITAL GROUP CL A UNT (NYS)	COM	674001201	0	6	SH	Call	SOLE		6	0	0
OAKTREE CAPITAL GROUP CL A UNT (NYS)	COM	674001201	0	2	SH	Put	SOLE		2	0	0
OAKTREE SPECIALTY LENDING ORD	COM	67401P108	13	2,583	SH		DFND		2,583	0	0
OASMIA PHARMACEUTICAL ADR REP 3 ORD	SPONSORED ADR	67421W109	2	2,600	SH		SOLE		2,600	0	0
OCCIDENTAL PETROLEUM ORD	COM	674599105	25	516	SH	Put	DFND		516	0	0
OFFICE DEPOT ORD	COM	676220106	0	50	SH	Put	DFND		50	0	0
OHR PHARMACEUTICAL ORD	COM	67778H309	104	30,520	SH		SOLE		30,520	0	0
OLD POINT FINANCIAL ORD	COM	680194107	4	216	SH		SOLE		216	0	0
OLLIES BARGAIN OUTLET HLDG ORD	COM	681116109	81	930	SH		DFND		930	0	0
OMEROS ORD (NMS)	COM	682143102	0	5	SH	Call	SOLE		5	0	0
ONEOK ORD	COM	682680103	0	6	SH		DFND		6	0	0
ONESPAWORLD HOLDINGS LTD	COM	P73684105	93	20,000	SH		SOLE		20,000	0	0
OPKO HEALTH ORD	COM	68375N103	0	200	SH		SOLE		200	0	0
ORACLE ORD	COM	68389X105	0	5	SH	Call	DFND		5	0	0
ORBCOMM ORD	COM	68555P100	4	660	SH		SOLE		660	0	0
OSMOTICA PHARMACEUTICALS ORD	COM	G6S41R101	15	4,046	SH		SOLE		4,046	0	0
OUTFRONT MEDIA ORD	COM	69007J106	3	147	SH		DFND		147	0	0
OVERSTOCK COM ORD	COM	690370101	243	17,930	SH		DFND		17,930	0	0
OVERSTOCK COM ORD	COM	690370101	4	350	SH	Call	DFND		350	0	0
OWENS ILLINOIS ORD	COM	690768403	2	145	SH		DFND		145	0	0
PACCAR ORD	COM	693718108	11	157	SH		DFND		157	0	0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD	COM	69404D108	67	11,200	SH		DFND		11,200	0	0
PACW PACWEST BANCORP ORD	COM	695263103	4	126	SH		DFND		126	0	0
PALO ALTO NETWORKS ORD	COM	697435105	20	100	SH		DFND		100	0	0
PAMPA ENERGIA ADR REPSG 25 ORD	SPONSORED ADR	697660207	49	1,435	SH		SOLE		1,435	0	0
PAN AMER SILVER ORD	COM	697900108	16	1,270	SH		DFND		1,270	0	0
PAN AMER SILVER ORD	COM	697900108	0	16	SH	Put	DFND		16	0	0
PARATEK PHARMACEUTICALS ORD	COM	699374302	1	500	SH		SOLE		500	0	0
PARETEUM ORD	COM	69946T207	0	50	SH	Call	SOLE		50	0	0
PARKER HANNIFIN ORD	COM	701094104	68	400	SH		DFND		400	0	0
PARSLEY ENERGY CL A ORD	COM	701877102	6	330	SH		DFND		330	0	0
PATTERN ENERGY GROUP CL A ORD	COM	70338P100	30	1,327	SH		DFND		1,327	0	0
PATTERSON COMPANIES ORD	COM	703395103	208	9,100	SH		DFND		9,100	0	0
PATTERSON COMPANIES ORD	COM	703395103	0	15	SH	Call	DFND		15	0	0
PAYCHEX ORD	COM	704326107	8	100	SH	Put	DFND		100	0	0
PAYLOCITY HOLDING ORD	COM	70438V106	79	850	SH		SOLE		850	0	0
PAYPAL HOLDINGS ORD	COM	70450Y103	203	1,782	SH		DFND		1,782	0	0
PCM FUND CF	COM	69323T101	1	162	SH		DFND		162	0	0
PCM ORD	COM	69323K100	0	5	SH	Put	SOLE		5	0	0
PDVWIRELESS ORD	COM	69290R104	70	1,500	SH		SOLE		1,500	0	0
PEAPACK GLADSTONE FINANCIAL ORD	COM	704699107	4	176	SH		DFND		176	0	0
PENNANTPARK FLOATING RATE CAPITA ORD	COM	70806A106	229	19,890	SH		DFND		19,890	0	0
PENNANTPARK INVESTMENT ORD	COM	708062104	61	9,810	SH		DFND		9,810	0	0
PEPSICO ORD	COM	713448108	76	585	SH		DFND		585	0	0
PERSHING SQR HLDNGS REG S CL USD ORD (PNK)	COM	G7016V101	445	25,100	SH		SOLE		25,100	0	0
PERSONALIS ORD	COM	71535D106	119	4,401	SH		DFND		4,401	0	0
PERSPECTA ORD	COM	715347100	27	1,193	SH		SOLE		1,193	0	0
PETROLEO BRASILEIRO ADR REPSTG 2 ORD	SPONSORED ADR	71654V408	768	49,350	SH		DFND		49,350	0	0
PG&E ORD	COM	69331C108	0	4	SH	Call	DFND		4	0	0
PG&E ORD	COM	69331C108	1	76	SH	Put	DFND		76	0	0
PGIM GLOBAL HIGH YIELD CF	COM	69346J106	48	3,333	SH		DFND		3,333	0	0
PGIM HIGH YIELD BOND CF	COM	69346H100	40	2,785	SH		DFND		2,785	0	0
PHIBRO ANIMAL HEALTH CL A ORD	COM	71742Q106	33	1,040	SH		SOLE		1,040	0	0
PHUNWARE ORD	COM	71948P100	1	400	SH		DFND		400	0	0
PILGRIMS PRIDE ORD	COM	72147K108	705	27,800	SH		SOLE		27,800	0	0
PILGRIMS PRIDE ORD	COM	72147K108	25	1,019	SH	Call	SOLE		1,019	0	0
PIMCO CALIFOR MUNI INCM III CF	COM	72201C109	3	324	SH		DFND		324	0	0
PIMCO CALIFORNIA MUNICI INCOME II CF	COM	72200M108	3	324	SH		DFND		324	0	0
PIMCO CALIFORNIA MUNICIPAL INCOME CF	COM	72200N106	3	162	SH		DFND		162	0	0
PIMCO CORP INCOME CF	COM	72200U100	5	324	SH		DFND		324	0	0
PIMCO CORPORATE OPPORTUNITY CF	COM	72201B101	27	1,539	SH		DFND		1,539	0	0
PIMCO DYNAMIC INCOME CF	COM	72201Y101	15	486	SH		DFND		486	0	0
PIMCO DYNMC CRDT AND MRTG INCM CF	COM	72202D106	261	10,949	SH		DFND		10,949	0	0
PIMCO ENRG TCTCL CRT OPPO CF	COM	69346N107	52	2,692	SH		SOLE		2,692	0	0
PIMCO GLOBAL STOCKSPLUS INCOME CF	COM	722011103	3	243	SH		DFND		243	0	0
PIMCO HIGH INCOME CF	COM	722014107	11	1,458	SH		DFND		1,458	0	0
PIMCO INCOME OPPORTUNITY CF	COM	72202B100	6	243	SH		DFND		243	0	0
PIMCO INCOME STRATEGY CF	COM	72201H108	2	243	SH		DFND		243	0	0
PIMCO INCOME STRATEGY II CF	COM	72201J104	8	823	SH		DFND		823	0	0
PIMCO MUNICIPAL INCOME CF	COM	72200R107	8	567	SH		DFND		567	0	0
PIMCO MUNICIPAL INCOME II CF	COM	72200W106	10	729	SH		DFND		729	0	0
PIMCO MUNICIPAL INCOME III CF	COM	72201A103	127	10,354	SH		DFND		10,354	0	0
PIMCO NEW YORK MUN INCOME III CF	COM	72201E105	0	81	SH		DFND		81	0	0
PIMCO NEW YORK MUNICI INCOME II CF	COM	72200Y102	1	162	SH		DFND		162	0	0
PIMCO STRATEGIC INCOME CF	COM	72200X104	3	405	SH		DFND		405	0	0
PIONEER HIGH INCOME CF	COM	72369H106	4	546	SH		DFND		546	0	0
PIONEER MUNICIPAL HIGH INCOME ADV CF	COM	723762100	9	908	SH		DFND		908	0	0
PIONEER MUNICIPAL HIGH INCOME CF	COM	723763108	46	3,818	SH		DFND		3,818	0	0
PITNEY BOWES ORD	COM	724479100	42	10,000	SH		DFND		10,000	0	0
PITNEY BOWES ORD	COM	724479100	1	250	SH	Call	DFND		250	0	0
PIVOTAL ACQUISITION CL A ORD	COM	72583A101	7,120	701,478	SH		DFND		701,478	0	0
PIVOTAL ACQUISITION CL A RED UNT	COM	72583A200	1,456	125,600	SH		DFND		125,600	0	0
PIVOTAL SOFTWARE CL A ORD	COM	72582H107	125	11,861	SH		SOLE		11,861	0	0
PIVOTAL SOFTWARE CL A ORD	COM	72582H107	1	100	SH	Call	SOLE		100	0	0
PLANET FITNESS CL A ORD	COM	72703H101	80	1,110	SH		DFND		1,110	0	0
PLUMAS BANCORP ORD	COM	729273102	4	187	SH		SOLE		187	0	0
POINTER TELOCATION ORD	COM	M7946T104	39	2,615	SH		SOLE		2,615	0	0
POTNETWORK HOLDINGS INC	COM	737636209	0	3,000	SH		SOLE		3,000	0	0
PPL ORD	COM	69351T106	468	15,104	SH		DFND		15,104	0	0
PREFERRED APARTMENT COMM REIT ORD	COM	74039L103	13	879	SH		DFND		879	0	0
PREVAIL THERAPEUTICS ORD	COM	74140Y101	7	600	SH		DFND		600	0	0
PRIMERICA ORD	COM	74164M108	80	670	SH		SOLE		670	0	0
PRIMORIS SERVICES ORD	COM	74164F103	4	237	SH		SOLE		237	0	0
PRINCIPAL REAL ESTATE INCOME CF	COM	74255X104	118	6,203	SH		SOLE		6,203	0	0
PROFIRE ENERGY ORD	COM	74316X101	0	228	SH		DFND		228	0	0
PROS HOLDINGS ORD	COM	74346Y103	16	257	SH		DFND		257	0	0
PROSHARES ULTRA S&P 500 ETF	COM	74347R107	116	924	SH		DFND		924	0	0
PROSHARES ULTRA VIX SHORT TERM ETF	COM	74347W148	71	2,259	SH		DFND		2,259	0	0
PROSHARES ULTRASHORT S&P 500 ETF	COM	74347B383	24	792	SH		DFND		792	0	0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF	COM	74347B201	167	5,800	SH		DFND		5,800	0	0
PROVIDENCE SERVICE ORD	COM	743815102	12	221	SH		SOLE		221	0	0
PUTNAM MASTER INTERMEDIATE INCOME CF	COM	746909100	1	243	SH		DFND		243	0	0
PUTNAM MUNICIPAL OPPORTUNITIES CF	COM	746922103	6	486	SH		DFND		486	0	0
PUTNAM PREMIER INCOME CF	COM	746853100	4	972	SH		DFND		972	0	0
PYXUS INTERNATIONAL ORD	COM	74737V106	182	12,000	SH		DFND		12,000	0	0
QEP RESOURCES ORD	COM	74733V100	18	2,500	SH		DFND		2,500	0	0
QEP RESOURCES ORD	COM	74733V100	0	32	SH	Call	DFND		32	0	0
QUAD GRAPHICS CL A ORD (NYS)	COM	747301109	2	320	SH	Call	DFND		320	0	0
QUALCOMM ORD	COM	747525103	612	8,051	SH		DFND		8,051	0	0
QUALCOMM ORD	COM	747525103	0	5	SH	Call	DFND		5	0	0
QUOTIENT ORD	COM	G73268107	195	20,869	SH		SOLE		20,869	0	0
QUTOUTIAO 4 ADR REP CL A ORD (NMS)	COM	74915J107	3	855	SH	Call	DFND		855	0	0
RANPAK HOLDINGS CL A ORD	COM	75321W103	4	500	SH		DFND		500	0	0
RAPID7 ORD	COM	753422104	57	1,000	SH		DFND		1,000	0	0
RE MAX HOLDINGS CL A ORD	COM	75524W108	21	700	SH		DFND		700	0	0
REALOGY HOLDINGS ORD	COM	75605Y106	3	500	SH	Put	DFND		500	0	0
RED HAT ORD	COM	756577102	47,605	253,543	SH		DFND		253,543	0	0
REGENERON PHARMACEUTICALS ORD	COM	75886F107	2	7	SH		DFND		7	0	0
REGIONAL MANAGEMENT ORD	COM	75902K106	10	399	SH		SOLE		399	0	0
REGULUS RESOURCES ORD	COM	75915G100	2	2,500	SH		DFND		2,500	0	0
REPLAY ACQUISITION UNT	COM	G75130123	97	9,750	SH		SOLE		9,750	0	0
REVANCE THERAPEUTICS ORD	COM	761330109	37	2,901	SH		DFND		2,901	0	0
REVOLVE GROUP CL A ORD	COM	76156B107	118	3,441	SH		DFND		3,441	0	0
REWALK ROBOTICS LTD	COM	M8216Q200	326	75,120	SH		SOLE		75,120	0	0
RIO TINTO ADR REP ONE ORD	SPONSORED ADR	767204100	2,921	46,865	SH		DFND		46,865	0	0
RITE AID ORD	COM	767754872	1	205	SH		SOLE		205	0	0
RIVERNORTH DOUBLLINE STRTGC OPTY CF	COM	76882G107	228	13,391	SH		SOLE		13,391	0	0
RIVERNORTH OPPORTUNI MUN INC NAV CF	COM	76883F108	214	10,038	SH		SOLE		10,038	0	0
ROKU CL A ORD	COM	77543R102	80	890	SH		DFND		890	0	0
ROSS STORES ORD	COM	778296103	16	166	SH		DFND		166	0	0
RR DONNELLEY AND SONS ORD	COM	257867200	4	2,064	SH		SOLE		2,064	0	0
RTW RETAILWINDS ORD	COM	74980D100	4	2,389	SH		SOLE		2,389	0	0
RUSH ENTERPRISES CL A ORD	COM	781846209	38	1,050	SH		SOLE		1,050	0	0
SABRA HEALTH CARE REIT ORD	COM	78573L106	10	514	SH		DFND		514	0	0
SABRE ORD	COM	78573M104	444	20,000	SH		DFND		20,000	0	0
SAFEGUARD SCIENTIFICS ORD	COM	786449207	78	6,500	SH		SOLE		6,500	0	0
SAILPOINT TECHNOLOGIES HOLDINGS ORD	COM	78781P105	521	26,000	SH		DFND		26,000	0	0
SALLY BEAUTY HOLDINGS ORD (NYS)	COM	79546E104	1	85	SH	Put	DFND		85	0	0
SAMSUNG ELECTRONICS REG S GDR	COM	796050888	1	1	SH		SOLE		1	0	0
SANDERSON FARMS ORD	COM	800013104	54	400	SH		DFND		400	0	0
SANDERSON FARMS ORD	COM	800013104	18	138	SH	Call	DFND		138	0	0
SANDRIDGE MISSISSIPPIAN UNT	COM	80007T101	1	2,234	SH		DFND		2,234	0	0
SANDSTORM GOLD ORD	COM	80013R206	109	19,800	SH		DFND		19,800	0	0
SANGAMO THERAPEUTICS ORD	COM	800677106	5	513	SH		DFND		513	0	0
SAREPTA THERAPEUTICS ORD	COM	803607100	574	3,778	SH		DFND		3,778	0	0
SAREPTA THERAPEUTICS ORD	COM	803607100	0	1	SH	Call	DFND		1	0	0
SB ONE BANCORP ORD	COM	78413T103	89	4,000	SH		DFND		4,000	0	0
SCHNEIDER NATIONAL CL B ORD	COM	80689H102	10	600	SH		SOLE		600	0	0
SCHOLAR ROCK HOLDING ORD	COM	80706P103	3	230	SH		DFND		230	0	0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD	COM	80821R109	0	62	SH		DFND		62	0	0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT	COM	80821R208	9	951	SH		DFND		951	0	0
SCHWAB EMERGING MARKETS EQUITY ETF	COM	808524706	25	972	SH		DFND		972	0	0
SCHWAB FUNDA EMG MKTS LARGE COM ETF	COM	808524730	16	567	SH		DFND		567	0	0
SCHWAB FUNDAMENTAL INL LARGE COM ETF	COM	808524755	6	243	SH		DFND		243	0	0
SCHWAB INTERNATNAL SMALL CAP EQY ETF	COM	808524888	18	567	SH		DFND		567	0	0
SCHWAB US DIVIDEND EQUITY ETF	COM	808524797	111	2,106	SH		DFND		2,106	0	0
SCHWAB US LARGE CAP ETF	COM	808524201	280	4,000	SH		SOLE		4,000	0	0
SCHWAB US LARGE CAP VALUE ETF	COM	808524409	18	324	SH		DFND		324	0	0
SCHWAB US SMALL CAP ETF	COM	808524607	46	648	SH		DFND		648	0	0
SCORPIO TANKERS ORD	COM	Y7542C106	215	7,300	SH		SOLE		7,300	0	0
SCOTTS MIRACLE GRO ORD (NYS)	COM	810186106	0	5	SH	Call	DFND		5	0	0
SEA ADS REP CL A ORD	COM	81141R100	200	6,041	SH		DFND		6,041	0	0
SEACOAST BANKING OF FLORIDA ORD	COM	811707801	4	187	SH		DFND		187	0	0
SEADRILL ORD	COM	G7945E105	4	1,125	SH		SOLE		1,125	0	0
SEANERGY MARITIME HOLDINGS ORD	COM	Y73760301	4	7,000	SH		SOLE		7,000	0	0
SECOND STREET CAPITAL ORD	COM	813630100	0	20	SH		SOLE		20	0	0
SECURITY DEVICES INTL ORD	COM	814196101	315	1,858,017	SH		SOLE		1,858,017	0	0
SELECT SECTOR INDUSTRIAL SPDR ETF	COM	81369Y704	144	1,868	SH		DFND		1,868	0	0
SELECT STR FINANCIAL SELECT SPDR ETF	COM	81369Y605	2	100	SH	Put	DFND		100	0	0
SEMTECH ORD	COM	816850101	458	9,550	SH		SOLE		9,550	0	0
SENECA FOODS CL B ORD	COM	817070105	47	1,732	SH		SOLE		1,732	0	0
SESEN BIO ORD	COM	817763105	37	25,000	SH		SOLE		25,000	0	0
SHINHAN FINANCIAL ADR REPSG 1 ORD	SPONSORED ADR	824596100	432	11,118	SH		SOLE		11,118	0	0
SHOPIFY CL A SUB VTG ORD	COM	82509L107	9	30	SH	Put	DFND		30	0	0
SHUTTERFLY ORD	COM	82568P304	252	5,000	SH		DFND		5,000	0	0
SHUTTERFLY ORD	COM	82568P304	1	20	SH	Put	DFND		20	0	0
SIGMA DESIGNS ORD	COM	826565103	0	6,300	SH		SOLE		6,300	0	0
SIGNATURE BANK ORD (NMS)	COM	82669G104	1	15	SH	Put	SOLE		15	0	0
SILK ROAD MEDICAL ORD	COM	82710M100	70	1,458	SH		DFND		1,458	0	0
SILVERBOW RESOURCES ORD	COM	82836G102	4	297	SH		SOLE		297	0	0
SILVERCREST METALS ORD	COM	828363101	40	10,000	SH		SOLE		10,000	0	0
SINCLAIR BROADCAST GROUP CL A ORD	COM	829226109	80	1,500	SH		DFND		1,500	0	0
SK TELECOM ADR RPSTNG 1/9 ORD	SPONSORED ADR	78440P108	1,476	59,656	SH		SOLE		59,656	0	0
SLACK TECHNOLOGIES CL A ORD	COM	83088V102	11	297	SH		DFND		297	0	0
SLM ORD	COM	78442P106	24	2,500	SH		SOLE		2,500	0	0
SMARTFINANCIAL ORD	COM	83190L208	5	232	SH		SOLE		232	0	0
SMARTSHEET CL A ORD	COM	83200N103	1	36	SH		DFND		36	0	0
SNAP CL A ORD	COM	83304A106	190	13,301	SH		DFND		13,301	0	0
SOCIAL CAPITAL HEDOSOPHIA HOLD UNT	COM	G8250R111	277	25,987	SH		SOLE		25,987	0	0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD	COM	G8250R103	1,575	151,102	SH		SOLE		151,102	0	0
SONIM TECHNOLOGIES ORD	COM	83548F101	1	100	SH		DFND		100	0	0
SOUTH MOUNTAIN MERGER UNT	COM	838884203	11	1,108	SH		SOLE		1,108	0	0
SOUTHCREST FINANCIAL GROUP ORD	COM	84129X107	4	450	SH		DFND		450	0	0
SOUTHERN NATNL BANCORP VIRGINIA ORD	COM	843395104	76	5,001	SH		DFND		5,001	0	0
SPARK THERAPEUTICS ORD	COM	84652J103	11,602	113,330	SH		DFND		113,330	0	0
SPARTAN ENERGY ACQUISITION CL A ORD	COM	846784106	15	1,590	SH		SOLE		1,590	0	0
SPARTAN ENERGY ACQUISITION CL A UNT	COM	846784114	13	1,300	SH		SOLE		1,300	0	0
SPDR GOLD SHARES ETF	COM	78463V107	113	850	SH		DFND		850	0	0
SPDR S&P 500 ETF	COM	78462F103	229	784	SH	Put	DFND		784	0	0
SPDR S&P CHINA ETF	COM	78463X400	23	243	SH		DFND		243	0	0
SPDR S&P EMERGING ASIA PACIFIC ETF	COM	78463X301	15	162	SH		DFND		162	0	0
SPDR S&P EMERGING MRKT SML CP ETF	COM	78463X756	10	243	SH		DFND		243	0	0
SPDR S&P HOMEBUILDERS ETF	COM	78464A888	16	400	SH	Put	DFND		400	0	0
SPDR S&P INTERNATIONAL SMALL CAP ETF	COM	78463X871	4	162	SH		DFND		162	0	0
SPDR S&P OIL & GAS EXPL & PROD ETF	COM	78464A730	707	25,954	SH		DFND		25,954	0	0
SPECTRUM BRANDS HOLDINGS ORD	COM	84790A105	14	263	SH		SOLE		263	0	0
SPHERE 3D ORD	COM	84841L308	4	2,726	SH		DFND		2,726	0	0
SPIRIT MTA REIT ORD	COM	84861U105	17	2,095	SH		SOLE		2,095	0	0
SPS COMMERCE ORD	COM	78463M107	14	139	SH		SOLE		139	0	0
SQUARE CL A ORD	COM	852234103	85	1,176	SH		DFND		1,176	0	0
SSR MINING ORD	COM	784730103	68	5,000	SH		DFND		5,000	0	0
ST JOE ORD	COM	790148100	15	908	SH		DFND		908	0	0
STAR BULK CARRIERS ORD	COM	Y8162K204	14	1,500	SH		SOLE		1,500	0	0
STARS GROUP ORD	COM	85570W100	323	18,938	SH		DFND		18,938	0	0
STATE STREET ORD	COM	857477103	16	300	SH		DFND		300	0	0
STOCK YARDS BANCORP ORD	COM	861025104	5	162	SH		DFND		162	0	0
STONE HARBOR EMR MRK TTL INC CF	COM	86164W100	22	1,800	SH		SOLE		1,800	0	0
SUMMIT MATERIALS CL A ORD	COM	86614U100	5	297	SH		SOLE		297	0	0
SUNCOKE ENERGY ORD	COM	86722A103	0	44	SH		SOLE		44	0	0
SUNNYSIDE BANCORP ORD	COM	867475105	97	7,500	SH		SOLE		7,500	0	0
SUTRO BIOPHARMA ORD	COM	869367102	16	1,467	SH		SOLE		1,467	0	0
SYMANTEC ORD	COM	871503108	6	280	SH		DFND		280	0	0
SYNNEX ORD	COM	87162W100	79	810	SH		DFND		810	0	0
SYNOVUS FINAL NON CUM PERP SER D PRF	COM	87161C600	25	1,000	SH		SOLE		1,000	0	0
SYNOVUS FINANCIAL ORD	COM	87161C501	10	313	SH		DFND		313	0	0
T MOBILE US ORD	COM	872590104	898	12,121	SH		DFND		12,121	0	0
TABLEAU SOFTWARE CL A ORD	COM	87336U105	3,108	18,725	SH		DFND		18,725	0	0
TAKEDA PHARMACEUTICL ADR REP 0.5 ORD	SPONSORED ADR	874060205	38	2,200	SH		DFND		2,200	0	0
TEEKAY TANKERS CL A ORD	COM	Y8565N102	129	100,901	SH		SOLE		100,901	0	0
TEMPLETON EMERGING MARKET INCOME CF	COM	880192109	77	7,549	SH		DFND		7,549	0	0
TENARIS ADR REP 2 ORD	SPONSORED ADR	88031M109	381	14,500	SH		SOLE		14,500	0	0
TENET HEALTHCARE ORD	COM	88033G407	185	9,000	SH		DFND		9,000	0	0
TENNECO CL A ORD	COM	880349105	110	10,000	SH		DFND		10,000	0	0
TERNIUM ADR REPRESENTING TEN ORD	SPONSORED ADR	880890108	13	584	SH		SOLE		584	0	0
TESLA ORD	COM	88160R101	23	106	SH	Call	DFND		106	0	0
TESLA ORD	COM	88160R101	22	100	SH	Put	DFND		100	0	0
TESSCO TECHNOLOGIES ORD	COM	872386107	19	1,087	SH		DFND		1,087	0	0
TEXAS INSTRUMENTS ORD	COM	882508104	48	425	SH		DFND		425	0	0
THE REALREAL ORD	COM	88339P101	63	2,209	SH		DFND		2,209	0	0
THERAPEUTICSMD ORD	COM	88338N107	4	1,773	SH		DFND		1,773	0	0
THL CREDIT SENIOR LOAN CF	COM	87244R103	80	5,253	SH		SOLE		5,253	0	0
THUNDER BRIDGE ACQ ORD	COM	G8857R118	3	293	SH		SOLE		293	0	0
THUNDER BRIDGE ACQUISITION CL A ORD	COM	G8857R100	651	62,500	SH		SOLE		62,500	0	0
TIDELANDS OIL AND GAS ORD	COM	886405109	0	526,323	SH		SOLE		526,323	0	0
TIDEWATER ORD	COM	88642R109	4	203	SH		DFND		203	0	0
TIVITY HEALTH ORD (NMS)	COM	88870R102	0	38	SH	Put	DFND		38	0	0
TOTAL ADR REP 1 ORD	SPONSORED ADR	89151E109	11	200	SH		DFND		200	0	0
TOTAL SYSTEM SERVICES ORD	COM	891906109	3	28	SH	Put	SOLE		28	0	0
TOWN SPORTS INTERNATIONAL ORD	COM	89214A102	65	30,000	SH		SOLE		30,000	0	0
TPG PACE HOLDINGS CL A EQY WRT 08/18/2022	COM	G89827110	109	68,600	SH		SOLE		68,600	0	0
TRADE DESK CL A ORD	COM	88339J105	82	360	SH		DFND		360	0	0
TRAVELCENTERS AMERICA 8.25 SNR NTS	COM	894174200	25	1,000	SH		SOLE		1,000	0	0
TRECORA RESOURCES ORD	COM	894648104	4	482	SH		SOLE		482	0	0
TRIBUNE MEDIA CL A ORD	COM	896047503	9	200	SH		DFND		200	0	0
TRIBUNE MEDIA CL A ORD	COM	896047503	0	10	SH	Put	DFND		10	0	0
TRINE ACQUISITION CL A ORD	COM	89628U108	724	74,700	SH		DFND		74,700	0	0
TRINE ACQUISITION CL A RED UNT	COM	89628U207	1,117	110,600	SH		DFND		110,600	0	0
TRINITY MERGER CL A ORD	COM	89653L106	2,065	200,486	SH		SOLE		200,486	0	0
TRONOX HOLDINGS ORD	COM	Q9235V101	108	8,500	SH		DFND		8,500	0	0
TRUEBLUE ORD	COM	89785X101	14	671	SH		SOLE		671	0	0
TRUSTCO BANK ORD	COM	898349105	6	810	SH		DFND		810	0	0
TSAKOS ENR NVG CUM RED PRP SRS E PRF	COM	G9108L157	4	200	SH		SOLE		200	0	0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF	COM	G9108L165	154	7,000	SH		SOLE		7,000	0	0
TURKCELL ILETISIM ADR REP 2.5 ORD	SPONSORED ADR	900111204	0	1	SH		SOLE		1	0	0
TWIN RIVER WORLDWIDE HOLDINGS ORD	COM	90171V204	126	4,250	SH		DFND		4,250	0	0
TYSON FOODS CL A ORD	COM	902494103	645	8,000	SH		DFND		8,000	0	0
TYSON FOODS CL A ORD	COM	902494103	8	100	SH	Put	DFND		100	0	0
UBER TECHNOLOGIES INC	COM	90353T100	542	11,703	SH		DFND		11,703	0	0
UGI ORD	COM	902681105	30	567	SH		DFND		567	0	0
ULTA BEAUTY ORD	COM	90384S303	9	26	SH		DFND		26	0	0
UNDER ARMOUR CL C ORD	COM	904311206	772	34,811	SH		DFND		34,811	0	0
UNILEVER NV	COM	904784709	236	3,900	SH		DFND		3,900	0	0
UNITED AIRLINES HOLDINGS ORD	COM	910047109	10	119	SH		DFND		119	0	0
UNITED BANKSHARES ORD	COM	909907107	60	1,620	SH		DFND		1,620	0	0
UNITED MICR ELCTRNS ADR REP 5 ORD	SPONSORED ADR	910873405	844	382,000	SH		DFND		382,000	0	0
UNITED RENTAL ORD	COM	911363109	47	360	SH		DFND		360	0	0
UNITED STATES OIL ETF	COM	91232N108	3	260	SH	Put	DFND		260	0	0
UNITED TECHNOLOGIES ORD	COM	913017109	23	180	SH	Call	DFND		180	0	0
UNITEDHEALTH GRP ORD	COM	91324P102	268	1,100	SH		DFND		1,100	0	0
UNIVAR ORD	COM	91336L107	55	2,500	SH		SOLE		2,500	0	0
UNIVEST FINANCIAL ORD	COM	915271100	6	243	SH		DFND		243	0	0
UPLAND SOFTWARE ORD	COM	91544A109	13	300	SH		DFND		300	0	0
UQM TECHNOLOGIES ORD	COM	903213106	2,557	1,550,231	SH		SOLE		1,550,231	0	0
URSTADT BIDDLE REIT ORD	COM	917286106	260	15,224	SH		SOLE		15,224	0	0
US GLOBAL INVESTORS CL A ORD	COM	902952100	31	17,500	SH		SOLE		17,500	0	0
US STEEL ORD	COM	912909108	118	7,724	SH		DFND		7,724	0	0
US STEEL ORD	COM	912909108	0	22	SH	Put	DFND		22	0	0
US WELL SERVICES CL A ORD	COM	91274U101	15	3,250	SH		SOLE		3,250	0	0
VAALCO ENERGY ORD	COM	91851C201	4	2,763	SH		SOLE		2,763	0	0
VANECK VECTOR JUNR GOLD MNRS ETF	COM	92189F791	43	1,250	SH		DFND		1,250	0	0
VANECK VECTORS AGRIBUSINESS ETF	COM	92189F700	117	1,761	SH		DFND		1,761	0	0
VANECK VECTORS GOLD MINERS ETF	COM	92189F106	1,978	77,400	SH		DFND		77,400	0	0
VANECK VECTORS GOLD MINERS ETF	COM	92189F106	1	75	SH	Call	DFND		75	0	0
VANECK VECTORS SEMICONDUCTOR ETF	COM	92189F676	20	186	SH	Put	DFND		186	0	0
VANGUARD LARGE CAP ETF	COM	922908637	315	2,344	SH		DFND		2,344	0	0
VANGUARD VALUE ETF	COM	922908744	166	1,500	SH		SOLE		1,500	0	0
VEON ADR	COM	91822M106	8	2,916	SH		SOLE		2,916	0	0
VERISIGN ORD	COM	92343E102	1	8	SH		SOLE		8	0	0
VERRA MOBILITY CL A ORD	COM	92511U102	13	1,045	SH		DFND		1,045	0	0
VERSO CL A ORD	COM	92531L207	4	223	SH		SOLE		223	0	0
VERSUM MATERIALS ORD	COM	92532W103	1,627	31,561	SH		DFND		31,561	0	0
VERSUM MATERIALS ORD	COM	92532W103	1	20	SH	Call	DFND		20	0	0
VERSUM MATERIALS ORD	COM	92532W103	1	33	SH	Put	DFND		33	0	0
VERTEX PHARMACEUTICALS ORD	COM	92532F100	12	70	SH		DFND		70	0	0
VERTICAL CAPITAL INCOME NAV CF	COM	92535C104	226	23,868	SH		SOLE		23,868	0	0
VIACOM CL B ORD	COM	92553P201	68	2,303	SH		DFND		2,303	0	0
VIAD ORD	COM	92552R406	15	232	SH		DFND		232	0	0
VIASAT ORD	COM	92552V100	80	1,000	SH		SOLE		1,000	0	0
VICI PPTYS ORD	COM	925652109	88	4,000	SH		DFND		4,000	0	0
VICOR ORD	COM	925815102	0	21	SH	Call	DFND		21	0	0
VIEWRAY ORD	COM	92672L107	5	573	SH		DFND		573	0	0
VIKING THERAPEUTICS ORD	COM	92686J106	43	5,220	SH		DFND		5,220	0	0
VIKING THERAPEUTICS ORD	COM	92686J106	1	208	SH	Call	DFND		208	0	0
VINCE HOLDING ORD	COM	92719W207	139	10,000	SH		SOLE		10,000	0	0
VIRTUSA ORD	COM	92827P102	15	339	SH		SOLE		339	0	0
VMWARE CL A ORD	COM	928563402	83	500	SH		DFND		500	0	0
VODAFONE GROUP ADR REP 10 ORD	SPONSORED ADR	92857W308	832	51,000	SH		SOLE		51,000	0	0
VOYA PRIME RATE CF	COM	92913A100	0	200	SH		SOLE		200	0	0
VOYAGER THERAPEUTICS ORD (NMS)	COM	92915B106	0	10	SH	Call	DFND		10	0	0
VUZIX ORD	COM	92921W300	0	50	SH	Call	DFND		50	0	0
WABCO HOLDINGS ORD	COM	92927K102	839	6,329	SH		DFND		6,329	0	0
WABCO HOLDINGS ORD	COM	92927K102	5	38	SH	Put	DFND		38	0	0
WAITR HOLDINGS ORD	COM	930752100	13	2,156	SH		SOLE		2,156	0	0
WALGREEN BOOTS ALLIANCE ORD	COM	931427108	90	1,664	SH		DFND		1,664	0	0
WALMART ORD	COM	931142103	99	900	SH		DFND		900	0	0
WAYFAIR CL A ORD	COM	94419L101	0	5	SH	Put	DFND		5	0	0
WEIBO ADR REP 1 CL A ORD	SPONSORED ADR	948596101	5	115	SH		SOLE		115	0	0
WELLS FARGO GLOBAL DIVIDEND OPPO CF	COM	94987C103	11	2,025	SH		DFND		2,025	0	0
WELLS FARGO INCOME OPPORTUNITS CF	COM	94987B105	4	486	SH		DFND		486	0	0
WELLS FARGO MULTI SECTOR INCOME CF	COM	94987D101	15	1,215	SH		DFND		1,215	0	0
WELLS FARGO UTLTS AND HGH INCM CF	COM	94987E109	2	162	SH		DFND		162	0	0
WESBANCO ORD	COM	950810101	15	405	SH		DFND		405	0	0
WESDOME GOLD MINES ORD	COM	95083R100	456	111,000	SH		DFND		111,000	0	0
WESTERN ASSET CORPORATE LOAN CF	COM	95790J102	1	162	SH		DFND		162	0	0
WESTERN ASSET EMERGING MRKTS DEBT CF	COM	95766A101	9	648	SH		DFND		648	0	0
WESTERN ASSET HIGH YLD DFD OPPTY CF	COM	95768B107	2	162	SH		DFND		162	0	0
WESTERN ASSET INVEST GR DEF OPP CF	COM	95790A101	3	162	SH		DFND		162	0	0
WESTERN ASSET INVSTMNT GRADE INCM CF	COM	95766T100	2	162	SH		DFND		162	0	0
WESTERN ASSET MRTG DEFINED OPPTY CF	COM	95790B109	191	8,982	SH		DFND		8,982	0	0
WESTERN ASSET MUNICIPAL HGH INCM CF	COM	95766N103	1	162	SH		DFND		162	0	0
WESTERN ASSET MUNICIPAL PARTNERS CF	COM	95766P108	2	162	SH		DFND		162	0	0
WESTERN ASSET PREMIER BOND CF	COM	957664105	3	243	SH		DFND		243	0	0
WESTERN ASST GLBAL HIGH INCOME CF	COM	95766B109	130	13,165	SH		DFND		13,165	0	0
WESTERN ASST HIGH INCM II CF	COM	95766J102	2	405	SH		DFND		405	0	0
WESTERN ASST MNGD MUNCPLS CF	COM	95766M105	3	243	SH		DFND		243	0	0
WESTERN AST GLB CORP DEFIND OPPTY CF	COM	95790C107	5	324	SH		DFND		324	0	0
WESTERN AST INFLTN LINK OPRT INCM CF	COM	95766R104	138	12,358	SH		DFND		12,358	0	0
WESTERN DIGITAL ORD	COM	958102105	1,128	23,733	SH		DFND		23,733	0	0
WESTRN ASST HIGH INCM OPPORTUNITY CF	COM	95766K109	2	541	SH		DFND		541	0	0
WIDEOPENWEST ORD	COM	96758W101	13	1,905	SH		SOLE		1,905	0	0
WLL FRG DS REP 1/1000 CM PR CL A PRF	COM	949746465	14	500	SH		SOLE		500	0	0
WLS FRG DS REP SRS W NON CM CL A PRF	COM	94988U714	12	500	SH		SOLE		500	0	0
WOODWARD ORD	COM	980745103	80	710	SH		DFND		710	0	0
WORKDAY CL A ORD	COM	98138H101	15	73	SH		DFND		73	0	0
WORLD WRESTLING ENTERTAINM CL A ORD	COM	98156Q108	80	1,120	SH		DFND		1,120	0	0
WRIGHT MEDICAL GROUP ORD	COM	N96617118	56	1,885	SH		SOLE		1,885	0	0
XILINX ORD	COM	983919101	343	2,915	SH		DFND		2,915	0	0
XTRCKR HRVST CSI 300 CHNA A SHR ETF	COM	233051879	2	87	SH	Call	DFND		87	0	0
YUM BRANDS ORD	COM	988498101	60	550	SH		DFND		550	0	0
ZAGG ORD	COM	98884U108	5	736	SH		SOLE		736	0	0
ZAYO GROUP HOLDINGS ORD	COM	98919V105	9,014	273,918	SH		DFND		273,918	0	0
ZENDESK ORD (NYS)	COM	98936J101	0	10	SH	Put	SOLE		10	0	0
ZILLOW GROUP CL A ORD	COM	98954M101	818	17,896	SH		DFND		17,896	0	0
ZIOPHARM ONCOLGY ORD (NMS)	COM	98973P101	0	5	SH	Call	DFND		5	0	0
ZSCALER ORD	COM	98980G102	103	1,350	SH		DFND		1,350	0	0
ZYNERBA PHARMACEUTICALS ORD (NMS)	COM	98986X109	0	30	SH	Call	DFND		30	0	0