FNY Investment Advisers 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3D SYSTEMS ORD	COM	88554D205	3	400	SH	Call	SOLE		400	0	0
ABB ADR REP 1 ORD	SPONSORED ADR	000375204	1,508	87,400	SH		SOLE		87,400	0	0
ACACIA COMMUNICATIONS ORD (NMS)	COM	00401C108	0	10	SH	Call	SOLE		10	0	0
ACACIA COMMUNICATIONS ORD (NMS)	COM	00401C108	0	1	SH	Put	SOLE		1	0	0
ACT II GLOBAL ACQUISITION CL A ORD	COM	G0080J104	335	34,000	SH		SOLE		34,000	0	0
ACT II GLOBAL ACQUISITION UNT	COM	G0080J112	2	300	SH		SOLE		300	0	0
ADESTO TECHNOLOGIES ORD	COM	00687D101	89	8,000	SH		SOLE		8,000	0	0
ADVANCED MICRO DEVICES ORD	COM	007903107	134	2,951	SH		DFND		2,951	0	0
AEGON ADR	COM	007924103	247	99,200	SH		SOLE		99,200	0	0
AERCAP HOLDINGS ORD	COM	N00985106	0	3	SH	Put	SOLE		3	0	0
AGREE REALTY REIT ORD	COM	008492100	123	2,000	SH		DFND		2,000	0	0
AIR LEASE CL A ORD	COM	00912X302	105	4,750	SH		SOLE		4,750	0	0
AKOUSTIS TECHNOLOGIE ORD	COM	00973N102	14	2,633	SH		DFND		2,633	0	0
ALCOA ORD	COM	013872106	0	100	SH		DFND		100	0	0
ALCON AG	COM	H01301128	254	5,000	SH		SOLE		5,000	0	0
ALDEYRA THERAPEUTICS ORD	COM	01438T106	0	100	SH		SOLE		100	0	0
ALEXION PHARMACEUTICALS RTS	COM	015351109	322	3,597	SH		SOLE		3,597	0	0
ALIBABA GROUP HOLDING ADR REP 8 ORD	SPONSORED ADR	01609W102	7	40	SH	Put	DFND		40	0	0
ALLEGHANY ORD	COM	017175100	552	1,000	SH		SOLE		1,000	0	0
ALLEGRO MERGER RTS	COM	01749N129	0	10,000	SH		SOLE		10,000	0	0
ALLERGAN ORD	COM	G0177J108	18,415	103,984	SH		SOLE		103,984	0	0
ALLERGAN ORD	COM	G0177J108	0	1	SH	Put	SOLE		1	0	0
ALLON THERAPEUTICS ORD	COM	019774108	0	30,000	SH		SOLE		30,000	0	0
ALPHABET CL A ORD	COM	02079K305	2,673	2,301	SH		DFND		2,301	0	0
ALTA MESA RESOURCES CL A ORD	COM	02133L109	0	2,500	SH		SOLE		2,500	0	0
ALTERYX CL A ORD	COM	02156B103	285	3,000	SH		DFND		3,000	0	0
AMARIN ADR REP 1 ORD	SPONSORED ADR	023111206	24	6,050	SH		DFND		6,050	0	0
AMARIN ADR REP 1 ORD	SPONSORED ADR	023111206	0	69	SH	Call	DFND		69	0	0
AMAZON COM ORD	COM	023135106	1,754	900	SH		DFND		900	0	0
AMBAC FINANCIAL GROUP ORD (NYS)	COM	023139884	3	250	SH	Call	SOLE		250	0	0
AMERICAN FIN CUM RED PERP SRS A PRF	COM	02607T406	35	2,000	SH		SOLE		2,000	0	0
ANALOG DEVICES ORD	COM	032654105	331	3,700	SH		DFND		3,700	0	0
ANGLOGOLD ASHANTI ADR REP 1 ORD	SPONSORED ADR	035128206	184	11,100	SH		SOLE		11,100	0	0
ANTERIX ORD	COM	03676C100	91	2,000	SH		DFND		2,000	0	0
APACHE ORD	COM	037411105	0	100	SH		DFND		100	0	0
APACHE ORD	COM	037411105	8	2,104	SH	Call	DFND		2,104	0	0
APHRIA ORD	COM	03765K104	12	4,114	SH		SOLE		4,114	0	0
APHRIA ORD	COM	03765K104	0	118	SH	Call	SOLE		118	0	0
API GROUP ORD	COM	G49894101	1,355	193,700	SH		SOLE		193,700	0	0
APPLE ORD	COM	037833100	3	15	SH	Put	DFND		15	0	0
AQUA METALS ORD	COM	03837J101	0	440	SH		SOLE		440	0	0
ARBUTUS BIOPHARMA ORD	COM	03879J100	9	9,900	SH		DFND		9,900	0	0
ARCBEST ORD	COM	03937C105	29	1,700	SH		SOLE		1,700	0	0
ARCELORMITTAL ADR	COM	03938L203	56	6,010	SH		SOLE		6,010	0	0
ARCH CAPITAL GROUP ORD	COM	G0450A105	1,188	41,750	SH		SOLE		41,750	0	0
ARDMORE SHIPPING ORD	COM	Y0207T100	62	11,951	SH		SOLE		11,951	0	0
ASCENA RETAIL GROUP ORD	COM	04351G200	208	150,000	SH		SOLE		150,000	0	0
ASML HOLDING ADR REP ORD	SPONSORED ADR	N07059210	2,980	11,390	SH		SOLE		11,390	0	0
ASSERTIO THERAPEUTICS ORD	COM	04545L107	0	100	SH		SOLE		100	0	0
ASTRAZENECA ADR REP 1.5 ORD	SPONSORED ADR	046353108	0	1	SH		SOLE		1	0	0
ASTRONICS CL B ORD	COM	046433207	0	67	SH		SOLE		67	0	0
AURORA CANNABIS ORD	COM	05156X108	0	500	SH		SOLE		500	0	0
AVALONBAY COMMUNITIES REIT ORD	COM	053484101	8	55	SH		SOLE		55	0	0
AVAYA HOLDINGS ORD	COM	05351X101	17	2,160	SH		DFND		2,160	0	0
B RILEY FINANCIAL 6 50 SNR NTS	COM	05580M801	36	2,000	SH		SOLE		2,000	0	0
B RILEY FINANCIAL 6 75 SNR NTS	COM	05580M702	3	200	SH		SOLE		200	0	0
B RILEY FINANCIAL 6.875 SNR NTS	COM	05580M603	4	209	SH		SOLE		209	0	0
B RILEY FINANCIAL 7.50 SNR NTS	COM	05580M306	85	4,528	SH		SOLE		4,528	0	0
B RILEY FINANCIAL SNR NTS	COM	05580M405	7	400	SH		SOLE		400	0	0
B. RILEY FINCL	COM	05580M868	82	4,500	SH		SOLE		4,500	0	0
BANCO BILBAO VIZCAYA ARGENTARIA ADR	COM	05946K101	500	163,550	SH		SOLE		163,550	0	0
BANK OF AMERICA ORD	COM	060505104	213	10,050	SH		DFND		10,050	0	0
BARCLAYS ADR REP 4 ORD	SPONSORED ADR	06738E204	437	96,601	SH		SOLE		96,601	0	0
BEL FUSE CL B ORD	COM	077347300	1	191	SH		SOLE		191	0	0
BENEFYTT TECHNOLOGIES CL A ORD	COM	08182C106	828	37,000	SH		DFND		37,000	0	0
BEYOND MEAT ORD	COM	08862E109	0	5	SH		DFND		5	0	0
BHP GROUP ADR REP 2 ORD	SPONSORED ADR	05545E209	529	17,450	SH		DFND		17,450	0	0
BLACKOCK MUNIHOLDINGS INV QUALITY CF	COM	09254P108	32	2,500	SH		DFND		2,500	0	0
BLACKROCK CALIFORNIA MUNICPL INCM CF	COM	09248E102	98	7,728	SH		DFND		7,728	0	0
BLACKROCK CAPITAL INVESTMENT ORD	COM	092533108	98	44,550	SH		DFND		44,550	0	0
BLACKROCK INCOME CF	COM	09247F100	56	9,867	SH		SOLE		9,867	0	0
BLACKROCK MUNCPL 2030 TARGET TERM CF	COM	09257P105	143	6,341	SH		DFND		6,341	0	0
BLACKROCK MUNIASSETS CF	COM	09254J102	95	7,170	SH		DFND		7,170	0	0
BLACKROCK MUNICIP INC INV QUALITY CF	COM	09250G102	2	186	SH		DFND		186	0	0
BLACKROCK MUNICIPAL 2020 TERM CF	COM	09249X109	79	5,400	SH		SOLE		5,400	0	0
BLACKROCK MUNICIPAL INCOME II CF	COM	09249N101	53	4,000	SH		DFND		4,000	0	0
BLACKROCK MUNICIPAL INCOME INV CF	COM	09248H105	124	10,193	SH		DFND		10,193	0	0
BLACKROCK MUNIENHANCED CF	COM	09253Y100	42	4,000	SH		DFND		4,000	0	0
BLACKROCK MUNIYIELD QUALITY III CF	COM	09254E103	82	6,488	SH		DFND		6,488	0	0
BLACKROCK MUNIYLD QUALITY FUND CF	COM	09254F100	48	3,357	SH		DFND		3,357	0	0
BLACKROCK MUNIYLD QUALITY FUND II CF	COM	09254G108	55	4,500	SH		DFND		4,500	0	0
BLACKROCK TAXABL MUNI BND CF	COM	09248X100	58	2,701	SH		DFND		2,701	0	0
BNY MELLON MNCPL BND INFRSTR NAV CF	COM	09662W109	85	6,900	SH		DFND		6,900	0	0
BNY MELLON STRATEGIC MUNICPLS NAV CF	COM	05588W108	58	7,795	SH		DFND		7,795	0	0
BOINGO WIRELESS ORD (NMS)	COM	09739C102	0	50	SH	Call	SOLE		50	0	0
BOWL AMERICA CL A ORD	COM	102565108	88	10,171	SH		SOLE		10,171	0	0
BP ADR EACH REPSTNG SIX ORD	SPONSORED ADR	055622104	2,973	121,900	SH		DFND		121,900	0	0
BRINKER INTERNATIONAL ORD	COM	109641100	300	25,000	SH		SOLE		25,000	0	0
BRISTOL MYERS SQUIBB CONTINGENT RTS	COM	110122157	771	202,909	SH		DFND		202,909	0	0
BRISTOL MYERS SQUIBB ORD	COM	110122108	0	3	SH	Call	DFND		3	0	0
BROADCOM ORD	COM	11135F101	995	4,200	SH		DFND		4,200	0	0
BROWN FORMAN CL A ORD	COM	115637100	5	110	SH		DFND		110	0	0
BYRNA TECHNOLOGIES ORD	COM	12448X102	500	2,098,617	SH		SOLE		2,098,617	0	0
CAESARS ENTERTAINMENT ORD	COM	127686103	2	420	SH		DFND		420	0	0
CAMECO ORD	COM	13321L108	57	7,500	SH		DFND		7,500	0	0
CANON ADR REP ORD	SPONSORED ADR	138006309	108	5,000	SH		SOLE		5,000	0	0
CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF	COM	13809L133	0	39,000	SH		SOLE		39,000	0	0
CAROLINA FINANCIAL ORD	COM	143873107	517	20,000	SH		DFND		20,000	0	0
CARROLS RESTAURANT GROUP ORD	COM	14574X104	37	20,796	SH		SOLE		20,796	0	0
CARVER BANCORP ORD	COM	146875604	2	1,500	SH		SOLE		1,500	0	0
CATERPILLAR ORD	COM	149123101	2	20	SH	Call	DFND		20	0	0
CAVCO INDUSTRIES ORD	COM	149568107	160	1,104	SH		SOLE		1,104	0	0
CEDAR REALTY REIT ORD	COM	150602209	0	300	SH		SOLE		300	0	0
CELLECTAR BIOSCIENCES ORD	COM	15117F500	88	69,600	SH		SOLE		69,600	0	0
CELSIUS HOLDINGS ORD	COM	15118V207	134	31,993	SH		SOLE		31,993	0	0
CENTRAL GARDEN AND PET CL A ORD	COM	153527205	33	1,295	SH		SOLE		1,295	0	0
CERENCE ORD	COM	156727109	198	12,900	SH		SOLE		12,900	0	0
CHANGE HEALTHCARE ORD	COM	15912K100	4	442	SH		SOLE		442	0	0
CHANGE HEALTHCARE ORD	COM	15912K100	5	530	SH	Call	SOLE		530	0	0
CHEMBIO DIAGNOSTICS ORD	COM	163572209	55	10,829	SH		DFND		10,829	0	0
CHINA INDUSTRIAL GROUP ORD	COM	169396108	4	1,397,637	SH		SOLE		1,397,637	0	0
CHINA MOBILE ADR REPSG 5 ORD	SPONSORED ADR	16941M109	228	6,072	SH		DFND		6,072	0	0
CHINA PETRO & CHEM ADR REP 100 H ORD	SPONSORED ADR	16941R108	4	99	SH		SOLE		99	0	0
CHURCHILL CAPITAL III CORP	COM	17144C203	1	100	SH		SOLE		100	0	0
CITIGROUP ORD	COM	172967424	8	200	SH		DFND		200	0	0
CK HUTCHISON HOLDINGS ADR	COM	12562Y100	107	16,000	SH		SOLE		16,000	0	0
CLEARWAY ENERGY CL A ORD	COM	18539C105	26	1,560	SH		DFND		1,560	0	0
CLOUDFLARE CL A ORD	COM	18915M107	82	3,500	SH		DFND		3,500	0	0
CNH INDUSTRIAL ORD	COM	N20944109	0	3	SH		SOLE		3	0	0
CONTINENTAL RESOURCES ORD (NYS)	COM	212015101	0	110	SH	Call	DFND		110	0	0
CRAFT BREW ALLIANCE ORD	COM	224122101	1,764	118,416	SH		DFND		118,416	0	0
CRAWFORD CL B ORD	COM	224633107	285	44,729	SH		SOLE		44,729	0	0
CREDIT SUISSE GRP ADR REPTG ONE ORD	SPONSORED ADR	225401108	675	83,513	SH		SOLE		83,513	0	0
CRESCENT ACQUISITION UNT	COM	22564L204	1	100	SH		SOLE		100	0	0
CROWDSTRIKE HOLDINGS CL A ORD	COM	22788C105	55	1,000	SH		DFND		1,000	0	0
CURALEAF HLDGS ORD	COM	23126M102	7	1,800	SH		DFND		1,800	0	0
CURIS ORD	COM	231269200	1	2,000	SH		SOLE		2,000	0	0
CV SCIENCES ORD	COM	126654102	1	2,500	SH		SOLE		2,500	0	0
CYPRESS SEMICONDUCTOR ORD	COM	232806109	2,757	118,250	SH		DFND		118,250	0	0
CYTODYN ORD	COM	23283M101	3	1,200	SH		SOLE		1,200	0	0
DATADOG CL A ORD	COM	23804L103	93	2,600	SH		DFND		2,600	0	0
DAXOR ORD	COM	239467103	134	10,000	SH		SOLE		10,000	0	0
DBV TECHNOLOGIES ADR REP 0.5 ORD	SPONSORED ADR	23306J101	4	1,199	SH		DFND		1,199	0	0
DELPHI TECHNOLOGIES ORD	COM	G27823106	1	198	SH		SOLE		198	0	0
DHT HOLDINGS ORD	COM	Y2065G121	15	2,000	SH		SOLE		2,000	0	0
DHT HOLDINGS ORD	COM	Y2065G121	7	923	SH	Call	SOLE		923	0	0
DIAMOND EAGLE ACQUISITION CL A ORD (NMS)	COM	25258L109	0	20	SH	Call	DFND		20	0	0
DIREXION BRAZIL BULL 2X SHARES ETF	COM	25490K315	30	20,000	SH		SOLE		20,000	0	0
DIREXION DAILY S&P 500 BULL 3X ETF	COM	25459W862	0	1	SH		SOLE		1	0	0
DIREXION SEMICONDUCTOR BULL 3X ETF	COM	25459W458	11	126	SH		SOLE		126	0	0
DISCOVERY SRS B ORD	COM	25470F203	3	133	SH		SOLE		133	0	0
DOLLAR TREE ORD	COM	256746108	5	79	SH		DFND		79	0	0
DUFF & PHELPS UTILITY & CORP BOND CF	COM	26432K108	106	12,681	SH		DFND		12,681	0	0
DUPONT DE NEMOURS ORD	COM	26614N102	1	30	SH		DFND		30	0	0
DWS MUNICIPAL INCOME CF	COM	233368109	142	13,180	SH		DFND		13,180	0	0
DXC TECHNOLOGY ORD	COM	23355L106	19	1,500	SH		DFND		1,500	0	0
EASTSIDE DISTILLING ORD	COM	277802302	77	66,396	SH		DFND		66,396	0	0
EATON VANCE CALIF MUNICIPAL BOND CF	COM	27828A100	28	2,700	SH		DFND		2,700	0	0
EATON VANCE FLTNG RATE INC PLUS CF	COM	278284104	48	4,173	SH		SOLE		4,173	0	0
EATON VANCE LIMITED DURATION INCM CF	COM	27828H105	2	200	SH		DFND		200	0	0
EATON VANCE MUNICIPAL BND CF	COM	27827X101	142	11,440	SH		DFND		11,440	0	0
EATON VANCE MUNICIPAL INCOME CF	COM	27826U108	160	13,373	SH		DFND		13,373	0	0
EATON VANCE MUNICIPAL INCOME TRM CF	COM	27829U105	52	2,637	SH		DFND		2,637	0	0
ECMOHO ADS	COM	27888P104	6	1,200	SH		SOLE		1,200	0	0
EL PASO ELECTRIC ORD	COM	283677854	13	200	SH		DFND		200	0	0
ELANCO ANIMAL HEALTH CVR	COM	28414H103	2	100	SH		DFND		100	0	0
ELLINGTON FINANCIAL INC	COM	28852N208	52	4,900	SH		DFND		4,900	0	0
EMBRAER ADR REP FOUR ORD	SPONSORED ADR	29082A107	29	4,000	SH		DFND		4,000	0	0
EMBRAER ADR REP FOUR ORD	SPONSORED ADR	29082A107	11	1,494	SH	Call	DFND		1,494	0	0
ENERGY SELECT SECTOR SPDR ETF	COM	81369Y506	1	50	SH		DFND		50	0	0
ENERTECK ORD	COM	29275X104	0	7,500	SH		SOLE		7,500	0	0
ENRGY TRNSFR OPERT SRS D CUM RED PRF	COM	29278N400	6	500	SH		SOLE		500	0	0
EQUINOR ADR REP ORD	SPONSORED ADR	29446M102	686	56,400	SH		SOLE		56,400	0	0
ETFMG ALTERNATIVE HARVEST ETF	COM	26924G508	0	67	SH	Put	DFND		67	0	0
EURONAV NV	COM	B38564108	221	19,665	SH		SOLE		19,665	0	0
EURONAV NV	COM	B38564108	4	440	SH	Call	SOLE		440	0	0
EXACT SCIENCES ORD (NMS)	COM	30063P105	8	150	SH	Call	DFND		150	0	0
FANNIE MAE NON CUMULATIVE H PFD	COM	313586885	5	600	SH		SOLE		600	0	0
FEDEX ORD	COM	31428X106	2	22	SH		DFND		22	0	0
FGL ORD	COM	G3402M102	220	22,500	SH		SOLE		22,500	0	0
FIAT CHRYSLER AUTOMOBILES ORD	COM	N31738102	468	65,200	SH		SOLE		65,200	0	0
FINTECH ACQUISITION CL A ORD	COM	31811A101	5	580	SH		SOLE		580	0	0
FIREEYE ORD	COM	31816Q101	135	12,792	SH		DFND		12,792	0	0
FIRST NBC BANK HOLDING ORD	COM	32115D106	0	8,519	SH		SOLE		8,519	0	0
FISERV ORD	COM	337738108	0	5	SH	Put	DFND		5	0	0
FITBIT CL A ORD	COM	33812L102	1,406	211,245	SH		DFND		211,245	0	0
FITBIT CL A ORD	COM	33812L102	1	211	SH	Put	DFND		211	0	0
FIVE9 ORD	COM	338307101	76	1,000	SH		SOLE		1,000	0	0
FORESCOUT TECHNOLOGIES ORD	COM	34553D101	2,123	67,227	SH		DFND		67,227	0	0
FORTIVE ORD	COM	34959J108	0	1	SH		SOLE		1	0	0
FORTRESS BIOTECH ORD	COM	34960Q109	330	175,000	SH		SOLE		175,000	0	0
FORTY SEVEN ORD	COM	34983P104	2,118	22,205	SH		DFND		22,205	0	0
FORWARD PHARMA ADR REP 14 ORD	SPONSORED ADR	34986J204	6	1,118	SH		SOLE		1,118	0	0
FOX CL A ORD	COM	35137L105	2	100	SH		DFND		100	0	0
FREEPORT MCMORAN ORD	COM	35671D857	33	5,000	SH		DFND		5,000	0	0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD	SPONSORED ADR	358029106	328	10,001	SH		SOLE		10,001	0	0
FRONTLINE ORD	COM	G3682E192	10	1,111	SH	Call	SOLE		1,111	0	0
FTE NETWORKS ORD	COM	30283R402	5	4,000	SH		SOLE		4,000	0	0
GAIN CAPITAL HOLDINGS ORD	COM	36268W100	68	12,300	SH		DFND		12,300	0	0
GALAPAGOS ADR REP ORD	SPONSORED ADR	36315X101	607	3,100	SH		SOLE		3,100	0	0
GARRISON CAPITAL ORD	COM	366554103	24	14,500	SH		DFND		14,500	0	0
GDS HOLDINGS LIMITED ADR (NMS)	COM	36165L108	0	10	SH	Call	DFND		10	0	0
GENERAL FIN SRS C CUM RED PERP PRF	COM	369822507	8	100	SH		SOLE		100	0	0
GENIUS PRODUCTS ORD	COM	37229R305	0	122	SH		SOLE		122	0	0
GENOCEA BIOSCIENCES ORD	COM	372427401	516	300,000	SH		SOLE		300,000	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	194	58,700	SH		DFND		58,700	0	0
GENWORTH FINANCIAL CL A ORD	COM	37247D106	1	421	SH	Call	DFND		421	0	0
GLDMN SCH DS RP 1/1000 SRS C CM PRF	COM	38144X609	7	400	SH		SOLE		400	0	0
GOLD FIELDS ADR REP 1 ORD	SPONSORED ADR	38059T106	468	98,600	SH		DFND		98,600	0	0
GOLDMAN SACHS DS RPT 1/1000 SR A PRF	COM	38143Y665	17	900	SH		SOLE		900	0	0
GOLDMAN SACHS GROUP ORD	COM	38141G104	0	1	SH		DFND		1	0	0
GOLDMAN SACHS GROUP ORD	COM	38141G104	1	10	SH	Call	DFND		10	0	0
GORES METROPOULOS UNT	COM	382872208	9	933	SH		SOLE		933	0	0
GRAF INDUSTRIAL RED UNT	COM	384278206	3	300	SH		SOLE		300	0	0
GREEN GROWTH BRANDS ORD	COM	39305B105	82	1,000,000	SH		SOLE		1,000,000	0	0
GREEN THUMB INDUSTRIES ORD	COM	39342L108	402	69,075	SH		SOLE		69,075	0	0
GREENLANE HOLDINGS CL A ORD	COM	395330103	894	520,000	SH		SOLE		520,000	0	0
GREIF CL A ORD	COM	397624107	13	445	SH		DFND		445	0	0
GRIDSUM HOLDING ADR	COM	398132100	56	82,500	SH		SOLE		82,500	0	0
GSX TECHEDU 3 ADR REP 2 CL A ORD	SPONSORED ADR	36257Y109	8	200	SH		DFND		200	0	0
GUGNHM TXBL MUN MNG DUR CF	COM	401664107	164	7,466	SH		DFND		7,466	0	0
GX ACQUISITON UNT	COM	36251A206	6	680	SH		SOLE		680	0	0
HARVEST HEALTH AND RECREATION ORD	COM	41755M102	65	71,300	SH		SOLE		71,300	0	0
HAYMAKER ACQUISITION CL A ORD	COM	42087L101	396	40,492	SH		SOLE		40,492	0	0
HAYMAKER ACQUISITION UNT	COM	42087L200	2	200	SH		SOLE		200	0	0
HEICO ORD	COM	422806109	3	50	SH		DFND		50	0	0
HELIOS AND MATHESON ANALYTICS ORD	COM	42327L309	0	1,002	SH		SOLE		1,002	0	0
HERMITAGE OFFSHORE SERVICES ORD	COM	G4511M108	5	8,286	SH		SOLE		8,286	0	0
HEWLETT PACKARD ENTERPRISE ORD	COM	42824C109	5	586	SH		DFND		586	0	0
HILTON GRAND VACATIONS ORD	COM	43283X105	1	100	SH		DFND		100	0	0
HIMAX TECHNOLOGIES ADR REP 2 ORD	SPONSORED ADR	43289P106	26	9,850	SH		SOLE		9,850	0	0
HIMAX TECHNOLOGIES ADR REP 2 ORD	SPONSORED ADR	43289P106	2	1,050	SH	Call	SOLE		1,050	0	0
HOME DEPOT ORD	COM	437076102	2	15	SH	Put	DFND		15	0	0
HONDA MOTOR ADR REP 1 ORD	SPONSORED ADR	438128308	112	5,000	SH		SOLE		5,000	0	0
HOWMET AEROSPACE ORD	COM	443201108	774	60,000	SH		SOLE		60,000	0	0
HOWMET AEROSPACE ORD	COM	443201108	3	235	SH	Call	SOLE		235	0	0
HP ORD	COM	40434L105	1	100	SH		DFND		100	0	0
HSBC HOLDINGS ADR REP 5 ORD	SPONSORED ADR	404280406	241	8,609	SH		DFND		8,609	0	0
HTG MOLECULAR DIAGNOSTICS ORD	COM	40434H104	18	56,500	SH		SOLE		56,500	0	0
ICICI BANK ADR REP 2 ORD	SPONSORED ADR	45104G104	0	50	SH		SOLE		50	0	0
INFLARX ORD	COM	N44821101	1,413	370,000	SH		SOLE		370,000	0	0
INPHONIC ORD (OTC)	COM	45772G105	0	14,472	SH		SOLE		14,472	0	0
INSEEGO ORD	COM	45782B104	224	36,000	SH		SOLE		36,000	0	0
INTERCONTINENTAL HOTEL ADR REP 1 ORD	SPONSORED ADR	45857P806	1,332	31,616	SH		SOLE		31,616	0	0
INTERNATIONAL BUSINESS MACHINES ORD	COM	459200101	7	72	SH		DFND		72	0	0
INTERNATIONAL PAPER ORD	COM	460146103	0	30	SH		DFND		30	0	0
INVESCO BOND CF	COM	46132L107	70	4,000	SH		DFND		4,000	0	0
INVESCO CALIFORNIA VALUE MUNCIPAL CF	COM	46132H106	56	5,000	SH		DFND		5,000	0	0
INVESCO GRADE MUN CF	COM	46131M106	118	9,841	SH		DFND		9,841	0	0
INVESCO MUNICIPAL OPPORTUNITY CF	COM	46132C107	49	4,329	SH		DFND		4,329	0	0
INVESCO MUNICPL INCM OPPOR CL COM CF	COM	46132X101	105	15,285	SH		DFND		15,285	0	0
INVESCO SNR INCOME CF	COM	46131H107	103	32,000	SH		SOLE		32,000	0	0
INVESCO VALUE MUNICIPAL INCOME CF	COM	46132P108	165	11,738	SH		DFND		11,738	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	476	2,500	SH		DFND		2,500	0	0
INVSC QQQ TRUST SRS 1 ETF	COM	46090E103	3	17	SH	Put	DFND		17	0	0
IOVANCE BIOTHERAPEUTICS ORD (NMS)	COM	462260100	4	155	SH	Call	DFND		155	0	0
IRONWOOD PHARMA CL A ORD	COM	46333X108	353	35,000	SH		SOLE		35,000	0	0
ISHARES IBOXX INVT GRADE BOND ETF	COM	464287242	1,031	8,350	SH		DFND		8,350	0	0
ISHARES PREFERRED INCOME SEC ETF	COM	464288687	3	100	SH		DFND		100	0	0
ISHARES RUSSELL 2000 ETF	COM	464287655	17	150	SH	Call	DFND		150	0	0
ISHARES SILVER TRUST ETF	COM	46428Q109	2	200	SH		DFND		200	0	0
ISHARES US REAL ESTATE ETF	COM	464287739	918	13,200	SH		DFND		13,200	0	0
JD.COM ADR REP 2 CL A ORD	SPONSORED ADR	47215P106	4	110	SH	Put	SOLE		110	0	0
JPMORGAN CHASE ORD	COM	46625H100	0	1	SH		DFND		1	0	0
JPMORGAN CHASE ORD	COM	46625H100	2	30	SH	Call	DFND		30	0	0
KAR AUCTION SERVICES ORD (NYS)	COM	48238T109	0	10	SH	Call	DFND		10	0	0
KELLY SERVICES CL B ORD	COM	488152307	7	706	SH		SOLE		706	0	0
KOHL'S ORD	COM	500255104	0	30	SH	Put	DFND		30	0	0
KT ADR REP 1/2 ORD	SPONSORED ADR	48268K101	863	110,967	SH		SOLE		110,967	0	0
LANDCADIA HOLDINGS II UNT	COM	51476X204	56	5,716	SH		SOLE		5,716	0	0
LEGACY ACQUISITION CL A ORD	COM	524643103	416	40,200	SH		DFND		40,200	0	0
LEGG MASON ORD	COM	524901105	146	3,000	SH		DFND		3,000	0	0
LENNAR CL B ORD	COM	526057302	1	62	SH		SOLE		62	0	0
LEO HOLDINGS CL A ORD	COM	G5463L105	117	11,422	SH		SOLE		11,422	0	0
LGL SYSTEMS ACQUISITION UNT	COM	50201G205	4	450	SH		SOLE		450	0	0
LIBERTY LATIN AMERICA CL C ORD	COM	G5480U153	164	16,000	SH		SOLE		16,000	0	0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	COM	531229607	38	1,210	SH		SOLE		1,210	0	0
LINDE ORD	COM	G5494J103	216	1,250	SH		SOLE		1,250	0	0
LLOYDS BANKING GROUP ADR 4 ORD	SPONSORED ADR	539439109	3,416	2,262,420	SH		SOLE		2,262,420	0	0
LMP AUTOMOTIVE HOLDINGS ORD	COM	53952P101	276	49,800	SH		SOLE		49,800	0	0
LOGMEIN ORD	COM	54142L109	8	100	SH		DFND		100	0	0
LONGWEI PETROLEUM INVEST HOLDING ORD	COM	543354104	0	5,000	SH		SOLE		5,000	0	0
LUCKIN COFFEE ADR REP 8 ORD	SPONSORED ADR	54951L109	353	13,000	SH		DFND		13,000	0	0
MACYS ORD	COM	55616P104	211	43,000	SH		DFND		43,000	0	0
MAIDEN HOLDINGS LTD	COM	560292302	212	12,631	SH		SOLE		12,631	0	0
MANPOWERGROUP ORD	COM	56418H100	1	30	SH		SOLE		30	0	0
MARATHON PETROLEUM ORD	COM	56585A102	1	50	SH		DFND		50	0	0
MARKER THERAPEUTICS ORD	COM	57055L107	38	20,000	SH		DFND		20,000	0	0
MARTIN MARIETTA MATERIALS ORD	COM	573284106	0	5	SH		DFND		5	0	0
MARVELL TECHNOLOGY GROUP ORD	COM	G5876H105	90	4,000	SH		SOLE		4,000	0	0
MASTERCARD CL A ORD	COM	57636Q104	2	12	SH		DFND		12	0	0
MCDERMOTT INTERNATIONAL ORD	COM	580037703	34	600,000	SH		DFND		600,000	0	0
MCKESSON ORD	COM	58155Q103	15	117	SH		DFND		117	0	0
MEDIFAST ORD	COM	58470H101	170	2,730	SH		DFND		2,730	0	0
MEDTRONIC ORD	COM	G5960L103	1,403	15,560	SH		SOLE		15,560	0	0
MEGALITH FINANCIAL ACQUISITION UNT	COM	58518F208	19	1,860	SH		SOLE		1,860	0	0
MELLANOX TECHNOLOGIES ORD	COM	M51363113	2,937	24,212	SH		SOLE		24,212	0	0
MERCURY GENERAL ORD	COM	589400100	40	1,000	SH		DFND		1,000	0	0
MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1	COM	45408V203	63	2,495	SH		SOLE		2,495	0	0
MERSANA THERAPEUTICS ORD	COM	59045L106	340	58,400	SH		SOLE		58,400	0	0
MGM RESORTS INTERNATIONAL ORD	COM	552953101	37	3,200	SH		DFND		3,200	0	0
MGM RESORTS INTERNATIONAL ORD	COM	552953101	1	100	SH	Put	DFND		100	0	0
MGP INGREDIENTS ORD	COM	55303J106	34	1,273	SH		DFND		1,273	0	0
MID AMERICA APT COMMUNITI REIT ORD	COM	59522J103	1,030	10,000	SH		DFND		10,000	0	0
MODERNA ORD	COM	60770K107	559	18,675	SH		DFND		18,675	0	0
MONEYGRAM INTERNATIONAL ORD	COM	60935Y208	0	200	SH		SOLE		200	0	0
MONGODB CL A ORD	COM	60937P106	0	7	SH	Put	DFND		7	0	0
MORGAN STANL DS REP 1/1000 SRS E PRF	COM	61762V200	2	100	SH		SOLE		100	0	0
MOSAIC ORD	COM	61945C103	3	360	SH		DFND		360	0	0
MOTUS GI HOLDINGS ORD	COM	62014P108	0	500	SH		SOLE		500	0	0
MSC INDUSTRIAL CL A ORD	COM	553530106	8	150	SH		SOLE		150	0	0
MUSTANG BIO ORD	COM	62818Q104	536	200,000	SH		SOLE		200,000	0	0
NANTKWEST ORD	COM	63016Q102	28	10,000	SH		DFND		10,000	0	0
NAVIDEA BIOPHARMACEUTICALS ORD	COM	63937X202	151	199,220	SH		SOLE		199,220	0	0
NAVIDEA BIOPHARMACEUTICALS ORD	COM	63937X202	0	525	SH	Call	SOLE		525	0	0
NAVISTAR INTERNATIONAL ORD (NYS)	COM	63934E108	0	30	SH	Call	DFND		30	0	0
NAVISTAR INTERNATIONAL ORD (NYS)	COM	63934E108	0	40	SH	Put	DFND		40	0	0
NESCO HOLDINGS ORD	COM	64083J104	0	100	SH		SOLE		100	0	0
NETFLIX ORD	COM	64110L106	183	489	SH		DFND		489	0	0
NEUBASE THERAPEUTICS ORD	COM	64132K102	80	11,270	SH		SOLE		11,270	0	0
NEUBERGER BERMAN HGH YLD STRATGS CF	COM	64128C106	67	7,829	SH		DFND		7,829	0	0
NEUROTROPE ORD	COM	64129T207	61	75,300	SH		DFND		75,300	0	0
NIELSEN HOLDINGS ORD	COM	G6518L108	0	10	SH	Call	SOLE		10	0	0
NN GROUP NV UNSPONSORED NETHERLA ADR	COM	629334103	27	2,000	SH		SOLE		2,000	0	0
NOKIA ADR REPSG 1 SER A ORD	SPONSORED ADR	654902204	711	229,597	SH		DFND		229,597	0	0
NORTONLIFELOCK ORD	COM	668771108	31	1,680	SH		DFND		1,680	0	0
NORTONLIFELOCK ORD	COM	668771108	0	10	SH	Call	DFND		10	0	0
NORTONLIFELOCK ORD	COM	668771108	0	10	SH	Put	DFND		10	0	0
NORWEGIAN CRUISE LINE HOLDINGS ORD	COM	G66721104	137	12,500	SH		SOLE		12,500	0	0
NOVO NORDISK ADR REPSG 1 ORD	SPONSORED ADR	670100205	301	5,000	SH		SOLE		5,000	0	0
NUVEEN AMT FREE MNCPL CRDT INCM CF	COM	67071L106	303	20,661	SH		DFND		20,661	0	0
NUVEEN AMT FREE QLTY MNCPL INCM CF	COM	670657105	162	12,000	SH		DFND		12,000	0	0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF	COM	67066Y105	172	12,626	SH		DFND		12,626	0	0
NUVEEN CREDIT STRATEGIES INCOME CF	COM	67073D102	198	35,000	SH		DFND		35,000	0	0
NUVEEN ENHANCED MUNICIPAL VALUE CF	COM	67074M101	6	500	SH		DFND		500	0	0
NUVEEN MUNI HIGH INC OPPORTUNITY CF	COM	670682103	181	14,570	SH		DFND		14,570	0	0
NUVEEN MUNICIPAL 2021 TARGET TERM CF	COM	670687102	42	4,535	SH		SOLE		4,535	0	0
NUVEEN MUNICIPAL CREDIT INCOME CF	COM	67070X101	249	17,729	SH		DFND		17,729	0	0
NUVEEN MUNICIPAL VALUE CF	COM	670928100	102	10,500	SH		DFND		10,500	0	0
NUVEEN NEW YORK MUNICIPAL VALUE CF	COM	67062M105	94	10,000	SH		SOLE		10,000	0	0
NUVEEN NEW YORK QLTY MNCPL INCM CF	COM	67066X107	21	1,600	SH		DFND		1,600	0	0
NUVEEN NY AMT FREE QLT MNCPL INCM CF	COM	670656107	208	16,660	SH		SOLE		16,660	0	0
NUVEEN QUALITY MUNICIPAL INCM CF	COM	67066V101	119	8,700	SH		DFND		8,700	0	0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF	COM	67074C103	208	10,900	SH		DFND		10,900	0	0
NUVEN CALIFOR AMT FREE QLT MNCPL CF	COM	670651108	70	5,000	SH		DFND		5,000	0	0
NXCHAIN ORD	COM	629471103	0	800	SH		SOLE		800	0	0
NXP SEMICONDUCTORS ORD	COM	N6596X109	9	120	SH		SOLE		120	0	0
OFFICE DEPOT ORD	COM	676220106	0	500	SH		DFND		500	0	0
ONESPAWORLD HOLDINGS LTD	COM	P73684105	0	300	SH		SOLE		300	0	0
ORGANIGRAM HOLDINGS ORD	COM	68620P101	10	5,160	SH		SOLE		5,160	0	0
OSISKO GOLD ROYALTIES ORD (NYS)	COM	68827L101	2	303	SH	Call	SOLE		303	0	0
OSPREY TECHNOLOGY ACQUI CL A RED UNT	COM	68839R401	1	110	SH		SOLE		110	0	0
OVINTIV ORD (NYS)	COM	69047Q102	2	1,013	SH	Call	SOLE		1,013	0	0
PAE CL A ORD	COM	69290Y109	92	14,300	SH		DFND		14,300	0	0
PAGERDUTY ORD (NYS)	COM	69553P100	0	2	SH	Call	DFND		2	0	0
PARKER DRILLING ORD	COM	701081507	0	99	SH		SOLE		99	0	0
PELOTON INTERACTIVE ORD	COM	70614W100	1	50	SH	Call	DFND		50	0	0
PENNANTPARK INVESTMENT ORD	COM	708062104	46	18,000	SH		DFND		18,000	0	0
PETROLEO BRASILEIRO ADR REPSTG 2 ORD	SPONSORED ADR	71654V408	9	1,800	SH		DFND		1,800	0	0
PG&E ORD	COM	69331C108	0	1	SH	Call	DFND		1	0	0
PHUNWARE ORD	COM	71948P100	0	400	SH		SOLE		400	0	0
PIMCO CALIFORNIA MUNICI INCOME II CF	COM	72200M108	67	8,000	SH		DFND		8,000	0	0
PIMCO CALIFORNIA MUNICIPAL INCOME CF	COM	72200N106	31	2,009	SH		DFND		2,009	0	0
PIMCO MUNICIPAL INCOME CF	COM	72200R107	103	8,200	SH		DFND		8,200	0	0
PIMCO MUNICIPAL INCOME II CF	COM	72200W106	168	13,295	SH		DFND		13,295	0	0
PIMCO MUNICIPAL INCOME III CF	COM	72201A103	158	14,917	SH		DFND		14,917	0	0
PIONEER FLOATING RATE CF	COM	72369J102	0	100	SH		DFND		100	0	0
PIONEER MUNICIPAL HIGH INCOME ADV CF	COM	723762100	102	10,043	SH		DFND		10,043	0	0
PIONEER MUNICIPAL HIGH INCOME CF	COM	723763108	91	8,078	SH		DFND		8,078	0	0
PRIMO WATER ORD	COM	74167P108	1,042	115,030	SH		SOLE		115,030	0	0
PROSHARES SHORT VIX SHORT TERM ETF	COM	74347W130	23	750	SH		SOLE		750	0	0
PROSHARES ULTRAPRO SHORT QQQ ETF	COM	74347G408	860	44,200	SH		SOLE		44,200	0	0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF	COM	74347B201	149	9,300	SH		DFND		9,300	0	0
PRUDENTIAL ADR REPSTG 2 ORD	SPONSORED ADR	74435K204	155	6,294	SH		SOLE		6,294	0	0
PUTNAM MUNICIPAL OPPORTUNITIES CF	COM	746922103	23	2,000	SH		DFND		2,000	0	0
PUTNAM PREMIER INCOME CF	COM	746853100	136	30,013	SH		DFND		30,013	0	0
QEP RESOURCES ORD (NYS)	COM	74733V100	0	16	SH	Call	SOLE		16	0	0
QUOTIENT ORD	COM	G73268107	173	43,800	SH		SOLE		43,800	0	0
RA PHARMACEUTICALS ORD (NMS)	COM	74933V108	0	11	SH	Call	DFND		11	0	0
RA PHARMACEUTICALS ORD (NMS)	COM	74933V108	1	35	SH	Put	DFND		35	0	0
RAYTHEON ORD	COM	755111507	19	150	SH	Call	DFND		150	0	0
RAYTHEON ORD	COM	755111507	6	50	SH	Put	DFND		50	0	0
RAYTHEON TECHNOLOGIES ORD	COM	75513E101	2,350	42,243	SH		DFND		42,243	0	0
RAYTHEON TECHNOLOGIES ORD	COM	75513E101	14	255	SH	Call	DFND		255	0	0
RAYTHEON TECHNOLOGIES ORD	COM	75513E101	14	265	SH	Put	DFND		265	0	0
RENT-A-CENTER ORD	COM	76009N100	214	15,139	SH		DFND		15,139	0	0
REPAY HOLDINGS CORP	COM	76029L118	57	44,200	SH		SOLE		44,200	0	0
REPLAY ACQUISITION UNT	COM	G75130123	70	7,200	SH		SOLE		7,200	0	0
REWALK ROBOTICS LTD	COM	M8216Q200	0	120	SH		SOLE		120	0	0
RIVERNORTH MANAGED DRTN MUNI NAV CF	COM	76882H105	41	2,300	SH		SOLE		2,300	0	0
RIVERNORTH OPPORTUNI MUN INC NAV CF	COM	76883F108	146	7,300	SH		SOLE		7,300	0	0
ROYAL BANK SCOTLAND ADS REP 2 ORD	COM	780097689	59	21,700	SH		SOLE		21,700	0	0
ROYAL DUTCH SHELL ADR REP 2 CL A ORD	SPONSORED ADR	780259206	2,569	73,651	SH		DFND		73,651	0	0
ROYAL DUTCH SHELL ADR REP 2 CL B ORD	SPONSORED ADR	780259107	32	1,000	SH		DFND		1,000	0	0
RUSH ENTERPRISES CL B ORD	COM	781846308	10	342	SH		SOLE		342	0	0
RYANAIR HOLDINGS ORD	COM	783513203	2,578	48,572	SH		SOLE		48,572	0	0
SALESFORCE.COM ORD	COM	79466L302	0	2	SH		DFND		2	0	0
SAP ADR REP 1 ORD	SPONSORED ADR	803054204	1,436	13,000	SH		SOLE		13,000	0	0
SASOL ADR REP 1 ORD	SPONSORED ADR	803866300	1,172	583,517	SH		SOLE		583,517	0	0
SCHLUMBERGER ORD	COM	806857108	0	50	SH		DFND		50	0	0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT	COM	80821R208	1	100	SH		SOLE		100	0	0
SCORPIO TANKERS ORD	COM	Y7542C106	556	29,100	SH		SOLE		29,100	0	0
SCORPIO TANKERS ORD	COM	Y7542C106	2	122	SH	Call	SOLE		122	0	0
SCOTTS MIRACLE GRO ORD	COM	810186106	153	1,500	SH		SOLE		1,500	0	0
SECOND STREET CAPITAL ORD	COM	813630100	0	20	SH		SOLE		20	0	0
SEQUANS COMMUNICATIONS ADR REP 4 ORD	SPONSORED ADR	817323207	588	115,717	SH		SOLE		115,717	0	0
SHAKE SHACK CL A ORD	COM	819047101	0	1	SH		DFND		1	0	0
SIGMA DESIGNS ORD	COM	826565103	1	5,300	SH		SOLE		5,300	0	0
SILVER SPIKE ACQUISITION UNT	COM	G8136L122	6	700	SH		SOLE		700	0	0
SIMON PROP GRP REIT ORD	COM	828806109	0	15	SH	Put	DFND		15	0	0
SKYLINE CHAMPION ORD	COM	830830105	117	7,500	SH		SOLE		7,500	0	0
SLACK TECHNOLOGIES CL A ORD	COM	83088V102	939	35,000	SH		DFND		35,000	0	0
SMILEDIRECTCLUB CL A ORD	COM	83192H106	4	1,000	SH		DFND		1,000	0	0
SOLIGENIX ORD	COM	834223307	184	110,000	SH		SOLE		110,000	0	0
SONOS ORD	COM	83570H108	212	25,000	SH		SOLE		25,000	0	0
SONY ADR REP 1 ORD	SPONSORED ADR	835699307	2,148	36,300	SH		DFND		36,300	0	0
SOUTH MOUNTAIN MERGER UNT	COM	838884203	3	300	SH		SOLE		300	0	0
SPARTAN ENERGY ACQUISITION CL A ORD	COM	846784106	5	500	SH		SOLE		500	0	0
SPARTAN ENERGY ACQUISITION CL A UNT	COM	846784114	7	668	SH		SOLE		668	0	0
SPDR GOLD SHARES ETF	COM	78463V107	74	500	SH	Call	DFND		500	0	0
SPDR S&P 500 ETF	COM	78462F103	23	92	SH	Call	DFND		92	0	0
SPDR S&P 500 ETF	COM	78462F103	103	401	SH	Put	DFND		401	0	0
SPDR S&P BIOTECH ETF	COM	78464A870	774	10,000	SH		DFND		10,000	0	0
SPDR S&P METALS & MINING ETF	COM	78464A755	80	5,000	SH		DFND		5,000	0	0
SPDR S&P OIL & GAS EXPL & PROD ETF	COM	78468R556	4	150	SH	Call	DFND		150	0	0
SPORTSMANS WAREHOUSE HOLDINGS ORD	COM	84920Y106	544	88,400	SH		SOLE		88,400	0	0
SPRINT CORPORATION	COM	85207U905	2	1,250	SH	Call	SOLE		1,250	0	0
SQUARE CL A ORD	COM	852234103	0	1	SH		DFND		1	0	0
SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024	COM	864296116	69	106,200	SH		SOLE		106,200	0	0
SUBVERSIVE REAL EST ACQN REIT RTS	COM	864298112	62	100,000	SH		SOLE		100,000	0	0
SUNCOR ENERGY ORD	COM	867224107	79	5,000	SH		DFND		5,000	0	0
SUNDIAL GROWERS ORD	COM	86730L109	24	38,000	SH		DFND		38,000	0	0
SYNCHRONY FINL 40 DS REP SRS A PRF	COM	87165B202	8	500	SH		SOLE		500	0	0
TAKEDA PHARMA ADR REP 0.5 ORD	SPONSORED ADR	874060205	273	18,000	SH		DFND		18,000	0	0
TALLGRASS ENERGY CL A ORD	COM	874696107	819	49,813	SH		DFND		49,813	0	0
TALLGRASS ENERGY CL A ORD	COM	874696107	0	20	SH	Call	DFND		20	0	0
TATA MOTORS ADR REPSG 5 ORD	SPONSORED ADR	876568502	47	10,000	SH		SOLE		10,000	0	0
TATA MOTORS ADR REPSG 5 ORD	SPONSORED ADR	876568502	0	100	SH	Put	SOLE		100	0	0
TAUBMAN CNTR REIT ORD	COM	876664103	1,164	27,800	SH		DFND		27,800	0	0
TCS GROUP HOLDING REG S GDR	COM	87238U203	42	3,660	SH		SOLE		3,660	0	0
TD AMERITRADE HOLDING ORD	COM	87236Y108	20	600	SH		DFND		600	0	0
TECHNOLOGY DATA ORD	COM	878237106	182	1,398	SH		DFND		1,398	0	0
TECHNOLOGY DATA ORD	COM	878237106	1	10	SH	Put	DFND		10	0	0
TEEKAY TANKERS CL A ORD	COM	Y8565N102	244	11,000	SH		SOLE		11,000	0	0
TEEKAY TANKERS CL A ORD	COM	Y8565N102	0	5	SH	Call	SOLE		5	0	0
TEGNA ORD	COM	87901J105	1	160	SH		DFND		160	0	0
TENARIS ADR REP 2 ORD	SPONSORED ADR	88031M109	602	50,000	SH		SOLE		50,000	0	0
TENCENT HOLDINGS ADR	COM	88032Q109	292	5,950	SH		SOLE		5,950	0	0
TERRAFORM POWER CL A ORD	COM	88104R209	26	1,700	SH		DFND		1,700	0	0
TEXAS CAPITAL BANCSHARES ORD	COM	88224Q107	447	20,200	SH		SOLE		20,200	0	0
THE MEET GROUP ORD	COM	58513U101	6	1,130	SH		SOLE		1,130	0	0
THE RUBICON PROJECT ORD	COM	78112V102	346	62,500	SH		SOLE		62,500	0	0
THIRD POINT REINSURANCE ORD	COM	G8827U100	185	25,000	SH		SOLE		25,000	0	0
THL CREDIT ORD	COM	872438106	23	8,800	SH		DFND		8,800	0	0
TIDELANDS OIL AND GAS ORD	COM	886405109	0	526,323	SH		SOLE		526,323	0	0
TIFFANY ORD	COM	886547108	383	2,960	SH		DFND		2,960	0	0
TILRAY CL 2 ORD	COM	88688T100	1	150	SH		DFND		150	0	0
TRILLIUM THERAPEUTICS ORD	COM	89620X506	343	85,000	SH		DFND		85,000	0	0
TRINE ACQUISITION CL A ORD	COM	89628U108	14	1,500	SH		DFND		1,500	0	0
TRINE ACQUISITION CL A RED UNT	COM	89628U207	1,024	101,200	SH		SOLE		101,200	0	0
TRITON INTERN CUM RED SRS C PERP PRF	COM	G9078F149	3	185	SH		SOLE		185	0	0
TRITON INTL 6 875 SRS D RED PRP PRF	COM	G9078F206	37	2,300	SH		SOLE		2,300	0	0
TSAKOS ENERGY NAVIGATION ORD	COM	G9108L108	211	65,000	SH		SOLE		65,000	0	0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF	COM	G9108L165	44	2,439	SH		SOLE		2,439	0	0
TURKCELL ILETISIM ADR REP 2.5 ORD	SPONSORED ADR	900111204	196	42,279	SH		SOLE		42,279	0	0
TURNING POINT BRANDS ORD	COM	90041L105	84	4,000	SH		SOLE		4,000	0	0
TUTOR PERINI ORD	COM	901109108	33	5,000	SH		DFND		5,000	0	0
TWILIO CL A ORD	COM	90138F102	0	2	SH	Put	DFND		2	0	0
TWITTER ORD	COM	90184L102	343	14,001	SH		DFND		14,001	0	0
TWITTER ORD	COM	90184L102	0	13	SH	Call	DFND		13	0	0
TYSON FOODS CL A ORD	COM	902494103	983	17,000	SH		DFND		17,000	0	0
UBER TECHNOLOGIES INC	COM	90353T100	6	220	SH	Put	DFND		220	0	0
UNILEVER NV	COM	904784709	487	10,000	SH		DFND		10,000	0	0
UNIQURE ORD	COM	N90064101	9	200	SH		SOLE		200	0	0
UNITED STATES 12 MONTH OIL ETF	COM	91288V103	24	2,000	SH		SOLE		2,000	0	0
UNITED STATES OIL ETF	COM	91232N108	86	20,500	SH		DFND		20,500	0	0
UNITEDHEALTH GRP ORD	COM	91324P102	280	1,125	SH		DFND		1,125	0	0
URSTADT BIDDLE REIT ORD	COM	917286106	0	35	SH		SOLE		35	0	0
US BANCORP ORD	COM	902973304	1	50	SH		DFND		50	0	0
US STEEL ORD	COM	912909108	0	35	SH	Call	DFND		35	0	0
VANECK VECTORS GOLD MINERS ETF	COM	92189F106	1	50	SH		DFND		50	0	0
VANECK VECTR HG YLD MCPL INDX ETF	COM	92189H409	15	300	SH		SOLE		300	0	0
VECTOIQ ACQUISITION ORD	COM	92243N103	2,222	208,903	SH		DFND		208,903	0	0
VEONEER ORD	COM	92336X109	366	50,000	SH		SOLE		50,000	0	0
VERINT SYSTEMS ORD	COM	92343X100	119	2,768	SH		SOLE		2,768	0	0
VERSO CL A ORD	COM	92531L207	538	47,782	SH		SOLE		47,782	0	0
VERTIV HOLDINGS CL A ORD	COM	92537N108	143	16,607	SH		SOLE		16,607	0	0
VIACOMCBS CL B ORD	COM	92556H206	113	8,090	SH		DFND		8,090	0	0
VIACOMCBS CL B ORD	COM	92556H206	6	450	SH	Call	DFND		450	0	0
VICOR ORD (NMS)	COM	925815102	0	10	SH	Call	SOLE		10	0	0
VIKING THERAPEUTICS ORD	COM	92686J106	1	220	SH		SOLE		220	0	0
VINCE HOLDING ORD	COM	92719W207	523	135,000	SH		SOLE		135,000	0	0
VODAFONE GROUP ADR REP 10 ORD	SPONSORED ADR	92857W308	399	29,000	SH		DFND		29,000	0	0
VOYA PRIME RATE CF	COM	92913A100	134	36,200	SH		DFND		36,200	0	0
VOYAGER THERAPEUTICS ORD (NMS)	COM	92915B106	0	12	SH	Call	SOLE		12	0	0
WABCO HOLDINGS ORD	COM	92927K102	5,001	37,036	SH		DFND		37,036	0	0
WALT DISNEY ORD	COM	254687106	2	27	SH	Call	DFND		27	0	0
WEC ENERGY GROUP ORD	COM	92939U106	931	10,570	SH		DFND		10,570	0	0
WESCO INTL ORD (NYS)	COM	95082P105	4	200	SH	Call	SOLE		200	0	0
WEST END INDIANA BANCSHARES ORD	COM	952678100	137	4,141	SH		SOLE		4,141	0	0
WESTERN ASSET MUNICIPAL DFND OPPR CF	COM	95768A109	241	12,795	SH		DFND		12,795	0	0
WESTERN ASST GLBAL HIGH INCOME CF	COM	95766B109	49	6,659	SH		DFND		6,659	0	0
WESTERN DIGITAL ORD	COM	958102105	0	1	SH		DFND		1	0	0
WESTERN DIGITAL ORD	COM	958102105	1	30	SH	Call	DFND		30	0	0
WESTRN ASST HIGH INCM OPPORTUNITY CF	COM	95766K109	7	1,812	SH		DFND		1,812	0	0
WLS DS REP 1/1000 CL A SRS Q PRP PRF	COM	949746556	2	100	SH		SOLE		100	0	0
WPP ADR REP 5 ORD	SPONSORED ADR	92937A102	675	20,000	SH		SOLE		20,000	0	0
WRIGHT MEDICAL GROUP ORD	COM	N96617118	200	7,000	SH		SOLE		7,000	0	0
ZILLOW GROUP CL A ORD	COM	98954M101	78	2,300	SH		DFND		2,300	0	0
ZIONS 6 95 FIX TO FLO RATE SUB NTS	COM	989701818	2	100	SH		SOLE		100	0	0
ZIONS BANCOR DS REP 1 40TH SRS G PRF	COM	989701859	2	100	SH		SOLE		100	0	0
ZOOM VIDEO COMMUNICATIONS CL A ORD	COM	98980L101	1	10	SH	Put	DFND		10	0	0