UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
December 11, 2018
Date of Report (Date of earliest event reported)
FEDERAL LIFE GROUP, INC.
(Exact name of registrant as specified in its charter)
| Pennsylvania | 333-227790 | 82-4944172 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Ident. No.) |
| 3750 West Deerfield Road, Riverwoods, IL | 60015 | |
| (Address of principal executive offices) | (Zip Code) |
(847) 520-1900
Registrant’s telephone number, including area code
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth companyx
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨
| Item 1.01 | Entry Into a Material Definitive Agreement. |
On November 15, 2018, Federal Life Group, Inc. (the “Company”) and Federal Life Insurance Company, a wholly-owned subsidiary of the Company, entered into employment agreements with Joseph D. Austin, William S. Austin, and Michael Austin that became effective on December 11, 2018. Copies of the employment agreements are attached hereto as Exhibits 10.1, 10.2, and 10.3, respectively, and are incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
| (d) | Exhibits: |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FEDERAL LIFE GROUP, INC. | |||
| Dated: December 17, 2018 | |||
| By: | /s/ William S. Austin | ||
| Name: | William S. Austin | ||
| Title: | President and Chief Executive Officer | ||
| 3 |
