The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP ADR REP SIX ORD | SPONSORED ADR | 90138A103 | 144 | 6,053 | SH | DFND | 6,053 | 0 | 0 | ||
21VIANET GROUP ADR REP SIX ORD | SPONSORED ADR | 90138A103 | 3 | 142 | SH | Put | DFND | 142 | 0 | 0 | |
3D SYSTEMS ORD (NYS) | COM | 88554D205 | 2 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
ABB ADR REP 1 ORD | SPONSORED ADR | 000375204 | 4,060 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
ACAMAR PARTNERS ACQUISITION CL A ORD | COM | 004285102 | 1,703 | 166,229 | SH | SOLE | 166,229 | 0 | 0 | ||
ADAPTHEALTH CL A ORD | COM | 00653Q102 | 80 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ADITX THERAPEUTICS INC | COM | 007025109 | 7 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ADVANCED DISPOSAL SERVICES ORD | COM | 00790X101 | 3 | 100 | SH | DFND | 100 | 0 | 0 | ||
ADVANCED MICRO DEVICES ORD | COM | 007903107 | 903 | 17,173 | SH | DFND | 17,173 | 0 | 0 | ||
AGENUS INC (NMS) | COM | 00847G705 | 0 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
AILERON THERAPEUTICS ORD | COM | 00887A105 | 2 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
AKAMAI TECHNOLOGIES ORD | COM | 00971T101 | 107 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
AKORN ORD | COM | 009728106 | 140 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ALBERTSONS COMPANIES CL A ORD | COM | 013091103 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ALDEYRA THERAPEUTICS ORD | COM | 01438T106 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ALEXION PHARMACEUTICALS ORD (NMS) | COM | 015351109 | 7 | 65 | SH | Call | SOLE | 65 | 0 | 0 | |
ALEXION PHARMACEUTICALS RTS | COM | 015351109 | 403 | 3,597 | SH | SOLE | 3,597 | 0 | 0 | ||
ALIBABA GROUP HOLDING ADR REP 8 ORD | SPONSORED ADR | 01609W102 | 8,481 | 39,319 | SH | DFND | 39,319 | 0 | 0 | ||
ALIBABA GROUP HOLDING ADR REP 8 ORD | SPONSORED ADR | 01609W102 | 26 | 125 | SH | Call | DFND | 125 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES ORD | COM | 01741R102 | 1 | 100 | SH | DFND | 100 | 0 | 0 | ||
ALLON THERAPEUTICS ORD | COM | 019774108 | 0 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ALTERITY THERAPEUTICS ADR | COM | 02155X106 | 4 | 3,847 | SH | SOLE | 3,847 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLUTIONS ORD | COM | L0175J104 | 571 | 38,762 | SH | SOLE | 38,762 | 0 | 0 | ||
AMARIN ADR REP 1 ORD | SPONSORED ADR | 023111206 | 0 | 50 | SH | DFND | 50 | 0 | 0 | ||
AMAZON COM ORD | COM | 023135106 | 827 | 300 | SH | DFND | 300 | 0 | 0 | ||
AMBAC FINANCIAL GROUP ORD (NYS) | COM | 023139884 | 3 | 248 | SH | Call | SOLE | 248 | 0 | 0 | |
AMCI ACQUISITION CL A ORD | COM | 00165R101 | 13 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
AMERANT BANCORP CL B ORD | COM | 023576200 | 117 | 11,175 | SH | SOLE | 11,175 | 0 | 0 | ||
AMERICA MOVIL ADR REP 20 SR L ORD | SPONSORED ADR | 02364W105 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
AMERICAN FINANCIAL GROUP ORD | COM | 025932104 | 31 | 501 | SH | DFND | 501 | 0 | 0 | ||
AMYRIS ORD (NMS) | COM | 03236M200 | 0 | 104 | SH | Call | SOLE | 104 | 0 | 0 | |
ANAPLAN ORD | COM | 03272L108 | 1,019 | 22,500 | SH | DFND | 22,500 | 0 | 0 | ||
ANHEUSER BUSCH ADR REP 1 ORD | SPONSORED ADR | 03524A108 | 1,479 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
ANTERIX ORD | COM | 03676C100 | 90 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION CL A ORD | COM | 03768F102 | 103 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
APHRIA ORD | COM | 03765K104 | 41 | 9,586 | SH | SOLE | 9,586 | 0 | 0 | ||
APHRIA ORD | COM | 03765K104 | 0 | 190 | SH | Call | SOLE | 190 | 0 | 0 | |
API GROUP ORD | COM | 00187Y100 | 1,737 | 143,004 | SH | SOLE | 143,004 | 0 | 0 | ||
APTIV ORD | COM | G6095L109 | 10 | 134 | SH | SOLE | 134 | 0 | 0 | ||
ARBUTUS BIOPHARMA ORD | COM | 03879J100 | 18 | 9,900 | SH | DFND | 9,900 | 0 | 0 | ||
ARGENX ADR REP ORD | SPONSORED ADR | 04016X101 | 225 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ARISTA NETWORKS ORD | COM | 040413106 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
ASCENA RETAIL GROUP ORD | COM | 04351G200 | 146 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ASE INDUSTRIAL HOLDIN ADR REP 2 ORD | SPONSORED ADR | 00215W100 | 8 | 1,892 | SH | DFND | 1,892 | 0 | 0 | ||
ASML HOLDING ADR REP ORD | SPONSORED ADR | N07059210 | 268 | 730 | SH | SOLE | 730 | 0 | 0 | ||
ASSERTIO HOLDINGS ORD | COM | 04546C106 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ASTON MRTN LGNDA GLB HLD ADR REP ORD | SPONSORED ADR | 04626D107 | 6 | 10,233 | SH | SOLE | 10,233 | 0 | 0 | ||
AT&T ORD | COM | 00206R102 | 1 | 50 | SH | DFND | 50 | 0 | 0 | ||
AURORA CANNABIS ORD | COM | 05156X884 | 2 | 209 | SH | Call | SOLE | 209 | 0 | 0 | |
AVALONBAY COMMUNITIES REIT ORD | COM | 053484101 | 10 | 68 | SH | SOLE | 68 | 0 | 0 | ||
AVAYA HOLDINGS ORD | COM | 05351X101 | 6 | 500 | SH | DFND | 500 | 0 | 0 | ||
AVIDITY BIOSCIENCES ORD | COM | 05370A108 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AVIS BUDGET GROUP ORD | COM | 053774105 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
AYRO ORD | COM | 054748108 | 11 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
B RILEY FINANCIAL 7.50 SNR NTS | COM | 05580M306 | 39 | 1,715 | SH | SOLE | 1,715 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER CL A ORD | COM | 05600U106 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
B. RILEY FINCL | COM | 05580M868 | 52 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BANCO BILBAO VIZCAYA ARGENTARIA ADR | COM | 05946K101 | 46 | 13,550 | SH | SOLE | 13,550 | 0 | 0 | ||
BARRICK GOLD ORD | COM | 067901108 | 8 | 310 | SH | DFND | 310 | 0 | 0 | ||
BEL FUSE CL B ORD | COM | 077347300 | 13 | 1,245 | SH | SOLE | 1,245 | 0 | 0 | ||
BENEFYTT TECHNOLOGIES CL A ORD (NMS) | COM | 08182C106 | 4 | 236 | SH | Call | DFND | 236 | 0 | 0 | |
BENEFYTT TECHNOLOGIES CL A ORD (NMS) | COM | 08182C106 | 1 | 75 | SH | Put | DFND | 75 | 0 | 0 | |
BHP GROUP ADR REP 2 ORD | SPONSORED ADR | 05545E209 | 920 | 22,381 | SH | DFND | 22,381 | 0 | 0 | ||
BIOSIG TECHNOLOGIES ORD | COM | 09073N201 | 126 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
BLOOM ENERGY CL A ORD | COM | 093712107 | 6 | 600 | SH | DFND | 600 | 0 | 0 | ||
BOEING ORD | COM | 097023105 | 185 | 1,010 | SH | DFND | 1,010 | 0 | 0 | ||
BOEING ORD | COM | 097023105 | 73 | 400 | SH | Put | DFND | 400 | 0 | 0 | |
BOWL AMERICA CL A ORD | COM | 102565108 | 26 | 2,771 | SH | SOLE | 2,771 | 0 | 0 | ||
BOX CL A ORD (NYS) | COM | 10316T104 | 1 | 75 | SH | Call | DFND | 75 | 0 | 0 | |
BRIGGS AND STRATTON ORD | COM | 109043109 | 262 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CONTINGENT RTS | COM | 110122157 | 390 | 109,209 | SH | DFND | 109,209 | 0 | 0 | ||
BROWN FORMAN CL A ORD | COM | 115637100 | 97 | 1,700 | SH | DFND | 1,700 | 0 | 0 | ||
BURNING ROCK BIOTECH ADR REP ORD | SPONSORED ADR | 12233L107 | 16 | 600 | SH | SOLE | 600 | 0 | 0 | ||
BYRNA TECHNOLOGIES ORD | COM | 12448X102 | 2,594 | 1,853,093 | SH | SOLE | 1,853,093 | 0 | 0 | ||
CALLIDITAS THERAP ADR REP 2 ORD | SPONSORED ADR | 13124Q106 | 14 | 625 | SH | SOLE | 625 | 0 | 0 | ||
CANON ADR REP ORD | SPONSORED ADR | 138006309 | 99 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | COM | 13809L133 | 0 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
CANSORTIUM INC | COM | 13809L109 | 6 | 19,720 | SH | SOLE | 19,720 | 0 | 0 | ||
CARNIVAL ADR REP 1ORD | SPONSORED ADR | 14365C103 | 50 | 4,050 | SH | SOLE | 4,050 | 0 | 0 | ||
CARRIER GLOBAL ORD | COM | 14448C104 | 15 | 700 | SH | SOLE | 700 | 0 | 0 | ||
CARROLS RESTAURANT GROUP ORD | COM | 14574X104 | 324 | 67,136 | SH | SOLE | 67,136 | 0 | 0 | ||
CAVCO INDUSTRIES ORD | COM | 149568107 | 578 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CB FINANCIAL SERVICES ORD | COM | 12479G101 | 443 | 20,341 | SH | SOLE | 20,341 | 0 | 0 | ||
CEDAR REALTY REIT ORD | COM | 150602209 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CEDAR RLTY SRS C PRF | COM | 150602506 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CELLECTAR BIOSCIENCES ORD | COM | 15117F500 | 164 | 128,321 | SH | SOLE | 128,321 | 0 | 0 | ||
CELSIUS HOLDINGS ORD | COM | 15118V207 | 388 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
CEMTREX SERIES 1 PRF | COM | 15130G501 | 44 | 21,034 | SH | SOLE | 21,034 | 0 | 0 | ||
CENTRAL GARDEN AND PET CL A ORD | COM | 153527205 | 37 | 1,115 | SH | SOLE | 1,115 | 0 | 0 | ||
CHEGG ORD | COM | 163092109 | 67 | 1,001 | SH | SOLE | 1,001 | 0 | 0 | ||
CHEWY CL A ORD | COM | 16679L109 | 6 | 150 | SH | DFND | 150 | 0 | 0 | ||
CHICKEN SOUP FOR SOUL ENTR CL A ORD | COM | 16842Q100 | 9 | 1,395 | SH | SOLE | 1,395 | 0 | 0 | ||
CHINA INDUSTRIAL GROUP ORD | COM | 169396108 | 6 | 1,397,637 | SH | SOLE | 1,397,637 | 0 | 0 | ||
CHINA MOBILE ADR REPSG 5 ORD | SPONSORED ADR | 16941M109 | 145 | 4,321 | SH | DFND | 4,321 | 0 | 0 | ||
CHINA PETRO & CHEM ADR REP 100 H ORD | SPONSORED ADR | 16941R108 | 4 | 99 | SH | SOLE | 99 | 0 | 0 | ||
CHINA UNICOM HNG KNG ADR REP 10 ORD | SPONSORED ADR | 16945R104 | 109 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHP MERGER CL A ORD | COM | 12558Y106 | 249 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CHURCHILL CAPITAL CL A RED UNT | COM | 17144C203 | 18 | 1,670 | SH | SOLE | 1,670 | 0 | 0 | ||
CHURCHILL CAPITAL CORP II | COM | 17143G106 | 2,160 | 191,225 | SH | DFND | 191,225 | 0 | 0 | ||
CHURCHILL CAPITAL III CL A ORD | COM | 17144C104 | 203 | 18,900 | SH | SOLE | 18,900 | 0 | 0 | ||
CINCINNATI BELL ORD | COM | 171871502 | 16 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
CISCO SYSTEMS ORD | COM | 17275R102 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
CITIGROUP ORD | COM | 172967424 | 20 | 401 | SH | DFND | 401 | 0 | 0 | ||
CLEARWAY ENERGY CL A ORD | COM | 18539C105 | 33 | 1,600 | SH | DFND | 1,600 | 0 | 0 | ||
CLOVIS ONCOLOGY ORD | COM | 189464100 | 8 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
CME GROUP CL A ORD | COM | 12572Q105 | 65 | 401 | SH | DFND | 401 | 0 | 0 | ||
COLGATE PALMOLIVE ORD (NYS) | COM | 194162103 | 5 | 70 | SH | Call | DFND | 70 | 0 | 0 | |
CONAGRA BRANDS ORD | COM | 205887102 | 180 | 5,119 | SH | DFND | 5,119 | 0 | 0 | ||
CONYERS PARK II ACQUISITION CL A ORD | COM | 212896104 | 603 | 54,600 | SH | SOLE | 54,600 | 0 | 0 | ||
CRAFT BREW ALLIANCE ORD | COM | 224122101 | 1,248 | 81,106 | SH | DFND | 81,106 | 0 | 0 | ||
CRAWFORD CL B ORD | COM | 224633107 | 283 | 40,316 | SH | SOLE | 40,316 | 0 | 0 | ||
CREDIT SUISSE GRP ADR REPTG ONE ORD | SPONSORED ADR | 225401108 | 4 | 424 | SH | SOLE | 424 | 0 | 0 | ||
CRESCENT ACQUISITION CL A ORD | COM | 22564L105 | 536 | 51,300 | SH | DFND | 51,300 | 0 | 0 | ||
CRESCENT ACQUISITION UNT | COM | 22564L204 | 0 | 20 | SH | SOLE | 20 | 0 | 0 | ||
CRH ADR REPSG 1 ORD | SPONSORED ADR | 12626K203 | 442 | 12,890 | SH | SOLE | 12,890 | 0 | 0 | ||
CRONOS GROUP ORD | COM | 22717L101 | 1 | 200 | SH | DFND | 200 | 0 | 0 | ||
CROWDSTRIKE HOLDINGS CL A ORD | COM | 22788C105 | 300 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
CROWDSTRIKE HOLDINGS CL A ORD | COM | 22788C105 | 1 | 10 | SH | Call | DFND | 10 | 0 | 0 | |
CURALEAF HLDGS ORD | COM | 23126M102 | 369 | 60,492 | SH | DFND | 60,492 | 0 | 0 | ||
CURIS ORD | COM | 231269200 | 2 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CV SCIENCES ORD | COM | 126654102 | 10 | 16,850 | SH | SOLE | 16,850 | 0 | 0 | ||
CYBEROPTICS ORD | COM | 232517102 | 77 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
CYTODYN ORD | COM | 23283M101 | 3 | 600 | SH | SOLE | 600 | 0 | 0 | ||
DADA NEXUS 1 ADS REP 4 ORD | COM | 23344D108 | 46 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
DATADOG CL A ORD | COM | 23804L103 | 1 | 20 | SH | Put | DFND | 20 | 0 | 0 | |
DEERE ORD | COM | 244199105 | 32 | 206 | SH | Call | DFND | 206 | 0 | 0 | |
DELL TECHNOLOGIES CL C ORD | COM | 24703L202 | 96 | 1,750 | SH | DFND | 1,750 | 0 | 0 | ||
DELPHI TECHNOLOGIES ORD | COM | G27823106 | 5 | 400 | SH | SOLE | 400 | 0 | 0 | ||
DERMTECH INC | COM | 24984K113 | 1 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
DIAMONDPEAK HOLDINGS CL A ORD | COM | 25280H100 | 542 | 52,700 | SH | SOLE | 52,700 | 0 | 0 | ||
DIFFUSION PHARMACEUTICALS ORD | COM | 253748305 | 13 | 13,955 | SH | SOLE | 13,955 | 0 | 0 | ||
DIREXION DLY CNSMR DSCR BR 3X SH ETF | COM | 25459Y884 | 69 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DIREXION SEMICONDUCTOR BEAR 3X ETF | COM | 25460E182 | 133 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
DISH NETWORK CL A ORD | COM | 25470M109 | 38 | 1,115 | SH | SOLE | 1,115 | 0 | 0 | ||
DOLLAR TREE ORD | COM | 256746108 | 5 | 55 | SH | DFND | 55 | 0 | 0 | ||
DRAFTKINGS CL A ORD | COM | 26142R104 | 90 | 2,718 | SH | DFND | 2,718 | 0 | 0 | ||
DRAFTKINGS CL A ORD | COM | 26142R104 | 2 | 75 | SH | Call | DFND | 75 | 0 | 0 | |
DXC TECHNOLOGY ORD | COM | 23355L106 | 3 | 200 | SH | DFND | 200 | 0 | 0 | ||
EASTSIDE DISTILLING ORD | COM | 277802302 | 96 | 66,396 | SH | DFND | 66,396 | 0 | 0 | ||
EATON VANCE LIMITED DURATION INCM CF | COM | 27828H105 | 2 | 200 | SH | DFND | 200 | 0 | 0 | ||
EBAY ORD | COM | 278642103 | 1,075 | 20,500 | SH | DFND | 20,500 | 0 | 0 | ||
EHEALTH ORD | COM | 28238P109 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
ELANCO ANIMAL HEALTH CVR | COM | 28414H103 | 2 | 100 | SH | DFND | 100 | 0 | 0 | ||
ELDORADO RESORTS ORD | COM | 28470R102 | 2,943 | 73,482 | SH | DFND | 73,482 | 0 | 0 | ||
ELDORADO RESORTS ORD | COM | 28470R102 | 10 | 250 | SH | Put | DFND | 250 | 0 | 0 | |
ELIXINOL GLOBAL ORD | COM | Q34632101 | 9 | 78,600 | SH | SOLE | 78,600 | 0 | 0 | ||
EMBRAER ADR REP FOUR ORD (NYS) | COM | 29082A107 | 1 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
ENERGY RECOVERY ORD | COM | 29270J100 | 379 | 50,007 | SH | SOLE | 50,007 | 0 | 0 | ||
ENERTECK ORD | COM | 29275X104 | 0 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ETFMG ALTERNATIVE HARVEST ETF | COM | 26924G508 | 2 | 218 | SH | Put | DFND | 218 | 0 | 0 | |
EVERGY ORD | COM | 30034W106 | 237 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
EXTRACTION OIL GAS ORD | COM | 30227M105 | 11 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
FACEBOOK CL A ORD | COM | 30303M102 | 13 | 60 | SH | Call | DFND | 60 | 0 | 0 | |
FANNIE MAE NON CUMULATIVE H PFD | COM | 313586885 | 7 | 600 | SH | SOLE | 600 | 0 | 0 | ||
FASTLY CL A ORD | COM | 31188V100 | 2 | 30 | SH | Put | DFND | 30 | 0 | 0 | |
FEDERAL NATIONAL MORTGAGE ORD | COM | 313586109 | 0 | 400 | SH | DFND | 400 | 0 | 0 | ||
FEDEX ORD | COM | 31428X106 | 4 | 30 | SH | Call | DFND | 30 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES ORD | COM | N31738102 | 675 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
FINTECH ACQUISITION CL A ORD | COM | 31811A101 | 6,913 | 619,463 | SH | SOLE | 619,463 | 0 | 0 | ||
FINTECH ACQUISITION UNT | COM | 31811A309 | 480 | 37,860 | SH | SOLE | 37,860 | 0 | 0 | ||
FIRST MAJESTIC SILVER ORD | COM | 32076V103 | 3 | 400 | SH | DFND | 400 | 0 | 0 | ||
FIRST NBC BANK HOLDING ORD | COM | 32115D106 | 0 | 8,519 | SH | SOLE | 8,519 | 0 | 0 | ||
FITBIT CL A ORD | COM | 33812L102 | 117 | 18,200 | SH | DFND | 18,200 | 0 | 0 | ||
FITBIT CL A ORD | COM | 33812L102 | 1 | 250 | SH | Put | DFND | 250 | 0 | 0 | |
FIVE9 ORD | COM | 338307101 | 1,117 | 10,099 | SH | SOLE | 10,099 | 0 | 0 | ||
FLUIDIGM ORD | COM | 34385P108 | 40 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FLYING EAGLE ACQUISITION CL A ORD | COM | 34407Y103 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISI CL A RED UNT | COM | 34431F203 | 160 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FOMENTO ECON ADR REPRESENTING 10 ORD | SPONSORED ADR | 344419106 | 361 | 5,826 | SH | SOLE | 5,826 | 0 | 0 | ||
FONAR ORD | COM | 344437405 | 136 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES ORD | COM | 34553D101 | 418 | 19,726 | SH | DFND | 19,726 | 0 | 0 | ||
FORTRESS BIOTECH ORD | COM | 34960Q109 | 469 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
FORUM MERGER II CL A ORD | COM | 34986F103 | 447 | 27,181 | SH | DFND | 27,181 | 0 | 0 | ||
FOX CL A ORD | COM | 35137L105 | 5 | 200 | SH | DFND | 200 | 0 | 0 | ||
FRONTLINE ORD | COM | G3682E192 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
FTE NETWORKS ORD | COM | 30283R402 | 5 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FUELCELL ENERGY ORD | COM | 35952H601 | 5 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
GAIN CAPITAL HOLDINGS ORD | COM | 36268W100 | 25 | 4,200 | SH | DFND | 4,200 | 0 | 0 | ||
GAP ORD | COM | 364760108 | 0 | 60 | SH | Call | DFND | 60 | 0 | 0 | |
GENIUS BRANDS INTERNATIONAL ORD | COM | 37229T301 | 4 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
GENIUS PRODUCTS ORD | COM | 37229R305 | 0 | 122 | SH | SOLE | 122 | 0 | 0 | ||
GENOCEA BIOSCIENCES ORD | COM | 372427401 | 690 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GENWORTH FINANCIAL CL A ORD | COM | 37247D106 | 5 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
GLDMN SCH DS RP 1/1000 SRS C CM PRF | COM | 38144X609 | 6 | 300 | SH | SOLE | 300 | 0 | 0 | ||
GLOBAL PAYMENTS ORD | COM | 37940X102 | 55 | 325 | SH | DFND | 325 | 0 | 0 | ||
GOLD FIELDS ADR REP 1 ORD | SPONSORED ADR | 38059T106 | 257 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
GOLDFIELD ORD | COM | 381370105 | 79 | 21,413 | SH | SOLE | 21,413 | 0 | 0 | ||
GOLDMAN SACHS DS RPT 1/1000 SR A PRF | COM | 38143Y665 | 16 | 800 | SH | SOLE | 800 | 0 | 0 | ||
GORES METROPOULOS CL A ORD | COM | 382872109 | 2,323 | 217,326 | SH | SOLE | 217,326 | 0 | 0 | ||
GORES METROPOULOS UNT | COM | 382872208 | 10 | 933 | SH | SOLE | 933 | 0 | 0 | ||
GRAF INDUSTRIAL ORD | COM | 384278107 | 114 | 8,238 | SH | SOLE | 8,238 | 0 | 0 | ||
GRAYSCALE BITCOIN ORD | COM | 389637109 | 336 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
GREEN GROWTH BRANDS ORD | COM | 39305B105 | 17 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
GREEN THUMB INDUSTRIES ORD | COM | 39342L108 | 1,098 | 109,877 | SH | SOLE | 109,877 | 0 | 0 | ||
GREENLANE HOLDINGS CL A ORD | COM | 395330103 | 1,658 | 416,748 | SH | SOLE | 416,748 | 0 | 0 | ||
GREIF CL B ORD | COM | 397624206 | 4 | 110 | SH | DFND | 110 | 0 | 0 | ||
GRIDSUM HOLDING ADR | COM | 398132100 | 57 | 80,103 | SH | SOLE | 80,103 | 0 | 0 | ||
GRUBHUB ORD | COM | 400110102 | 2,460 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
GRUPO AEROPORTUA ADR REP 10 SR B ORD | SPONSORED ADR | 40051E202 | 112 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GS ACQUISITION HOLDINGS UNT | COM | 36258Q204 | 183 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS ORD | COM | 362409104 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GX ACQUISITON CL A ORD | COM | 36251A107 | 1,397 | 137,034 | SH | SOLE | 137,034 | 0 | 0 | ||
GX ACQUISITON UNT | COM | 36251A206 | 16 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
HAYMAKER ACQUISITION CL A ORD | COM | 42087L101 | 952 | 92,042 | SH | SOLE | 92,042 | 0 | 0 | ||
HEICO CL A ORD | COM | 422806208 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
HENNESSY CAPITAL ACQUISITION CORP IV | COM | 42589C104 | 323 | 30,105 | SH | SOLE | 30,105 | 0 | 0 | ||
HEXCEL ORD | COM | 428291108 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
HEXO ORD | COM | 428304109 | 8 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
HILTON GRAND VACATIONS ORD | COM | 43283X105 | 137 | 7,017 | SH | DFND | 7,017 | 0 | 0 | ||
HONEYWELL INTERNATIONAL ORD | COM | 438516106 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
HSBC HOLDINGS ADR REP 5 ORD | SPONSORED ADR | 404280406 | 674 | 28,900 | SH | DFND | 28,900 | 0 | 0 | ||
HYCROFT MINING HOLDING CL A ORD | COM | 44862P109 | 87 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
IAC INTERACTIVE ORD | COM | 44891N109 | 25,952 | 80,250 | SH | SOLE | 80,250 | 0 | 0 | ||
IMMUNOMEDICS ORD | COM | 452907108 | 574 | 16,210 | SH | SOLE | 16,210 | 0 | 0 | ||
INARI MEDICAL ORD | COM | 45332Y109 | 121 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
INFLARX ORD | COM | N44821101 | 963 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
ING GROEP ADR REP 1 ORD | SPONSORED ADR | 456837103 | 690 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INMUNE BIO ORD | COM | 45782T105 | 5 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INNOVATIVE INDUSTRIAL PPTY ORD | COM | 45781V101 | 1,892 | 21,500 | SH | DFND | 21,500 | 0 | 0 | ||
INOVALON HOLDINGS CL A ORD | COM | 45781D101 | 645 | 33,500 | SH | DFND | 33,500 | 0 | 0 | ||
INPHONIC ORD (OTC) | COM | 45772G105 | 0 | 14,472 | SH | SOLE | 14,472 | 0 | 0 | ||
INSEEGO ORD | COM | 45782B104 | 745 | 64,235 | SH | SOLE | 64,235 | 0 | 0 | ||
INSURANCE ACQUISITION CL A ORD | COM | 457867109 | 464 | 35,850 | SH | DFND | 35,850 | 0 | 0 | ||
INTERCONTINENTAL HOTEL ADR REP 1 ORD | SPONSORED ADR | 45857P806 | 722 | 16,289 | SH | SOLE | 16,289 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINES ORD | COM | 459200101 | 7 | 62 | SH | DFND | 62 | 0 | 0 | ||
INVSC QQQ TRUST SRS 1 ETF | COM | 46090E103 | 108 | 440 | SH | Put | DFND | 440 | 0 | 0 | |
IQIYI ADS REP 7 CL A ORD | COM | 46267X108 | 1 | 50 | SH | DFND | 50 | 0 | 0 | ||
IRONWOOD PHARMA CL A ORD | COM | 46333X108 | 762 | 73,918 | SH | SOLE | 73,918 | 0 | 0 | ||
ISHARES MSCI HONG KONG ETF | COM | 464286871 | 6 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES PREFERRED INCOME SEC ETF | COM | 464288687 | 419 | 12,100 | SH | DFND | 12,100 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 3 | 25 | SH | Call | DFND | 25 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 125 | 879 | SH | Put | DFND | 879 | 0 | 0 | |
ISHARES SILVER TRUST ETF | COM | 46428Q109 | 85 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
ISHARES SILVER TRUST ETF | COM | 46428Q109 | 1 | 100 | SH | Call | DFND | 100 | 0 | 0 | |
IVERIC BIO ORD | COM | 46583P102 | 7 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
JAWS ACQUISITION UNT | COM | G50744120 | 156 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JD.COM ADR REP 2 CL A ORD | SPONSORED ADR | 47215P106 | 380 | 6,330 | SH | SOLE | 6,330 | 0 | 0 | ||
JETBLUE AIRWAYS ORD | COM | 477143101 | 1 | 100 | SH | DFND | 100 | 0 | 0 | ||
JPMORGAN CHASE ORD | COM | 46625H100 | 2 | 30 | SH | DFND | 30 | 0 | 0 | ||
JUNIPER INDUSTRIAL HOLDINGS CL A ORD | COM | 48205G106 | 259 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
JUNIPER NETWORKS ORD (NYS) | COM | 48203R104 | 1 | 50 | SH | Call | DFND | 50 | 0 | 0 | |
KINGSOFT CLOUD HOLD ADR REP 15 ORD | SPONSORED ADR | 49639K101 | 223 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
KOHL'S ORD | COM | 500255104 | 20 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
KRANESHARES CSI CHINA INTERNET ETF (PSE) | COM | 500767306 | 24 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
LANDCADIA HOLDINGS II CL A ORD | COM | 51476X105 | 1,275 | 78,000 | SH | SOLE | 78,000 | 0 | 0 | ||
LANDCADIA HOLDINGS II UNT | COM | 51476X204 | 53 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
LAS VEGAS SANDS ORD | COM | 517834107 | 4 | 100 | SH | DFND | 100 | 0 | 0 | ||
LEGACY ACQUISITION CL A ORD | COM | 524643103 | 386 | 40,238 | SH | DFND | 40,238 | 0 | 0 | ||
LEGEND BIOTECH 2 ADR REP ORD | SPONSORED ADR | 52490G102 | 21 | 500 | SH | SOLE | 500 | 0 | 0 | ||
LEGG MASON ORD | COM | 524901105 | 29 | 600 | SH | DFND | 600 | 0 | 0 | ||
LENNAR CL B ORD | COM | 526057302 | 101 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
LEO HOLDINGS CL A ORD | COM | G5463L105 | 99 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
LEVI STRAUSS CL A ORD | COM | 52736R102 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
LGL SYSTEMS ACQUISITION UNT | COM | 50201G205 | 4 | 450 | SH | SOLE | 450 | 0 | 0 | ||
LIBERTY ALL STAR GROWTH CF | COM | 529900102 | 9 | 1,472 | SH | DFND | 1,472 | 0 | 0 | ||
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | COM | 531229607 | 48 | 1,414 | SH | SOLE | 1,414 | 0 | 0 | ||
LIVENT ORD | COM | 53814L108 | 369 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
LLOYDS BANKING GROUP ADR 4 ORD | SPONSORED ADR | 539439109 | 4,608 | 3,072,020 | SH | SOLE | 3,072,020 | 0 | 0 | ||
LMP AUTOMOTIVE HOLDINGS ORD | COM | 53952P101 | 349 | 35,648 | SH | SOLE | 35,648 | 0 | 0 | ||
LOGITECH N ORD | COM | H50430232 | 153 | 2,351 | SH | SOLE | 2,351 | 0 | 0 | ||
LONGWEI PETROLEUM INVEST HOLDING ORD | COM | 543354104 | 0 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LUCKIN COFFEE ADR REP 8 ORD | SPONSORED ADR | 54951L109 | 46 | 20,100 | SH | DFND | 20,100 | 0 | 0 | ||
LULULEMON ATHLETICA ORD | COM | 550021109 | 2 | 7 | SH | Put | DFND | 7 | 0 | 0 | |
LUMENTUM HOLDINGS ORD | COM | 55024U109 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE ORD | COM | 55608B105 | 153 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
MAGNITE ORD | COM | 55955D100 | 849 | 127,360 | SH | SOLE | 127,360 | 0 | 0 | ||
MAIDEN HOLDINGS LTD | COM | 560292302 | 272 | 14,131 | SH | SOLE | 14,131 | 0 | 0 | ||
MANHATTAN ASSOCIATES ORD | COM | 562750109 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
Match Group Inc | COM | 57665R956 | 9 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
MEDTRONIC ORD | COM | G5960L103 | 36 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MELCO RESORTS ENTERTAINMENT ADR | COM | 585464100 | 6 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MERCHANTS BANCORP REP 1 4 SRS B DRC | COM | 58844R603 | 33 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
MERCURY GENERAL ORD | COM | 589400100 | 40 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
MERCURY SYSTEMS ORD | COM | 589378108 | 39 | 501 | SH | SOLE | 501 | 0 | 0 | ||
MERSANA THERAPEUTICS ORD | COM | 59045L106 | 3,379 | 144,421 | SH | SOLE | 144,421 | 0 | 0 | ||
MILLICOM INTERNATIONAL CELLULAR ORD | COM | L6388F110 | 78 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MOMO ADR REP 2 CL A ORD | SPONSORED ADR | 60879B107 | 218 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MONEYGRAM INTERNATIONAL ORD | COM | 60935Y208 | 0 | 200 | SH | SOLE | 200 | 0 | 0 | ||
MOTUS GI HOLDINGS ORD | COM | 62014P108 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MSC INDUSTRIAL CL A ORD | COM | 553530106 | 13 | 190 | SH | SOLE | 190 | 0 | 0 | ||
MUSTANG BIO ORD | COM | 62818Q104 | 795 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MYLAN ORD | COM | N59465109 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | ||
NANO DIMENSION 1 ADR REP ORD | SPONSORED ADR | 63008G203 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NATIONAL BEVERAGE ORD | COM | 635017106 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NATIONAL GRID ADR REP 5 ORD | SPONSORED ADR | 636274409 | 1,104 | 18,182 | SH | SOLE | 18,182 | 0 | 0 | ||
NAVIDEA BIOPHARMACEUTICALS ORD | COM | 63937X202 | 413 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
NESCO HOLDINGS ORD | COM | 64083J104 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NETEASE ADR | COM | 64110W102 | 1,005 | 2,341 | SH | SOLE | 2,341 | 0 | 0 | ||
NETFIN ACQUISITION CL A ORD | COM | G6455A107 | 696 | 64,800 | SH | SOLE | 64,800 | 0 | 0 | ||
NETFLIX ORD | COM | 64110L106 | 56 | 125 | SH | DFND | 125 | 0 | 0 | ||
NEVRO ORD | COM | 64157F103 | 657 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION CL A ORD | COM | 64822P106 | 1,068 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION UNT | COM | 64822P205 | 527 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
NEWMONT ORD | COM | 651639106 | 3 | 50 | SH | DFND | 50 | 0 | 0 | ||
NIKOLA ORD | COM | 654110105 | 5 | 79 | SH | Call | SOLE | 79 | 0 | 0 | |
NIKOLA ORD | COM | 654110105 | 10 | 161 | SH | Put | SOLE | 161 | 0 | 0 | |
NIO ADS REP 1 CL A ORD | COM | 62914V106 | 0 | 100 | SH | DFND | 100 | 0 | 0 | ||
NOVARTIS ADR REPSG 1 ORD | SPONSORED ADR | 66987V109 | 1,476 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
NOVO NORDISK ADR REPSG 1 ORD | SPONSORED ADR | 670100205 | 412 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
NVIDIA ORD | COM | 67066G104 | 1,743 | 4,590 | SH | DFND | 4,590 | 0 | 0 | ||
NXCHAIN ORD | COM | 629471103 | 0 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NXP SEMICONDUCTORS ORD | COM | N6596X109 | 13 | 121 | SH | SOLE | 121 | 0 | 0 | ||
OCCIDENTAL PETROLEUM ORD | COM | 674599105 | 411 | 22,500 | SH | DFND | 22,500 | 0 | 0 | ||
OCONEE FEDERAL FINANCIAL ORD | COM | 675607105 | 7 | 305 | SH | SOLE | 305 | 0 | 0 | ||
OHIO VALLEY BANC ORD | COM | 677719106 | 109 | 4,867 | SH | SOLE | 4,867 | 0 | 0 | ||
ON SEMICONDUCTOR ORD | COM | 682189105 | 148 | 7,499 | SH | SOLE | 7,499 | 0 | 0 | ||
ON SEMICONDUCTOR ORD | COM | 682189105 | 2 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
ONCONOVA THERAPEUTICS ORD | COM | 68232V405 | 56 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ONESPAWORLD HOLDINGS LTD | COM | P73684105 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
OTIS WORLDWIDE ORD | COM | 68902V107 | 8 | 150 | SH | SOLE | 150 | 0 | 0 | ||
OVINTIV ORD | COM | 69047Q102 | 10 | 1,125 | SH | Call | SOLE | 1,125 | 0 | 0 | |
PAGSEGURO DIGITAL CL A ORD | COM | G68707101 | 621 | 17,580 | SH | SOLE | 17,580 | 0 | 0 | ||
PASSAGE BIO ORD | COM | 702712100 | 10 | 384 | SH | SOLE | 384 | 0 | 0 | ||
PETROLEO BRASILEIRO ADR REPSTG 2 ORD | SPONSORED ADR | 71654V408 | 10 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
PG&E ORD | COM | 69331C108 | 376 | 42,500 | SH | DFND | 42,500 | 0 | 0 | ||
PG&E ORD | COM | 69331C108 | 1 | 210 | SH | Call | DFND | 210 | 0 | 0 | |
PINDUODUO ADR REP 4 ORD | SPONSORED ADR | 722304102 | 137 | 1,603 | SH | DFND | 1,603 | 0 | 0 | ||
PLUG POWER ORD | COM | 72919P202 | 534 | 65,050 | SH | DFND | 65,050 | 0 | 0 | ||
POLYPID ORD | COM | M8001Q118 | 30 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PRIMO WATER ORD | COM | 74167P108 | 570 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
PROPTECH ACQUISITION UNT | COM | 74349F200 | 831 | 78,489 | SH | SOLE | 78,489 | 0 | 0 | ||
PROSHARES SHORT VIX SHORT TERM ETF | COM | 74347W130 | 6 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PRUDENTIAL ADR REPSTG 2 ORD | SPONSORED ADR | 74435K204 | 191 | 6,294 | SH | SOLE | 6,294 | 0 | 0 | ||
QORVO ORD | COM | 74736K101 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
QUOTIENT ORD | COM | G73268107 | 164 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
QUOTIENT ORD | COM | G73268107 | 0 | 45 | SH | Call | SOLE | 45 | 0 | 0 | |
RAYTHEON TECHNOLOGIES ORD | COM | 75513E101 | 37 | 602 | SH | DFND | 602 | 0 | 0 | ||
RENT-A-CENTER ORD | COM | 76009N100 | 42 | 1,511 | SH | DFND | 1,511 | 0 | 0 | ||
REPARE THERAPEUTICS ORD | COM | 760273102 | 9 | 300 | SH | DFND | 300 | 0 | 0 | ||
REPLAY ACQUISITION UNT | COM | G75130123 | 71 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
RESEARCH FRONTIERS ORD | COM | 760911107 | 38 | 9,476 | SH | SOLE | 9,476 | 0 | 0 | ||
REWALK ROBOTICS LTD | COM | M8216Q200 | 0 | 120 | SH | SOLE | 120 | 0 | 0 | ||
RMG ACQUISITION CL A ORD | COM | 749641106 | 1,932 | 188,923 | SH | SOLE | 188,923 | 0 | 0 | ||
ROYAL DUTCH SHELL ADR REP 2 CL B ORD | SPONSORED ADR | 780259107 | 39 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
RUSH ENTERPRISES CL B ORD | COM | 781846308 | 111 | 3,137 | SH | SOLE | 3,137 | 0 | 0 | ||
RYANAIR HOLDINGS ORD | COM | 783513203 | 619 | 9,339 | SH | SOLE | 9,339 | 0 | 0 | ||
SANOFI ADR REP 1 1/2 ORD | SPONSORED ADR | 80105N105 | 6 | 130 | SH | Call | DFND | 130 | 0 | 0 | |
SASOL ADR REP 1 ORD | SPONSORED ADR | 803866300 | 458 | 59,423 | SH | SOLE | 59,423 | 0 | 0 | ||
SCHULTZE SPECIAL PURPOSE ACQUISI ORD | COM | 80821R109 | 242 | 23,746 | SH | SOLE | 23,746 | 0 | 0 | ||
SELECTQUOTE ORD | COM | 816307300 | 27 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
SEQUANS COMMUNICATIONS ADR REP 4 ORD | SPONSORED ADR | 817323207 | 1,135 | 184,985 | SH | SOLE | 184,985 | 0 | 0 | ||
SHIFT4 PAYMENTS CL A ORD | COM | 82452J109 | 77 | 2,190 | SH | SOLE | 2,190 | 0 | 0 | ||
SIGMA DESIGNS ORD | COM | 826565103 | 1 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
SILVER SPIKE ACQUISITION UNT | COM | G8136L122 | 6 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SIXTH STREET SPECIALTY LENDING ORD | COM | 83012A109 | 226 | 13,708 | SH | SOLE | 13,708 | 0 | 0 | ||
SKYLINE CHAMPION ORD | COM | 830830105 | 1,071 | 44,012 | SH | SOLE | 44,012 | 0 | 0 | ||
SLACK TECHNOLOGIES CL A ORD | COM | 83088V102 | 839 | 27,000 | SH | DFND | 27,000 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPH RED UNT | COM | G8251K123 | 183 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP III | COM | G8251K107 | 1,157 | 103,500 | SH | SOLE | 103,500 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSPH HLD CL A ORD | COM | G8250T109 | 96 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP CL A ORD | COM | 83406B101 | 1,004 | 100,100 | SH | SOLE | 100,100 | 0 | 0 | ||
SOHU.COM ADR REP ORD | SPONSORED ADR | 83410S108 | 3 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SONOS ORD | COM | 83570H108 | 1,757 | 120,162 | SH | SOLE | 120,162 | 0 | 0 | ||
SONY ADR REP 1 ORD | SPONSORED ADR | 835699307 | 1,202 | 17,400 | SH | DFND | 17,400 | 0 | 0 | ||
SORRENTO THERAPEUTICS ORD | COM | 83587F202 | 1 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SOUTH MOUNTAIN MERGER CL A ORD | COM | 838884104 | 969 | 95,164 | SH | SOLE | 95,164 | 0 | 0 | ||
SOUTH MOUNTAIN MERGER UNT | COM | 838884203 | 0 | 17 | SH | SOLE | 17 | 0 | 0 | ||
SOUTHWEST AIRLINES ORD | COM | 844741108 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION CL A ORD | COM | 846784106 | 3,247 | 302,900 | SH | SOLE | 302,900 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION CL A UNT | COM | 846784114 | 2 | 268 | SH | SOLE | 268 | 0 | 0 | ||
SPDR GOLD SHARES ETF | COM | 78463V107 | 159 | 950 | SH | Call | DFND | 950 | 0 | 0 | |
SPDR S&P 500 ETF | COM | 78462F103 | 248 | 807 | SH | Put | DFND | 807 | 0 | 0 | |
SPDR S&P OIL & GAS EXPL & PROD ETF | COM | 78468R556 | 5 | 101 | SH | Call | DFND | 101 | 0 | 0 | |
SPORTSMANS WAREHOUSE HOLDINGS ORD | COM | 84920Y106 | 2,402 | 168,602 | SH | SOLE | 168,602 | 0 | 0 | ||
SPROUTS FARMERS MARKET ORD | COM | 85208M102 | 53 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
STRATASYS ORD | COM | M85548101 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | COM | 864296116 | 66 | 110,400 | SH | SOLE | 110,400 | 0 | 0 | ||
SUBVERSIVE REAL EST ACQN REIT RTS | COM | 864298112 | 51 | 102,100 | SH | SOLE | 102,100 | 0 | 0 | ||
SUNDIAL GROWERS ORD | COM | 86730L109 | 30 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
SUSTAINABLE OPPORTUNITI UNT | COM | G8598Y125 | 14 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
SYSCO ORD | COM | 871829107 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
T MOBILE US SUBSRTS | COM | 872590112 | 4 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TAKE TWO INTERACTIVE SOFTWARE ORD | COM | 874054109 | 66 | 476 | SH | DFND | 476 | 0 | 0 | ||
TATA MOTORS ADR REPSG 5 ORD (NYS) | COM | 876568502 | 0 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
TAUBMAN CNTR REIT ORD | COM | 876664103 | 44 | 1,180 | SH | DFND | 1,180 | 0 | 0 | ||
TAUBMAN CNTR REIT ORD | COM | 876664103 | 0 | 5 | SH | Put | DFND | 5 | 0 | 0 | |
TD AMERITRADE HOLDING ORD | COM | 87236Y108 | 43 | 1,208 | SH | DFND | 1,208 | 0 | 0 | ||
TECHNIPFMC ORD | COM | G87110105 | 486 | 71,100 | SH | SOLE | 71,100 | 0 | 0 | ||
TEGNA ORD | COM | 87901J105 | 1 | 160 | SH | DFND | 160 | 0 | 0 | ||
TELA BIO ORD | COM | 872381108 | 47 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
TENCENT HOLDINGS ADR | COM | 88032Q109 | 1,616 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
TERRAFORM POWER CL A ORD | COM | 88104R209 | 5 | 300 | SH | DFND | 300 | 0 | 0 | ||
TESLA ORD | COM | 88160R101 | 1 | 1 | SH | Call | DFND | 1 | 0 | 0 | |
TEVA PHARMA IND ADR REP 1 ORD | SPONSORED ADR | 881624209 | 0 | 50 | SH | DFND | 50 | 0 | 0 | ||
TEXAS CAPITAL BANCSHARES ORD | COM | 88224Q107 | 530 | 17,200 | SH | DFND | 17,200 | 0 | 0 | ||
THE MEET GROUP ORD | COM | 58513U101 | 7 | 1,180 | SH | SOLE | 1,180 | 0 | 0 | ||
THL CREDIT ORD | COM | 872438106 | 16 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION II LTD | COM | G8857S116 | 5 | 520 | SH | SOLE | 520 | 0 | 0 | ||
TIDELANDS OIL AND GAS ORD | COM | 886405109 | 0 | 526,323 | SH | SOLE | 526,323 | 0 | 0 | ||
TIFFANY ORD | COM | 886547108 | 640 | 5,250 | SH | DFND | 5,250 | 0 | 0 | ||
TILRAY CL 2 ORD | COM | 88688T100 | 1 | 200 | SH | DFND | 200 | 0 | 0 | ||
TOPBUILD ORD | COM | 89055F103 | 591 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
TORTOISE ACQUISITION CL A ORD | COM | 89154L100 | 1,952 | 71,140 | SH | DFND | 71,140 | 0 | 0 | ||
TORTOISE PIPELINE AND ENERGY CF | COM | 89148H207 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
TOYOTA MOTOR ADR REP 2 ORD | SPONSORED ADR | 892331307 | 716 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
TRILLIUM THERAPEUTICS ORD | COM | 89620X506 | 1,755 | 217,000 | SH | DFND | 217,000 | 0 | 0 | ||
TRINE ACQUISITION CL A ORD | COM | 89628U108 | 2,314 | 221,454 | SH | DFND | 221,454 | 0 | 0 | ||
TRINE ACQUISITION CL A RED UNT | COM | 89628U207 | 1,111 | 100,895 | SH | SOLE | 100,895 | 0 | 0 | ||
TRITON INTL 6 875 SRS D RED PRP PRF | COM | G9078F206 | 50 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
TRSTAT CTL HLG DS REP 1 40 SRS A PRF | COM | 89678F209 | 7 | 342 | SH | SOLE | 342 | 0 | 0 | ||
TSAKOS ENRG NVGT CM RD PRP SRS F PRF | COM | G9108L165 | 48 | 2,439 | SH | SOLE | 2,439 | 0 | 0 | ||
TUSCAN HOLDINGS CORP II | COM | 90070A103 | 3 | 362 | SH | SOLE | 362 | 0 | 0 | ||
TYSON FOODS CL A ORD | COM | 902494103 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
TYSON FOODS CL A ORD | COM | 902494103 | 1 | 30 | SH | Call | DFND | 30 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 9 | 300 | SH | DFND | 300 | 0 | 0 | ||
UBS GROUP N ORD | COM | H42097107 | 282 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
ULTA BEAUTY ORD | COM | 90384S303 | 20 | 101 | SH | DFND | 101 | 0 | 0 | ||
UNILEVER NV | COM | 904784709 | 1,150 | 21,600 | SH | DFND | 21,600 | 0 | 0 | ||
UNIQURE ORD | COM | N90064101 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
UNITED COM BK 1000 DS RP 1 SRS I PRF | COM | 90985F205 | 19 | 800 | SH | SOLE | 800 | 0 | 0 | ||
UNITED STATES 12 MONTH OIL ETF | COM | 91288V103 | 36 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
US STEEL ORD | COM | 912909108 | 28 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
USA TECHNOLOGIES ORD | COM | 90328S500 | 527 | 75,201 | SH | DFND | 75,201 | 0 | 0 | ||
UXIN ADR REP 3 ORD (NMS) | COM | 91818X108 | 0 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
VANECK VECTOR JUNR GOLD MNRS ETF | COM | 92189F791 | 148 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
VANECK VECTOR JUNR GOLD MNRS ETF | COM | 92189F791 | 7 | 150 | SH | Put | DFND | 150 | 0 | 0 | |
VANECK VECTORS GOLD MINERS ETF | COM | 92189F106 | 0 | 15 | SH | DFND | 15 | 0 | 0 | ||
VANECK VECTORS GOLD MINERS ETF | COM | 92189F106 | 1 | 40 | SH | Call | DFND | 40 | 0 | 0 | |
VANECK VECTORS SEMICONDUCTOR ETF | COM | 92189F676 | 4 | 30 | SH | Put | DFND | 30 | 0 | 0 | |
VBI VACCINES ORD | COM | 91822J103 | 43 | 14,009 | SH | SOLE | 14,009 | 0 | 0 | ||
VERIZON COMMUNICATIONS ORD | COM | 92343V104 | 362 | 6,573 | SH | DFND | 6,573 | 0 | 0 | ||
VIACOMCBS CL B ORD | COM | 92556H206 | 64 | 2,772 | SH | DFND | 2,772 | 0 | 0 | ||
VIKING THERAPEUTICS ORD | COM | 92686J106 | 1 | 220 | SH | SOLE | 220 | 0 | 0 | ||
VILLAGE FARMS INTERNATIONAL ORD | COM | 92707Y108 | 13 | 2,812 | SH | DFND | 2,812 | 0 | 0 | ||
VINCE HOLDING ORD | COM | 92719W207 | 749 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS CL A ORD | COM | 92766K106 | 9 | 593 | SH | DFND | 593 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS CL A ORD | COM | 92766K106 | 1 | 100 | SH | Call | DFND | 100 | 0 | 0 | |
VISA CL A ORD | COM | 92826C839 | 5 | 27 | SH | DFND | 27 | 0 | 0 | ||
VISTA OIL GAS ADR REP SRS A ORD | SPONSORED ADR | 92837L109 | 68 | 22,615 | SH | SOLE | 22,615 | 0 | 0 | ||
WAITR HOLDINGS ORD | COM | 930752100 | 3 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
WALMART ORD | COM | 931142103 | 119 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
WALT DISNEY ORD | COM | 254687106 | 3 | 30 | SH | DFND | 30 | 0 | 0 | ||
WALT DISNEY ORD | COM | 254687106 | 1 | 10 | SH | Call | DFND | 10 | 0 | 0 | |
WARNER MUSIC GROUP CL A ORD | COM | 934550203 | 73 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
WELLS FARGO ORD | COM | 949746101 | 16 | 651 | SH | DFND | 651 | 0 | 0 | ||
WESCO INTERL 1000 DS RP 1 SRS A PRF | COM | 95082P303 | 3,089 | 116,500 | SH | SOLE | 116,500 | 0 | 0 | ||
WESCO INTL ORD | COM | 95082P105 | 1,024 | 29,188 | SH | SOLE | 29,188 | 0 | 0 | ||
WESTERN DIGITAL ORD | COM | 958102105 | 31 | 721 | SH | DFND | 721 | 0 | 0 | ||
WESTERN DIGITAL ORD | COM | 958102105 | 3 | 80 | SH | Call | DFND | 80 | 0 | 0 | |
WHOLE EARTH BRANDS CL A ORD | COM | 96684W100 | 1 | 240 | SH | SOLE | 240 | 0 | 0 | ||
WILLSCOT MOBILE MINI HOLDIN CL A ORD | COM | 971378104 | 747 | 60,835 | SH | SOLE | 60,835 | 0 | 0 | ||
WILLSCOT MOBILE MINI HOLDIN CL A ORD | COM | 971378104 | 3 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
WORKDAY CL A ORD | COM | 98138H101 | 56 | 300 | SH | SOLE | 300 | 0 | 0 | ||
WPP ADR REP 5 ORD | SPONSORED ADR | 92937A102 | 391 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WW INTERNATIONAL ORD | COM | 98262P101 | 1 | 50 | SH | DFND | 50 | 0 | 0 | ||
XILINX ORD | COM | 983919101 | 393 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
XPERI HOLDING ORD | COM | 98390M103 | 191 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
YUM CHINA ORD | COM | 98850P109 | 528 | 10,988 | SH | DFND | 10,988 | 0 | 0 | ||
ZENDESK ORD | COM | 98936J101 | 28 | 325 | SH | SOLE | 325 | 0 | 0 | ||
ZILLOW GROUP CL C ORD | COM | 98954M200 | 8 | 150 | SH | DFND | 150 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS CL A ORD | COM | 98980L101 | 6 | 25 | SH | Put | DFND | 25 | 0 | 0 |