Mike J. Keyes Form 3 BROWN FORMAN / Mike J. Keyes ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Keyes Mike J.

(Last) (First) (Middle)

850 DIXIE HWY

(Street)

LOUISVILLE 40210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2018

3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Chief Corporate Affairs

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common	18,818	D
Class A Common	4,476.338	I	ESPP
Class B Common	8,147	D
Class B Common	2,237.8292	I	ESPP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Right	05/01/2013	04/30/2020	Class B Common	32,067	15.088	D
Stock Appreciation Right	05/01/2014	04/30/2021	Class B Common	27,105	18.217	D
Stock Appreciation Right	05/01/2015	04/30/2022	Class B Common	34,994	23.047	D
Stock Appreciation Right	05/01/2016	04/30/2023	Class B Common	18,668	28.433	D
Stock Appreciation Right	05/01/2017	04/30/2024	Class B Common	14,572	36.109	D
Stock Appreciation Right	05/01/2018	04/30/2025	Class B Common	16,372	40.145	D
Stock Appreciation Right	05/01/2019	04/30/2026	Class B Common	22,458	38.481	D
Stock Appreciation Right	05/01/2020	04/30/2027	Class B Common	18,943	39.757	D

Explanation of Responses:

Remarks:

	Michael E. Carr, Jr., Attorney in Fact for Michael J. Keyes	06/21/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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