FNY Investment Advisers 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
10X GENOMICS CL A ORD	COM	88025U109	10	200	SH		DFND		200	0	0
3D SYSTEMS ORD (NYS)	COM	88554D205	9	1,179	SH	Call	DFND		1,179	0	0
ABERDEEN ASIA PACIFIC INCOME CF	COM	003009107	157	37,511	SH		DFND		37,511	0	0
ACADIA HEALTHCARE COMPANY ORD	COM	00404A109	1	40	SH		DFND		40	0	0
ACADIA PHARMACEUTICALS ORD	COM	004225108	0	3	SH	Call	DFND		3	0	0
ACELRX PHARMACEUTICALS ORD (NMS)	COM	00444T100	0	50	SH	Call	DFND		50	0	0
ACREAGE HOLDINGS ORD	COM	00489Y402	110	15,000	SH		SOLE		15,000	0	0
ACT II GLOBAL ACQUISITION UNT	COM	G0080J112	3	300	SH		SOLE		300	0	0
ACTIVISION BLIZZARD ORD	COM	00507V109	71	1,352	SH		DFND		1,352	0	0
ADESTO TECHNOLOGIES ORD	COM	00687D101	731	85,459	SH		DFND		85,459	0	0
ADOBE ORD	COM	00724F101	4	16	SH	Call	DFND		16	0	0
ADVANCED MICRO DEVICES ORD	COM	007903107	2,788	96,174	SH		DFND		96,174	0	0
ADVANCED MICRO DEVICES ORD	COM	007903107	2	81	SH	Call	DFND		81	0	0
ADVENT CLAYMORE CONV INCOM NAV CF	COM	00764C109	33	2,283	SH		DFND		2,283	0	0
ADVERUM BIOTECHNOLOGIES ORD (NMS)	COM	00773U108	2	436	SH	Call	SOLE		436	0	0
AEGON ADR	COM	007924103	203	49,200	SH		SOLE		49,200	0	0
AGNC INVESTMENT REIT ORD	COM	00123Q104	54	3,400	SH		DFND		3,400	0	0
AIR LEASE CL A ORD	COM	00912X302	73	1,750	SH		SOLE		1,750	0	0
AKOUSTIS TECHNOLOGIE ORD	COM	00973N102	148	19,150	SH		DFND		19,150	0	0
AKOUSTIS TECHNOLOGIE ORD	COM	00973N102	0	50	SH	Call	DFND		50	0	0
ALDER BIOPHARMACEUTICALS ORD	COM	014339105	969	51,400	SH		DFND		51,400	0	0
ALDEYRA THERAPEUTICS ORD	COM	01438T106	0	100	SH		DFND		100	0	0
ALEXCO RESOURCE ORD	COM	01535P106	17	10,000	SH		DFND		10,000	0	0
ALIANZGI CNVRTBL INM 2024 TGT TRM CF	COM	01883H102	0	86	SH		DFND		86	0	0
ALIBABA GROUP HOLDING ADR REP 8 ORD	SPONSORED ADR	01609W102	1	8	SH	Call	DFND		8	0	0
ALLERGAN ORD	COM	G0177J108	20,892	124,148	SH		SOLE		124,148	0	0
ALLIANCE DATA SYSTEMS ORD	COM	018581108	3,970	30,987	SH		DFND		30,987	0	0
ALLIANCEBERNSTEIN GLBL HIGH INCM CF	COM	01879R106	86	7,181	SH		DFND		7,181	0	0
ALLIANZGI CNV AND INCM II CF	COM	018825109	29	5,788	SH		DFND		5,788	0	0
ALLIANZGI CONVER AND INCM CF	COM	018828103	3	688	SH		DFND		688	0	0
ALLIANZGI NFJ DIV INTEREST STRAT CF	COM	01883A107	116	9,537	SH		DFND		9,537	0	0
ALLON THERAPEUTICS ORD	COM	019774108	0	30,000	SH		SOLE		30,000	0	0
ALLSTATE ORD	COM	020002101	37	344	SH		DFND		344	0	0
ALPHABET CL A ORD	COM	02079K305	746	611	SH		DFND		611	0	0
ALTA MESA RESOURCES CL A ORD	COM	02133L109	0	2,500	SH		DFND		2,500	0	0
ALTABA ORD	COM	021346101	247	12,700	SH		DFND		12,700	0	0
ALTERYX CL A ORD	COM	02156B103	85	800	SH		DFND		800	0	0
ALTRA INDUSTRIAL MOTION ORD	COM	02208R106	0	1	SH		DFND		1	0	0
ALTRIA GROUP ORD	COM	02209S103	16	400	SH	Call	DFND		400	0	0
AMARIN ADR REP 1 ORD	SPONSORED ADR	023111206	190	12,550	SH		DFND		12,550	0	0
AMC NETWORKS CL A ORD	COM	00164V103	78	1,600	SH		SOLE		1,600	0	0
AMERICA'S CAR-MART ORD	COM	03062T105	91	1,000	SH		SOLE		1,000	0	0
AMERICAN EXPRESS ORD	COM	025816109	35	300	SH		DFND		300	0	0
AMERICAN FIN GRP 5.875 SUB DEBENT	COM	025932807	141	5,300	SH		SOLE		5,300	0	0
AMERICAN FINANCIAL GROUP ORD	COM	025932104	170	1,585	SH		DFND		1,585	0	0
AMERICAN RIVER BANKSHARES ORD	COM	029326105	162	11,946	SH		DFND		11,946	0	0
AMGEN ORD	COM	031162100	7	41	SH		DFND		41	0	0
AMRCN INTL DS REP 1/1000 SRS A PRF	COM	026874768	866	31,777	SH		SOLE		31,777	0	0
ANDERSONS ORD	COM	034164103	177	7,901	SH		DFND		7,901	0	0
ANGIE'S LIST ORD (NMS)	COM	00183L102	0	5	SH	Call	DFND		5	0	0
ANTERIX ORD	COM	03676C100	144	4,000	SH		DFND		4,000	0	0
APHRIA ORD	COM	03765K104	2	555	SH	Call	DFND		555	0	0
APOLLO GLOBAL MANAGEMENT CL A ORD	COM	03768E105	20	540	SH		SOLE		540	0	0
APOLLO GLOBAL MANAGEMENT CL A ORD	COM	03768E105	0	6	SH	Put	SOLE		6	0	0
APOLLO INVESTMENT ORD	COM	03761U502	32	2,000	SH		DFND		2,000	0	0
APOLLO SENIOR FLOATING RATE CF	COM	037636107	195	13,212	SH		DFND		13,212	0	0
APOLLO TACTICAL INCOME CF	COM	037638103	61	4,029	SH		DFND		4,029	0	0
APPLIED MATERIAL ORD	COM	038222105	349	7,000	SH		DFND		7,000	0	0
AQUA AMERICA ORD	COM	03836W103	5	126	SH		DFND		126	0	0
AQUA METALS ORD	COM	03837J101	0	440	SH		DFND		440	0	0
ARCONIC ORD (NYS)	COM	03965L100	0	30	SH	Put	DFND		30	0	0
ARES DYNAMIC CREDIT ALLOCATION CF	COM	04014F102	55	3,707	SH		DFND		3,707	0	0
ARES MANAGEMENT CL A ORD	COM	03990B101	99	3,728	SH		DFND		3,728	0	0
ARGENX ADR REP ORD	SPONSORED ADR	04016X101	623	5,475	SH		SOLE		5,475	0	0
ARMSTRONG FLOORING ORD	COM	04238R106	9	1,526	SH		SOLE		1,526	0	0
ARROWHEAD PHARMACEUTICALS ORD (NMS)	COM	04280A100	0	5	SH	Call	DFND		5	0	0
ASCENA RETAIL GROUP ORD	COM	04351G101	264	1,000,000	SH		SOLE		1,000,000	0	0
ASLAN PHARMACEUTICALS ADR REP 5 ORD	SPONSORED ADR	04522R101	33	19,100	SH		SOLE		19,100	0	0
ASPEN GROUP ORD	COM	04530L203	84	16,220	SH		DFND		16,220	0	0
ASPEN TECHNOLOGY ORD	COM	045327103	21	176	SH		DFND		176	0	0
ASSERTIO THERAPEUTICS ORD	COM	04545L107	0	100	SH		DFND		100	0	0
ASTRONICS CL B ORD	COM	046433207	1	67	SH		SOLE		67	0	0
AT HOME GROUP ORD	COM	04650Y100	151	15,754	SH		DFND		15,754	0	0
AT&T ORD	COM	00206R102	7	200	SH		DFND		200	0	0
AT&T ORD	COM	00206R102	3	100	SH	Call	DFND		100	0	0
ATHERSYS ORD	COM	04744L106	1	1,500	SH		DFND		1,500	0	0
AURORA CANNABIS ORD	COM	05156X108	0	40	SH	Call	DFND		40	0	0
AVALONBAY COMMUNITIES REIT ORD	COM	053484101	83	386	SH		SOLE		386	0	0
AVANGRID ORD	COM	05351W103	31	602	SH		DFND		602	0	0
AVAYA HOLDINGS ORD	COM	05351X101	258	25,300	SH		DFND		25,300	0	0
AVON PRODUCTS ORD	COM	054303102	825	187,513	SH		DFND		187,513	0	0
AXOGEN ORD (NMS)	COM	05463X106	0	44	SH	Call	SOLE		44	0	0
AZUL ADR REP 3 PRF	SPONSORED ADR	05501U106	426	11,900	SH		DFND		11,900	0	0
BAIDU ADR REP 1/10 CL A ORD	SPONSORED ADR	056752108	1	19	SH		DFND		19	0	0
BAIDU ADR REP 1/10 CL A ORD	SPONSORED ADR	056752108	10	100	SH	Call	DFND		100	0	0
BANC OF CALIFORNIA ORD	COM	05990K106	3	258	SH		DFND		258	0	0
BANCO SANT M XIC ADS REP 5 SRS B ORD	COM	05969B103	519	82,500	SH		SOLE		82,500	0	0
BANCO SANTANDER ADR REP 1 ORD	SPONSORED ADR	05964H105	1,359	338,217	SH		DFND		338,217	0	0
BANKWELL FINANCIAL GROUP ORD	COM	06654A103	58	2,128	SH		DFND		2,128	0	0
BARCLAYS ADR REP 4 ORD	SPONSORED ADR	06738E204	183	25,000	SH		DFND		25,000	0	0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN	COM	06746P621	415	17,500	SH		DFND		17,500	0	0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN	COM	06746P621	0	20	SH	Call	DFND		20	0	0
BARINGS BDC ORD	COM	06759L103	106	10,455	SH		DFND		10,455	0	0
BARINGS GLOBAL SHORT DURTN HY CF	COM	06760L100	7	430	SH		DFND		430	0	0
BARRICK GOLD ORD	COM	067901108	0	1	SH	Call	DFND		1	0	0
BAYER AKTIENGESELLSCHAFT EACH RE ADR	COM	072730302	0	1	SH		DFND		1	0	0
BAYERISCHE MOTOREN WERKE ADR	COM	072743305	0	1	SH		SOLE		1	0	0
BB AND T ORD	COM	054937107	2,418	45,325	SH		DFND		45,325	0	0
BBVA BANCO FRANCES ADR REP 3 ORD	SPONSORED ADR	07329M100	0	109	SH		SOLE		109	0	0
BED BATH AND BEYOND ORD	COM	075896100	21	2,000	SH		DFND		2,000	0	0
BEL FUSE CL A ORD	COM	077347201	0	15	SH		SOLE		15	0	0
BELLEROPHON THERAPEUTICS ORD	COM	078771102	3	6,800	SH		SOLE		6,800	0	0
BERKSHIRE HATHWAY CL B ORD	COM	084670702	773	3,716	SH		DFND		3,716	0	0
BEYOND MEAT ORD	COM	08862E109	3	25	SH		DFND		25	0	0
BEYOND MEAT ORD	COM	08862E109	2	15	SH	Put	DFND		15	0	0
BHP GROUP ADR	COM	088606108	1,071	21,697	SH		DFND		21,697	0	0
BHP GROUP ADR REP 2 ORD	SPONSORED ADR	05545E209	62	1,451	SH		DFND		1,451	0	0
BILIBILI ADS	COM	090040106	20	1,445	SH		DFND		1,445	0	0
BIO RAD LABORATORIES CL A ORD	COM	090572207	21	65	SH		SOLE		65	0	0
BIODELIVERY SCIENCE INTERNATIONL ORD	COM	09060J106	2	500	SH		SOLE		500	0	0
BIOGEN ORD	COM	09062X103	3	13	SH		DFND		13	0	0
BITAUTO HOLDINGS ADR REP 1 ORD	SPONSORED ADR	091727107	1,407	94,030	SH		DFND		94,030	0	0
BLACK KNIGHT ORD	COM	09215C105	21	353	SH		DFND		353	0	0
BLACKOCK MUNIHOLDINGS INV QUALITY CF	COM	09254P108	71	5,258	SH		DFND		5,258	0	0
BLACKROCK CALIFORNIA MUNICPL INCM CF	COM	09248E102	3	258	SH		DFND		258	0	0
BLACKROCK CORE BOND CF	COM	09249E101	200	13,848	SH		DFND		13,848	0	0
BLACKROCK CORPORATE HIGH YIELD CF	COM	09255P107	76	7,129	SH		DFND		7,129	0	0
BLACKROCK CREDIT ALLOCATION INCME CF	COM	092508100	137	10,070	SH		DFND		10,070	0	0
BLACKROCK DEBT STRATEGIES CF	COM	09255R202	90	8,404	SH		DFND		8,404	0	0
BLACKROCK FLOAT RATE INC CF	COM	09255X100	67	5,356	SH		DFND		5,356	0	0
BLACKROCK FLOATING RATE INM CF	COM	091941104	34	2,829	SH		DFND		2,829	0	0
BLACKROCK INCOME CF	COM	09247F100	175	28,900	SH		SOLE		28,900	0	0
BLACKROCK INVESTMENT QLTY MUNICPL CF	COM	09247D105	2	172	SH		DFND		172	0	0
BLACKROCK LIMITED DURATION INCOME CF	COM	09249W101	197	12,653	SH		DFND		12,653	0	0
BLACKROCK LONG TERM MUNICIPL ADV CF	COM	09250B103	2	172	SH		DFND		172	0	0
BLACKROCK MULTI SECTOR INCOME CF	COM	09258A107	193	11,276	SH		DFND		11,276	0	0
BLACKROCK MUNCPL 2030 TARGET TERM CF	COM	09257P105	186	7,882	SH		DFND		7,882	0	0
BLACKROCK MUNIASSETS CF	COM	09254J102	5	344	SH		DFND		344	0	0
BLACKROCK MUNICIP INC INV QUALITY CF	COM	09250G102	2	172	SH		DFND		172	0	0
BLACKROCK MUNICIPAL BOND CF	COM	09249H104	2	172	SH		DFND		172	0	0
BLACKROCK MUNICIPAL INCOM QUALITY CF	COM	092479104	3	258	SH		DFND		258	0	0
BLACKROCK MUNICIPAL INCOME CF	COM	09248F109	7	516	SH		DFND		516	0	0
BLACKROCK MUNICIPAL INCOME II CF	COM	09249N101	3	258	SH		DFND		258	0	0
BLACKROCK MUNICIPAL INCOME INV CF	COM	09248H105	2	172	SH		DFND		172	0	0
BLACKROCK MUNIENHANCED CF	COM	09253Y100	1	172	SH		DFND		172	0	0
BLACKROCK MUNIHOLDINGS CF	COM	09253N104	2	172	SH		DFND		172	0	0
BLACKROCK MUNIHOLDINGS II CF	COM	09253P109	2	172	SH		DFND		172	0	0
BLACKROCK MUNIHOLDINGS QUALITY CF	COM	09254A101	2	172	SH		DFND		172	0	0
BLACKROCK MUNIHOLDINGS QUALITY II CF	COM	09254C107	2	172	SH		DFND		172	0	0
BLACKROCK MUNIVEST CF	COM	09253R105	3	430	SH		DFND		430	0	0
BLACKROCK MUNIVEST II CF	COM	09253T101	2	172	SH		DFND		172	0	0
BLACKROCK MUNIY MICHIGAN QUALITY CF	COM	09254V105	2	172	SH		DFND		172	0	0
BLACKROCK MUNIYIELD CALIF QUALITY CF	COM	09254N103	6	430	SH		DFND		430	0	0
BLACKROCK MUNIYIELD CALIFORNIA CF	COM	09254M105	3	258	SH		DFND		258	0	0
BLACKROCK MUNIYIELD CF	COM	09253W104	3	258	SH		DFND		258	0	0
BLACKROCK MUNIYIELD INVESTMENT CF	COM	09254R104	3	258	SH		DFND		258	0	0
BLACKROCK MUNIYIELD NEWJERSEY CF	COM	09254Y109	2	172	SH		DFND		172	0	0
BLACKROCK MUNIYIELD PENNS QUALITY CF	COM	09255G107	2	172	SH		DFND		172	0	0
BLACKROCK MUNIYIELD QUALITY III CF	COM	09254E103	139	10,258	SH		DFND		10,258	0	0
BLACKROCK MUNIYLD QUALITY FUND CF	COM	09254F100	3	258	SH		DFND		258	0	0
BLACKROCK MUNIYLD QUALITY FUND II CF	COM	09254G108	3	258	SH		DFND		258	0	0
BLACKROCK TAXABL MUNI BND CF	COM	09248X100	108	4,400	SH		DFND		4,400	0	0
BLACKSTONE GROUP CL A ORD	COM	09260D107	20	420	SH		DFND		420	0	0
BLACKSTONE GSO STRATEGIC CREDIT CF	COM	09257R101	89	6,118	SH		DFND		6,118	0	0
BLOOMIN' BRANDS ORD (NMS)	COM	094235108	1	70	SH	Call	DFND		70	0	0
BNY MELLON HIGH YIELD STR NAV CF	COM	09660L105	57	18,861	SH		DFND		18,861	0	0
BOEING ORD	COM	097023105	152	400	SH		DFND		400	0	0
BOEING ORD	COM	097023105	3	10	SH	Call	DFND		10	0	0
BOOKING HOLDINGS ORD	COM	09857L108	29	15	SH		DFND		15	0	0
BOOZ ALLEN HAMILTON HOLDING CL A ORD	COM	099502106	22	311	SH		SOLE		311	0	0
BOX CL A ORD	COM	10316T104	2	150	SH	Call	DFND		150	0	0
BRAINSTORM CELL THERAPEUTICS ORD (NMS)	COM	10501E201	0	20	SH	Call	SOLE		20	0	0
BRANDYWINE GLOBAL INCM OPRTNTS CF	COM	10537L104	187	15,470	SH		DFND		15,470	0	0
BRINKER INTERNATIONAL ORD	COM	109641100	5	135	SH		DFND		135	0	0
BRITISH AMERICAN TOBACCO ADR REP ORD	SPONSORED ADR	110448107	238	6,476	SH		SOLE		6,476	0	0
BROADCOM 8 00 MANDA CONV SRS A PRF	COM	11135F200	2,050	2,000	SH		SOLE		2,000	0	0
BROOKFIELD ASSET MANAGEMENT CL A ORD	COM	112585104	398	7,500	SH		SOLE		7,500	0	0
BROOKFIELD PROPERTY REIT CL A ORD	COM	11282X103	2	100	SH		DFND		100	0	0
BROOKFIELD REAL ASSETS INCOME CF	COM	112830104	90	4,000	SH		DFND		4,000	0	0
BROWN & BROWN ORD	COM	115236101	22	611	SH		DFND		611	0	0
BROWN FORMAN CL A ORD	COM	115637100	52	871	SH		DFND		871	0	0
BSTN DS RP 1/100TH SRS B CUM RED PRF	COM	101121408	25	1,000	SH		SOLE		1,000	0	0
BUCKEYE PARTNERS UNT (NYS)	COM	118230101	3	80	SH	Call	DFND		80	0	0
BUCKEYE PARTNERS UNT (NYS)	COM	118230101	3	75	SH	Put	DFND		75	0	0
CABCO FLO RA CALL SR 2004-101 CERT	COM	12679N203	2	100	SH		SOLE		100	0	0
CADENCE DESIGN SYSTEMS ORD	COM	127387108	991	15,000	SH		SOLE		15,000	0	0
CAESARS ENTERTAINMENT ORD	COM	127686103	3,214	275,701	SH		DFND		275,701	0	0
CALAMOS CONVERTIBLE AND HIGH INC CF	COM	12811P108	7	686	SH		DFND		686	0	0
CALAMOS CONVERTIBLE OPPO AND INCM CF	COM	128117108	65	6,300	SH		DFND		6,300	0	0
CALLON PETROLEUM ORD	COM	13123X102	329	75,909	SH		DFND		75,909	0	0
CAMBREX ORD	COM	132011107	0	1	SH		DFND		1	0	0
CAMBREX ORD	COM	132011107	7	120	SH	Call	DFND		120	0	0
CAMBREX ORD	COM	132011107	2	48	SH	Put	DFND		48	0	0
CAMECO ORD	COM	13321L108	77	8,163	SH		DFND		8,163	0	0
CAMPING WORLD CL A ORD (NYS)	COM	13462K109	0	100	SH	Call	DFND		100	0	0
CANNTRUST HOLDINGS ORD (NYS)	COM	137800207	0	20	SH	Call	DFND		20	0	0
CANOPY GROWTH ORD	COM	138035100	247	10,775	SH		DFND		10,775	0	0
CANOPY GROWTH ORD	COM	138035100	1	45	SH	Call	DFND		45	0	0
CARBON BLACK ORD	COM	14081R103	2,354	90,600	SH		DFND		90,600	0	0
CARBON BLACK ORD	COM	14081R103	2	88	SH	Call	DFND		88	0	0
CARBON BLACK ORD	COM	14081R103	1	43	SH	Put	DFND		43	0	0
CARNIVAL ORD	COM	143658300	0	20	SH	Put	DFND		20	0	0
CARRIZO OIL AND GAS ORD	COM	144577103	724	84,358	SH		DFND		84,358	0	0
CARROLS RESTAURANT GROUP ORD	COM	14574X104	82	10,000	SH		DFND		10,000	0	0
CARVANA CL A ORD	COM	146869102	26	400	SH		DFND		400	0	0
CARVER BANCORP ORD	COM	146875604	6	2,000	SH		SOLE		2,000	0	0
CATABASIS PHARMACEUTICALS ORD	COM	14875P206	1	200	SH		SOLE		200	0	0
CATASYS ORD	COM	149049504	0	36	SH	Call	SOLE		36	0	0
CAVCO INDUSTRIES ORD	COM	149568107	96	500	SH		DFND		500	0	0
CBS CL B ORD	COM	124857202	92	2,300	SH		DFND		2,300	0	0
CEDAR REALTY REIT ORD	COM	150602209	2	700	SH		SOLE		700	0	0
CELGENE ORD	COM	151020104	63,555	640,032	SH		DFND		640,032	0	0
CELGENE ORD	COM	151020104	49	501	SH	Put	DFND		501	0	0
CELSIUS HOLDINGS ORD	COM	15118V207	139	40,000	SH		SOLE		40,000	0	0
CENTENE ORD	COM	15135B101	1,473	34,050	SH		DFND		34,050	0	0
CENTRAL GARDEN AND PET CL A ORD	COM	153527205	74	2,700	SH		DFND		2,700	0	0
CERNER ORD	COM	156782104	1	22	SH		SOLE		22	0	0
CHANGYOU.COM ADR REP 2 CL A ORD (NMS)	COM	15911M107	0	3	SH	Call	DFND		3	0	0
CHANGYOU.COM ADR REP 2 CL A ORD (NMS)	COM	15911M107	0	35	SH	Put	DFND		35	0	0
CHARLOTTES WEB HLDGS ORD	COM	16106R109	207	15,000	SH		DFND		15,000	0	0
CHEMBIO DIAGNOSTICS ORD	COM	163572209	21	3,583	SH		DFND		3,583	0	0
CHEMOURS ORD	COM	163851108	4	300	SH		DFND		300	0	0
CHEMUNG FINANCIAL ORD	COM	164024101	11	262	SH		SOLE		262	0	0
CHEVRON ORD	COM	166764100	9	82	SH		DFND		82	0	0
CHEWY CL A ORD	COM	16679L109	199	8,100	SH		DFND		8,100	0	0
CHINA INDUSTRIAL GROUP ORD	COM	169396108	6	1,397,637	SH		SOLE		1,397,637	0	0
CHINA LIFE INSURNCE ADR REP 5 H ORD	SPONSORED ADR	16939P106	0	1	SH		DFND		1	0	0
CHINA MOBILE ADR REPSG 5 ORD	SPONSORED ADR	16941M109	130	3,158	SH		DFND		3,158	0	0
CHINA MOBILE ADR REPSG 5 ORD	SPONSORED ADR	16941M109	1	36	SH	Put	DFND		36	0	0
CHINA PETRO & CHEM ADR REP 100 H ORD	SPONSORED ADR	16941R108	5	99	SH		SOLE		99	0	0
CHINA XIANGTAI FOOD ORD	COM	G21621100	0	100	SH		SOLE		100	0	0
CIENA ORD	COM	171779309	231	5,900	SH		DFND		5,900	0	0
CIMAREX ENERGY ORD	COM	171798101	2	50	SH		DFND		50	0	0
CK HUTCHISON HOLDINGS ADR	COM	12562Y100	218	25,000	SH		SOLE		25,000	0	0
CLEARWAY ENERGY CL A ORD	COM	18539C105	438	25,300	SH		DFND		25,300	0	0
CLEVELAND CLIFFS ORD	COM	185899101	1	210	SH	Call	DFND		210	0	0
CLOUDERA ORD	COM	18914U100	22	2,500	SH		DFND		2,500	0	0
CLOUDFLARE CL A ORD	COM	18915M107	129	7,000	SH		DFND		7,000	0	0
CLOVIS ONCOLOGY ORD (NMS)	COM	189464100	0	5	SH	Call	DFND		5	0	0
CME GROUP CL A ORD	COM	12572Q105	300	1,421	SH		DFND		1,421	0	0
CME GROUP CL A ORD	COM	12572Q105	2	10	SH	Put	DFND		10	0	0
CNH INDUSTRIAL ORD	COM	N20944109	101	10,000	SH		SOLE		10,000	0	0
CNOOC ADR REP 100 CL H ORD	SPONSORED ADR	126132109	152	1,000	SH		SOLE		1,000	0	0
COCA-COLA ORD	COM	191216100	561	10,320	SH		DFND		10,320	0	0
COGNIZANT TECHNOLOGY SOLUTN CL A ORD	COM	192446102	13	218	SH		DFND		218	0	0
COHEN & STEERS LTD DUR PRFD INCM CF	COM	19248C105	50	1,960	SH		DFND		1,960	0	0
COMCAST CL A ORD	COM	20030N101	13	308	SH		DFND		308	0	0
COMMUNICATIONS SYSTEMS ORD	COM	203900105	9	2,086	SH		DFND		2,086	0	0
COMMUNITY TRUST BANCORP ORD	COM	204149108	3	86	SH		DFND		86	0	0
CONCHO RESOURCES ORD (NYS)	COM	20605P101	2	30	SH	Call	DFND		30	0	0
CONDOR HOSPITALITY ORD	COM	20676Y403	53	4,812	SH		SOLE		4,812	0	0
CONTANGO OIL AND GAS ORD	COM	21075N204	1	570	SH	Put	DFND		570	0	0
COOPER TIRE AND RUBBER ORD	COM	216831107	16	650	SH		DFND		650	0	0
COOPER TIRE AND RUBBER ORD	COM	216831107	0	6	SH	Call	DFND		6	0	0
COUPA SOFTWARE ORD	COM	22266L106	64	500	SH		DFND		500	0	0
CP ONE FNC DS REP 1 40 PRP SRS G PRF	COM	14040H865	5	200	SH		SOLE		200	0	0
CRAWFORD CL B ORD	COM	224633107	889	88,117	SH		DFND		88,117	0	0
CREDICORP ORD	COM	G2519Y108	312	1,500	SH		SOLE		1,500	0	0
CREDIT ACCEPTANCE ORD	COM	225310101	21	46	SH		DFND		46	0	0
CREDIT SUISSE ASSET MANAGMNT INCM CF	COM	224916106	63	20,000	SH		SOLE		20,000	0	0
CREDIT SUISSE GRP ADR REPTG ONE ORD	SPONSORED ADR	225401108	131	10,795	SH		DFND		10,795	0	0
CREE ORD	COM	225447101	269	5,500	SH		DFND		5,500	0	0
CRESCENT ACQUISITION UNT	COM	22564L204	4	400	SH		SOLE		400	0	0
CRISPR THERAPEUTICS ORD	COM	H17182108	1	25	SH	Call	SOLE		25	0	0
CROCS ORD	COM	227046109	154	5,554	SH		DFND		5,554	0	0
CRONOS GROUP ORD	COM	22717L101	0	90	SH	Call	DFND		90	0	0
CRONOS GROUP ORD	COM	22717L101	2	225	SH	Put	DFND		225	0	0
CROWDSTRIKE HOLDINGS CL A ORD	COM	22788C105	58	1,000	SH		DFND		1,000	0	0
CRYOPORT INC	COM	229050307	65	4,000	SH		SOLE		4,000	0	0
CSX ORD	COM	126408103	24	350	SH		DFND		350	0	0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD	SPONSORED ADR	22943F100	0	17	SH		DFND		17	0	0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD	SPONSORED ADR	22943F100	2	90	SH	Call	DFND		90	0	0
CUMMINS ORD	COM	231021106	25	155	SH		DFND		155	0	0
CURIS ORD	COM	231269200	4	2,000	SH		SOLE		2,000	0	0
CV SCIENCES ORD	COM	126654102	54	31,500	SH		SOLE		31,500	0	0
CYPRESS SEMICONDUCTOR ORD	COM	232806109	1,610	69,000	SH		DFND		69,000	0	0
DAIMLER ADR	COM	233825207	0	2	SH		SOLE		2	0	0
DATADOG CL A ORD	COM	23804L103	161	4,750	SH		DFND		4,750	0	0
DAVITA ORD	COM	23918K108	2,242	39,300	SH		SOLE		39,300	0	0
DBV TECHNOLOGIES ADR REP 0.5 ORD	SPONSORED ADR	23306J101	36	4,188	SH		SOLE		4,188	0	0
DELL TECHNOLOGIES CL C ORD	COM	24703L202	0	1	SH		DFND		1	0	0
DESPEGAR COM ORD	COM	G27358103	56	5,000	SH		SOLE		5,000	0	0
DEUTSCHE BANK N ORD	COM	D18190898	1,149	153,279	SH		SOLE		153,279	0	0
DIAMONDBACK ENERGY ORD	COM	25278X109	41	464	SH		DFND		464	0	0
DIREXION DLY JR GOLD MIN BEAR 3X ETF	COM	25460E877	37	2,112	SH		DFND		2,112	0	0
DIREXION DLY RGNL BNK BUL 3X ETF	COM	25459Y132	40	1,000	SH		SOLE		1,000	0	0
DISCOVER FINANCIAL SERVICES ORD	COM	254709108	299	3,695	SH		SOLE		3,695	0	0
DISCOVERY SRS B ORD	COM	25470F203	106	3,280	SH		SOLE		3,280	0	0
DNB FINANCIAL ORD	COM	233237106	451	10,136	SH		SOLE		10,136	0	0
DOLLAR TREE ORD	COM	256746108	3	30	SH	Put	DFND		30	0	0
DOUBLELINE INCOME SOLUTIONS CF	COM	258622109	145	7,300	SH		DFND		7,300	0	0
DOUBLELINE OPPORTUNISTIC CF	COM	258623107	300	14,503	SH		DFND		14,503	0	0
DUFF & PHELPS GLOBAL UTILITY INCM CF	COM	26433C105	96	6,060	SH		DFND		6,060	0	0
DUFF & PHELPS UTILITY & CORP BOND CF	COM	26432K108	32	3,498	SH		DFND		3,498	0	0
DXC TECHNOLOGY ORD	COM	23355L106	20	700	SH		DFND		700	0	0
DYNAGAS LNG PARTNERS SRS B PRF	COM	Y2188B124	48	2,347	SH		SOLE		2,347	0	0
DYNATRACE ORD	COM	268150109	4	250	SH		DFND		250	0	0
DYNAVAX TECHNOLOGIES ORD (NMS)	COM	268158201	0	5	SH	Call	SOLE		5	0	0
EASTSIDE DISTILLING ORD	COM	277802302	324	66,396	SH		DFND		66,396	0	0
EATON VANCE FLTNG RATE INC PLUS CF	COM	278284104	16	1,093	SH		SOLE		1,093	0	0
EATON VANCE LIMITED DURATION INCM CF	COM	27828H105	158	12,655	SH		DFND		12,655	0	0
EATON VANCE MUNICIPAL BND CF	COM	27827X101	172	13,345	SH		DFND		13,345	0	0
EATON VANCE MUNICIPAL INCOME CF	COM	27826U108	196	15,285	SH		DFND		15,285	0	0
EATON VANCE SENIOR FLOATING RATE CF	COM	27828Q105	97	7,491	SH		DFND		7,491	0	0
EATON VANCE SENIOR INCOME CF	COM	27826S103	81	13,392	SH		SOLE		13,392	0	0
EBAY ORD	COM	278642103	2	58	SH		DFND		58	0	0
EL PASO ELECTRIC ORD	COM	283677854	650	9,700	SH		DFND		9,700	0	0
EL PASO ELECTRIC ORD	COM	283677854	0	13	SH	Call	DFND		13	0	0
EL PASO ELECTRIC ORD	COM	283677854	0	7	SH	Put	DFND		7	0	0
ELANCO ANIMAL HEALTH CVR	COM	28414H103	2	100	SH		DFND		100	0	0
ELANCO ANIMAL HEALTH ORD	COM	28414H103	0	8	SH		DFND		8	0	0
ELASTIC ORD	COM	N14506104	32	400	SH		SOLE		400	0	0
ELLSWORTH GROWTH AND INCOME CF	COM	289074106	26	2,498	SH		DFND		2,498	0	0
EMPIRE BANCORP ORD	COM	291883106	360	28,022	SH		DFND		28,022	0	0
EMPIRE RESORTS ORD	COM	292052305	9	1,000	SH		SOLE		1,000	0	0
ENCANA ORD	COM	292505104	0	1	SH		DFND		1	0	0
ENDEAVOUR SILVER ORD	COM	29258Y103	88	40,000	SH		SOLE		40,000	0	0
ENEL AMERICAS ADR REP 50 ORD	SPONSORED ADR	29274F104	8	972	SH		SOLE		972	0	0
ENERGOUS ORD	COM	29272C103	11	3,500	SH		DFND		3,500	0	0
ENERGY RECOVERY ORD	COM	29270J100	4	500	SH		SOLE		500	0	0
ENERTECK ORD	COM	29275X104	0	7,500	SH		SOLE		7,500	0	0
ENI ADR	COM	26874R108	176	5,783	SH		SOLE		5,783	0	0
ENSIGN GROUP ORD	COM	29358P101	664	15,000	SH		DFND		15,000	0	0
EOG RESOURCES ORD	COM	26875P101	14	200	SH		DFND		200	0	0
EURONAV NV	COM	B38564108	0	25	SH	Call	SOLE		25	0	0
EVOLUS ORD (NMS)	COM	30052C107	0	4	SH	Call	DFND		4	0	0
EXACT SCIENCES ORD	COM	30063P105	234	2,600	SH		SOLE		2,600	0	0
EXAGEN ORD	COM	30068X103	3	200	SH		SOLE		200	0	0
EXELIXIS ORD (NMS)	COM	30161Q104	0	25	SH	Call	DFND		25	0	0
EXPEDIA GROUP ORD	COM	30212P303	37	280	SH		SOLE		280	0	0
EXXON MOBIL ORD	COM	30231G102	4	60	SH		DFND		60	0	0
FACEBOOK CL A ORD	COM	30303M102	26	149	SH		DFND		149	0	0
FAIR ISAAC ORD	COM	303250104	21	70	SH		SOLE		70	0	0
FANNIE MAE 6.75 NON CUM SRS Q PFD	COM	313586778	12	1,000	SH		SOLE		1,000	0	0
FANNIE MAE NON CUMULATIVE H PFD	COM	313586885	13	600	SH		SOLE		600	0	0
FAR POINT ACQUISITION CL A ORD	COM	30734W109	1	100	SH		SOLE		100	0	0
FARFETCH CL A ORD (NYS)	COM	30744W107	0	25	SH	Call	DFND		25	0	0
FASTENAL ORD	COM	311900104	0	5	SH	Call	DFND		5	0	0
FASTLY CL A ORD	COM	31188V100	96	4,000	SH		DFND		4,000	0	0
FASTLY CL A ORD	COM	31188V100	0	19	SH	Call	DFND		19	0	0
FEDERAL HOME LOAN MORTGAGE ORD	COM	313400301	0	100	SH		SOLE		100	0	0
FEDEX ORD	COM	31428X106	235	1,615	SH		DFND		1,615	0	0
FERRARI ORD	COM	N3167Y103	1,540	10,000	SH		SOLE		10,000	0	0
FIAT CHRYSLER AUTOMOBILES ORD	COM	N31738102	3	300	SH		SOLE		300	0	0
FINTECH ACQUISITION CL A ORD	COM	31811A101	16	1,650	SH		SOLE		1,650	0	0
FIRST BANCORP ORD	COM	318672706	29	3,000	SH		DFND		3,000	0	0
FIRST FINANCIAL BANKSHARES ORD	COM	32020R109	14	430	SH		DFND		430	0	0
FIRST NBC BANK HOLDING ORD	COM	32115D106	0	20,000	SH		SOLE		20,000	0	0
FIRST TRST ABERDEEN GLBL OPP INCM CF	COM	337319107	52	5,000	SH		DFND		5,000	0	0
FIRST TRUST HIGH INCOME LONG SHRT CF	COM	33738E109	146	9,657	SH		DFND		9,657	0	0
FIRST TRUST INT DUR PRF INCOME CF	COM	33718W103	21	900	SH		DFND		900	0	0
FIRST TRUST MLP AND ENERGY INCOME CF	COM	33739B104	142	12,404	SH		SOLE		12,404	0	0
FIRST TRUST SNR FLTG RATE INC II CF	COM	33733U108	44	3,738	SH		DFND		3,738	0	0
FIRST UNITED ORD	COM	33741H107	1,495	67,993	SH		DFND		67,993	0	0
FISERV ORD	COM	337738108	0	5	SH	Put	DFND		5	0	0
FITBIT CL A ORD	COM	33812L102	35	9,256	SH		DFND		9,256	0	0
FIVE9 ORD	COM	338307101	107	2,000	SH		SOLE		2,000	0	0
FLAHERTY & CRMRN PRF AND INCM NAV CF	COM	338480106	66	4,480	SH		DFND		4,480	0	0
FLAHERTY CRUMRINE DYN PRF INCOME CF	COM	33848W106	72	2,775	SH		DFND		2,775	0	0
FLAHERTY CRUMRINE TOTAL RETURN CF	COM	338479108	8	371	SH		DFND		371	0	0
FLOTEK INDUSTRIES ORD	COM	343389102	125	57,200	SH		SOLE		57,200	0	0
FORTRESS BIOTECH ORD	COM	34960Q109	282	200,000	SH		DFND		200,000	0	0
FOSSIL GROUP ORD	COM	34988V106	186	14,894	SH		DFND		14,894	0	0
FOX CL A ORD	COM	35137L105	93	2,965	SH		DFND		2,965	0	0
FOX CORPORATION ORD	COM	35137L204	6	200	SH		DFND		200	0	0
FRANCESCAS HOLDINGS ORD	COM	351793203	64	4,616	SH		DFND		4,616	0	0
FRANKLIN UNIVERSAL CF	COM	355145103	74	9,833	SH		DFND		9,833	0	0
FREEPORT MCMORAN ORD	COM	35671D857	100	10,450	SH		DFND		10,450	0	0
FREEPORT MCMORAN ORD	COM	35671D857	0	86	SH	Call	DFND		86	0	0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD	SPONSORED ADR	358029106	23	700	SH		DFND		700	0	0
FRESH DEL MONTE PRODUCE ORD	COM	G36738105	1	40	SH	Put	SOLE		40	0	0
FRONTLINE ORD	COM	G3682E192	36	4,000	SH		SOLE		4,000	0	0
FRONTLINE ORD	COM	G3682E192	4	470	SH	Call	SOLE		470	0	0
FUNKO CL A ORD	COM	361008105	215	10,487	SH		DFND		10,487	0	0
FUNKO CL A ORD	COM	361008105	0	5	SH	Call	DFND		5	0	0
FVCBANKCORP ORD	COM	36120Q101	23	1,343	SH		SOLE		1,343	0	0
GABELLI EQUITY TRUST 5 SRS H CUM PRF	COM	362397861	20	800	SH		SOLE		800	0	0
GAIA CL A ORD	COM	36269P104	52	8,081	SH		DFND		8,081	0	0
GALAPAGOS ADR REP ORD	SPONSORED ADR	36315X101	109	720	SH		SOLE		720	0	0
GAMESTOP CL A ORD	COM	36467W109	31	5,622	SH		DFND		5,622	0	0
GARDNER DENVER HOLDINGS ORD	COM	36555P107	183	6,478	SH		DFND		6,478	0	0
GARRISON CAPITAL ORD	COM	366554103	117	17,000	SH		DFND		17,000	0	0
GDL CF	COM	361570104	11	1,293	SH		DFND		1,293	0	0
GENERAL ELECTRIC ORD	COM	369604103	131	14,729	SH		DFND		14,729	0	0
GENERAL ELECTRIC ORD	COM	369604103	0	109	SH	Call	DFND		109	0	0
GENESEE & WYOMING CL A ORD	COM	371559105	7,430	67,241	SH		DFND		67,241	0	0
GENIUS PRODUCTS ORD	COM	37229R305	0	122	SH		SOLE		122	0	0
GENOCEA BIOSCIENCES ORD	COM	372427401	733	253,000	SH		DFND		253,000	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	992	225,650	SH		DFND		225,650	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	3	705	SH	Put	DFND		705	0	0
GILEAD SCIENCES ORD	COM	375558103	5	86	SH		DFND		86	0	0
GLAXOSMITHKLINE ADR REP TWO ORD	SPONSORED ADR	37733W105	426	10,000	SH		DFND		10,000	0	0
GLOBALSTAR VTG ORD	COM	378973408	0	110	SH		SOLE		110	0	0
GLU MOBILE ORD	COM	379890106	99	20,000	SH		SOLE		20,000	0	0
GLYCOMIMETICS INC (NMS)	COM	38000Q102	0	20	SH	Call	SOLE		20	0	0
GNC HOLDINGS CL A ORD	COM	36191G107	123	57,500	SH		SOLE		57,500	0	0
GOODYEAR TIRE AND RUBBER ORD	COM	382550101	80	5,605	SH		DFND		5,605	0	0
GOODYEAR TIRE AND RUBBER ORD	COM	382550101	0	64	SH	Call	DFND		64	0	0
GORES METROPOULOS UNT	COM	382872208	11	1,100	SH		SOLE		1,100	0	0
GRAF INDUSTRIAL RED UNT	COM	384278206	5	500	SH		DFND		500	0	0
GRAYSCALE BITCOIN ORD	COM	389637109	2	250	SH		SOLE		250	0	0
GRAYSCALE ETHEREUM COM UNT	COM	389638107	21	1,000	SH		SOLE		1,000	0	0
GREEN DOT CL A ORD	COM	39304D102	25	1,000	SH		DFND		1,000	0	0
GREEN GROWTH BRANDS ORD	COM	39305B105	400	400,000	SH		SOLE		400,000	0	0
GREEN ORGANIC DUTCHMAN HLGDS ORD	COM	393210208	286	185,000	SH		SOLE		185,000	0	0
GREEN THUMB INDUSTRIES ORD	COM	39342L108	819	100,300	SH		SOLE		100,300	0	0
GREENLANE HOLDINGS CL A ORD	COM	395330103	1,000	295,270	SH		DFND		295,270	0	0
GREIF CL A ORD	COM	397624107	37	999	SH		DFND		999	0	0
GRENTRE HSPTLTY GRP ADR CL A ORD	SPONSORED ADR	39579V100	51	5,138	SH		SOLE		5,138	0	0
GRIDSUM HOLDING ADR	COM	398132100	196	115,670	SH		SOLE		115,670	0	0
GRUPO AVL ACIONS Y VL ADR REP 20 PRF	SPONSORED ADR	40053W101	588	78,859	SH		SOLE		78,859	0	0
GS ACQUISITION HOLDINGS CL A ORD	COM	36255F102	15	1,482	SH		SOLE		1,482	0	0
GTY TECHNOLOGY HOLDINGS ORD	COM	362409104	1	250	SH		SOLE		250	0	0
GUARDANT HEALTH ORD	COM	40131M109	0	5	SH	Call	DFND		5	0	0
GUGGENHEIM STRATEGIC OPPORTNITIES CF	COM	40167F101	59	3,100	SH		DFND		3,100	0	0
GX ACQUISITON UNT	COM	36251A206	262	23,700	SH		SOLE		23,700	0	0
HANCOCK JAFFE	COM	41015N106	4	5,000	SH		DFND		5,000	0	0
HAYMAKER ACQUISITION UNT	COM	42087L200	2	200	SH		SOLE		200	0	0
HC2 HOLDINGS ORD (ASE)	COM	404139107	1	430	SH	Call	DFND		430	0	0
HD SUPPLY HOLDINGS ORD	COM	40416M105	19	500	SH		SOLE		500	0	0
HEALTH CATALYST ORD	COM	42225T107	6	200	SH		DFND		200	0	0
HEALTH INSURANCE INNOVATION CL A ORD	COM	42225K106	68	2,750	SH		DFND		2,750	0	0
HEALTHEQUITY ORD	COM	42226A107	114	2,000	SH		DFND		2,000	0	0
HEICO CL A ORD	COM	422806208	2,278	23,412	SH		SOLE		23,412	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	1,004	SH		DFND		1,004	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	2	SH	Call	DFND		2	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	2	SH	Put	DFND		2	0	0
HERBALIFE NUTRITION ORD	COM	G4412G101	0	4	SH		SOLE		4	0	0
HESS ORD	COM	42809H107	19	330	SH		DFND		330	0	0
HEWLETT PACKARD ENTERPRISE ORD	COM	42824C109	8	586	SH		DFND		586	0	0
HIGHLAND GLOB ALLO NAV CF	COM	43010T104	90	8,800	SH		SOLE		8,800	0	0
HILTON GRAND VACATIONS ORD	COM	43283X105	448	14,000	SH		DFND		14,000	0	0
HORMEL FOODS ORD (NYS)	COM	440452100	4	100	SH	Call	DFND		100	0	0
HOWARD HUGHES ORD (NYS)	COM	44267D107	0	1	SH	Put	DFND		1	0	0
HSBC HOLDINGS ADR REP 5 ORD	SPONSORED ADR	404280406	1	40	SH		DFND		40	0	0
HTG MOLECULAR DIAGNOSTICS ORD	COM	40434H104	12	18,500	SH		DFND		18,500	0	0
HUNTINGTON BANCSHARES ORD	COM	446150104	61	4,300	SH		DFND		4,300	0	0
HUYA ADR CL A ORD	SPONSORED ADR	44852D108	21	912	SH		DFND		912	0	0
IANTHUS CAPITAL ORD	COM	45074T102	297	211,285	SH		SOLE		211,285	0	0
II VI ORD	COM	902104108	400	11,388	SH		DFND		11,388	0	0
II VI ORD	COM	902104108	2	80	SH	Call	DFND		80	0	0
II VI ORD	COM	902104108	20	574	SH	Put	DFND		574	0	0
INCOME OPPORTUNITY REALTY INV ORD	COM	452926108	0	31	SH		SOLE		31	0	0
INDEXIQ MERGER ARBITRAGE ETF	COM	45409B800	76	2,392	SH		SOLE		2,392	0	0
INDUSTRIAL SERVICES OF AMERICA ORD	COM	456314103	73	65,254	SH		SOLE		65,254	0	0
INFLARX ORD	COM	N44821101	1,235	500,000	SH		SOLE		500,000	0	0
INMODE ORD	COM	M5425M103	5	250	SH		SOLE		250	0	0
INPHONIC ORD (OTC)	COM	45772G105	0	14,472	SH		SOLE		14,472	0	0
INSEEGO ORD	COM	45782B104	247	51,572	SH		SOLE		51,572	0	0
INSIGHT SELECT INCOME CF	COM	45781W109	20	1,000	SH		DFND		1,000	0	0
INTEGRA RESOURCES ORD	COM	45826T103	9	10,000	SH		SOLE		10,000	0	0
INTERCONTINENTAL HOTEL ADR REP 1 ORD	SPONSORED ADR	45857P806	856	13,757	SH		SOLE		13,757	0	0
INTERNATIONAL BUSINESS MACHINES ORD	COM	459200101	295	2,032	SH		DFND		2,032	0	0
INTERNATIONAL SPEEDWAY CL A ORD	COM	460335201	13	300	SH		DFND		300	0	0
INVESCO BOND CF	COM	46132L107	66	3,355	SH		DFND		3,355	0	0
INVESCO CREDIT DYNAMIC OPP CF	COM	46132R104	197	17,915	SH		DFND		17,915	0	0
INVESCO HGH INCM 2023 TARGET TERM CF	COM	46135X108	105	10,123	SH		SOLE		10,123	0	0
INVESCO HIGH INCM 2024 TRGT TERM CF	COM	46136K105	149	14,400	SH		SOLE		14,400	0	0
INVESCO MUNICIPAL OPPORTUNITY CF	COM	46132C107	233	18,629	SH		DFND		18,629	0	0
INVESCO SNR INCOME CF	COM	46131H107	95	22,750	SH		DFND		22,750	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	4,003	21,202	SH		DFND		21,202	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	116	616	SH	Put	DFND		616	0	0
ISHARES 20 PLS YEAR TREASURY BND ETF	COM	464287432	0	1	SH	Call	DFND		1	0	0
ISHARES 20 PLS YEAR TREASURY BND ETF	COM	464287432	14	102	SH	Put	DFND		102	0	0
ISHARES CHINA LARGE CAP ETF	COM	464287184	21	540	SH	Put	DFND		540	0	0
ISHARES EXPANDED TECH STW SCTR ETF	COM	464287515	5	25	SH	Put	DFND		25	0	0
ISHARES IBOXX HIGH YIELD BOND ETF	COM	464288513	32	375	SH	Put	DFND		375	0	0
ISHARES MSCI EMERGING MARKETS ETF	COM	464287234	0	20	SH	Call	DFND		20	0	0
ISHARES MSCI EMERGING MARKETS ETF	COM	464287234	7	185	SH	Put	DFND		185	0	0
ISHARES MSCI HONG KONG ETF (PSE)	COM	464286871	3	150	SH	Put	SOLE		150	0	0
ISHARES MSCI INDIA INDEX ETF	COM	46429B598	465	13,862	SH		DFND		13,862	0	0
ISHARES NASDAQ BIOTECHNOLOGY ETF	COM	464287556	1	20	SH	Call	DFND		20	0	0
ISHARES RUSSELL 2000 ETF	COM	464287655	38	257	SH	Put	DFND		257	0	0
ISHARES RUSSELL 2000 VALUE ETF	COM	464287630	1,698	14,222	SH		DFND		14,222	0	0
ISHARES SILVER TRUST ETF	COM	46428Q109	4	300	SH		DFND		300	0	0
ISHARES SILVER TRUST ETF	COM	46428Q109	7	453	SH	Call	DFND		453	0	0
ISHARES US HOME CONSTRUCT ETF	COM	464288752	2	56	SH	Put	DFND		56	0	0
IVY HIGH INCOME OPPORTUNITIES CF	COM	465893105	160	11,680	SH		DFND		11,680	0	0
J JILL ORD	COM	46620W102	17	9,268	SH		DFND		9,268	0	0
J2 ACQUISITION ORD	COM	G49894101	650	66,000	SH		SOLE		66,000	0	0
JD.COM ADR REP 2 CL A ORD	SPONSORED ADR	47215P106	1	63	SH		DFND		63	0	0
JEFFERIES FINANCIAL GROUP ORD	COM	47233W109	0	10	SH	Call	SOLE		10	0	0
JMP GROUP 6 875 SNR NTS	COM	46629U404	17	700	SH		SOLE		700	0	0
JOHN HANCOCK INCOME SECURITIES CF	COM	410123103	41	2,852	SH		DFND		2,852	0	0
JOHN HANCOCK INVESTORS CF	COM	410142103	30	1,819	SH		DFND		1,819	0	0
JUST ENERGY GROUP ORD	COM	48213W101	22	9,500	SH		SOLE		9,500	0	0
KAYNE ANDER 3.500 SRS F MAND RED PRF	COM	486606601	2	100	SH		SOLE		100	0	0
KAYNE ANDERSON MLP MIDSTRM INVEST CF	COM	486606106	28	2,000	SH		DFND		2,000	0	0
KB FINANCIAL GROUP ADR REP ONE ORD	SPONSORED ADR	48241A105	3	99	SH		SOLE		99	0	0
KELLY SERVICES CL B ORD	COM	488152307	3	181	SH		SOLE		181	0	0
KEYSIGHT TECHNOLOGIES ORD	COM	49338L103	48	500	SH		SOLE		500	0	0
KHIRON LIFE SCIENCES ORD	COM	49374L306	0	1,000	SH		SOLE		1,000	0	0
KIRKLAND LAKE GOLD ORD (NYS)	COM	49741E100	0	1	SH	Call	DFND		1	0	0
KKR AND CO CL A ORD	COM	48251W104	0	12	SH	Put	DFND		12	0	0
KKR INCOME OPPORTUNITIES CF	COM	48249T106	48	3,100	SH		DFND		3,100	0	0
KNOWLES ORD	COM	49926D109	0	20	SH	Put	SOLE		20	0	0
KRATOS DEFENSE AND SECURITY SOLS ORD	COM	50077B207	650	35,000	SH		SOLE		35,000	0	0
KT ADR REP 1/2 ORD	SPONSORED ADR	48268K101	8,573	758,041	SH		SOLE		758,041	0	0
KUSHCO HOLDINGS ORD	COM	50133S103	1	1,000	SH		SOLE		1,000	0	0
L BRANDS ORD	COM	501797104	1	94	SH	Call	DFND		94	0	0
LADDER CAPITAL CL A ORD	COM	505743104	8	516	SH		DFND		516	0	0
LANDCADIA HOLDINGS II UNT	COM	51476X204	72	7,200	SH		SOLE		7,200	0	0
LAS VEGAS SANDS ORD	COM	517834107	4,773	82,650	SH		DFND		82,650	0	0
LAUREATE EDUCATION CL A ORD	COM	518613203	298	18,000	SH		DFND		18,000	0	0
LENNAR CL B ORD	COM	526057302	37	849	SH		SOLE		849	0	0
LEO HOLDINGS CL A ORD	COM	G5463L105	26	2,570	SH		SOLE		2,570	0	0
LEO HOLDINGS EQY WRT EXP 04/05/2023	COM	G5463L113	105	142,200	SH		SOLE		142,200	0	0
LG DISPLAY ADR REP 1/2 ORD	SPONSORED ADR	50186V102	49	8,284	SH		SOLE		8,284	0	0
LIBERTY BROADBAND SRS A ORD	COM	530307107	245	2,349	SH		SOLE		2,349	0	0
LIBERTY GLOBAL CL C ORD	COM	G5480U120	2,490	104,705	SH		SOLE		104,705	0	0
LIBERTY GOLD	COM	53056H104	10	20,000	SH		DFND		20,000	0	0
LIBERTY LATIN AMERICA CL C ORD	COM	G5480U153	172	10,100	SH		SOLE		10,100	0	0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	COM	531229607	86	2,060	SH		SOLE		2,060	0	0
LILIS ENERGY ORD	COM	532403201	1	3,300	SH		SOLE		3,300	0	0
LIMELIGHT NETWORKS ORD	COM	53261M104	121	40,000	SH		DFND		40,000	0	0
LINDE ORD	COM	G5494J103	4,552	23,500	SH		SOLE		23,500	0	0
LINE ADR REP ORD	SPONSORED ADR	53567X101	104	2,900	SH		SOLE		2,900	0	0
LIPOCINE ORD	COM	53630X104	74	26,639	SH		DFND		26,639	0	0
LIPOCINE ORD	COM	53630X104	0	50	SH	Call	DFND		50	0	0
LIPOCINE ORD	COM	53630X104	1	360	SH	Put	DFND		360	0	0
LIQTECH INTERNATIONAL ORD	COM	53632A201	79	10,000	SH		SOLE		10,000	0	0
LIVENT ORD	COM	53814L108	133	20,000	SH		DFND		20,000	0	0
LIVEPERSON ORD	COM	538146101	124	3,500	SH		SOLE		3,500	0	0
LIVONGO HEALTH ORD	COM	539183103	3	200	SH		DFND		200	0	0
LLOYDS BANKING GROUP ADR 4 ORD	SPONSORED ADR	539439109	7,297	2,764,021	SH		SOLE		2,764,021	0	0
LMA NGRA INDS SCD ANMA ADS REP 5 ORD	COM	54150E104	0	12	SH		SOLE		12	0	0
LMP CAPITAL & INCM CF	COM	50208A102	24	1,720	SH		DFND		1,720	0	0
LONGWEI PETROLEUM INVEST HOLDING ORD	COM	543354104	0	5,000	SH		SOLE		5,000	0	0
LOVESAC COMPANY ORD	COM	54738L109	90	4,821	SH		DFND		4,821	0	0
LOVESAC COMPANY ORD	COM	54738L109	1	82	SH	Call	DFND		82	0	0
LUCKIN COFFEE ADR REP 8 ORD	SPONSORED ADR	54951L109	0	50	SH	Call	DFND		50	0	0
LULULEMON ATHLETICA ORD	COM	550021109	1	8	SH		DFND		8	0	0
LYFT CL A ORD	COM	55087P104	337	8,265	SH		DFND		8,265	0	0
LYFT CL A ORD	COM	55087P104	2	68	SH	Call	DFND		68	0	0
MACYS ORD	COM	55616P104	57	3,715	SH		DFND		3,715	0	0
MAG SILVER ORD	COM	55903Q104	42	4,000	SH		DFND		4,000	0	0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF	COM	G5753U138	70	10,000	SH		SOLE		10,000	0	0
MAIDEN HOLDINGS LTD	COM	560292302	797	44,705	SH		SOLE		44,705	0	0
MALVERN BANCORP ORD	COM	561409103	72	3,336	SH		DFND		3,336	0	0
MARATHON PETROLEUM ORD	COM	56585A102	645	10,621	SH		DFND		10,621	0	0
MARKER THERAPEUTICS ORD	COM	57055L107	163	32,058	SH		DFND		32,058	0	0
MARRIOTT INTERNATIONAL CL A ORD	COM	571903202	2	22	SH		DFND		22	0	0
MATCH GROUP ORD	COM	57665R106	20	289	SH		DFND		289	0	0
MAXIM INTEGRATED PRODUCTS ORD	COM	57772K101	28	500	SH		DFND		500	0	0
MAXIM INTEGRATED PRODUCTS ORD	COM	57772K101	8	150	SH	Call	DFND		150	0	0
MCDERMOTT INTERNATIONAL ORD	COM	580037703	111	55,000	SH		DFND		55,000	0	0
MCKESSON ORD	COM	58155Q103	188	1,376	SH		DFND		1,376	0	0
MDC HOLDINGS ORD	COM	552676108	129	3,000	SH		SOLE		3,000	0	0
MDU RESOURCES GROUP ORD	COM	552690109	16	602	SH		DFND		602	0	0
MEDIDATA SOLUTIONS ORD	COM	58471A105	846	9,248	SH		DFND		9,248	0	0
MEDIDATA SOLUTIONS ORD	COM	58471A105	18	198	SH	Call	DFND		198	0	0
MEDIDATA SOLUTIONS ORD	COM	58471A105	3	37	SH	Put	DFND		37	0	0
MEDMEN ENTERPRISES ORD CL B	COM	58507M107	87	60,000	SH		SOLE		60,000	0	0
MEGALITH FINANCIAL ACQUISITION UNT	COM	58518F208	80	7,700	SH		SOLE		7,700	0	0
MELLANOX TECHNOLOGIES ORD	COM	M51363113	1,139	10,398	SH		SOLE		10,398	0	0
METHANEX ORD	COM	59151K108	141	4,000	SH		DFND		4,000	0	0
MFS INTERMEDIATE INCOME CF	COM	55273C107	38	10,040	SH		SOLE		10,040	0	0
MGM GROWTH PROPERTIES CL A ORD (NYS)	COM	55303A105	5	180	SH	Call	DFND		180	0	0
MGM RESORTS INTERNATIONAL ORD	COM	552953101	5	200	SH	Call	DFND		200	0	0
MICHELIN COMPAGNIE GENERALE DES ADR	COM	59410T106	111	5,000	SH		SOLE		5,000	0	0
MICRON SOLUTIONS ORD	COM	59511X105	164	75,051	SH		SOLE		75,051	0	0
MICRON TECHNOLOGY ORD	COM	595112103	538	12,575	SH		DFND		12,575	0	0
MINERA ALAMOS INC	COM	60283L105	19	150,000	SH		SOLE		150,000	0	0
MONDELEZ INTERNATIONAL CL A ORD	COM	609207105	2	49	SH		DFND		49	0	0
MONEYGRAM INTERNATIONAL ORD	COM	60935Y208	0	200	SH		DFND		200	0	0
MONEYGRAM INTERNATIONAL ORD	COM	60935Y208	0	10	SH	Call	DFND		10	0	0
MONGODB CL A ORD	COM	60937P106	28	240	SH		DFND		240	0	0
MORGAN STANL DS REP 1/1000 SRS E PRF	COM	61762V200	2	92	SH		SOLE		92	0	0
MORGAN STANLEY EMERGING MKT DEBT CF	COM	61744H105	93	10,187	SH		DFND		10,187	0	0
MOTUS GI HOLDINGS ORD	COM	62014P108	1	600	SH		SOLE		600	0	0
MOUNTAIN PROVINCE DIAMONDS ORD	COM	62426E402	22	23,550	SH		SOLE		23,550	0	0
MS EMERGING MARKTS DOMESTIC DEBT CF	COM	617477104	171	25,950	SH		DFND		25,950	0	0
MSC INDUSTRIAL CL A ORD	COM	553530106	25	350	SH		DFND		350	0	0
MUSTANG BIO ORD	COM	62818Q104	326	100,000	SH		SOLE		100,000	0	0
MYLAN ORD	COM	N59465109	95	4,806	SH		SOLE		4,806	0	0
MYLAN ORD	COM	N59465109	2	132	SH	Call	SOLE		132	0	0
NASPERS SPON 5 ADR REP CL N ORD	SPONSORED ADR	631512209	90	3,008	SH		SOLE		3,008	0	0
NATIONAL RETAIL PROPERTIES REIT ORD	COM	637417106	12	214	SH		DFND		214	0	0
NAVIGANT CONSULTING ORD	COM	63935N107	437	15,668	SH		SOLE		15,668	0	0
NCR ORD	COM	62886E108	146	4,651	SH		DFND		4,651	0	0
NEKTAR THERAPEUTICS ORD	COM	640268108	282	15,500	SH		DFND		15,500	0	0
NEON THERAPEUTICS ORD	COM	64050Y100	361	210,000	SH		SOLE		210,000	0	0
NETEASE ADR	COM	64110W102	51	192	SH		SOLE		192	0	0
NETFLIX ORD	COM	64110L106	2	8	SH	Put	DFND		8	0	0
NEUBASE THERAPEUTICS ORD	COM	64132K102	86	17,291	SH		DFND		17,291	0	0
NEUBERGER BERMAN HGH YLD STRATGS CF	COM	64128C106	181	15,000	SH		DFND		15,000	0	0
NEW AGE BEVERAGES ORD	COM	64157V108	0	51	SH	Call	DFND		51	0	0
NEW AMERICA HIGH INCOME CF	COM	641876800	140	15,900	SH		DFND		15,900	0	0
NEW GOLD ORD	COM	644535106	115	114,154	SH		DFND		114,154	0	0
NEW GOLD ORD	COM	644535106	0	20	SH	Call	DFND		20	0	0
NEW MEDIA INVESTMENT GROUP ORD	COM	64704V106	227	25,778	SH		DFND		25,778	0	0
NEW YORK TIMES CL A ORD (NYS)	COM	650111107	36	1,284	SH	Call	DFND		1,284	0	0
NEWELL BRANDS ORD	COM	651229106	5	300	SH		DFND		300	0	0
NEXPOINT STRATEGIC OPPORTUNITIES CF	COM	65340G205	86	4,800	SH		DFND		4,800	0	0
NEXSTAR MEDIA GROUP CL A ORD	COM	65336K103	51	501	SH		DFND		501	0	0
NEXSTAR MEDIA GROUP CL A ORD	COM	65336K103	8	86	SH	Call	DFND		86	0	0
NIELSEN HOLDINGS ORD (NYS)	COM	G6518L108	2	114	SH	Call	SOLE		114	0	0
NIKE CL B ORD	COM	654106103	28	300	SH		DFND		300	0	0
NIKE CL B ORD	COM	654106103	0	1	SH	Put	DFND		1	0	0
NIO ADS REP 1 CL A ORD	COM	62914V106	8	5,200	SH		DFND		5,200	0	0
NJ RESOURCES ORD	COM	646025106	11	258	SH		DFND		258	0	0
NORFOLK SOUTHERN ORD	COM	655844108	179	1,000	SH		DFND		1,000	0	0
NORTHERN DYNASTY MINERALS ORD	COM	66510M204	11	20,000	SH		DFND		20,000	0	0
NORWOOD FINANCIAL ORD	COM	669549107	25	801	SH		SOLE		801	0	0
NOVO NORDISK ADR REPSG 1 ORD	SPONSORED ADR	670100205	258	5,000	SH		DFND		5,000	0	0
NUANCE COMMUNICATIONS ORD	COM	67020Y100	11	800	SH		SOLE		800	0	0
NUTANIX CL A ORD	COM	67059N108	190	7,250	SH		DFND		7,250	0	0
NUTANIX CL A ORD	COM	67059N108	1	50	SH	Call	DFND		50	0	0
NUVEEN AMT FREE MNCPL CRDT INCM CF	COM	67071L106	34	2,064	SH		DFND		2,064	0	0
NUVEEN AMT FREE MUNICIPAL CF	COM	670695105	2	172	SH		DFND		172	0	0
NUVEEN AMT FREE QLTY MNCPL INCM CF	COM	670657105	216	15,116	SH		DFND		15,116	0	0
NUVEEN ARIZONA QLTY MNCPL INCM CF	COM	67061W104	2	172	SH		DFND		172	0	0
NUVEEN CALIF SELECT TAX-FREE INCM CF	COM	67063R103	1	86	SH		DFND		86	0	0
NUVEEN CALIFORNIA MUNICIPAL VALUE CF	COM	67062C107	2	258	SH		DFND		258	0	0
NUVEEN CALIFORNIA MUNICIPL VAL 2 CF	COM	6706EB106	1	86	SH		DFND		86	0	0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF	COM	67066Y105	235	15,688	SH		DFND		15,688	0	0
NUVEEN CORE EQUITY ALPHA CF	COM	67090X107	19	1,376	SH		DFND		1,376	0	0
NUVEEN CREDIT OPPORTUNITIES 2022 CF	COM	67075U102	2	258	SH		DFND		258	0	0
NUVEEN CREDIT STRATEGIES INCOME CF	COM	67073D102	477	63,860	SH		DFND		63,860	0	0
NUVEEN DIVERSIFIED DIVIDEND INCM CF	COM	6706EP105	12	1,118	SH		DFND		1,118	0	0
NUVEEN DOW 30SM DYNAMIC OVRWRT CF	COM	67075F105	38	2,150	SH		DFND		2,150	0	0
NUVEEN ENHANCED MUNICIPAL VALUE CF	COM	67074M101	2	172	SH		DFND		172	0	0
NUVEEN FLOATG RATE INCM OPPORTNTY CF	COM	6706EN100	5	602	SH		DFND		602	0	0
NUVEEN FLOATING RATE INCOME CF	COM	67072T108	30	3,172	SH		DFND		3,172	0	0
NUVEEN GLOBAL HIGH INCOME CF	COM	67075G103	85	5,503	SH		DFND		5,503	0	0
NUVEEN HG INCM NOV 2021 TRGT NAV CF	COM	67077N106	3	344	SH		SOLE		344	0	0
NUVEEN INTERMEDIATE DURATION MUNI CF	COM	670671106	3	258	SH		DFND		258	0	0
NUVEEN MARYLAND QLTY MNCPL INCM CF	COM	67061Q107	2	172	SH		DFND		172	0	0
NUVEEN MASACHUSET QLTY MNCPL INCM CF	COM	67061E104	1	86	SH		DFND		86	0	0
NUVEEN MICHIGAN QLTY MNCPL INCM CF	COM	670979103	2	172	SH		DFND		172	0	0
NUVEEN MORTGAGE OPPORTUNITY 2 CF	COM	67074R100	126	5,700	SH		SOLE		5,700	0	0
NUVEEN MUNI HIGH INC OPPORTUNITY CF	COM	670682103	7	516	SH		DFND		516	0	0
NUVEEN MUNICIPAL CREDIT INCOME CF	COM	67070X101	30	1,892	SH		DFND		1,892	0	0
NUVEEN MUNICIPAL INCOME CF	COM	67062J102	1	172	SH		DFND		172	0	0
NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF	COM	670699107	53	2,408	SH		DFND		2,408	0	0
NUVEEN NEW JERSEY QLTY MNCPL INCM CF	COM	67069Y102	6	430	SH		DFND		430	0	0
NUVEEN NEW YORK QLTY MNCPL INCM CF	COM	67066X107	2	172	SH		DFND		172	0	0
NUVEEN NY SELECT TAX-FREE INCM CF	COM	67063V104	1	86	SH		DFND		86	0	0
NUVEEN OHIO QLTY MNCPL INCM CF	COM	670980101	2	172	SH		DFND		172	0	0
NUVEEN PNSYLVANIA QLTY MNCPL INCM CF	COM	670972108	6	430	SH		DFND		430	0	0
NUVEEN PREF AND INCM SECURITIES CF	COM	67072C105	66	6,737	SH		DFND		6,737	0	0
NUVEEN PREFERRD AND INCM 2022 TRM CF	COM	46623C202	4	172	SH		DFND		172	0	0
NUVEEN PREFERRED AND INCM OPP CF	COM	67073B106	76	7,652	SH		DFND		7,652	0	0
NUVEEN PREFERRED AND INCOME TERM CF	COM	67075A106	204	8,258	SH		DFND		8,258	0	0
NUVEEN QUALITY MUNICIPAL INCM CF	COM	67066V101	118	8,221	SH		DFND		8,221	0	0
NUVEEN REAL ASSET INCOME AND GRO CF	COM	67074Y105	93	5,344	SH		DFND		5,344	0	0
NUVEEN REAL ESTATE INCOME CF	COM	67071B108	8	774	SH		DFND		774	0	0
NUVEEN S P 500 BUY WRITE INC CF	COM	6706ER101	37	2,838	SH		DFND		2,838	0	0
NUVEEN S P 500 DYNAMIC OVRWRT CF	COM	6706EW100	19	1,290	SH		DFND		1,290	0	0
NUVEEN SELECT TAX FREE INCOME 2 CF	COM	67063C106	2	172	SH		DFND		172	0	0
NUVEEN SELECT TAX-FREE INCOME 3 CF	COM	67063X100	2	172	SH		DFND		172	0	0
NUVEEN SELECT TAX-FREE INCOME CF	COM	67062F100	2	172	SH		DFND		172	0	0
NUVEEN SENIOR INCOME CF	COM	67067Y104	1	344	SH		DFND		344	0	0
NUVEEN SHORT DURATION CREDIT CF	COM	67074X107	5	344	SH		DFND		344	0	0
NUVEEN TAX ADVNTGD DIVDND GRWTH CF	COM	67073G105	11	688	SH		DFND		688	0	0
NUVEEN TAX-ADVANTAGED TOTAL RETN CF	COM	67090H102	5	516	SH		DFND		516	0	0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF	COM	67074C103	117	5,258	SH		DFND		5,258	0	0
NUVEEN VIRGINIA QLTY MNCPL INCM CF	COM	67064R102	2	172	SH		DFND		172	0	0
NUVEN CALIFOR AMT FREE QLT MNCPL CF	COM	670651108	2	172	SH		DFND		172	0	0
NVIDIA ORD	COM	67066G104	7	41	SH		DFND		41	0	0
NXCHAIN ORD	COM	629471103	0	800	SH		SOLE		800	0	0
NXP SEMICONDUCTORS ORD	COM	N6596X109	382	3,504	SH		SOLE		3,504	0	0
NXP SEMICONDUCTORS ORD	COM	N6596X109	0	1	SH	Put	SOLE		1	0	0
O'REILLY AUTOMOTIVE ORD	COM	67103H107	19	50	SH		DFND		50	0	0
OAKTREE CAPITAL GROUP CL A UNT (NYS)	COM	674001201	0	2	SH	Put	SOLE		2	0	0
OCCIDENTAL PETROLEUM ORD	COM	674599105	3,281	73,785	SH		DFND		73,785	0	0
ODYSSEY MARINE EXPLORATION ORD	COM	676118201	63	16,705	SH		SOLE		16,705	0	0
OFFICE DEPOT ORD (NMS)	COM	676220106	0	160	SH	Call	DFND		160	0	0
OKTA CL A ORD	COM	679295105	157	1,600	SH		DFND		1,600	0	0
OMEROS ORD (NMS)	COM	682143102	0	5	SH	Call	SOLE		5	0	0
ONEOK ORD	COM	682680103	0	6	SH		DFND		6	0	0
ONESPAWORLD HOLDINGS LTD	COM	P73684105	9	1,900	SH		SOLE		1,900	0	0
OPKO HEALTH ORD	COM	68375N103	0	200	SH		SOLE		200	0	0
OPTION CARE HEALTH ORD	COM	68404L102	0	192	SH		DFND		192	0	0
ORBCOMM ORD	COM	68555P100	59	12,500	SH		SOLE		12,500	0	0
OWENS CORNIING ORD	COM	690742101	6	100	SH		DFND		100	0	0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD	COM	69404D108	19	3,835	SH		DFND		3,835	0	0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD	COM	69404D108	0	26	SH	Call	DFND		26	0	0
PAN AMER SILVER ORD	COM	697900108	19	1,270	SH		DFND		1,270	0	0
PAN AMER SILVER ORD	COM	697900108	0	50	SH	Call	DFND		50	0	0
PAN AMER SILVER ORD	COM	697900108	0	16	SH	Put	DFND		16	0	0
PAPA JOHNS INTERNATIONAL ORD	COM	698813102	71	1,358	SH		DFND		1,358	0	0
PARATEK PHARMACEUTICALS ORD	COM	699374302	2	500	SH		SOLE		500	0	0
PARKER DRILLING COMPANY ORD	COM	701081507	0	5	SH		SOLE		5	0	0
PARSLEY ENERGY CL A ORD	COM	701877102	0	21	SH		DFND		21	0	0
PARTY CITY HOLDCO INC	COM	702149105	256	45,000	SH		DFND		45,000	0	0
PAYCHEX ORD	COM	704326107	1	24	SH		DFND		24	0	0
PAYPAL HOLDINGS ORD	COM	70450Y103	215	2,080	SH		DFND		2,080	0	0
PCM FUND CF	COM	69323T101	37	3,372	SH		DFND		3,372	0	0
PELOTON INTERACTIVE ORD	COM	70614W100	112	4,500	SH		DFND		4,500	0	0
PENN NATIONAL GAMING ORD	COM	707569109	68	3,688	SH		DFND		3,688	0	0
PENNANTPARK FLOATING RATE CAPITA ORD	COM	70806A106	238	20,566	SH		DFND		20,566	0	0
PENNANTPARK INVESTMENT ORD	COM	708062104	164	26,309	SH		DFND		26,309	0	0
PEPSICO ORD	COM	713448108	13	95	SH		DFND		95	0	0
PETROCHINA ADR REPSNTG 100 H ORD	SPONSORED ADR	71646E100	101	2,000	SH		DFND		2,000	0	0
PG&E ORD (NYS)	COM	69331C108	0	28	SH	Call	DFND		28	0	0
PGIM GLOBAL HIGH YIELD CF	COM	69346J106	160	11,171	SH		DFND		11,171	0	0
PGIM HIGH YIELD BOND CF	COM	69346H100	95	6,385	SH		DFND		6,385	0	0
PHIBRO ANIMAL HEALTH CL A ORD	COM	71742Q106	22	1,040	SH		SOLE		1,040	0	0
PHUNWARE ORD	COM	71948P100	0	400	SH		DFND		400	0	0
PIMCO CALIFOR MUNI INCM III CF	COM	72201C109	9	844	SH		DFND		844	0	0
PIMCO CALIFORNIA MUNICI INCOME II CF	COM	72200M108	48	4,926	SH		DFND		4,926	0	0
PIMCO CALIFORNIA MUNICIPAL INCOME CF	COM	72200N106	3	172	SH		DFND		172	0	0
PIMCO CORP INCOME CF	COM	72200U100	43	2,344	SH		DFND		2,344	0	0
PIMCO CORPORATE OPPORTUNITY CF	COM	72201B101	102	5,634	SH		DFND		5,634	0	0
PIMCO DYNAMIC INCOME CF	COM	72201Y101	16	516	SH		DFND		516	0	0
PIMCO DYNMC CRDT AND MRTG INCM CF	COM	72202D106	173	7,074	SH		DFND		7,074	0	0
PIMCO GLOBAL STOCKSPLUS INCOME CF	COM	722011103	2	258	SH		DFND		258	0	0
PIMCO HIGH INCOME CF	COM	722014107	11	1,548	SH		DFND		1,548	0	0
PIMCO INCOME OPPORTUNITY CF	COM	72202B100	102	3,858	SH		DFND		3,858	0	0
PIMCO INCOME STRATEGY CF	COM	72201H108	60	5,258	SH		DFND		5,258	0	0
PIMCO INCOME STRATEGY II CF	COM	72201J104	134	13,058	SH		DFND		13,058	0	0
PIMCO MUNICIPAL INCOME CF	COM	72200R107	9	602	SH		DFND		602	0	0
PIMCO MUNICIPAL INCOME II CF	COM	72200W106	12	774	SH		DFND		774	0	0
PIMCO MUNICIPAL INCOME III CF	COM	72201A103	4	344	SH		DFND		344	0	0
PIMCO NEW YORK MUN INCOME III CF	COM	72201E105	0	86	SH		DFND		86	0	0
PIMCO NEW YORK MUNICI INCOME II CF	COM	72200Y102	2	172	SH		DFND		172	0	0
PIMCO STRATEGIC INCOME CF	COM	72200X104	55	5,954	SH		DFND		5,954	0	0
PING IDENTITY HOLDING ORD	COM	72341T103	25	1,500	SH		DFND		1,500	0	0
PINTEC TECHNOLOGY HOLD ADR REP 7 ORD	SPONSORED ADR	72352G107	0	800	SH		SOLE		800	0	0
PINTEREST CL A ORD	COM	72352L106	247	9,350	SH		DFND		9,350	0	0
PINTEREST CL A ORD	COM	72352L106	2	112	SH	Call	DFND		112	0	0
PIONEER FLOATING RATE CF	COM	72369J102	79	7,595	SH		DFND		7,595	0	0
PIONEER HIGH INCOME CF	COM	72369H106	131	14,287	SH		DFND		14,287	0	0
PIONEER NATURAL RESOURCE ORD	COM	723787107	12	100	SH		DFND		100	0	0
PIVOTAL ACQUISITION CL A ORD	COM	72583A101	9,050	889,087	SH		DFND		889,087	0	0
PIVOTAL ACQUISITION CL A RED UNT	COM	72583A200	1,447	125,720	SH		DFND		125,720	0	0
PIVOTAL INVESTMENT CL A ORD	COM	72582K100	644	66,476	SH		DFND		66,476	0	0
PIVOTAL SOFTWARE CL A ORD	COM	72582H107	3,383	226,786	SH		DFND		226,786	0	0
PIVOTAL SOFTWARE CL A ORD	COM	72582H107	3	233	SH	Call	DFND		233	0	0
PIVOTAL SOFTWARE CL A ORD	COM	72582H107	0	50	SH	Put	DFND		50	0	0
PJSC LUKOIL SPON ADR REP ORD	SPONSORED ADR	69343P105	678	8,200	SH		SOLE		8,200	0	0
POTNETWORK HOLDINGS INC	COM	737636209	0	3,000	SH		SOLE		3,000	0	0
POWER INTEGRATIONS ORD	COM	739276103	45	500	SH		SOLE		500	0	0
PPL ORD	COM	69351T106	297	9,460	SH		DFND		9,460	0	0
PRESIDIO ORD	COM	74102M103	540	32,000	SH		SOLE		32,000	0	0
PRICESMART ORD	COM	741511109	14	200	SH	Put	DFND		200	0	0
PRIMO WATER ORD	COM	74165N105	122	10,000	SH		DFND		10,000	0	0
PRINCIPAL REAL ESTATE INCOME CF	COM	74255X104	189	9,203	SH		SOLE		9,203	0	0
PROCTER & GAMBLE ORD	COM	742718109	63	510	SH	Put	DFND		510	0	0
PROGENICS PHARMACEUTICALS ORD (NMS)	COM	743187106	0	10	SH	Call	SOLE		10	0	0
PROSHARES ULTRA S&P 500 ETF	COM	74347R107	10	85	SH		DFND		85	0	0
PROSHARES ULTRA VIX SHORT TERM ETF	COM	74347W148	260	10,000	SH		DFND		10,000	0	0
PROSHARES ULTRASHORT QQQ ETF	COM	74347B243	150	5,000	SH		DFND		5,000	0	0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF	COM	74347B201	53	2,200	SH		DFND		2,200	0	0
PULTEGROUP ORD (NYS)	COM	745867101	3	107	SH	Put	DFND		107	0	0
PURE STORAGE CL A ORD	COM	74624M102	1	100	SH		DFND		100	0	0
PUTNAM MASTER INTERMEDIATE INCOME CF	COM	746909100	95	20,858	SH		DFND		20,858	0	0
PUTNAM MUNICIPAL OPPORTUNITIES CF	COM	746922103	6	516	SH		DFND		516	0	0
PUTNAM PREMIER INCOME CF	COM	746853100	5	1,032	SH		DFND		1,032	0	0
PYXUS INTERNATIONAL ORD	COM	74737V106	1,190	91,000	SH		DFND		91,000	0	0
QEP RESOURCES ORD (NYS)	COM	74733V100	0	32	SH	Call	DFND		32	0	0
QEP RESOURCES ORD (NYS)	COM	74733V100	2	600	SH	Put	DFND		600	0	0
QUALCOMM ORD	COM	747525103	6	83	SH		DFND		83	0	0
QUALCOMM ORD	COM	747525103	16	210	SH	Call	DFND		210	0	0
QUOTIENT ORD	COM	G73268107	164	21,206	SH		SOLE		21,206	0	0
RA MEDICAL SYSTEMS ORD	COM	74933X104	58	41,500	SH		SOLE		41,500	0	0
RANGE RESOURCES ORD	COM	75281A109	58	15,300	SH		DFND		15,300	0	0
RANPAK HOLDINGS CL A ORD	COM	75321W103	1	198	SH		DFND		198	0	0
REAVES UTILITY INCOME CF	COM	756158101	110	3,000	SH		DFND		3,000	0	0
RED LION HOTELS ORD	COM	756764106	194	30,000	SH		SOLE		30,000	0	0
REPAY HOLDINGS CORP	COM	76029L118	152	172,754	SH		SOLE		172,754	0	0
REPLAY ACQUISITION UNT	COM	G75130123	86	8,500	SH		SOLE		8,500	0	0
REVOLVE GROUP CL A ORD	COM	76156B107	30	1,316	SH		DFND		1,316	0	0
REWALK ROBOTICS LTD	COM	M8216Q200	688	225,120	SH		SOLE		225,120	0	0
RINGCENTRAL CL A ORD	COM	76680R206	21	172	SH		SOLE		172	0	0
RIO2 LTD	COM	767217102	10	32,500	SH		SOLE		32,500	0	0
RITE AID ORD	COM	767754872	1	205	SH		SOLE		205	0	0
RIVERNORTH DOUBLLINE STRTGC OPTY CF	COM	76882G107	91	5,275	SH		DFND		5,275	0	0
ROCHE HOLDINGS 8 ADR REP ORD	SPONSORED ADR	771195104	182	4,996	SH		SOLE		4,996	0	0
ROKU CL A ORD	COM	77543R102	68	675	SH		DFND		675	0	0
ROKU CL A ORD	COM	77543R102	1	19	SH	Call	DFND		19	0	0
ROKU CL A ORD	COM	77543R102	1	15	SH	Put	DFND		15	0	0
ROYAL BANK SCOTLAND ADS REP 2 ORD	COM	780097689	303	59,459	SH		DFND		59,459	0	0
ROYAL DUTCH SHELL ADR REP 2 CL B ORD	SPONSORED ADR	780259107	27	462	SH		DFND		462	0	0
ROYAL FINANCIAL ORD	COM	78027P109	25	1,550	SH		DFND		1,550	0	0
RUSH ENTERPRISES CL A ORD	COM	781846209	40	1,050	SH		SOLE		1,050	0	0
RYANAIR HOLDINGS ORD	COM	783513203	2,024	30,500	SH		SOLE		30,500	0	0
SAFEGUARD SCIENTIFICS ORD	COM	786449207	73	6,500	SH		SOLE		6,500	0	0
SALESFORCE.COM ORD	COM	79466L302	0	1	SH		DFND		1	0	0
SALISBURY BANCORP ORD	COM	795226109	202	5,174	SH		DFND		5,174	0	0
SAMSUNG ELECTRONICS REG S GDR	COM	796050888	1	1	SH		SOLE		1	0	0
SANDERSON FARMS ORD	COM	800013104	9	60	SH	Call	DFND		60	0	0
SANDRIDGE MISSISSIPPIAN UNT	COM	80007T101	1	2,234	SH		DFND		2,234	0	0
SANDSTORM GOLD ORD (ASE)	COM	80013R206	0	50	SH	Call	DFND		50	0	0
SAREPTA THERAPEUTICS ORD	COM	803607100	154	2,055	SH		DFND		2,055	0	0
SATSUMA PHARMACEUTICALS ORD	COM	80405P107	4	300	SH		SOLE		300	0	0
SBA COMMUNICATIONS CL A REIT ORD	COM	78410G104	483	2,006	SH		DFND		2,006	0	0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD	COM	80821R109	0	62	SH		DFND		62	0	0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT	COM	80821R208	7	751	SH		DFND		751	0	0
SCORPIO TANKERS ORD	COM	Y7542C106	448	15,082	SH		SOLE		15,082	0	0
SCORPIO TANKERS ORD	COM	Y7542C106	7	250	SH	Call	SOLE		250	0	0
SEACHANGE INTERNATIONAL ORD	COM	811699107	192	67,000	SH		SOLE		67,000	0	0
SECOND STREET CAPITAL ORD	COM	813630100	0	20	SH		SOLE		20	0	0
SECURITY DEVICES INTL ORD	COM	814196101	304	2,085,417	SH		SOLE		2,085,417	0	0
SELECT SECTOR UTI SELECT SPDR ETF	COM	81369Y886	6	100	SH	Put	DFND		100	0	0
SELECT STR FINANCIAL SELECT SPDR ETF	COM	81369Y605	197	7,066	SH		DFND		7,066	0	0
SENECA FOODS CL B ORD	COM	817070105	35	1,154	SH		SOLE		1,154	0	0
SEQUANS COMMUNICATIONS ADR REP 1 ORD	SPONSORED ADR	817323108	112	130,000	SH		SOLE		130,000	0	0
SERVICENOW ORD	COM	81762P102	2	10	SH	Call	DFND		10	0	0
SHOPIFY CL A SUB VTG ORD	COM	82509L107	433	1,390	SH		DFND		1,390	0	0
SHOPIFY CL A SUB VTG ORD	COM	82509L107	5	17	SH	Put	DFND		17	0	0
SIGMA DESIGNS ORD	COM	826565103	1	6,300	SH		SOLE		6,300	0	0
SIGNET JEWELERS ORD	COM	G81276100	77	4,628	SH		SOLE		4,628	0	0
SILVER SPIKE ACQUISITION UNT	COM	G8136L122	0	56	SH		SOLE		56	0	0
SILVERCREST METALS ORD	COM	828363101	627	120,493	SH		DFND		120,493	0	0
SIX FLAGS ENTERTAINMENT ORD	COM	83001A102	253	5,000	SH		DFND		5,000	0	0
SKYLINE CHAMPION ORD	COM	830830105	180	6,000	SH		DFND		6,000	0	0
SLACK TECHNOLOGIES CL A ORD	COM	83088V102	4	200	SH		DFND		200	0	0
SLANG WORLDWIDE ORD	COM	831006200	6	15,000	SH		DFND		15,000	0	0
SMILEDIRECTCLUB CL A ORD	COM	83192H106	325	23,424	SH		DFND		23,424	0	0
SOCIAL CAPITAL HEDOSOPHIA HOLD UNT	COM	G8250R111	392	34,300	SH		SOLE		34,300	0	0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD	COM	G8250R103	12,555	1,173,382	SH		SOLE		1,173,382	0	0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD	COM	G8250R103	12	1,162	SH	Call	SOLE		1,162	0	0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD	COM	G8250R103	0	38	SH	Put	SOLE		38	0	0
SOCIEDAD QUIMICA ADR REP 1 SRS B ORD	SPONSORED ADR	833635105	2	100	SH		DFND		100	0	0
SOFTBANK GROUP UNSPONSORED ADR	COM	83404D109	955	48,804	SH		DFND		48,804	0	0
SONY ADR REP 1 ORD	SPONSORED ADR	835699307	29	500	SH		DFND		500	0	0
SORRENTO THERAPEUTICS ORD	COM	83587F202	4	2,000	SH		SOLE		2,000	0	0
SOTHEBYS ORD (NYS)	COM	835898107	3	70	SH	Call	DFND		70	0	0
SOUTH MOUNTAIN MERGER UNT	COM	838884203	6	618	SH		SOLE		618	0	0
SOUTHERN COPPER ORD	COM	84265V105	16	471	SH		DFND		471	0	0
SOUTHERN COPPER ORD	COM	84265V105	2	69	SH	Call	DFND		69	0	0
SOUTHERN NATNL BANCORP VIRGINIA ORD	COM	843395104	253	16,501	SH		DFND		16,501	0	0
SPARK THERAPEUTICS ORD	COM	84652J103	8,369	86,305	SH		DFND		86,305	0	0
SPARK THERAPEUTICS ORD	COM	84652J103	8	84	SH	Call	DFND		84	0	0
SPARTAN ENERGY ACQUISITION CL A ORD	COM	846784106	16	1,590	SH		SOLE		1,590	0	0
SPARTAN ENERGY ACQUISITION CL A UNT	COM	846784114	11	1,100	SH		SOLE		1,100	0	0
SPDR BARCLAYS HIGH YIELD BOND ETF (PSE)	COM	78468R622	1	17	SH	Put	DFND		17	0	0
SPDR GOLD SHARES ETF	COM	78463V107	53	383	SH	Put	DFND		383	0	0
SPDR S&P 500 ETF	COM	78462F103	11	38	SH	Call	DFND		38	0	0
SPDR S&P 500 ETF	COM	78462F103	323	1,089	SH	Put	DFND		1,089	0	0
SPDR S&P HOMEBUILDERS ETF	COM	78464A888	22	500	SH	Put	DFND		500	0	0
SPDR S&P METALS & MINING ETF	COM	78464A755	1	60	SH	Call	DFND		60	0	0
SPDR S&P OIL & GAS EXPL & PROD ETF	COM	78464A730	0	24	SH	Call	DFND		24	0	0
SPDR S&P REGIONAL BANKING ETF	COM	78464A698	31	600	SH		DFND		600	0	0
SPIRIT MTA REIT ORD	COM	84861U105	211	25,000	SH		SOLE		25,000	0	0
SPORTSMANS WAREHOUSE HOLDINGS ORD	COM	84920Y106	259	50,000	SH		SOLE		50,000	0	0
SPOTIFY TECHNOLOGY ORD	COM	L8681T102	42	370	SH		SOLE		370	0	0
STAGE STORES ORD	COM	85254C305	9	5,000	SH		DFND		5,000	0	0
STARS GROUP ORD	COM	85570W100	89	6,000	SH		DFND		6,000	0	0
STOCK YARDS BANCORP ORD	COM	861025104	6	172	SH		DFND		172	0	0
STRATASYS ORD (NMS)	COM	M85548101	3	150	SH	Call	SOLE		150	0	0
SUMMIT WIRELESS TECHNOLOGIES ORD	COM	86633R104	24	27,316	SH		DFND		27,316	0	0
SUNDIAL GROWERS ORD	COM	86730L109	196	41,000	SH		DFND		41,000	0	0
SUNNYSIDE BANCORP ORD	COM	867475105	161	12,592	SH		DFND		12,592	0	0
SYMANTEC ORD	COM	871503108	210	8,900	SH		DFND		8,900	0	0
SYMANTEC ORD	COM	871503108	2	98	SH	Put	DFND		98	0	0
SYNOVUS FINANCIAL ORD	COM	87161C501	18	516	SH		DFND		516	0	0
T MOBILE US ORD	COM	872590104	459	5,835	SH		DFND		5,835	0	0
TAILORED BRANDS ORD	COM	87403A107	264	60,000	SH		DFND		60,000	0	0
TAKEDA PHARMA ADR REP 0.5 ORD	SPONSORED ADR	874060205	0	1	SH		DFND		1	0	0
TALEND ADR REP ORD	SPONSORED ADR	874224207	39	1,150	SH		SOLE		1,150	0	0
TALLGRASS ENERGY CL A ORD	COM	874696107	2,056	102,094	SH		DFND		102,094	0	0
TARGET ORD	COM	87612E106	128	1,200	SH		DFND		1,200	0	0
TEEKAY TANKERS CL A ORD	COM	Y8565N102	181	139,723	SH		SOLE		139,723	0	0
TELEDYNE TECH ORD	COM	879360105	22	70	SH		SOLE		70	0	0
TELEFONICA ADR REP ONE ADR	SPONSORED ADR	879382208	1,209	159,138	SH		SOLE		159,138	0	0
TELLURIAN ORD (NMS)	COM	87968A104	4	550	SH	Call	DFND		550	0	0
TEMPLETON EMERGING MARKET INCOME CF	COM	880192109	86	9,487	SH		DFND		9,487	0	0
TEMPLETON GLOBAL INCOME CF	COM	880198106	160	26,208	SH		DFND		26,208	0	0
TENARIS ADR REP 2 ORD	SPONSORED ADR	88031M109	1,694	80,000	SH		SOLE		80,000	0	0
TERADYNE ORD	COM	880770102	22	382	SH		DFND		382	0	0
TESLA ORD	COM	88160R101	22	94	SH	Call	DFND		94	0	0
TESLA ORD	COM	88160R101	53	224	SH	Put	DFND		224	0	0
TEVA PHARMA IND ADR REP 1 ORD	SPONSORED ADR	881624209	0	100	SH		DFND		100	0	0
TEVA PHARMA IND ADR REP 1 ORD	SPONSORED ADR	881624209	0	34	SH	Call	DFND		34	0	0
TEXAS INSTRUMENTS ORD	COM	882508104	1	13	SH		DFND		13	0	0
THE REALREAL ORD	COM	88339P101	0	12	SH	Put	DFND		12	0	0
THE RUBICON PROJECT ORD	COM	78112V102	261	30,000	SH		SOLE		30,000	0	0
THERAPEUTICSMD ORD (ASE)	COM	88338N107	0	87	SH	Call	DFND		87	0	0
THL CREDIT SENIOR LOAN CF	COM	87244R103	102	6,855	SH		DFND		6,855	0	0
TIDELANDS OIL AND GAS ORD	COM	886405109	0	526,323	SH		SOLE		526,323	0	0
TILRAY CL 2 ORD	COM	88688T100	174	7,050	SH		DFND		7,050	0	0
TILRAY CL 2 ORD	COM	88688T100	0	23	SH	Call	DFND		23	0	0
TIVITY HEALTH ORD (NMS)	COM	88870R102	0	38	SH	Put	DFND		38	0	0
TOKYO ELECTRON ADR REP 2 ORD	SPONSORED ADR	889110102	0	2	SH		SOLE		2	0	0
TOTAL ADR REP 1 ORD	SPONSORED ADR	89151E109	10	200	SH		DFND		200	0	0
TOWN SPORTS INTERNATIONAL ORD	COM	89214A102	19	11,600	SH		SOLE		11,600	0	0
TRACTOR SUPPLY ORD	COM	892356106	194	2,150	SH		DFND		2,150	0	0
TRADE DESK CL A ORD	COM	88339J105	19	102	SH		DFND		102	0	0
TRINE ACQUISITION CL A ORD	COM	89628U108	584	59,200	SH		DFND		59,200	0	0
TRINE ACQUISITION CL A RED UNT	COM	89628U207	1,051	101,600	SH		DFND		101,600	0	0
TRUSTCO BANK ORD	COM	898349105	7	860	SH		DFND		860	0	0
TSAKOS ENR NVG CUM RED PRP SRS E PRF	COM	G9108L157	4	200	SH		SOLE		200	0	0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF	COM	G9108L165	265	11,920	SH		SOLE		11,920	0	0
TURNING POINT THERAPEUTICS ORD	COM	90041T108	118	3,150	SH		DFND		3,150	0	0
TWILIO CL A ORD	COM	90138F102	412	3,750	SH		DFND		3,750	0	0
TWIN RIVER WORLDWIDE HOLDINGS ORD	COM	90171V204	499	21,867	SH		DFND		21,867	0	0
TYSON FOODS CL A ORD	COM	902494103	636	7,388	SH		DFND		7,388	0	0
TYSON FOODS CL A ORD	COM	902494103	14	168	SH	Call	DFND		168	0	0
UBER TECHNOLOGIES INC	COM	90353T100	1	50	SH		DFND		50	0	0
UBER TECHNOLOGIES INC	COM	90353T100	6	204	SH	Call	DFND		204	0	0
UBS GROUP N ORD	COM	H42097107	686	60,710	SH		SOLE		60,710	0	0
UGI ORD	COM	902681105	17	344	SH		DFND		344	0	0
ULTA BEAUTY ORD	COM	90384S303	1	4	SH		DFND		4	0	0
UNDER ARMOUR CL C ORD	COM	904311206	5	300	SH		DFND		300	0	0
UNION BANKSHARES ORD	COM	905400107	311	9,884	SH		SOLE		9,884	0	0
UNIQURE ORD	COM	N90064101	281	7,146	SH		SOLE		7,146	0	0
UNITED BANKSHARES ORD	COM	909907107	65	1,720	SH		DFND		1,720	0	0
UNITEDHEALTH GRP ORD	COM	91324P102	10	50	SH		DFND		50	0	0
UNIVERSAL DISPLAY ORD	COM	91347P105	19	119	SH		DFND		119	0	0
UNIVEST FINANCIAL ORD	COM	915271100	6	258	SH		DFND		258	0	0
UPLAND SOFTWARE ORD	COM	91544A109	10	300	SH		DFND		300	0	0
URBAN OUTFITTERS ORD	COM	917047102	22	800	SH		DFND		800	0	0
URSTADT BIDDLE REIT ORD	COM	917286106	183	9,730	SH		SOLE		9,730	0	0
US CONCRETE ORD	COM	90333L201	182	3,300	SH		DFND		3,300	0	0
US SILICA HOLDINGS ORD	COM	90346E103	14	1,500	SH		SOLE		1,500	0	0
US STEEL ORD	COM	912909108	102	8,900	SH		DFND		8,900	0	0
VALE ADR REPTG ONE ORD	SPONSORED ADR	91912E105	172	15,000	SH		DFND		15,000	0	0
VALLEY NATIONAL ORD	COM	919794107	16	1,548	SH		DFND		1,548	0	0
VALLEY NATL NON CUM PERP SRS B PRF	COM	919794305	25	992	SH		SOLE		992	0	0
VANECK VECTOR JUNR GOLD MNRS ETF	COM	92189F791	6	171	SH	Call	DFND		171	0	0
VANECK VECTORS GOLD MINERS ETF	COM	92189F106	3,608	135,103	SH		DFND		135,103	0	0
VANECK VECTORS GOLD MINERS ETF	COM	92189F106	0	36	SH	Put	DFND		36	0	0
VANECK VECTORS OIL SERVICES ETF	COM	92189F718	188	16,000	SH		DFND		16,000	0	0
VANECK VECTORS SEMICONDUCTOR ETF	COM	92189F676	44	376	SH	Put	DFND		376	0	0
VENATOR MATERIALS ORD	COM	G9329Z100	67	27,806	SH		SOLE		27,806	0	0
VERSUM MATERIALS ORD	COM	92532W103	2,630	49,700	SH		DFND		49,700	0	0
VERSUM MATERIALS ORD	COM	92532W103	1	28	SH	Call	DFND		28	0	0
VERTICAL CAPITAL INCOME NAV CF	COM	92535C104	149	14,039	SH		DFND		14,039	0	0
VESTAS WIND SYSTEMS AS ADR	COM	925458101	0	1	SH		SOLE		1	0	0
VIACOM CL B ORD	COM	92553P201	91	3,789	SH		DFND		3,789	0	0
VIASAT ORD	COM	92552V100	112	1,500	SH		SOLE		1,500	0	0
VICOR ORD	COM	925815102	221	7,500	SH		DFND		7,500	0	0
VICOR ORD	COM	925815102	0	21	SH	Call	DFND		21	0	0
VICTORY CAPITAL HOLDINGS CL A ORD	COM	92645B103	30	2,000	SH		SOLE		2,000	0	0
VIKING THERAPEUTICS ORD	COM	92686J106	35	5,220	SH		DFND		5,220	0	0
VIKING THERAPEUTICS ORD	COM	92686J106	0	28	SH	Call	DFND		28	0	0
VILLAGE FARMS INTERNATIONAL ORD	COM	92707Y108	0	48	SH	Put	SOLE		48	0	0
VINCE HOLDING ORD	COM	92719W207	702	37,000	SH		SOLE		37,000	0	0
VISA CL A ORD	COM	92826C839	4,533	26,354	SH		DFND		26,354	0	0
VISTA OIL GAS ADR REP SRS A ORD	SPONSORED ADR	92837L109	27	5,360	SH		SOLE		5,360	0	0
VIVEVE MEDICAL ORD	COM	92852W303	71	16,136	SH		SOLE		16,136	0	0
VODAFONE GROUP ADR REP 10 ORD	SPONSORED ADR	92857W308	732	36,800	SH		SOLE		36,800	0	0
VOYA PRIME RATE CF	COM	92913A100	41	8,850	SH		SOLE		8,850	0	0
VOYAGER THERAPEUTICS ORD (NMS)	COM	92915B106	0	30	SH	Call	DFND		30	0	0
VUZIX ORD (NMS)	COM	92921W300	0	50	SH	Call	DFND		50	0	0
WABCO HOLDINGS ORD	COM	92927K102	10,217	76,393	SH		DFND		76,393	0	0
WABCO HOLDINGS ORD	COM	92927K102	1	10	SH	Put	DFND		10	0	0
WALGREEN BOOTS ALLIANCE ORD	COM	931427108	8	161	SH		DFND		161	0	0
WELLS FARGO GLOBAL DIVIDEND OPPO CF	COM	94987C103	7	1,376	SH		DFND		1,376	0	0
WELLS FARGO INCOME OPPORTUNITS CF	COM	94987B105	88	10,727	SH		DFND		10,727	0	0
WELLS FARGO MULTI SECTOR INCOME CF	COM	94987D101	80	6,494	SH		DFND		6,494	0	0
WELLS FARGO ORD	COM	949746101	30	600	SH		DFND		600	0	0
WELLS FARGO UTLTS AND HGH INCM CF	COM	94987E109	2	172	SH		DFND		172	0	0
WESBANCO ORD	COM	950810101	16	430	SH		DFND		430	0	0
WESCO AIRCRAFT HOLDINGS ORD	COM	950814103	111	10,100	SH		DFND		10,100	0	0
WESDOME GOLD MINES ORD	COM	95083R100	485	107,220	SH		DFND		107,220	0	0
WEST END INDIANA BANCSHARES ORD	COM	952678100	90	2,641	SH		SOLE		2,641	0	0
WEST PHARM SVC ORD	COM	955306105	21	150	SH		SOLE		150	0	0
WESTERN ASSET CORPORATE LOAN CF	COM	95790J102	1	172	SH		DFND		172	0	0
WESTERN ASSET EMERGING MRKTS DEBT CF	COM	95766A101	149	10,743	SH		DFND		10,743	0	0
WESTERN ASSET HIGH YLD DFD OPPTY CF	COM	95768B107	2	172	SH		DFND		172	0	0
WESTERN ASSET INFLATIN LINKD INCM CF	COM	95766Q106	239	20,627	SH		DFND		20,627	0	0
WESTERN ASSET INVEST GR DEF OPP CF	COM	95790A101	90	4,244	SH		DFND		4,244	0	0
WESTERN ASSET MRTG DEFINED OPPTY CF	COM	95790B109	145	6,678	SH		DFND		6,678	0	0
WESTERN ASSET MUNICIPAL HGH INCM CF	COM	95766N103	1	172	SH		DFND		172	0	0
WESTERN ASSET MUNICIPAL PARTNERS CF	COM	95766P108	2	172	SH		DFND		172	0	0
WESTERN ASSET PREMIER BOND CF	COM	957664105	60	4,258	SH		DFND		4,258	0	0
WESTERN ASST GLBAL HIGH INCOME CF	COM	95766B109	94	9,540	SH		DFND		9,540	0	0
WESTERN ASST HIGH INCM II CF	COM	95766J102	76	11,295	SH		DFND		11,295	0	0
WESTERN ASST MNGD MUNCPLS CF	COM	95766M105	3	258	SH		DFND		258	0	0
WESTERN AST GLB CORP DEFIND OPPTY CF	COM	95790C107	114	6,564	SH		DFND		6,564	0	0
WESTERN AST INFLTN LINK OPRT INCM CF	COM	95766R104	333	30,133	SH		DFND		30,133	0	0
WESTERN DIGITAL ORD	COM	958102105	31	536	SH		DFND		536	0	0
WESTRN ASST HIGH INCM OPPORTUNITY CF	COM	95766K109	6	1,300	SH		DFND		1,300	0	0
WESTWOOD HOLDINGS GROUP ORD	COM	961765104	2	86	SH		DFND		86	0	0
WEX ORD	COM	96208T104	21	107	SH		SOLE		107	0	0
WF DS REP SRS X NN CM PRP CL A PRF	COM	94988U672	432	16,958	SH		SOLE		16,958	0	0
WF DS RP 0.001 CL A SRS O NON CM PRF	COM	949746721	636	25,713	SH		SOLE		25,713	0	0
WILLSCOT ORD	COM	971375126	62	4,000	SH		DFND		4,000	0	0
WLS DS REP 1/1000 CL A SRS Q PRP PRF	COM	949746556	528	20,000	SH		SOLE		20,000	0	0
WW INTERNATIONAL ORD	COM	98262P101	3	100	SH		SOLE		100	0	0
XEROX HOLDINGS ORD	COM	98421M106	299	10,000	SH		DFND		10,000	0	0
XILINX ORD	COM	983919101	984	10,267	SH		DFND		10,267	0	0
YELP ORD	COM	985817105	2	75	SH	Call	DFND		75	0	0
ZAYO GROUP HOLDINGS ORD	COM	98919V105	10,413	307,180	SH		DFND		307,180	0	0
ZAYO GROUP HOLDINGS ORD	COM	98919V105	0	15	SH	Put	DFND		15	0	0
ZENDESK ORD	COM	98936J101	21	295	SH		SOLE		295	0	0
ZIOPHARM ONCOLGY ORD (NMS)	COM	98973P101	0	5	SH	Call	DFND		5	0	0
ZOSANO PHARMA ORD	COM	98979H202	234	150,000	SH		DFND		150,000	0	0
ZSCALER ORD	COM	98980G102	21	445	SH		DFND		445	0	0
ZSCALER ORD	COM	98980G102	0	15	SH	Call	DFND		15	0	0
ZSCALER ORD	COM	98980G102	1	25	SH	Put	DFND		25	0	0
ZYNERBA PHARMACEUTICALS ORD (NMS)	COM	98986X109	0	20	SH	Call	DFND		20	0	0