The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 286 | 370 | SH | SOLE | 0 | 0 | 370 | ||
ALTRIA GROUP INC | COM | 02209S103 | 287 | 4,248 | SH | SOLE | 0 | 0 | 4,248 | ||
AMAZON INC | COM | 023135106 | 349 | 465 | SH | SOLE | 0 | 0 | 465 | ||
BATS GLOBAL MKTS INC | COM | 05491G109 | 389 | 11,615 | SH | SOLE | 0 | 0 | 11,615 | ||
CAST CORP NEW CL A | CL A | 20030N101 | 681 | 9,859 | SH | SOLE | 0 | 0 | 9,859 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 845 | 116,424 | SH | SOLE | 0 | 0 | 116,424 | ||
DBX ETF TR | EX US HDG EQTY | 233051820 | 361 | 15,047 | SH | SOLE | 0 | 0 | 15,047 | ||
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 211 | 7,519 | SH | SOLE | 0 | 0 | 7,519 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 221 | 2,120 | SH | SOLE | 0 | 0 | 2,120 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 229 | 10,997 | SH | SOLE | 0 | 0 | 10,997 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,920 | 8,020 | SH | SOLE | 0 | 0 | 8,020 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 1,561 | 14,878 | SH | SOLE | 0 | 0 | 14,878 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 3,875 | 33,553 | SH | SOLE | 0 | 0 | 33,553 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,306 | 12,086 | SH | SOLE | 0 | 0 | 12,086 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 1,552 | 30,584 | SH | SOLE | 0 | 0 | 30,584 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,408 | 53,899 | SH | SOLE | 0 | 0 | 53,899 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,061 | 17,327 | SH | SOLE | 0 | 0 | 17,327 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 13,327 | 294,708 | SH | SOLE | 0 | 0 | 294,708 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,338 | 40,494 | SH | SOLE | 0 | 0 | 40,494 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 612 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 555 | 5,286 | SH | SOLE | 0 | 0 | 5,286 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 285 | 2,926 | SH | SOLE | 0 | 0 | 2,926 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,827 | 17,388 | SH | SOLE | 0 | 0 | 17,388 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 25 | 11,893 | SH | SOLE | 0 | 0 | 11,893 | ||
MICROSOFT CORP | COM | 594918104 | 432 | 6,959 | SH | SOLE | 0 | 0 | 6,959 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 760 | 7,503 | SH | SOLE | 0 | 0 | 7,503 | ||
POWERSHARES ETF TR II | EX RTE SEN LOW | 73937B563 | 227 | 8,115 | SH | SOLE | 0 | 0 | 8,115 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,118 | 26,878 | SH | SOLE | 0 | 0 | 26,878 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 865 | 48,187 | SH | SOLE | 0 | 0 | 48,187 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 1,760 | 82,723 | SH | SOLE | 0 | 0 | 82,723 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 19,065 | 160,917 | SH | SOLE | 0 | 0 | 160,917 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,301 | 23,545 | SH | SOLE | 0 | 0 | 23,545 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 8,685 | 313,747 | SH | SOLE | 0 | 0 | 313,747 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 652 | 12,217 | SH | SOLE | 0 | 0 | 12,217 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 4,992 | 96,931 | SH | SOLE | 0 | 0 | 96,931 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 256 | 4,726 | SH | SOLE | 0 | 0 | 4,726 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,084 | 93,734 | SH | SOLE | 0 | 0 | 93,734 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,801 | 32,262 | SH | SOLE | 0 | 0 | 32,262 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,125 | 23,396 | SH | SOLE | 0 | 0 | 23,396 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 35,491 | 666,380 | SH | SOLE | 0 | 0 | 666,380 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,048 | 67,506 | SH | SOLE | 0 | 0 | 67,506 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 11,098 | 180,515 | SH | SOLE | 0 | 0 | 180,515 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,573 | 7,038 | SH | SOLE | 0 | 0 | 7,038 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 5,717 | 119,254 | SH | SOLE | 0 | 0 | 119,254 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 2,791 | 32,620 | SH | SOLE | 0 | 0 | 32,620 | ||
SYNERGY RES CORP | COM | 87164P103 | 103 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 417 | 22,344 | SH | SOLE | 0 | 0 | 22,344 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 6,101 | 263,075 | SH | SOLE | 0 | 0 | 263,075 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189F361 | 1,945 | 65,522 | SH | SOLE | 0 | 0 | 65,522 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 10,388 | 125,051 | SH | SOLE | 0 | 0 | 125,051 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 852 | 10,724 | SH | SOLE | 0 | 0 | 10,724 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 281 | 2,522 | SH | SOLE | 0 | 0 | 2,522 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,592 | 15,555 | SH | SOLE | 0 | 0 | 15,555 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 284 | 2,920 | SH | SOLE | 0 | 0 | 2,920 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,215 | 9,230 | SH | SOLE | 0 | 0 | 9,230 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 284 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 10,559 | 51,432 | SH | SOLE | 0 | 0 | 51,432 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,193 | 17,004 | SH | SOLE | 0 | 0 | 17,004 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,084 | 11,649 | SH | SOLE | 0 | 0 | 11,649 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 990 | 12,468 | SH | SOLE | 0 | 0 | 12,468 | ||
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 1,564 | 25,674 | SH | SOLE | 0 | 0 | 25,674 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 513 | 6,018 | SH | SOLE | 0 | 0 | 6,018 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,682 | 46,030 | SH | SOLE | 0 | 0 | 46,030 | ||
VERIZON MUNICATIONS INC | COM | 92343V104 | 277 | 5,198 | SH | SOLE | 0 | 0 | 5,198 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 5,154 | 184,257 | SH | SOLE | 0 | 0 | 184,257 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 423 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 3,464 | 41,875 | SH | SOLE | 0 | 0 | 41,875 |